401k Plan data: ALEXANDER J. PAPPAS, MD PC 401(K) PROFIT SHARING PLAN plan

ALEXANDER J. PAPPAS, MD PC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	ALEXANDER J. PAPPAS, MD PC 401(K) PROFIT SHARING PLAN
Plan identification number	009

ALEXANDER J. PAPPAS, MD PC 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALEXANDER J. PAPPAS, MD PC has sponsored the creation of one or more 401k plans.

Company Name: ALEXANDER J. PAPPAS, MD PC

Employer identification number (EIN): 570742607

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALEXANDER J. PAPPAS, MD PC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
009 2020-01-01 ALEXANDER J. PAPPAS, PC 2021-07-25
009 2018-01-01 ALEXANDER J. PAPPAS, PC 2019-08-12
009 2017-01-01 ALEXANDER J. PAPPAS, PC 2018-08-13
009 2016-01-01
009 2015-01-01
009 2014-01-01 MARK OWENS 2015-09-08
009 2013-01-01 MARK OWENS 2014-08-29
009 2012-01-01 MARK OWENS 2014-08-29
009 2011-01-01 ALEXANDER J. PAPPAS MD 2012-07-18 ALEXANDER J. PAPPAS, MD 2012-07-18
009 2010-01-01 MARSHA L. EVANS, QKA QPA ERPA 2011-07-26

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
009	2020-01-01	ALEXANDER J. PAPPAS, PC	2021-07-25
009	2018-01-01	ALEXANDER J. PAPPAS, PC	2019-08-12
009	2017-01-01	ALEXANDER J. PAPPAS, PC	2018-08-13
009	2016-01-01
009	2015-01-01
009	2014-01-01	MARK OWENS	2015-09-08
009	2013-01-01	MARK OWENS	2014-08-29
009	2012-01-01	MARK OWENS	2014-08-29
009	2011-01-01	ALEXANDER J. PAPPAS MD	2012-07-18	ALEXANDER J. PAPPAS, MD	2012-07-18
009	2010-01-01	MARSHA L. EVANS, QKA QPA ERPA	2011-07-26

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Company Name:	ALEXANDER J. PAPPAS, MD PC
Employer identification number (EIN):	570742607
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)