401k Plan data: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Profit-sharing Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP. The employer maintaining this ESOP is an S Corporation

401k Sponsoring company profile

CPS ARIZONA BROKERAGE SVCS INC has sponsored the creation of one or more 401k plans.

Company Name: CPS ARIZONA BROKERAGE SVCS INC

Employer identification number (EIN): 571175576

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-07-01
002 2012-07-01 DAN VALENTINE DAN VALENTINE 2015-03-13
002 2011-07-01 DAN VALENTINE DAN VALENTINE 2013-02-13
002 2010-07-01 DAN VALENTINE DAN VALENTINE 2012-01-26
002 2009-07-01 DAN VALENTINE DAN VALENTINE 2011-03-24

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2013-07-01
002	2012-07-01	DAN VALENTINE	DAN VALENTINE	2015-03-13
002	2011-07-01	DAN VALENTINE	DAN VALENTINE	2013-02-13
002	2010-07-01	DAN VALENTINE	DAN VALENTINE	2012-01-26
002	2009-07-01	DAN VALENTINE	DAN VALENTINE	2011-03-24

Plan Statistics for CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2013: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 12
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 0
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 0
Total of all active and inactive participants 2013-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 0
Number of participants with account balances 2013-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 13
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 12
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 0
Total of all active and inactive participants 2012-07-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 12
Number of participants with account balances 2012-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 14
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 13
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 3
Total of all active and inactive participants 2011-07-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 16
Number of participants with account balances 2011-07-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 0
2010: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 14
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 11
Number of retired or separated participants receiving benefits 2010-07-01 0
Number of other retired or separated participants entitled to future benefits 2010-07-01 3
Total of all active and inactive participants 2010-07-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 14
Number of participants with account balances 2010-07-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 0
2009: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 11
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 8
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 3
Total of all active and inactive participants 2009-07-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 11
Number of participants with account balances 2009-07-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 3

Measure	Date	Value
2013: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	12
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	0
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	0
Total of all active and inactive participants	2013-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	0
Number of participants with account balances	2013-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	13
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	12
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	0
Total of all active and inactive participants	2012-07-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	12
Number of participants with account balances	2012-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	14
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	13
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	3
Total of all active and inactive participants	2011-07-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	16
Number of participants with account balances	2011-07-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	0
2010: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	14
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	11
Number of retired or separated participants receiving benefits	2010-07-01	0
Number of other retired or separated participants entitled to future benefits	2010-07-01	3
Total of all active and inactive participants	2010-07-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	14
Number of participants with account balances	2010-07-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	0
2009: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	11
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	8
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	3
Total of all active and inactive participants	2009-07-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	11
Number of participants with account balances	2009-07-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	3

Financial Data on CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2014 : CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-06-30	$0
Total plan liabilities at beginning of year	2014-06-30	$0
Total income from all sources	2014-06-30	$0
Expenses. Total of all expenses incurred	2014-06-30	$0
Total plan assets at end of year	2014-06-30	$0
Total plan assets at beginning of year	2014-06-30	$0
Value of fidelity bond covering the plan	2014-06-30	$500,000
Net income (gross income less expenses)	2014-06-30	$0
Net plan assets at end of year (total assets less liabilities)	2014-06-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2014-06-30	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
2013 : CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Transfers to/from the plan	2013-06-30	$0
Total plan liabilities at end of year	2013-06-30	$500,000
Total plan liabilities at beginning of year	2013-06-30	$1,000,000
Total income from all sources	2013-06-30	$0
Expenses. Total of all expenses incurred	2013-06-30	$0
Total plan assets at end of year	2013-06-30	$500,000
Total plan assets at beginning of year	2013-06-30	$1,000,000
Value of fidelity bond covering the plan	2013-06-30	$500,000
Expenses. Other expenses not covered elsewhere	2013-06-30	$0
Other income received	2013-06-30	$0
Net income (gross income less expenses)	2013-06-30	$0
Net plan assets at end of year (total assets less liabilities)	2013-06-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2013-06-30	$0
Assets. Value of employer securities	2013-06-30	$500,000
2012 : CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total plan liabilities at end of year	2012-06-30	$1,000,000
Total plan liabilities at beginning of year	2012-06-30	$1,000,000
Total income from all sources	2012-06-30	$0
Expenses. Total of all expenses incurred	2012-06-30	$0
Total plan assets at end of year	2012-06-30	$1,000,000
Total plan assets at beginning of year	2012-06-30	$1,000,000
Net income (gross income less expenses)	2012-06-30	$0
Net plan assets at end of year (total assets less liabilities)	2012-06-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2012-06-30	$0
Assets. Value of employer securities	2012-06-30	$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
2011 : CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Transfers to/from the plan	2011-06-30	$0
Total plan liabilities at end of year	2011-06-30	$1,000,000
Total plan liabilities at beginning of year	2011-06-30	$1,000,000
Total income from all sources	2011-06-30	$50,000
Expenses. Total of all expenses incurred	2011-06-30	$50,000
Total plan assets at end of year	2011-06-30	$1,000,000
Total plan assets at beginning of year	2011-06-30	$1,000,000
Expenses. Other expenses not covered elsewhere	2011-06-30	$50,000
Other income received	2011-06-30	$50,000
Net income (gross income less expenses)	2011-06-30	$0
Net plan assets at end of year (total assets less liabilities)	2011-06-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2011-06-30	$0
Assets. Value of employer securities	2011-06-30	$1,000,000
2010 : CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2013: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	Yes
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	Yes
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: CPS ARIZONA BROKERAGE SERVICES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	First time form 5500 has been submitted	Yes
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CPS ARIZONA BROKERAGE SVCS INC
Employer identification number (EIN):	571175576
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages