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HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 401k Plan overview

Plan NameHOPEHEALTH INC SAFE HARBOR 401 (K) PLAN
Plan identification number 001

HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HOPEHEALTH, INC. has sponsored the creation of one or more 401k plans.

Company Name:HOPEHEALTH, INC.
Employer identification number (EIN):570984427
NAIC Classification:624200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KEN BURGESS
0012016-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01CAROL BEVERLY, CPA2013-10-14 CAROL BEVERLY, CPA2013-10-14
0012011-01-01CARL HUMPHRIES2012-07-31
0012010-01-01CARL HUMPHRIES2011-07-29

Plan Statistics for HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN

401k plan membership statisitcs for HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN

Measure Date Value
2022: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01627
Total number of active participants reported on line 7a of the Form 55002022-01-01523
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01121
Total of all active and inactive participants2022-01-01646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01646
Number of participants with account balances2022-01-01591
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0167
2021: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01558
Total number of active participants reported on line 7a of the Form 55002021-01-01492
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0190
Total of all active and inactive participants2021-01-01583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01583
Number of participants with account balances2021-01-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0140
2020: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01528
Total number of active participants reported on line 7a of the Form 55002020-01-01471
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0183
Total of all active and inactive participants2020-01-01554
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01554
Number of participants with account balances2020-01-01511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0139
2019: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01461
Total number of active participants reported on line 7a of the Form 55002019-01-01420
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01113
Total of all active and inactive participants2019-01-01538
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01538
Number of participants with account balances2019-01-01511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0130
2018: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01405
Total number of active participants reported on line 7a of the Form 55002018-01-01370
Number of retired or separated participants receiving benefits2018-01-017
Number of other retired or separated participants entitled to future benefits2018-01-0167
Total of all active and inactive participants2018-01-01444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01444
Number of participants with account balances2018-01-01404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0128
2017: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01344
Total number of active participants reported on line 7a of the Form 55002017-01-01317
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0172
Total of all active and inactive participants2017-01-01391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01391
Number of participants with account balances2017-01-01358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0121
2016: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01372
Total number of active participants reported on line 7a of the Form 55002016-01-01272
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0161
Total of all active and inactive participants2016-01-01333
Total participants2016-01-01333
Number of participants with account balances2016-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
2015: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01356
Total number of active participants reported on line 7a of the Form 55002015-01-01344
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0128
Total of all active and inactive participants2015-01-01372
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01372
Number of participants with account balances2015-01-01343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01268
Total number of active participants reported on line 7a of the Form 55002014-01-01284
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0131
Total of all active and inactive participants2014-01-01315
Total participants2014-01-01315
Number of participants with account balances2014-01-01306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010

Financial Data on HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN

Measure Date Value
2022 : HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$353
Total income from all sources (including contributions)2022-12-31$794,779
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,250,488
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,083,507
Expenses. Certain deemed distributions of participant loans2022-12-31$48,567
Value of total corrective distributions2022-12-31$706
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,992,631
Value of total assets at end of year2022-12-31$19,994,197
Value of total assets at beginning of year2022-12-31$21,450,259
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$117,708
Total interest from all sources2022-12-31$33,058
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Administrative expenses professional fees incurred2022-12-31$13,185
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,676,694
Participant contributions at end of year2022-12-31$620,044
Participant contributions at beginning of year2022-12-31$689,280
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$423,742
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,455,709
Value of net assets at end of year (total assets less liabilities)2022-12-31$19,994,197
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$21,449,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$45,292
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$18,570,328
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$19,888,473
Value of interest in pooled separate accounts at end of year2022-12-31$760,408
Value of interest in pooled separate accounts at beginning of year2022-12-31$810,684
Interest on participant loans2022-12-31$33,058
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$43,417
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$61,822
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$61,822
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,230,910
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,892,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,083,507
Contract administrator fees2022-12-31$59,231
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$353
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31THE HOBBS GROUP, PA
Accountancy firm EIN2022-12-31570957419
2021 : HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$353
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,805,334
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,323,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,196,992
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,497,121
Value of total assets at end of year2021-12-31$21,450,259
Value of total assets at beginning of year2021-12-31$16,968,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$126,549
Total interest from all sources2021-12-31$34,543
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$7,165
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,430,023
Participant contributions at end of year2021-12-31$689,280
Participant contributions at beginning of year2021-12-31$559,571
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$273,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$4,481,793
Value of net assets at end of year (total assets less liabilities)2021-12-31$21,449,906
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,968,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$49,869
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$19,888,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,836,241
Value of interest in pooled separate accounts at end of year2021-12-31$810,684
Value of interest in pooled separate accounts at beginning of year2021-12-31$510,833
Interest on participant loans2021-12-31$34,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$61,822
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$61,468
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$61,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,273,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,793,655
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,196,992
Contract administrator fees2021-12-31$69,515
Liabilities. Value of benefit claims payable at end of year2021-12-31$353
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31THE HOBBS GROUP, PA
Accountancy firm EIN2021-12-31570957419
2020 : HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,226,377
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$784,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$675,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,889,231
Value of total assets at end of year2020-12-31$16,968,113
Value of total assets at beginning of year2020-12-31$12,526,341
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$108,928
Total interest from all sources2020-12-31$30,646
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$8,055
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,235,529
Participant contributions at end of year2020-12-31$559,571
Participant contributions at beginning of year2020-12-31$402,867
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$118,066
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,441,772
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,968,113
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,526,341
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$46,642
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,836,241
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,088,235
Value of interest in pooled separate accounts at end of year2020-12-31$510,833
Value of interest in pooled separate accounts at beginning of year2020-12-31$0
Interest on participant loans2020-12-31$30,646
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$61,468
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$35,239
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$35,239
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,306,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,535,636
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$675,677
Contract administrator fees2020-12-31$54,231
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31THE HOBBS GROUP, PA
Accountancy firm EIN2020-12-31570957419
2019 : HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,675,120
Total income from all sources (including contributions)2019-12-31$4,675,120
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$758,844
Total of all expenses incurred2019-12-31$758,844
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$657,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$657,508
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,713,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,713,836
Value of total assets at end of year2019-12-31$12,526,341
Value of total assets at end of year2019-12-31$12,526,341
Value of total assets at beginning of year2019-12-31$8,610,065
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$101,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$101,336
Total interest from all sources2019-12-31$16,119
Total interest from all sources2019-12-31$16,119
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,945,165
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,945,165
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,945,165
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,945,165
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,099,889
Contributions received from participants2019-12-31$1,099,889
Participant contributions at end of year2019-12-31$402,867
Participant contributions at end of year2019-12-31$402,867
Participant contributions at beginning of year2019-12-31$233,979
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$259,815
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$259,815
Administrative expenses (other) incurred2019-12-31$7,320
Administrative expenses (other) incurred2019-12-31$7,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,916,276
Value of net income/loss2019-12-31$3,916,276
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,526,341
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,526,341
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,610,065
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$38,445
Investment advisory and management fees2019-12-31$38,445
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,088,235
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,088,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,356,262
Interest on participant loans2019-12-31$16,119
Interest on participant loans2019-12-31$16,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$35,239
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$19,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$19,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,354,132
Contributions received in cash from employer2019-12-31$1,354,132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$657,508
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$657,508
Contract administrator fees2019-12-31$55,571
Contract administrator fees2019-12-31$55,571
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31THE HOBBS GROUP, PA
Accountancy firm name2019-12-31THE HOBBS GROUP, PA
Accountancy firm EIN2019-12-31570957419
Accountancy firm EIN2019-12-31570957419
2018 : HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$819,548
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$440,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$413,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,447,192
Value of total assets at end of year2018-12-31$8,610,065
Value of total assets at beginning of year2018-12-31$8,231,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$27,357
Total interest from all sources2018-12-31$11,552
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$-639,196
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$-639,196
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$855,454
Participant contributions at end of year2018-12-31$233,979
Participant contributions at beginning of year2018-12-31$230,820
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$23,143
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$69,518
Administrative expenses (other) incurred2018-12-31$5,705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$379,029
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,610,065
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,231,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$7,850
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$8,356,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,891,367
Interest on participant loans2018-12-31$11,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$19,824
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$80,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$80,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$522,220
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$1,005,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$413,162
Contract administrator fees2018-12-31$13,802
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31THE HOBBS GROUP, PA
Accountancy firm EIN2018-12-31570957419
2017 : HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,607,548
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$595,377
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$589,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,736,370
Value of total assets at end of year2017-12-31$8,231,036
Value of total assets at beginning of year2017-12-31$6,218,865
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,759
Total interest from all sources2017-12-31$11,276
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$859,902
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$859,902
Administrative expenses professional fees incurred2017-12-31$3,600
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$706,079
Participant contributions at end of year2017-12-31$230,820
Participant contributions at beginning of year2017-12-31$262,822
Participant contributions at end of year2017-12-31$23,143
Participant contributions at beginning of year2017-12-31$26,117
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$24,922
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,012,171
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,231,036
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,218,865
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,891,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,042,550
Interest on participant loans2017-12-31$11,276
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$80,337
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,005,369
Employer contributions (assets) at end of year2017-12-31$1,005,369
Employer contributions (assets) at beginning of year2017-12-31$887,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$589,618
Contract administrator fees2017-12-31$2,159
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31THE HOBBS GROUP, PA
Accountancy firm EIN2017-12-31570957419
2016 : HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$965,143
Total of all expenses incurred2016-12-31$196,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$192,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$680,281
Value of total assets at end of year2016-12-31$5,305,372
Value of total assets at beginning of year2016-12-31$4,536,441
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,009
Total interest from all sources2016-12-31$9,793
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$275,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$275,069
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$649,577
Participant contributions at end of year2016-12-31$262,822
Participant contributions at beginning of year2016-12-31$177,165
Participant contributions at end of year2016-12-31$26,117
Participant contributions at beginning of year2016-12-31$18,950
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$30,704
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$19,209
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$768,931
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,305,372
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,536,441
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,042,550
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,599,823
Interest on participant loans2016-12-31$9,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$887,399
Employer contributions (assets) at end of year2016-12-31$887,376
Employer contributions (assets) at beginning of year2016-12-31$740,503
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$192,203
Contract administrator fees2016-12-31$4,009
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31THE HOBBS GROUP, PA
Accountancy firm EIN2016-12-31570957419
2015 : HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,231,921
Total of all expenses incurred2015-12-31$365,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$362,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,278,757
Value of total assets at end of year2015-12-31$4,536,441
Value of total assets at beginning of year2015-12-31$3,669,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,686
Total interest from all sources2015-12-31$5,111
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$-51,947
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$-51,947
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$537,905
Participant contributions at end of year2015-12-31$177,165
Participant contributions at beginning of year2015-12-31$76,206
Participant contributions at end of year2015-12-31$18,950
Participant contributions at beginning of year2015-12-31$8,856
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$866,502
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,536,441
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,669,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,599,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,902,750
Interest on participant loans2015-12-31$5,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$740,502
Employer contributions (assets) at end of year2015-12-31$740,503
Employer contributions (assets) at beginning of year2015-12-31$682,127
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$362,733
Contract administrator fees2015-12-31$2,686
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31THE HOBBS GROUP, PA
Accountancy firm EIN2015-12-31570957419
2014 : HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,498,497
Total of all expenses incurred2014-12-31$223,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$221,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,412,076
Value of total assets at end of year2014-12-31$3,669,939
Value of total assets at beginning of year2014-12-31$2,395,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,156
Total interest from all sources2014-12-31$2,820
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$83,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$83,601
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$459,190
Participant contributions at end of year2014-12-31$76,206
Participant contributions at beginning of year2014-12-31$67,242
Participant contributions at end of year2014-12-31$8,856
Participant contributions at beginning of year2014-12-31$21,444
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$270,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$1,274,832
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,669,939
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,395,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,902,750
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,939,290
Interest on participant loans2014-12-31$2,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$682,127
Employer contributions (assets) at end of year2014-12-31$682,127
Employer contributions (assets) at beginning of year2014-12-31$367,131
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$221,509
Contract administrator fees2014-12-31$2,156
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31THE HOBBS GROUP, PA
Accountancy firm EIN2014-12-31570957419

Form 5500 Responses for HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN

2022: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HOPEHEALTH INC SAFE HARBOR 401 (K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98666
Policy instance 1
Insurance contract or identification number98666
Number of Individuals Covered651
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $22,988
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees22988
Additional information about fees paid to insurance brokerTPA FEES & COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98666
Policy instance 1
Insurance contract or identification number98666
Number of Individuals Covered616
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $9,405
Total amount of fees paid to insurance companyUSD $7,165
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,405
Amount paid for insurance broker fees7165
Additional information about fees paid to insurance brokerTPA FEES & COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98666
Policy instance 1
Insurance contract or identification number98666
Number of Individuals Covered563
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $8,830
Total amount of fees paid to insurance companyUSD $11,320
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,830
Amount paid for insurance broker fees11320
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98666
Policy instance 1
Insurance contract or identification number98666
Number of Individuals Covered491
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $8,830
Total amount of fees paid to insurance companyUSD $11,320
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,830
Amount paid for insurance broker fees11320
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98666
Policy instance 1
Insurance contract or identification number98666
Number of Individuals Covered491
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,705
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5630
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number98666
Policy instance 1
Insurance contract or identification number98666
Number of Individuals Covered414
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $6,830
Total amount of fees paid to insurance companyUSD $3,600
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,830
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?7
Insurance broker nameWEBSTER ROGERS LLP
UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 )
Policy contract number405750
Policy instance 1
Insurance contract or identification number405750
Insurance policy start date2015-06-01
Insurance policy end date2016-06-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker nameMICHAEL P. WALLACE
UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 )
Policy contract number405750
Policy instance 1
Insurance contract or identification number405750
Number of Individuals Covered252
Insurance policy start date2014-06-01
Insurance policy end date2015-06-01
Total amount of commissions paid to insurance brokerUSD $4,622
Total amount of fees paid to insurance companyUSD $0
Life Insurance Welfare BenefitYes
Welfare Benefit Premiums Paid to CarrierUSD $62,194
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,622
Insurance broker organization code?3
Insurance broker nameMICHAEL P. WALLACE

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