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KSL RESORTS 401K PLAN 401k Plan overview

Plan NameKSL RESORTS 401K PLAN
Plan identification number 001

KSL RESORTS 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KSL/MS MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name:KSL/MS MANAGEMENT, LLC
Employer identification number (EIN):571210922
NAIC Classification:713900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KSL RESORTS 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SAM BARTON
0012016-01-01SAM BARTON
0012015-01-01SAM BARTON
0012014-01-01SAM BARTON SAM BARTON2015-10-08
0012013-01-01SAM BARTON SAM BARTON2014-10-10
0012012-01-01SAM BARTON
0012011-01-01SAM BARTON

Plan Statistics for KSL RESORTS 401K PLAN

401k plan membership statisitcs for KSL RESORTS 401K PLAN

Measure Date Value
2022: KSL RESORTS 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01499
Total number of active participants reported on line 7a of the Form 55002022-01-0144
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01390
Total of all active and inactive participants2022-01-01434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01435
Number of participants with account balances2022-01-01425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: KSL RESORTS 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01876
Total number of active participants reported on line 7a of the Form 55002021-01-0140
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01458
Total of all active and inactive participants2021-01-01498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01499
Number of participants with account balances2021-01-01499
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: KSL RESORTS 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01978
Total number of active participants reported on line 7a of the Form 55002020-01-01509
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01301
Total of all active and inactive participants2020-01-01810
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01811
Number of participants with account balances2020-01-01784
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: KSL RESORTS 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01951
Total number of active participants reported on line 7a of the Form 55002019-01-01629
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01268
Total of all active and inactive participants2019-01-01897
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01898
Number of participants with account balances2019-01-01850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0130
2018: KSL RESORTS 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01909
Total number of active participants reported on line 7a of the Form 55002018-01-01625
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01258
Total of all active and inactive participants2018-01-01883
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01884
Number of participants with account balances2018-01-01833
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01181
2017: KSL RESORTS 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,224
Total number of active participants reported on line 7a of the Form 55002017-01-01640
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01199
Total of all active and inactive participants2017-01-01839
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01840
Number of participants with account balances2017-01-01742
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01353
2016: KSL RESORTS 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01420
Total number of active participants reported on line 7a of the Form 55002016-01-01852
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01149
Total of all active and inactive participants2016-01-011,001
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-011,002
Number of participants with account balances2016-01-01886
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01146
2015: KSL RESORTS 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01372
Total number of active participants reported on line 7a of the Form 55002015-01-01277
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01114
Total of all active and inactive participants2015-01-01391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01391
Number of participants with account balances2015-01-01338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: KSL RESORTS 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01552
Total number of active participants reported on line 7a of the Form 55002014-01-01233
Number of other retired or separated participants entitled to future benefits2014-01-01139
Total of all active and inactive participants2014-01-01372
Total participants2014-01-01372
Number of participants with account balances2014-01-01372
2013: KSL RESORTS 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,536
Total number of active participants reported on line 7a of the Form 55002013-01-01402
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01150
Total of all active and inactive participants2013-01-01552
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01552
Number of participants with account balances2013-01-01552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: KSL RESORTS 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01607
Total number of active participants reported on line 7a of the Form 55002012-01-011,292
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01244
Total of all active and inactive participants2012-01-011,536
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,536
Number of participants with account balances2012-01-011,536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: KSL RESORTS 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01261
Total number of active participants reported on line 7a of the Form 55002011-01-01607
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01160
Total of all active and inactive participants2011-01-01767
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01767
Number of participants with account balances2011-01-01607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on KSL RESORTS 401K PLAN

Measure Date Value
2022 : KSL RESORTS 401K PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,940,798
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,315,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,284,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$284,154
Value of total assets at end of year2022-12-31$10,259,630
Value of total assets at beginning of year2022-12-31$14,515,807
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$31,334
Total interest from all sources2022-12-31$6,532
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$42,494
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$42,494
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$278,004
Participant contributions at end of year2022-12-31$62,587
Participant contributions at beginning of year2022-12-31$134,363
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$6,150
Other income not declared elsewhere2022-12-31$31,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,256,177
Value of net assets at end of year (total assets less liabilities)2022-12-31$10,259,630
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,515,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$31,234
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,063,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$15,493,353
Interest on participant loans2022-12-31$6,532
Value of interest in common/collective trusts at end of year2022-12-31$8,133,180
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$-1,111,909
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,955,465
Net investment gain or loss from common/collective trusts2022-12-31$-350,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,284,045
Contract administrator fees2022-12-31$100
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MILLER, KAPLAN, ARASE LLP
Accountancy firm EIN2022-12-31952036255
2021 : KSL RESORTS 401K PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,301,430
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$6,238,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,236,444
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$343,517
Value of total assets at end of year2021-12-31$14,515,807
Value of total assets at beginning of year2021-12-31$18,452,568
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,747
Total interest from all sources2021-12-31$15,824
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$102,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$102,924
Administrative expenses professional fees incurred2021-12-31$1,572
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$318,003
Participant contributions at end of year2021-12-31$134,363
Participant contributions at beginning of year2021-12-31$519,902
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$8,556
Other income not declared elsewhere2021-12-31$18,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-3,936,761
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,515,807
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$18,452,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$15,493,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$16,382,566
Interest on participant loans2021-12-31$15,824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$-1,111,909
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,550,100
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,820,479
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$16,958
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,236,444
Contract administrator fees2021-12-31$175
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MILLER, KAPLAN, ARASE LLP
Accountancy firm EIN2021-12-31952036255
2020 : KSL RESORTS 401K PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,778,455
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,541,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,536,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,832,374
Value of total assets at end of year2020-12-31$18,452,568
Value of total assets at beginning of year2020-12-31$17,215,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,700
Total interest from all sources2020-12-31$22,600
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$155,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$155,606
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,437,816
Participant contributions at end of year2020-12-31$519,902
Participant contributions at beginning of year2020-12-31$501,034
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$65,253
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$81,148
Other income not declared elsewhere2020-12-31$21,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,237,325
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,452,568
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$17,215,243
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$16,382,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$15,668,148
Interest on participant loans2020-12-31$22,600
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,550,100
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$963,591
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,745,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$313,410
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$17,217
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,536,430
Contract administrator fees2020-12-31$4,700
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MILLER, KAPLAN, ARASE LLP
Accountancy firm EIN2020-12-31952036255
2019 : KSL RESORTS 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,490,007
Total income from all sources (including contributions)2019-12-31$5,490,007
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$989,970
Total of all expenses incurred2019-12-31$989,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$981,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$981,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,911,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,911,920
Value of total assets at end of year2019-12-31$17,215,243
Value of total assets at end of year2019-12-31$17,215,243
Value of total assets at beginning of year2019-12-31$12,715,206
Value of total assets at beginning of year2019-12-31$12,715,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,475
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,475
Total interest from all sources2019-12-31$27,403
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$201,080
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$201,080
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$201,080
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,111,640
Participant contributions at end of year2019-12-31$501,034
Participant contributions at end of year2019-12-31$501,034
Participant contributions at beginning of year2019-12-31$395,922
Participant contributions at beginning of year2019-12-31$395,922
Participant contributions at end of year2019-12-31$65,253
Participant contributions at end of year2019-12-31$65,253
Participant contributions at beginning of year2019-12-31$54,515
Participant contributions at beginning of year2019-12-31$54,515
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$285,947
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$285,947
Other income not declared elsewhere2019-12-31$16,398
Other income not declared elsewhere2019-12-31$16,398
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,500,037
Value of net income/loss2019-12-31$4,500,037
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,215,243
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,215,243
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,715,206
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,715,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,668,148
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,668,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,426,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,426,219
Interest on participant loans2019-12-31$27,403
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$963,591
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$963,591
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$822,824
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$822,824
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,333,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$514,333
Contributions received in cash from employer2019-12-31$514,333
Employer contributions (assets) at end of year2019-12-31$17,217
Employer contributions (assets) at end of year2019-12-31$17,217
Employer contributions (assets) at beginning of year2019-12-31$15,726
Employer contributions (assets) at beginning of year2019-12-31$15,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$981,495
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$981,495
Contract administrator fees2019-12-31$8,475
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MILLER, KAPLAN, ARASE LLP
Accountancy firm name2019-12-31MILLER, KAPLAN, ARASE LLP
Accountancy firm EIN2019-12-31952036255
Accountancy firm EIN2019-12-31952036255
2018 : KSL RESORTS 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,927,848
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,874,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,861,990
Value of total corrective distributions2018-12-31$5,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,726,829
Value of total assets at end of year2018-12-31$12,715,206
Value of total assets at beginning of year2018-12-31$12,662,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,900
Total interest from all sources2018-12-31$19,501
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$735,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$735,420
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,079,067
Participant contributions at end of year2018-12-31$395,922
Participant contributions at beginning of year2018-12-31$298,915
Participant contributions at end of year2018-12-31$54,515
Participant contributions at beginning of year2018-12-31$45,894
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$61,884
Other income not declared elsewhere2018-12-31$21,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$52,944
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,715,206
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,662,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$11,426,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,746,662
Interest on participant loans2018-12-31$19,501
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$822,824
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$556,815
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,575,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$585,878
Employer contributions (assets) at end of year2018-12-31$15,726
Employer contributions (assets) at beginning of year2018-12-31$13,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,861,990
Contract administrator fees2018-12-31$7,900
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MILLER, KAPLAN, ARASE LLP
Accountancy firm EIN2018-12-31952036255
2017 : KSL RESORTS 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,127,456
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,863,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,845,688
Expenses. Certain deemed distributions of participant loans2017-12-31$598
Value of total corrective distributions2017-12-31$31
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,580,058
Value of total assets at end of year2017-12-31$12,662,262
Value of total assets at beginning of year2017-12-31$10,397,925
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$16,802
Total interest from all sources2017-12-31$20,988
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$349,687
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$349,687
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,164,283
Participant contributions at end of year2017-12-31$298,915
Participant contributions at beginning of year2017-12-31$182,701
Participant contributions at end of year2017-12-31$45,894
Participant contributions at beginning of year2017-12-31$42,326
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$969,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,264,337
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,662,262
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,397,925
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,746,662
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,689,671
Interest on participant loans2017-12-31$12,400
Interest earned on other investments2017-12-31$8,588
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$556,815
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$469,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,176,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$445,828
Employer contributions (assets) at end of year2017-12-31$13,976
Employer contributions (assets) at beginning of year2017-12-31$13,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,845,688
Contract administrator fees2017-12-31$16,802
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MILLER, KAPLAN, ARASE LLP
Accountancy firm EIN2017-12-31952036255
2016 : KSL RESORTS 401K PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,000,353
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,485,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,483,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,428,146
Value of total assets at end of year2016-12-31$10,397,925
Value of total assets at beginning of year2016-12-31$7,882,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,975
Total interest from all sources2016-12-31$11,670
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$323,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$323,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,280,675
Participant contributions at end of year2016-12-31$182,701
Participant contributions at beginning of year2016-12-31$133,594
Participant contributions at end of year2016-12-31$42,326
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,967,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,515,145
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,397,925
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,882,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,689,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,341,468
Interest on participant loans2016-12-31$5,192
Interest earned on other investments2016-12-31$6,478
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$469,546
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$407,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$237,537
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$180,005
Employer contributions (assets) at end of year2016-12-31$13,681
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,483,233
Contract administrator fees2016-12-31$1,975
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MILLER, KAPLAN, ARASE LLP
Accountancy firm EIN2016-12-31952036255
2015 : KSL RESORTS 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$921,926
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$829,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$828,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$890,577
Value of total assets at end of year2015-12-31$7,882,780
Value of total assets at beginning of year2015-12-31$7,790,157
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$875
Total interest from all sources2015-12-31$12,083
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$463,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$463,275
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$673,402
Participant contributions at end of year2015-12-31$133,594
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$217,175
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$7,268,617
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$92,623
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,882,780
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,790,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,341,468
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$6,675
Interest earned on other investments2015-12-31$5,408
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$407,718
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$521,540
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-444,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$828,428
Contract administrator fees2015-12-31$875
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MILLER, KAPLAN, ARASE LLP
Accountancy firm EIN2015-12-31952036255
2014 : KSL RESORTS 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,164,914
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,058,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,055,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$761,566
Value of total assets at end of year2014-12-31$7,790,157
Value of total assets at beginning of year2014-12-31$9,683,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,581
Total interest from all sources2014-12-31$16,257
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$210,254
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$210,254
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$715,116
Participant contributions at beginning of year2014-12-31$300,733
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$46,450
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$7,268,617
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,893,651
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,790,157
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,683,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,770,960
Interest on participant loans2014-12-31$9,544
Interest earned on other investments2014-12-31$6,713
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$521,540
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$612,115
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$176,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,055,984
Contract administrator fees2014-12-31$2,581
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MILLER, KAPLAN, ARASE LLP
Accountancy firm EIN2014-12-31952036255
2013 : KSL RESORTS 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$104,493
Total income from all sources (including contributions)2013-12-31$3,510,537
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,850,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,847,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,977,016
Value of total assets at end of year2013-12-31$9,683,808
Value of total assets at beginning of year2013-12-31$11,128,058
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,108
Total interest from all sources2013-12-31$22,712
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$407,712
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$407,712
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,446,155
Participant contributions at end of year2013-12-31$300,733
Participant contributions at beginning of year2013-12-31$447,341
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$530,861
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$104,493
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-1,339,757
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,683,808
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,023,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,770,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,157,842
Interest on participant loans2013-12-31$15,438
Interest earned on other investments2013-12-31$7,274
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$612,115
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$522,875
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,103,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,847,186
Contract administrator fees2013-12-31$3,108
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MILLER, KAPLAN, ARASE LLP
Accountancy firm EIN2013-12-31952036255
2012 : KSL RESORTS 401K PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$804,757
Total unrealized appreciation/depreciation of assets2012-12-31$804,757
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$104,493
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$37,942
Total income from all sources (including contributions)2012-12-31$3,914,818
Total of all expenses incurred2012-12-31$801,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$772,078
Expenses. Certain deemed distributions of participant loans2012-12-31$27,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,732,270
Value of total assets at end of year2012-12-31$11,128,058
Value of total assets at beginning of year2012-12-31$7,948,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,975
Total interest from all sources2012-12-31$22,535
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$355,256
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$355,256
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,530,603
Participant contributions at end of year2012-12-31$447,341
Participant contributions at beginning of year2012-12-31$306,231
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,201,667
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$104,493
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$37,942
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,113,041
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,023,565
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,910,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,157,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,111,684
Interest on participant loans2012-12-31$15,337
Interest earned on other investments2012-12-31$7,198
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$522,875
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$530,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$772,078
Contract administrator fees2012-12-31$1,975
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MILLER, KAPLAN, ARASE & CO., LLP
Accountancy firm EIN2012-12-31952036255
2011 : KSL RESORTS 401K PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$37,942
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$66,005
Total income from all sources (including contributions)2011-12-31$771,200
Total of all expenses incurred2011-12-31$368,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$353,758
Expenses. Certain deemed distributions of participant loans2011-12-31$10,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$935,612
Value of total assets at end of year2011-12-31$7,948,466
Value of total assets at beginning of year2011-12-31$7,574,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$4,470
Total interest from all sources2011-12-31$23,037
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$146,605
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$146,605
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$683,811
Participant contributions at end of year2011-12-31$306,231
Participant contributions at beginning of year2011-12-31$338,674
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$251,801
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$37,942
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$66,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$402,390
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,910,524
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,508,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,111,684
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,235,465
Interest on participant loans2011-12-31$14,213
Interest earned on other investments2011-12-31$8,824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$530,551
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-334,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$353,758
Contract administrator fees2011-12-31$4,470
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MILLER, KAPLAN, ARASE & CO., LLP
Accountancy firm EIN2011-12-31952036255

Form 5500 Responses for KSL RESORTS 401K PLAN

2022: KSL RESORTS 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: KSL RESORTS 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: KSL RESORTS 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: KSL RESORTS 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: KSL RESORTS 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: KSL RESORTS 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KSL RESORTS 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KSL RESORTS 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KSL RESORTS 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KSL RESORTS 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KSL RESORTS 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KSL RESORTS 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28237
Policy instance 1
Insurance contract or identification numberGA28237
Number of Individuals Covered425
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28237
Policy instance 1
Insurance contract or identification numberGA28237
Number of Individuals Covered499
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28237
Policy instance 1
Insurance contract or identification numberGA28237
Number of Individuals Covered784
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28237
Policy instance 1
Insurance contract or identification numberGA28237
Number of Individuals Covered850
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28237
Policy instance 1
Insurance contract or identification numberGA28237
Number of Individuals Covered833
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28237
Policy instance 1
Insurance contract or identification numberGA28237
Number of Individuals Covered742
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28237
Policy instance 2
Insurance contract or identification numberGA28237
Number of Individuals Covered338
Insurance policy start date2015-01-02
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332547-01
Policy instance 1
Insurance contract or identification number332547-01
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-10
Total amount of commissions paid to insurance brokerUSD $2,890
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,890
Insurance broker organization code?3
Insurance broker namePATRICK ROBISON
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332547-01
Policy instance 1
Insurance contract or identification number332547-01
Number of Individuals Covered55
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $23,567
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $23,567
Insurance broker organization code?3
Insurance broker namePATRICK ROBISON
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332547-01
Policy instance 1
Insurance contract or identification number332547-01
Number of Individuals Covered80
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,114
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,114
Insurance broker organization code?3
Insurance broker namePATRICK ROBISON
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332547-01
Policy instance 1
Insurance contract or identification number332547-01
Number of Individuals Covered174
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,332
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332547-01
Policy instance 1
Insurance contract or identification number332547-01
Number of Individuals Covered101
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,313
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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