401k Plan data: C. LEWIS & COMPANY, LLP RETIREMENT PLAN plan

C. LEWIS & COMPANY, LLP RETIREMENT PLAN 401k Plan overview

Plan Name	C. LEWIS & COMPANY, LLP RETIREMENT PLAN
Plan identification number	001

C. LEWIS & COMPANY, LLP RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

C. LEWIS & CO., LLP has sponsored the creation of one or more 401k plans.

Company Name: C. LEWIS & CO., LLP

Employer identification number (EIN): 562412095

NAIC Classification: 541219
NAIC Description: Other Accounting Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan C. LEWIS & COMPANY, LLP RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 CLIFTON C. LEWIS 2018-09-07
001 2017-01-01 CLIFTON C. LEWIS 2018-09-07
001 2016-01-01 CLIFTON C. LEWIS 2017-09-06
001 2015-01-01 CLIFTON C. LEWIS 2016-10-17
001 2014-01-01 CLIFTON C. LEWIS
001 2013-01-01 CLIFTON C. LEWIS
001 2012-01-01 CLIFTON C. LEWIS
001 2011-01-01 CLIFTON C. LEWIS
001 2010-01-01 CLIFTON C. LEWIS
001 2009-01-01 CLIFTON C. LEWIS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2018-01-01	CLIFTON C. LEWIS	2018-09-07
001	2017-01-01	CLIFTON C. LEWIS	2018-09-07
001	2016-01-01	CLIFTON C. LEWIS	2017-09-06
001	2015-01-01	CLIFTON C. LEWIS	2016-10-17
001	2014-01-01	CLIFTON C. LEWIS
001	2013-01-01	CLIFTON C. LEWIS
001	2012-01-01	CLIFTON C. LEWIS
001	2011-01-01	CLIFTON C. LEWIS
001	2010-01-01	CLIFTON C. LEWIS
001	2009-01-01	CLIFTON C. LEWIS

Plan Statistics for C. LEWIS & COMPANY, LLP RETIREMENT PLAN

401k plan membership statisitcs for C. LEWIS & COMPANY, LLP RETIREMENT PLAN

Measure Date Value
2014: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 16
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 4
Total of all active and inactive participants 2014-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 20
Number of participants with account balances 2014-01-01 18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 15
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 19
Total participants 2013-01-01 19
Number of participants with account balances 2013-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 16
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 3
Total of all active and inactive participants 2012-01-01 19
Total participants 2012-01-01 19
2011: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 29
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 17
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 9
Total of all active and inactive participants 2011-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 26
Number of participants with account balances 2011-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2010: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 21
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 8
Total of all active and inactive participants 2010-01-01 29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 29
Number of participants with account balances 2010-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 2
2009: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 20
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 5
Total of all active and inactive participants 2009-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 25
Number of participants with account balances 2009-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	16
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	4
Total of all active and inactive participants	2014-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	20
Number of participants with account balances	2014-01-01	18
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	15
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	19
Total participants	2013-01-01	19
Number of participants with account balances	2013-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	16
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	3
Total of all active and inactive participants	2012-01-01	19
Total participants	2012-01-01	19
2011: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	29
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	17
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	9
Total of all active and inactive participants	2011-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	26
Number of participants with account balances	2011-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2010: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	21
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	8
Total of all active and inactive participants	2010-01-01	29
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	29
Number of participants with account balances	2010-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	2
2009: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	20
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	5
Total of all active and inactive participants	2009-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	25
Number of participants with account balances	2009-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on C. LEWIS & COMPANY, LLP RETIREMENT PLAN

Measure	Date	Value
2014 : C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$136,396
Expenses. Total of all expenses incurred	2014-12-31	$351
Benefits paid (including direct rollovers)	2014-12-31	$351
Total plan assets at end of year	2014-12-31	$1,633,211
Total plan assets at beginning of year	2014-12-31	$1,497,166
Value of fidelity bond covering the plan	2014-12-31	$100,000
Total contributions received or receivable from participants	2014-12-31	$78,761
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$40,578
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$136,045
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,633,211
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,497,166
Assets. Value of participant loans	2014-12-31	$7,829
Total contributions received or receivable from employer(s)	2014-12-31	$17,057
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$0
2013 : C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$474,252
Expenses. Total of all expenses incurred	2013-12-31	$224,122
Benefits paid (including direct rollovers)	2013-12-31	$220,910
Total plan assets at end of year	2013-12-31	$1,497,166
Total plan assets at beginning of year	2013-12-31	$1,247,036
Value of fidelity bond covering the plan	2013-12-31	$100,000
Total contributions received or receivable from participants	2013-12-31	$81,169
Other income received	2013-12-31	$372,469
Net income (gross income less expenses)	2013-12-31	$250,130
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,497,166
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,247,036
Assets. Value of participant loans	2013-12-31	$28,593
Total contributions received or receivable from employer(s)	2013-12-31	$20,614
Value of certain deemed distributions of participant loans	2013-12-31	$851
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$2,361
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$238,941
Expenses. Total of all expenses incurred	2012-12-31	$72,812
Benefits paid (including direct rollovers)	2012-12-31	$67,866
Total plan assets at end of year	2012-12-31	$1,247,036
Total plan assets at beginning of year	2012-12-31	$1,080,907
Value of fidelity bond covering the plan	2012-12-31	$150,000
Total contributions received or receivable from participants	2012-12-31	$76,172
Other income received	2012-12-31	$140,657
Net income (gross income less expenses)	2012-12-31	$166,129
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,247,036
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,080,907
Assets. Value of participant loans	2012-12-31	$51,271
Total contributions received or receivable from employer(s)	2012-12-31	$22,112
Value of certain deemed distributions of participant loans	2012-12-31	$4,946
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$89,543
Expenses. Total of all expenses incurred	2011-12-31	$91,029
Benefits paid (including direct rollovers)	2011-12-31	$90,813
Total plan assets at end of year	2011-12-31	$1,080,907
Total plan assets at beginning of year	2011-12-31	$1,082,393
Value of fidelity bond covering the plan	2011-12-31	$100,000
Total contributions received or receivable from participants	2011-12-31	$89,918
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$-24,814
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$-1,486
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,080,907
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,082,393
Assets. Value of participant loans	2011-12-31	$76,823
Total contributions received or receivable from employer(s)	2011-12-31	$24,439
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$216
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$284,507
Expenses. Total of all expenses incurred	2010-12-31	$21,311
Benefits paid (including direct rollovers)	2010-12-31	$21,311
Total plan assets at end of year	2010-12-31	$1,082,393
Total plan assets at beginning of year	2010-12-31	$819,197
Value of fidelity bond covering the plan	2010-12-31	$100,000
Total contributions received or receivable from participants	2010-12-31	$119,771
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$11,160
Other income received	2010-12-31	$116,637
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$263,196
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,082,393
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$819,197
Assets. Value of participant loans	2010-12-31	$88,360
Total contributions received or receivable from employer(s)	2010-12-31	$36,939
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for C. LEWIS & COMPANY, LLP RETIREMENT PLAN

2014: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: C. LEWIS & COMPANY, LLP RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

101782

Policy instance

Insurance contract or identification number	101782
Number of Individuals Covered	18
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $3,433
Total amount of fees paid to insurance company	USD $750
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,433
Insurance broker organization code?	3
Amount paid for insurance broker fees	642
Insurance broker name	MORGAN STANLEY SMITH BARNEY

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

101782

Policy instance

Insurance contract or identification number	101782
Number of Individuals Covered	17
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $3,110
Total amount of fees paid to insurance company	USD $461
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,110
Insurance broker organization code?	3
Amount paid for insurance broker fees	351
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	MORGAN STANLEY SMITH BARNEY

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

101782

Policy instance

Insurance contract or identification number	101782
Number of Individuals Covered	19
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $1,732
Total amount of fees paid to insurance company	USD $1,686
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,732
Insurance broker organization code?	3
Amount paid for insurance broker fees	1493
Additional information about fees paid to insurance broker	FUND COMPANY FEES
Insurance broker name	FIDELITY MANAGEMENT & RESEARCH CO.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

101782

Policy instance

Insurance contract or identification number	101782
Number of Individuals Covered	26
Insurance policy start date	2011-07-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $10,817
Total amount of fees paid to insurance company	USD $1,794
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

C. LEWIS TEXAS, LLC 401(K) PLAN [EIN = 811119928]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	C. LEWIS & CO., LLP
Employer identification number (EIN):	562412095
NAIC Classification:	541219
NAIC Description:	Other Accounting Services