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SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 401k Plan overview

Plan NameSCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST
Plan identification number 001

SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SCIENTIFIC-ATLANTA INC. has sponsored the creation of one or more 401k plans.

Company Name:SCIENTIFIC-ATLANTA INC.
Employer identification number (EIN):580612397
NAIC Classification:334200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01KIM BRANT
0012016-01-01
0012015-01-01SCOTT KNOWLES
0012015-01-01SCOTT KNOWLES
0012014-01-01SCOTT KNOWLES
0012013-01-01SCOTT KNOWLES SCOTT KNOWLES2014-09-18
0012012-01-01SCOTT KNOWLES SCOTT KNOWLES2013-10-08
0012011-01-01SCOTT KNOWLES SCOTT KNOWLES2013-01-31
0012009-01-01HOWARD WHITEHEAD HOWARD WHITEHEAD2010-10-14

Plan Statistics for SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST

401k plan membership statisitcs for SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST

Measure Date Value
2016: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01915
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01937
Total number of active participants reported on line 7a of the Form 55002015-01-01305
Number of retired or separated participants receiving benefits2015-01-0133
Number of other retired or separated participants entitled to future benefits2015-01-01577
Total of all active and inactive participants2015-01-01915
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01915
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01984
Total number of active participants reported on line 7a of the Form 55002014-01-01491
Number of retired or separated participants receiving benefits2014-01-0129
Number of other retired or separated participants entitled to future benefits2014-01-01417
Total of all active and inactive participants2014-01-01937
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01937
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-011,039
Total number of active participants reported on line 7a of the Form 55002013-01-01561
Number of retired or separated participants receiving benefits2013-01-0124
Number of other retired or separated participants entitled to future benefits2013-01-01399
Total of all active and inactive participants2013-01-01984
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01984
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-011,877
Total number of active participants reported on line 7a of the Form 55002012-01-01656
Number of retired or separated participants receiving benefits2012-01-0116
Number of other retired or separated participants entitled to future benefits2012-01-01364
Total of all active and inactive participants2012-01-011,036
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,036
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-012,577
Total number of active participants reported on line 7a of the Form 55002011-01-01753
Number of retired or separated participants receiving benefits2011-01-01539
Number of other retired or separated participants entitled to future benefits2011-01-01560
Total of all active and inactive participants2011-01-011,852
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0125
Total participants2011-01-011,877
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-012,568
Total number of active participants reported on line 7a of the Form 55002009-01-011,711
Number of retired or separated participants receiving benefits2009-01-01531
Number of other retired or separated participants entitled to future benefits2009-01-01401
Total of all active and inactive participants2009-01-012,643
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0125
Total participants2009-01-012,668
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST

Measure Date Value
2016 : SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$114,071
Total income from all sources (including contributions)2016-12-31$29,397,154
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$78,150,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$78,033,778
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$29,356,046
Value of total assets at end of year2016-12-31$0
Value of total assets at beginning of year2016-12-31$48,867,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$116,395
Total interest from all sources2016-12-31$40,234
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Administrative expenses professional fees incurred2016-12-31$57,611
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Other income not declared elsewhere2016-12-31$874
Administrative expenses (other) incurred2016-12-31$43,920
Liabilities. Value of operating payables at end of year2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$114,071
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$2,103
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-48,753,019
Value of net assets at end of year (total assets less liabilities)2016-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$48,753,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$14,864
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$47,505,654
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$47,505,654
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$40,234
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$39,056,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$29,356,046
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$1,359,333
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$38,977,620
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2016-12-31134008324
2015 : SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$114,071
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$51,744
Total income from all sources (including contributions)2015-12-31$3,803,945
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,387,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,619,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,803,934
Value of total assets at end of year2015-12-31$48,867,090
Value of total assets at beginning of year2015-12-31$48,388,309
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$767,680
Total interest from all sources2015-12-31$11
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$417,151
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$350,529
Liabilities. Value of operating payables at end of year2015-12-31$114,071
Liabilities. Value of operating payables at beginning of year2015-12-31$51,744
Total non interest bearing cash at end of year2015-12-31$2,103
Total non interest bearing cash at beginning of year2015-12-31$2,092
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$416,454
Value of net assets at end of year (total assets less liabilities)2015-12-31$48,753,019
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$48,336,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$47,505,654
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$47,020,867
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$47,020,867
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$11
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,803,934
Employer contributions (assets) at end of year2015-12-31$1,359,333
Employer contributions (assets) at beginning of year2015-12-31$1,365,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,619,811
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2015-12-31134008324
2014 : SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$51,744
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$67,908
Total income from all sources (including contributions)2014-12-31$3,373,082
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$5,577,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,243,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,366,716
Value of total assets at end of year2014-12-31$78,092,762
Value of total assets at beginning of year2014-12-31$80,312,941
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$334,081
Total interest from all sources2014-12-31$6,366
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$114,351
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$29,704,453
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$29,704,453
Administrative expenses (other) incurred2014-12-31$219,730
Liabilities. Value of operating payables at end of year2014-12-31$51,744
Liabilities. Value of operating payables at beginning of year2014-12-31$67,908
Total non interest bearing cash at end of year2014-12-31$2,092
Total non interest bearing cash at beginning of year2014-12-31$1,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-2,204,015
Value of net assets at end of year (total assets less liabilities)2014-12-31$78,041,018
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$80,245,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$47,020,867
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$49,620,220
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$49,620,220
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$6,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,366,716
Employer contributions (assets) at end of year2014-12-31$1,365,350
Employer contributions (assets) at beginning of year2014-12-31$986,359
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,243,016
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2014-12-31134008324
2013 : SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$67,908
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$717,786
Total income from all sources (including contributions)2013-12-31$2,735,536
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,211,820
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,867,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,735,437
Value of total assets at end of year2013-12-31$80,312,941
Value of total assets at beginning of year2013-12-31$83,439,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$344,767
Total interest from all sources2013-12-31$99
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$206,080
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$29,704,453
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$29,704,453
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,844
Administrative expenses (other) incurred2013-12-31$138,687
Liabilities. Value of operating payables at end of year2013-12-31$67,908
Liabilities. Value of operating payables at beginning of year2013-12-31$717,786
Total non interest bearing cash at end of year2013-12-31$1,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-2,476,284
Value of net assets at end of year (total assets less liabilities)2013-12-31$80,245,033
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$82,721,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest earned on other investments2013-12-31$99
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$49,620,220
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$53,732,806
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$53,732,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,735,437
Employer contributions (assets) at end of year2013-12-31$986,359
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,867,053
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2013-12-31134008324
2012 : SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$717,786
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$51,198
Total income from all sources (including contributions)2012-12-31$3,925,252
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$12,676,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$11,694,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,917,753
Value of total assets at end of year2012-12-31$83,439,103
Value of total assets at beginning of year2012-12-31$91,523,272
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$981,905
Total interest from all sources2012-12-31$7,499
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$888,247
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$29,704,453
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$29,704,453
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,844
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,831
Administrative expenses (other) incurred2012-12-31$75,340
Liabilities. Value of operating payables at end of year2012-12-31$717,786
Liabilities. Value of operating payables at beginning of year2012-12-31$51,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-8,750,757
Value of net assets at end of year (total assets less liabilities)2012-12-31$82,721,317
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$91,472,074
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$18,318
Interest earned on other investments2012-12-31$7,499
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$53,732,806
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$41,919,177
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$41,919,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,917,753
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$19,897,811
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$11,694,104
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2012-12-31134008324
2011 : SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$51,198
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$13,645
Total income from all sources (including contributions)2011-12-31$20,249,509
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$42,923,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$42,550,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$20,207,811
Value of total assets at end of year2011-12-31$91,523,272
Value of total assets at beginning of year2011-12-31$114,159,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$373,012
Total interest from all sources2011-12-31$41,698
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$118,567
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$29,704,453
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$29,704,453
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,831
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$8,508
Administrative expenses (other) incurred2011-12-31$231,929
Liabilities. Value of operating payables at end of year2011-12-31$51,198
Liabilities. Value of operating payables at beginning of year2011-12-31$13,645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-22,673,740
Value of net assets at end of year (total assets less liabilities)2011-12-31$91,472,074
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$114,145,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$22,516
Interest earned on other investments2011-12-31$20,233
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$41,919,177
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$84,446,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$84,446,498
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$21,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$20,207,811
Employer contributions (assets) at end of year2011-12-31$19,897,811
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$42,550,237
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2011-12-31134008324
2010 : SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$13,645
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$30,070
Total income from all sources (including contributions)2010-12-31$489,263
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$13,019,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$12,822,976
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$400,000
Value of total assets at end of year2010-12-31$114,159,459
Value of total assets at beginning of year2010-12-31$126,706,238
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$196,641
Total interest from all sources2010-12-31$89,263
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$4,548
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$29,704,453
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$29,704,453
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$8,508
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$1,171
Administrative expenses (other) incurred2010-12-31$114,180
Liabilities. Value of operating payables at end of year2010-12-31$13,645
Liabilities. Value of operating payables at beginning of year2010-12-31$30,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-12,530,354
Value of net assets at end of year (total assets less liabilities)2010-12-31$114,145,814
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$126,676,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$77,913
Interest earned on other investments2010-12-31$730
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$84,446,498
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$96,550,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$96,550,614
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$88,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$400,000
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$450,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$12,822,976
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2010-12-31134008324
2009 : SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST

2016: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SCIENTIFIC-ATLANTA INC. RETIREMENT PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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