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FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameFIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 002

FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FIRST EAGLE INVESTMENT MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name:FIRST EAGLE INVESTMENT MANAGEMENT, LLC
Employer identification number (EIN):571156902
NAIC Classification:523120
NAIC Description:Securities Brokerage

Additional information about FIRST EAGLE INVESTMENT MANAGEMENT, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3609070

More information about FIRST EAGLE INVESTMENT MANAGEMENT, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01MELANIE DOW
0022016-01-01MELANIE DOW
0022015-01-01MELANIE DOW
0022014-01-01MELANIE DOW
0022013-01-01MELANIE DOW

Plan Statistics for FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01604
Total number of active participants reported on line 7a of the Form 55002022-01-01559
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01181
Total of all active and inactive participants2022-01-01740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01742
Number of participants with account balances2022-01-01705
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0113
2021: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01522
Total number of active participants reported on line 7a of the Form 55002021-01-01448
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01153
Total of all active and inactive participants2021-01-01601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01604
Number of participants with account balances2021-01-01581
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0111
2020: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01435
Total number of active participants reported on line 7a of the Form 55002020-01-01380
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01139
Total of all active and inactive participants2020-01-01519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01522
Number of participants with account balances2020-01-01501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0117
2019: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01413
Total number of active participants reported on line 7a of the Form 55002019-01-01311
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01122
Total of all active and inactive participants2019-01-01433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01435
Number of participants with account balances2019-01-01422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01319
Total number of active participants reported on line 7a of the Form 55002018-01-01290
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01120
Total of all active and inactive participants2018-01-01410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-01413
Number of participants with account balances2018-01-01404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-018
2017: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01294
Total number of active participants reported on line 7a of the Form 55002017-01-01224
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0194
Total of all active and inactive participants2017-01-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01319
Number of participants with account balances2017-01-01314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01275
Total number of active participants reported on line 7a of the Form 55002016-01-01208
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0185
Total of all active and inactive participants2016-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01294
Number of participants with account balances2016-01-01286
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01247
Total number of active participants reported on line 7a of the Form 55002015-01-01194
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0180
Total of all active and inactive participants2015-01-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01275
Number of participants with account balances2015-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
2014: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01241
Total number of active participants reported on line 7a of the Form 55002014-01-01178
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0168
Total of all active and inactive participants2014-01-01246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01247
Number of participants with account balances2014-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-014
2013: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01235
Total number of active participants reported on line 7a of the Form 55002013-01-01177
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0162
Total of all active and inactive participants2013-01-01239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01241
Number of participants with account balances2013-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012

Financial Data on FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$4,533,454
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,266,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,243,068
Value of total corrective distributions2022-12-31$10,164
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$24,260,667
Value of total assets at end of year2022-12-31$136,155,309
Value of total assets at beginning of year2022-12-31$136,888,180
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$13,093
Total interest from all sources2022-12-31$33,688
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$3,281,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$3,281,741
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$8,351,146
Participant contributions at end of year2022-12-31$702,285
Participant contributions at beginning of year2022-12-31$708,707
Assets. Other investments not covered elsewhere at end of year2022-12-31$7,081,379
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$7,274,434
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$9,562,246
Other income not declared elsewhere2022-12-31$-1,574,330
Administrative expenses (other) incurred2022-12-31$2,470
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-732,871
Value of net assets at end of year (total assets less liabilities)2022-12-31$136,155,309
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$136,888,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$10,623
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$83,818,398
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$88,054,807
Interest on participant loans2022-12-31$33,688
Value of interest in common/collective trusts at end of year2022-12-31$40,597,953
Value of interest in common/collective trusts at beginning of year2022-12-31$37,797,223
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-14,678,792
Net investment gain or loss from common/collective trusts2022-12-31$-6,789,520
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$6,347,275
Employer contributions (assets) at end of year2022-12-31$3,955,294
Employer contributions (assets) at beginning of year2022-12-31$3,053,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,243,068
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM US LLP
Accountancy firm EIN2022-12-31420714325
2021 : FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$29,964,046
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,764,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,752,362
Value of total corrective distributions2021-12-31$1,617
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$13,378,769
Value of total assets at end of year2021-12-31$136,888,180
Value of total assets at beginning of year2021-12-31$112,688,225
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$10,112
Total interest from all sources2021-12-31$28,775
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$5,053,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$5,053,530
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$6,995,170
Participant contributions at end of year2021-12-31$708,707
Participant contributions at beginning of year2021-12-31$526,740
Assets. Other investments not covered elsewhere at end of year2021-12-31$7,274,434
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$5,380,802
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,291,601
Other income not declared elsewhere2021-12-31$574,944
Administrative expenses (other) incurred2021-12-31$3,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$24,199,955
Value of net assets at end of year (total assets less liabilities)2021-12-31$136,888,180
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$112,688,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$6,162
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$88,054,807
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$91,579,744
Interest on participant loans2021-12-31$28,430
Value of interest in common/collective trusts at end of year2021-12-31$37,797,223
Value of interest in common/collective trusts at beginning of year2021-12-31$8,128,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$4,515,865
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$4,515,865
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$9,233,013
Net investment gain or loss from common/collective trusts2021-12-31$1,695,015
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$5,091,998
Employer contributions (assets) at end of year2021-12-31$3,053,009
Employer contributions (assets) at beginning of year2021-12-31$2,556,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,752,362
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM US LLP
Accountancy firm EIN2021-12-31420714325
2020 : FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$31,266,298
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$11,952,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,949,412
Value of total corrective distributions2020-12-31$85
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$18,280,524
Value of total assets at end of year2020-12-31$112,688,225
Value of total assets at beginning of year2020-12-31$93,374,071
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,647
Total interest from all sources2020-12-31$45,290
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,294,439
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,294,439
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$6,014,599
Participant contributions at end of year2020-12-31$526,740
Participant contributions at beginning of year2020-12-31$401,641
Assets. Other investments not covered elsewhere at end of year2020-12-31$5,380,802
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$4,913,575
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$7,858,511
Other income not declared elsewhere2020-12-31$609,646
Administrative expenses (other) incurred2020-12-31$2,647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$19,314,154
Value of net assets at end of year (total assets less liabilities)2020-12-31$112,688,225
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$93,374,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$91,579,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$74,349,696
Interest on participant loans2020-12-31$29,024
Value of interest in common/collective trusts at end of year2020-12-31$8,128,755
Value of interest in common/collective trusts at beginning of year2020-12-31$8,411,673
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$4,515,865
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$3,143,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$3,143,851
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$16,266
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,532,975
Net investment gain or loss from common/collective trusts2020-12-31$503,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,407,414
Employer contributions (assets) at end of year2020-12-31$2,556,319
Employer contributions (assets) at beginning of year2020-12-31$2,153,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,949,412
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$32,119,250
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$58,589,136
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$58,572,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,632,906
Value of total assets at end of year2019-12-31$93,374,071
Value of total assets at beginning of year2019-12-31$119,843,957
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$16,579
Total interest from all sources2019-12-31$73,498
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,488,619
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,488,619
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,331,134
Participant contributions at end of year2019-12-31$401,641
Participant contributions at beginning of year2019-12-31$373,113
Assets. Other investments not covered elsewhere at end of year2019-12-31$4,913,575
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$17,307,389
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,730,835
Other income not declared elsewhere2019-12-31$2,308,925
Administrative expenses (other) incurred2019-12-31$16,579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-26,469,886
Value of net assets at end of year (total assets less liabilities)2019-12-31$93,374,071
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$119,843,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$74,349,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$97,875,070
Interest on participant loans2019-12-31$18,451
Value of interest in common/collective trusts at end of year2019-12-31$8,411,673
Value of interest in common/collective trusts at beginning of year2019-12-31$649,529
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$3,143,851
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,617,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,617,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$55,047
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,759,131
Net investment gain or loss from common/collective trusts2019-12-31$856,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,570,937
Employer contributions (assets) at end of year2019-12-31$2,153,635
Employer contributions (assets) at beginning of year2019-12-31$2,021,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$58,572,557
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2018 : FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$41,163
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-2,385,940
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,886,881
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,818,979
Value of total corrective distributions2018-12-31$320
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$11,903,555
Value of total assets at end of year2018-12-31$119,843,957
Value of total assets at beginning of year2018-12-31$128,075,615
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$67,582
Total interest from all sources2018-12-31$44,608
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$8,940,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$8,940,430
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,200,748
Participant contributions at end of year2018-12-31$373,113
Participant contributions at beginning of year2018-12-31$388,020
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$40,439
Assets. Other investments not covered elsewhere at end of year2018-12-31$17,307,389
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$19,352,464
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,218,998
Other income not declared elsewhere2018-12-31$-2,558,435
Administrative expenses (other) incurred2018-12-31$67,582
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-8,272,821
Value of net assets at end of year (total assets less liabilities)2018-12-31$119,843,957
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$128,075,615
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$97,875,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$105,552,268
Interest on participant loans2018-12-31$23,492
Value of interest in common/collective trusts at end of year2018-12-31$649,529
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,617,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,172,149
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,172,149
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$21,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-20,716,098
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,483,809
Employer contributions (assets) at end of year2018-12-31$2,021,856
Employer contributions (assets) at beginning of year2018-12-31$1,570,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,818,979
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$24,923,917
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,454,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,393,759
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,309,279
Value of total assets at end of year2017-12-31$128,075,615
Value of total assets at beginning of year2017-12-31$106,606,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$60,803
Total interest from all sources2017-12-31$18,151
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$5,746,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$5,746,005
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,980,791
Participant contributions at end of year2017-12-31$388,020
Participant contributions at beginning of year2017-12-31$241,227
Participant contributions at end of year2017-12-31$40,439
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$19,352,464
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$18,227,708
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,200,443
Other income not declared elsewhere2017-12-31$1,899,821
Administrative expenses (other) incurred2017-12-31$60,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$21,469,355
Value of net assets at end of year (total assets less liabilities)2017-12-31$128,075,615
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$106,606,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$105,552,268
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$85,629,985
Interest on participant loans2017-12-31$13,693
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,172,149
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,108,915
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,108,915
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$4,458
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$8,950,661
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,128,045
Employer contributions (assets) at end of year2017-12-31$1,570,275
Employer contributions (assets) at beginning of year2017-12-31$1,398,425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,393,759
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$14,413,712
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,779,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,728,672
Value of total corrective distributions2016-12-31$446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,120,976
Value of total assets at end of year2016-12-31$106,606,260
Value of total assets at beginning of year2016-12-31$94,971,739
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$50,073
Total interest from all sources2016-12-31$16,461
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,340,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,340,879
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,637,520
Participant contributions at end of year2016-12-31$241,227
Participant contributions at beginning of year2016-12-31$294,543
Assets. Other investments not covered elsewhere at end of year2016-12-31$18,227,708
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$16,734,072
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,590,497
Other income not declared elsewhere2016-12-31$1,947,125
Administrative expenses (other) incurred2016-12-31$50,073
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$11,634,521
Value of net assets at end of year (total assets less liabilities)2016-12-31$106,606,260
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$94,971,739
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$85,629,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$75,701,857
Interest on participant loans2016-12-31$15,115
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,108,915
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$985,109
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$985,109
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,346
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,988,271
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,892,959
Employer contributions (assets) at end of year2016-12-31$1,398,425
Employer contributions (assets) at beginning of year2016-12-31$1,256,158
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,728,672
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,395,033
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,617,305
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,550,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,124,389
Value of total assets at end of year2015-12-31$94,971,739
Value of total assets at beginning of year2015-12-31$95,194,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$66,522
Total interest from all sources2015-12-31$-22,793
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,016,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,016,574
Administrative expenses professional fees incurred2015-12-31$19,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,318,733
Participant contributions at end of year2015-12-31$294,543
Participant contributions at beginning of year2015-12-31$195,079
Assets. Other investments not covered elsewhere at end of year2015-12-31$16,734,072
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$17,442,983
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$139,607
Other income not declared elsewhere2015-12-31$-1,334,349
Administrative expenses (other) incurred2015-12-31$47,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-222,272
Value of net assets at end of year (total assets less liabilities)2015-12-31$94,971,739
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$95,194,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$75,701,857
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$75,329,801
Interest on participant loans2015-12-31$12,217
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$985,109
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,174,350
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,174,350
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$-35,010
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,388,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,666,049
Employer contributions (assets) at end of year2015-12-31$1,256,158
Employer contributions (assets) at beginning of year2015-12-31$1,051,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,550,783
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$8,926,706
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$14,507,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$14,506,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,228,264
Value of total assets at end of year2014-12-31$95,194,011
Value of total assets at beginning of year2014-12-31$100,775,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,670
Total interest from all sources2014-12-31$28,303
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,039,687
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,039,687
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,172,311
Participant contributions at end of year2014-12-31$195,079
Participant contributions at beginning of year2014-12-31$169,270
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$4,476
Assets. Other investments not covered elsewhere at end of year2014-12-31$17,442,983
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$16,795,071
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$623,470
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$83
Other income not declared elsewhere2014-12-31$-187,471
Administrative expenses (other) incurred2014-12-31$1,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-5,580,990
Value of net assets at end of year (total assets less liabilities)2014-12-31$95,194,011
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$100,775,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$75,329,801
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$81,755,827
Interest on participant loans2014-12-31$9,053
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,174,350
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,168,677
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,168,677
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$19,250
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$817,923
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,432,483
Employer contributions (assets) at end of year2014-12-31$1,051,798
Employer contributions (assets) at beginning of year2014-12-31$881,597
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$14,506,026
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$17,205,558
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,640,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,639,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,955,739
Value of total assets at end of year2013-12-31$100,775,001
Value of total assets at beginning of year2013-12-31$85,209,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$880
Total interest from all sources2013-12-31$36,346
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,243,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,243,976
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,092,216
Participant contributions at end of year2013-12-31$169,270
Participant contributions at beginning of year2013-12-31$167,650
Participant contributions at end of year2013-12-31$4,476
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$16,795,071
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$16,048,156
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$608,869
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$83
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,314
Other income not declared elsewhere2013-12-31$391,686
Administrative expenses (other) incurred2013-12-31$880
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$1,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$15,565,492
Value of net assets at end of year (total assets less liabilities)2013-12-31$100,775,001
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$85,209,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$81,755,827
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$66,783,130
Interest on participant loans2013-12-31$9,778
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,168,677
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,349,848
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,349,848
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$26,568
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,577,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,254,654
Employer contributions (assets) at end of year2013-12-31$881,597
Employer contributions (assets) at beginning of year2013-12-31$858,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,639,186
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325

Form 5500 Responses for FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN

2022: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FIRST EAGLE INVESTMENT MANAGEMENT 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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