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NELSON MULLINS RETIREMENT PLAN 401k Plan overview

Plan NameNELSON MULLINS RETIREMENT PLAN
Plan identification number 002

NELSON MULLINS RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NELSON MULLINS RILEY & SCARBOROUGH LLP has sponsored the creation of one or more 401k plans.

Company Name:NELSON MULLINS RILEY & SCARBOROUGH LLP
Employer identification number (EIN):570215445
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about NELSON MULLINS RILEY & SCARBOROUGH LLP

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date: 1994-09-20
Company Identification Number: 918808
Legal Registered Office Address: 201 17th Street NW
Atlantic Station
ATLANTA
United States of America (USA)
30363

More information about NELSON MULLINS RILEY & SCARBOROUGH LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NELSON MULLINS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JAMES GRAY
0022016-01-01JAMES GRAY
0022015-01-01JAMES GRAY
0022014-01-01JAMES GRAY
0022013-01-01JAMES GRAY
0022012-01-01JAMES GRAY
0022011-01-01JAMES GRAY
0022009-01-01JAMES GRAY

Plan Statistics for NELSON MULLINS RETIREMENT PLAN

401k plan membership statisitcs for NELSON MULLINS RETIREMENT PLAN

Measure Date Value
2022: NELSON MULLINS RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,126
Total number of active participants reported on line 7a of the Form 55002022-01-011,717
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01658
Total of all active and inactive participants2022-01-012,375
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-016
Total participants2022-01-012,381
Number of participants with account balances2022-01-012,265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NELSON MULLINS RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,018
Total number of active participants reported on line 7a of the Form 55002021-01-011,536
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01583
Total of all active and inactive participants2021-01-012,119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-017
Total participants2021-01-012,126
Number of participants with account balances2021-01-012,048
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NELSON MULLINS RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,969
Total number of active participants reported on line 7a of the Form 55002020-01-011,530
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01480
Total of all active and inactive participants2020-01-012,010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-012,018
Number of participants with account balances2020-01-011,940
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NELSON MULLINS RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,843
Total number of active participants reported on line 7a of the Form 55002019-01-011,568
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01399
Total of all active and inactive participants2019-01-011,967
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-011,969
Number of participants with account balances2019-01-011,905
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NELSON MULLINS RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,432
Total number of active participants reported on line 7a of the Form 55002018-01-011,517
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01325
Total of all active and inactive participants2018-01-011,842
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-011,843
Number of participants with account balances2018-01-011,776
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NELSON MULLINS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,386
Total number of active participants reported on line 7a of the Form 55002017-01-011,133
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01298
Total of all active and inactive participants2017-01-011,431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-011,432
Number of participants with account balances2017-01-011,381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NELSON MULLINS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,334
Total number of active participants reported on line 7a of the Form 55002016-01-011,103
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01281
Total of all active and inactive participants2016-01-011,384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-011,386
Number of participants with account balances2016-01-011,347
2015: NELSON MULLINS RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,313
Total number of active participants reported on line 7a of the Form 55002015-01-011,066
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01265
Total of all active and inactive participants2015-01-011,331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-011,334
Number of participants with account balances2015-01-011,292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NELSON MULLINS RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,225
Total number of active participants reported on line 7a of the Form 55002014-01-011,060
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01248
Total of all active and inactive participants2014-01-011,308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-015
Total participants2014-01-011,313
Number of participants with account balances2014-01-011,262
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NELSON MULLINS RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,177
Total number of active participants reported on line 7a of the Form 55002013-01-01995
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01225
Total of all active and inactive participants2013-01-011,220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-011,225
Number of participants with account balances2013-01-011,189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NELSON MULLINS RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,106
Total number of active participants reported on line 7a of the Form 55002012-01-01962
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01215
Total of all active and inactive participants2012-01-011,177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,177
Number of participants with account balances2012-01-011,007
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NELSON MULLINS RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01969
Total number of active participants reported on line 7a of the Form 55002011-01-01908
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01198
Total of all active and inactive participants2011-01-011,106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,106
Number of participants with account balances2011-01-01966
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: NELSON MULLINS RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,058
Total number of active participants reported on line 7a of the Form 55002009-01-01831
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01234
Total of all active and inactive participants2009-01-011,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,065
Number of participants with account balances2009-01-01929
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NELSON MULLINS RETIREMENT PLAN

Measure Date Value
2022 : NELSON MULLINS RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-56,478,174
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$23,662,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$22,844,426
Expenses. Certain deemed distributions of participant loans2022-12-31$5,351
Value of total corrective distributions2022-12-31$905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$37,114,415
Value of total assets at end of year2022-12-31$526,271,879
Value of total assets at beginning of year2022-12-31$606,412,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$812,157
Total interest from all sources2022-12-31$254,705
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$8,231,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$8,231,498
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$18,335,423
Participant contributions at end of year2022-12-31$2,325,497
Participant contributions at beginning of year2022-12-31$2,678,214
Assets. Other investments not covered elsewhere at end of year2022-12-31$96,199,361
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$110,030,662
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,452,153
Other income not declared elsewhere2022-12-31$-15,664,531
Administrative expenses (other) incurred2022-12-31$173,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-80,141,013
Value of net assets at end of year (total assets less liabilities)2022-12-31$526,271,879
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$606,412,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$638,900
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$233,280,976
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$449,528,294
Interest on participant loans2022-12-31$90,555
Value of interest in common/collective trusts at end of year2022-12-31$177,293,069
Value of interest in common/collective trusts at beginning of year2022-12-31$28,600,607
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$17,172,976
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$15,575,115
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$15,575,115
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$164,150
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-65,266,789
Net investment gain or loss from common/collective trusts2022-12-31$-21,147,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$16,326,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$22,844,426
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM US LLP
Accountancy firm EIN2022-12-31420714325
2021 : NELSON MULLINS RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$106,614,789
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$46,207,572
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$45,420,153
Value of total corrective distributions2021-12-31$1,994
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$35,891,151
Value of total assets at end of year2021-12-31$606,412,892
Value of total assets at beginning of year2021-12-31$546,005,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$785,425
Total interest from all sources2021-12-31$102,306
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$18,228,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$18,228,548
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$16,387,655
Participant contributions at end of year2021-12-31$2,678,214
Participant contributions at beginning of year2021-12-31$2,865,650
Assets. Other investments not covered elsewhere at end of year2021-12-31$110,030,662
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$97,297,621
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,430,338
Other income not declared elsewhere2021-12-31$12,018,219
Administrative expenses (other) incurred2021-12-31$160,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$60,407,217
Value of net assets at end of year (total assets less liabilities)2021-12-31$606,412,892
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$546,005,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$624,959
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$449,528,294
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$400,150,263
Interest on participant loans2021-12-31$99,582
Value of interest in common/collective trusts at end of year2021-12-31$28,600,607
Value of interest in common/collective trusts at beginning of year2021-12-31$30,135,854
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$15,575,115
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$15,556,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$15,556,287
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$2,724
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$39,940,407
Net investment gain or loss from common/collective trusts2021-12-31$434,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$15,073,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$45,420,153
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM US LLP
Accountancy firm EIN2021-12-31420714325
2020 : NELSON MULLINS RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$93,835,431
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$30,101,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$29,448,800
Value of total corrective distributions2020-12-31$2,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$31,817,205
Value of total assets at end of year2020-12-31$546,005,675
Value of total assets at beginning of year2020-12-31$482,271,383
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$649,773
Total interest from all sources2020-12-31$155,484
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$7,596,766
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$7,596,766
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$15,207,271
Participant contributions at end of year2020-12-31$2,865,650
Participant contributions at beginning of year2020-12-31$2,519,328
Assets. Other investments not covered elsewhere at end of year2020-12-31$97,297,621
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$77,792,862
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,685,524
Other income not declared elsewhere2020-12-31$8,977,570
Administrative expenses (other) incurred2020-12-31$142,994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$63,734,292
Value of net assets at end of year (total assets less liabilities)2020-12-31$546,005,675
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$482,271,383
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$7,422
Investment advisory and management fees2020-12-31$506,779
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$400,150,263
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$366,078,574
Interest on participant loans2020-12-31$110,411
Value of interest in common/collective trusts at end of year2020-12-31$30,135,854
Value of interest in common/collective trusts at beginning of year2020-12-31$20,586,149
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$15,556,287
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$15,287,048
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$15,287,048
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$45,073
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$44,769,529
Net investment gain or loss from common/collective trusts2020-12-31$518,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$14,924,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$29,448,800
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : NELSON MULLINS RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$9,063
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$6,180
Total income from all sources (including contributions)2019-12-31$139,914,025
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$20,246,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$19,659,499
Value of total corrective distributions2019-12-31$6,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$62,297,546
Value of total assets at end of year2019-12-31$482,271,383
Value of total assets at beginning of year2019-12-31$362,601,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$580,843
Total interest from all sources2019-12-31$252,624
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$10,265,146
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$10,265,146
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$14,570,527
Participant contributions at end of year2019-12-31$2,519,328
Participant contributions at beginning of year2019-12-31$2,045,354
Assets. Other investments not covered elsewhere at end of year2019-12-31$77,792,862
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$57,355,841
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$32,994,161
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$6,180
Other income not declared elsewhere2019-12-31$10,944,521
Administrative expenses (other) incurred2019-12-31$125,877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$119,667,176
Value of net assets at end of year (total assets less liabilities)2019-12-31$482,271,383
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$362,595,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$7,422
Assets. partnership/joint venture interests at beginning of year2019-12-31$7,577
Investment advisory and management fees2019-12-31$454,966
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$366,078,574
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$270,466,507
Interest on participant loans2019-12-31$94,312
Value of interest in common/collective trusts at end of year2019-12-31$20,586,149
Value of interest in common/collective trusts at beginning of year2019-12-31$19,935,189
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$15,287,048
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$12,790,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$12,790,856
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$158,312
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$55,688,545
Net investment gain or loss from common/collective trusts2019-12-31$465,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$14,732,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$19,659,499
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2018 : NELSON MULLINS RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$6,180
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4,950
Total income from all sources (including contributions)2018-12-31$8,749,561
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$19,384,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$18,945,148
Value of total corrective distributions2018-12-31$11,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$29,490,677
Value of total assets at end of year2018-12-31$362,601,324
Value of total assets at beginning of year2018-12-31$373,235,024
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$428,142
Total interest from all sources2018-12-31$178,810
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$10,562,125
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$10,562,125
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$12,334,074
Participant contributions at end of year2018-12-31$2,045,354
Participant contributions at beginning of year2018-12-31$2,191,433
Assets. Other investments not covered elsewhere at end of year2018-12-31$57,355,841
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$51,059,440
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,720,234
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$6,180
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$4,950
Other income not declared elsewhere2018-12-31$-3,344,831
Administrative expenses (other) incurred2018-12-31$83,042
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-10,634,930
Value of net assets at end of year (total assets less liabilities)2018-12-31$362,595,144
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$373,230,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$7,577
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Investment advisory and management fees2018-12-31$345,100
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$270,466,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$289,919,070
Interest on participant loans2018-12-31$80,096
Value of interest in common/collective trusts at end of year2018-12-31$19,935,189
Value of interest in common/collective trusts at beginning of year2018-12-31$19,356,402
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$12,790,856
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$10,708,679
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$10,708,679
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$98,714
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-28,496,861
Net investment gain or loss from common/collective trusts2018-12-31$359,641
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$12,436,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$18,945,148
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : NELSON MULLINS RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,950
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$9,075
Total income from all sources (including contributions)2017-12-31$112,452,182
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$10,653,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$10,398,964
Value of total corrective distributions2017-12-31$7,226
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$68,541,334
Value of total assets at end of year2017-12-31$373,235,024
Value of total assets at beginning of year2017-12-31$271,440,582
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$247,425
Total interest from all sources2017-12-31$99,294
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$8,675,031
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$8,675,031
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$9,362,186
Participant contributions at end of year2017-12-31$2,191,433
Participant contributions at beginning of year2017-12-31$2,148,667
Assets. Other investments not covered elsewhere at end of year2017-12-31$51,059,440
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$32,215,612
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$48,738,325
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$4,950
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$9,075
Other income not declared elsewhere2017-12-31$5,159,393
Administrative expenses (other) incurred2017-12-31$50,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$101,798,567
Value of net assets at end of year (total assets less liabilities)2017-12-31$373,230,074
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$271,431,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$197,325
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$289,919,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$213,042,477
Interest on participant loans2017-12-31$73,386
Value of interest in common/collective trusts at end of year2017-12-31$19,356,402
Value of interest in common/collective trusts at beginning of year2017-12-31$14,042,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$10,708,679
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$9,991,809
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$9,991,809
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$25,908
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$29,713,905
Net investment gain or loss from common/collective trusts2017-12-31$263,225
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$10,440,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$10,398,964
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAULDIN & JENKINS, LLC
Accountancy firm EIN2017-12-31580692043
2016 : NELSON MULLINS RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$9,075
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$118,545
Total income from all sources (including contributions)2016-12-31$56,282,260
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$10,543,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,327,884
Value of total corrective distributions2016-12-31$3,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$37,460,313
Value of total assets at end of year2016-12-31$271,440,582
Value of total assets at beginning of year2016-12-31$225,810,913
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$211,275
Total interest from all sources2016-12-31$73,778
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$5,946,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$5,946,717
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$8,338,216
Participant contributions at end of year2016-12-31$2,148,667
Participant contributions at beginning of year2016-12-31$2,089,944
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$105,805
Assets. Other investments not covered elsewhere at end of year2016-12-31$32,215,612
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$26,026,389
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$19,427,831
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$9,075
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$118,545
Other income not declared elsewhere2016-12-31$2,188,160
Administrative expenses (other) incurred2016-12-31$38,688
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$45,739,139
Value of net assets at end of year (total assets less liabilities)2016-12-31$271,431,507
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$225,692,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$172,587
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$213,042,477
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$177,007,169
Interest on participant loans2016-12-31$69,071
Value of interest in common/collective trusts at end of year2016-12-31$14,042,017
Value of interest in common/collective trusts at beginning of year2016-12-31$10,840,925
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$9,991,809
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$9,740,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$9,740,681
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$4,707
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$10,439,533
Net investment gain or loss from common/collective trusts2016-12-31$173,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$9,694,266
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$10,327,884
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DERRICK, STUBBS & STITH, LLP
Accountancy firm EIN2016-12-31570306533
2015 : NELSON MULLINS RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$118,545
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$17,688,061
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$13,342,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$13,071,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$19,089,723
Value of total assets at end of year2015-12-31$225,810,913
Value of total assets at beginning of year2015-12-31$221,346,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$270,177
Total interest from all sources2015-12-31$64,064
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$6,524,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$6,524,938
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$7,885,306
Participant contributions at end of year2015-12-31$2,089,944
Participant contributions at beginning of year2015-12-31$1,965,375
Participant contributions at end of year2015-12-31$105,805
Participant contributions at beginning of year2015-12-31$24,450
Assets. Other investments not covered elsewhere at end of year2015-12-31$26,026,389
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$27,346,707
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,710,386
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$118,545
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-519,221
Administrative expenses (other) incurred2015-12-31$63,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$4,346,054
Value of net assets at end of year (total assets less liabilities)2015-12-31$225,692,368
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$221,346,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$45,143
Investment advisory and management fees2015-12-31$206,298
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$177,007,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$172,950,523
Interest on participant loans2015-12-31$63,464
Value of interest in common/collective trusts at end of year2015-12-31$10,840,925
Value of interest in common/collective trusts at beginning of year2015-12-31$9,852,133
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$9,740,681
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$9,161,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$9,161,983
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$600
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-7,611,618
Net investment gain or loss from common/collective trusts2015-12-31$140,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$9,494,031
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$13,071,830
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DERRICK, STUBBS & STITH, LLP
Accountancy firm EIN2015-12-31570306533
2014 : NELSON MULLINS RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$34,282,668
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$12,714,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$12,519,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$19,875,611
Value of total assets at end of year2014-12-31$221,346,314
Value of total assets at beginning of year2014-12-31$199,778,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$194,526
Total interest from all sources2014-12-31$64,692
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,949,151
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,949,151
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$7,358,097
Participant contributions at end of year2014-12-31$1,965,375
Participant contributions at beginning of year2014-12-31$2,038,090
Participant contributions at end of year2014-12-31$24,450
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$27,346,707
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$22,623,253
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,523,711
Other income not declared elsewhere2014-12-31$1,164,183
Administrative expenses (other) incurred2014-12-31$65,835
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$21,568,233
Value of net assets at end of year (total assets less liabilities)2014-12-31$221,346,314
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$199,778,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$45,143
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$128,691
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$172,950,523
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$156,748,431
Interest on participant loans2014-12-31$64,452
Value of interest in common/collective trusts at end of year2014-12-31$9,852,133
Value of interest in common/collective trusts at beginning of year2014-12-31$18,368,307
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$9,161,983
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$240
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$8,106,141
Net investment gain or loss from common/collective trusts2014-12-31$122,890
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$8,993,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$12,519,909
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DERRICK, STUBBS & STITH, LLP
Accountancy firm EIN2014-12-31570306533
2013 : NELSON MULLINS RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$45,288,833
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$10,067,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,846,482
Value of total corrective distributions2013-12-31$6,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$16,313,371
Value of total assets at end of year2013-12-31$199,778,081
Value of total assets at beginning of year2013-12-31$164,556,283
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$214,002
Total interest from all sources2013-12-31$61,975
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,879,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,879,992
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$7,044,420
Participant contributions at end of year2013-12-31$2,038,090
Participant contributions at beginning of year2013-12-31$1,847,883
Assets. Other investments not covered elsewhere at end of year2013-12-31$22,623,253
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$15,563,839
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,020,496
Other income not declared elsewhere2013-12-31$3,102,765
Administrative expenses (other) incurred2013-12-31$93,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$35,221,798
Value of net assets at end of year (total assets less liabilities)2013-12-31$199,778,081
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$164,556,283
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$120,863
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$156,748,431
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$126,467,678
Interest on participant loans2013-12-31$61,975
Value of interest in common/collective trusts at end of year2013-12-31$18,368,307
Value of interest in common/collective trusts at beginning of year2013-12-31$20,676,883
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$21,746,689
Net investment gain or loss from common/collective trusts2013-12-31$184,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$8,248,455
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,846,482
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DERRICK, STUBBS & STITH, LLP
Accountancy firm EIN2013-12-31570306533
2012 : NELSON MULLINS RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$31,556,201
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$9,727,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$9,492,820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$14,823,581
Value of total assets at end of year2012-12-31$164,556,283
Value of total assets at beginning of year2012-12-31$142,727,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$234,364
Total interest from all sources2012-12-31$62,656
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,259,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,259,825
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,862,579
Participant contributions at end of year2012-12-31$1,847,883
Participant contributions at beginning of year2012-12-31$1,861,842
Assets. Other investments not covered elsewhere at end of year2012-12-31$15,563,839
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$12,638,638
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$801,586
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$23,343
Other income not declared elsewhere2012-12-31$1,382,038
Administrative expenses (other) incurred2012-12-31$175,657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$21,829,017
Value of net assets at end of year (total assets less liabilities)2012-12-31$164,556,283
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$142,727,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$58,707
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$126,467,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$107,409,956
Interest on participant loans2012-12-31$62,656
Value of interest in common/collective trusts at end of year2012-12-31$20,676,883
Value of interest in common/collective trusts at beginning of year2012-12-31$20,793,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$11,915,631
Net investment gain or loss from common/collective trusts2012-12-31$112,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$8,159,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$9,492,820
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DERRICK, STUBBS & STITH, LLP
Accountancy firm EIN2012-12-31570306533
2011 : NELSON MULLINS RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$16,850,135
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$7,558,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,422,553
Value of total corrective distributions2011-12-31$4
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$17,308,536
Value of total assets at end of year2011-12-31$142,727,266
Value of total assets at beginning of year2011-12-31$133,435,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$135,750
Total interest from all sources2011-12-31$71,784
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,204,217
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,204,217
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,628,707
Participant contributions at end of year2011-12-31$1,861,842
Participant contributions at beginning of year2011-12-31$1,775,975
Assets. Other investments not covered elsewhere at end of year2011-12-31$12,638,638
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$10,007,458
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$4,114,675
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$23,343
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$30,085
Other income not declared elsewhere2011-12-31$-617,748
Administrative expenses (other) incurred2011-12-31$85,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$9,291,828
Value of net assets at end of year (total assets less liabilities)2011-12-31$142,727,266
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$133,435,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$50,409
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$107,409,956
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$100,826,292
Interest on participant loans2011-12-31$71,784
Value of interest in common/collective trusts at end of year2011-12-31$20,793,487
Value of interest in common/collective trusts at beginning of year2011-12-31$20,795,628
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,647,567
Net investment gain or loss from common/collective trusts2011-12-31$530,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$7,565,154
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,422,553
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DERRICK, STUBBS & STITH, LLP
Accountancy firm EIN2011-12-31570306533
2010 : NELSON MULLINS RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$26,314,295
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$9,475,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$9,320,481
Value of total corrective distributions2010-12-31$45
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$12,253,407
Value of total assets at end of year2010-12-31$133,435,438
Value of total assets at beginning of year2010-12-31$116,596,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$155,194
Total interest from all sources2010-12-31$77,293
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,970,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,970,860
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$5,192,334
Participant contributions at end of year2010-12-31$1,775,975
Participant contributions at beginning of year2010-12-31$1,583,339
Assets. Other investments not covered elsewhere at end of year2010-12-31$10,007,458
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$6,995,407
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$53,580
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$30,085
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$22,168
Other income not declared elsewhere2010-12-31$709,974
Administrative expenses (other) incurred2010-12-31$100,141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$16,838,575
Value of net assets at end of year (total assets less liabilities)2010-12-31$133,435,438
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$116,596,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$55,053
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$100,826,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$88,124,383
Interest on participant loans2010-12-31$77,293
Value of interest in common/collective trusts at end of year2010-12-31$20,795,628
Value of interest in common/collective trusts at beginning of year2010-12-31$19,823,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$10,178,145
Net investment gain or loss from common/collective trusts2010-12-31$1,124,616
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$7,007,493
Employer contributions (assets) at beginning of year2010-12-31$48,413
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$9,320,481
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DERRICK, STUBBS & STITH, LLP
Accountancy firm EIN2010-12-31570306533
2009 : NELSON MULLINS RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NELSON MULLINS RETIREMENT PLAN

2022: NELSON MULLINS RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NELSON MULLINS RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NELSON MULLINS RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NELSON MULLINS RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NELSON MULLINS RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NELSON MULLINS RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NELSON MULLINS RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NELSON MULLINS RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NELSON MULLINS RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NELSON MULLINS RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NELSON MULLINS RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NELSON MULLINS RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NELSON MULLINS RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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