NES ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NES ASSOCIATES, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2018 : NES ASSOCIATES, LLC 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-10-01 | $0 |
| Total transfer of assets from this plan | 2018-10-01 | $20,014,678 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-10-01 | $0 |
| Total income from all sources (including contributions) | 2018-10-01 | $4,555,839 |
| Total loss/gain on sale of assets | 2018-10-01 | $0 |
| Total of all expenses incurred | 2018-10-01 | $2,072,963 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-10-01 | $2,064,613 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-10-01 | $3,575,775 |
| Value of total assets at end of year | 2018-10-01 | $0 |
| Value of total assets at beginning of year | 2018-10-01 | $17,531,802 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-10-01 | $8,350 |
| Total interest from all sources | 2018-10-01 | $9,716 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-10-01 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-10-01 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2018-10-01 | $0 |
| Was this plan covered by a fidelity bond | 2018-10-01 | Yes |
| Value of fidelity bond cover | 2018-10-01 | $100,000 |
| If this is an individual account plan, was there a blackout period | 2018-10-01 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-10-01 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-10-01 | No |
| Contributions received from participants | 2018-10-01 | $3,236,903 |
| Participant contributions at end of year | 2018-10-01 | $0 |
| Participant contributions at beginning of year | 2018-10-01 | $48,455 |
| Participant contributions at end of year | 2018-10-01 | $0 |
| Participant contributions at beginning of year | 2018-10-01 | $88,758 |
| Assets. Other investments not covered elsewhere at end of year | 2018-10-01 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-10-01 | $744,426 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-10-01 | $338,872 |
| Other income not declared elsewhere | 2018-10-01 | $56,206 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-01 | No |
| Value of net income/loss | 2018-10-01 | $2,482,876 |
| Value of net assets at end of year (total assets less liabilities) | 2018-10-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-10-01 | $17,531,802 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-10-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-10-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-10-01 | No |
| Value of interest in pooled separate accounts at end of year | 2018-10-01 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2018-10-01 | $15,984,100 |
| Interest on participant loans | 2018-10-01 | $2,072 |
| Interest earned on other investments | 2018-10-01 | $7,644 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-10-01 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-10-01 | $666,063 |
| Net investment gain/loss from pooled separate accounts | 2018-10-01 | $914,142 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-10-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-10-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-10-01 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-10-01 | $2,064,613 |
| Contract administrator fees | 2018-10-01 | $8,350 |
| Did the plan have assets held for investment | 2018-10-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-10-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-10-01 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-10-01 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-10-01 | Disclaimer |
| Accountancy firm name | 2018-10-01 | MATTHEWS, CARTER & BOYCE |
| Accountancy firm EIN | 2018-10-01 | 541487262 |
| 2017 : NES ASSOCIATES, LLC 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $6,655,021 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,381,609 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,373,285 |
| Value of total corrective distributions | 2017-12-31 | $949 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $4,342,806 |
| Value of total assets at end of year | 2017-12-31 | $17,531,802 |
| Value of total assets at beginning of year | 2017-12-31 | $12,258,390 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $7,375 |
| Total interest from all sources | 2017-12-31 | $13,165 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $100,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $4,124,976 |
| Participant contributions at end of year | 2017-12-31 | $48,455 |
| Participant contributions at beginning of year | 2017-12-31 | $112,199 |
| Participant contributions at end of year | 2017-12-31 | $88,758 |
| Participant contributions at beginning of year | 2017-12-31 | $92,480 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $744,426 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $542,594 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $217,830 |
| Other income not declared elsewhere | 2017-12-31 | $123,131 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $5,273,412 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $17,531,802 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $12,258,390 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $15,984,100 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $10,801,615 |
| Interest on participant loans | 2017-12-31 | $2,965 |
| Interest earned on other investments | 2017-12-31 | $10,200 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $666,063 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $709,502 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $2,175,919 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,373,285 |
| Contract administrator fees | 2017-12-31 | $7,375 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | MATTHEWS, CARTER & BOYCE |
| Accountancy firm EIN | 2017-12-31 | 541487262 |
| 2016 : NES ASSOCIATES, LLC 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $4,123,210 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $340,916 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $334,490 |
| Value of total corrective distributions | 2016-12-31 | $2,926 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,196,199 |
| Value of total assets at end of year | 2016-12-31 | $12,258,390 |
| Value of total assets at beginning of year | 2016-12-31 | $8,476,096 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,500 |
| Total interest from all sources | 2016-12-31 | $13,326 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $100,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $2,732,151 |
| Participant contributions at end of year | 2016-12-31 | $112,199 |
| Participant contributions at beginning of year | 2016-12-31 | $103,171 |
| Participant contributions at end of year | 2016-12-31 | $92,480 |
| Participant contributions at beginning of year | 2016-12-31 | $51,596 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $542,594 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $417,501 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $464,048 |
| Other income not declared elsewhere | 2016-12-31 | $40,036 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $3,782,294 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $12,258,390 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $8,476,096 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $10,801,615 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $7,366,977 |
| Interest on participant loans | 2016-12-31 | $3,783 |
| Interest earned on other investments | 2016-12-31 | $9,543 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $709,502 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $536,851 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $873,649 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $334,490 |
| Contract administrator fees | 2016-12-31 | $3,500 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | MATTHEWS, CARTER & BOYCE |
| Accountancy firm EIN | 2016-12-31 | 541487262 |
| 2015 : NES ASSOCIATES, LLC 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $2,679,443 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $398,071 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $391,646 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,786,596 |
| Value of total assets at end of year | 2015-12-31 | $8,476,096 |
| Value of total assets at beginning of year | 2015-12-31 | $6,194,724 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $6,425 |
| Total interest from all sources | 2015-12-31 | $9,308 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $100,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $2,171,457 |
| Participant contributions at end of year | 2015-12-31 | $103,171 |
| Participant contributions at beginning of year | 2015-12-31 | $19,520 |
| Participant contributions at end of year | 2015-12-31 | $51,596 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $417,501 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $286,358 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $615,139 |
| Other income not declared elsewhere | 2015-12-31 | $-8,964 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $2,281,372 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $8,476,096 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,194,724 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $7,366,977 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $5,568,139 |
| Interest on participant loans | 2015-12-31 | $1,993 |
| Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
| Interest earned on other investments | 2015-12-31 | $7,315 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $536,851 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $320,707 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-107,497 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $391,646 |
| Contract administrator fees | 2015-12-31 | $6,425 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | MATTHEWS, CARTER & BOYCE |
| Accountancy firm EIN | 2015-12-31 | 541487262 |
| 2014 : NES ASSOCIATES, LLC 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,544,050 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $712,145 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $688,610 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,211,348 |
| Value of total assets at end of year | 2014-12-31 | $6,194,724 |
| Value of total assets at beginning of year | 2014-12-31 | $4,362,819 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $23,535 |
| Total interest from all sources | 2014-12-31 | $2,172 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $20,305 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $20,305 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $100,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,641,003 |
| Participant contributions at end of year | 2014-12-31 | $19,520 |
| Participant contributions at beginning of year | 2014-12-31 | $34,488 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $286,358 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $570,345 |
| Other income not declared elsewhere | 2014-12-31 | $17 |
| Administrative expenses (other) incurred | 2014-12-31 | $21,895 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $1,831,905 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $6,194,724 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $4,362,819 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $4,328,331 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $5,568,139 |
| Interest on participant loans | 2014-12-31 | $1,054 |
| Interest earned on other investments | 2014-12-31 | $1,118 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $320,707 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $267,715 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $42,493 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $688,610 |
| Contract administrator fees | 2014-12-31 | $1,640 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Qualified |
| Accountancy firm name | 2014-12-31 | MATTHEWS, CARTER & BOYCE |
| Accountancy firm EIN | 2014-12-31 | 541487262 |
| 2013 : NES ASSOCIATES, LLC 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $2,007,515 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $387,988 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $368,337 |
| Value of total corrective distributions | 2013-12-31 | $2,243 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,317,641 |
| Value of total assets at end of year | 2013-12-31 | $4,362,819 |
| Value of total assets at beginning of year | 2013-12-31 | $2,743,292 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $17,408 |
| Total interest from all sources | 2013-12-31 | $1,040 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $52,844 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $52,844 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $150,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,166,055 |
| Participant contributions at end of year | 2013-12-31 | $34,488 |
| Participant contributions at beginning of year | 2013-12-31 | $800 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $151,586 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $1,619,527 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $4,362,819 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,743,292 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $4,328,331 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $2,742,492 |
| Interest on participant loans | 2013-12-31 | $1,040 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $635,990 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $368,337 |
| Contract administrator fees | 2013-12-31 | $17,408 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | MATTHEWS,CARTERS & BOYCE, PC |
| Accountancy firm EIN | 2013-12-31 | 541487262 |
| 2012 : NES ASSOCIATES, LLC 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,260,099 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $106,654 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $94,250 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,003,342 |
| Value of total assets at end of year | 2012-12-31 | $2,743,292 |
| Value of total assets at beginning of year | 2012-12-31 | $1,589,847 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $12,404 |
| Total interest from all sources | 2012-12-31 | $384 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $40,255 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $40,255 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $150,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $978,244 |
| Participant contributions at end of year | 2012-12-31 | $800 |
| Participant contributions at beginning of year | 2012-12-31 | $1,258 |
| Participant contributions at beginning of year | 2012-12-31 | $20,138 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $25,098 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,153,445 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,743,292 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,589,847 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $2,742,492 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,356,941 |
| Interest on participant loans | 2012-12-31 | $364 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $211,510 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $211,510 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $20 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $216,118 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $94,250 |
| Contract administrator fees | 2012-12-31 | $12,404 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | SAGGAR AND ROSENBERG, P.C. |
| Accountancy firm EIN | 2012-12-31 | 522190100 |
| 2011 : NES ASSOCIATES, LLC 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $748,279 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $105,838 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $95,839 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $804,139 |
| Value of total assets at end of year | 2011-12-31 | $1,589,847 |
| Value of total assets at beginning of year | 2011-12-31 | $947,406 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $9,999 |
| Total interest from all sources | 2011-12-31 | $16 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $23,989 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $23,989 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $150,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $609,426 |
| Participant contributions at end of year | 2011-12-31 | $1,258 |
| Participant contributions at beginning of year | 2011-12-31 | $2,025 |
| Participant contributions at end of year | 2011-12-31 | $20,138 |
| Participant contributions at beginning of year | 2011-12-31 | $17,357 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $194,713 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $642,441 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,589,847 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $947,406 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,356,941 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $778,834 |
| Interest on participant loans | 2011-12-31 | $4 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $211,510 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $149,190 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $149,190 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $12 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-79,865 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $95,839 |
| Contract administrator fees | 2011-12-31 | $9,999 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | SAGGAR AND ROSENBERG, P.C. |
| Accountancy firm EIN | 2011-12-31 | 522190100 |
