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CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 401k Plan overview

Plan NameCONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN
Plan identification number 002

CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

CONSTANGY BROOKS SMITH & PROPHETE LLP has sponsored the creation of one or more 401k plans.

Company Name:CONSTANGY BROOKS SMITH & PROPHETE LLP
Employer identification number (EIN):580616335
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01AMY ANDERSON AMY ANDERSON2018-10-15
0022016-01-01AMY ANDERSON
0022015-01-01AMY C. ANDERSON AMY C. ANDERSON2016-10-03
0022014-01-01AMY C ANDERSON
0022013-01-01AMY C. ANDERSON
0022012-01-01AMY C ANDERSON
0022011-01-01AMY ANDERSON
0022009-01-01AMY C. ANDERSON ALVIN L. KNOX, JR.2010-10-01

Plan Statistics for CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN

401k plan membership statisitcs for CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN

Measure Date Value
2022: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01502
Total number of active participants reported on line 7a of the Form 55002022-01-01394
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01115
Total of all active and inactive participants2022-01-01511
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01511
Number of participants with account balances2022-01-01391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01502
Total number of active participants reported on line 7a of the Form 55002021-01-01392
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01117
Total of all active and inactive participants2021-01-01511
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01511
Number of participants with account balances2021-01-01383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01518
Total number of active participants reported on line 7a of the Form 55002020-01-01375
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01119
Total of all active and inactive participants2020-01-01494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01494
Number of participants with account balances2020-01-01383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01482
Total number of active participants reported on line 7a of the Form 55002019-01-01405
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01107
Total of all active and inactive participants2019-01-01512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01513
Number of participants with account balances2019-01-01387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01446
Total number of active participants reported on line 7a of the Form 55002018-01-01376
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0199
Total of all active and inactive participants2018-01-01475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01475
Number of participants with account balances2018-01-01352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01413
Total number of active participants reported on line 7a of the Form 55002017-01-01362
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0177
Total of all active and inactive participants2017-01-01439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01439
Number of participants with account balances2017-01-01321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01388
Total number of active participants reported on line 7a of the Form 55002016-01-01346
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0165
Total of all active and inactive participants2016-01-01411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01411
Number of participants with account balances2016-01-01302
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01338
Total number of active participants reported on line 7a of the Form 55002015-01-01322
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0162
Total of all active and inactive participants2015-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01384
Number of participants with account balances2015-01-01275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01327
Total number of active participants reported on line 7a of the Form 55002014-01-01277
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0157
Total of all active and inactive participants2014-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01336
Number of participants with account balances2014-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01310
Total number of active participants reported on line 7a of the Form 55002013-01-01275
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0147
Total of all active and inactive participants2013-01-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-01325
Number of participants with account balances2013-01-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01268
Total number of active participants reported on line 7a of the Form 55002012-01-01264
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0142
Total of all active and inactive participants2012-01-01306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01306
Number of participants with account balances2012-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01249
Total number of active participants reported on line 7a of the Form 55002011-01-01221
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0145
Total of all active and inactive participants2011-01-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01268
Number of participants with account balances2011-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-019
2009: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01242
Total number of active participants reported on line 7a of the Form 55002009-01-01197
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0141
Total of all active and inactive participants2009-01-01240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01240
Number of participants with account balances2009-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN

Measure Date Value
2022 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$25,822
Total income from all sources (including contributions)2022-12-31$-9,935,645
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,965,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,961,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,813,265
Value of total assets at end of year2022-12-31$78,655,299
Value of total assets at beginning of year2022-12-31$94,582,676
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,060
Total interest from all sources2022-12-31$6,936
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$939,898
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$939,898
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,474,717
Participant contributions at end of year2022-12-31$140,658
Participant contributions at beginning of year2022-12-31$186,274
Participant contributions at end of year2022-12-31$351,377
Participant contributions at beginning of year2022-12-31$448,600
Assets. Other investments not covered elsewhere at end of year2022-12-31$5,737,245
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$8,256,946
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$732,869
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$25,822
Other income not declared elsewhere2022-12-31$-1,368,009
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-15,901,555
Value of net assets at end of year (total assets less liabilities)2022-12-31$78,655,299
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$94,556,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$48,076,158
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$59,464,401
Interest on participant loans2022-12-31$6,936
Value of interest in common/collective trusts at end of year2022-12-31$20,706,513
Value of interest in common/collective trusts at beginning of year2022-12-31$21,510,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,037,669
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,598,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,598,896
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-14,315,943
Net investment gain or loss from common/collective trusts2022-12-31$-11,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,605,679
Employer contributions (assets) at end of year2022-12-31$1,605,679
Employer contributions (assets) at beginning of year2022-12-31$3,117,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,961,850
Contract administrator fees2022-12-31$4,060
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CARR, RIGGS & INGRAM PLLC
Accountancy firm EIN2022-12-31721396621
2021 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$25,822
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$13,673,399
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$10,396,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,318,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,149,345
Value of total assets at end of year2021-12-31$94,582,676
Value of total assets at beginning of year2021-12-31$91,280,010
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$78,437
Total interest from all sources2021-12-31$17,771
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$727,684
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$727,684
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,500,000
If this is an individual account plan, was there a blackout period2021-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,370,420
Participant contributions at end of year2021-12-31$186,274
Participant contributions at beginning of year2021-12-31$303,054
Participant contributions at end of year2021-12-31$448,600
Participant contributions at beginning of year2021-12-31$528,313
Assets. Other investments not covered elsewhere at end of year2021-12-31$8,256,946
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$245,952
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$687,345
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$25,822
Other income not declared elsewhere2021-12-31$-2,173,495
Administrative expenses (other) incurred2021-12-31$38,573
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,276,844
Value of net assets at end of year (total assets less liabilities)2021-12-31$94,556,854
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$91,280,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$59,464,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$58,053,023
Interest on participant loans2021-12-31$17,771
Value of interest in common/collective trusts at end of year2021-12-31$21,510,157
Value of interest in common/collective trusts at beginning of year2021-12-31$21,141,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,598,896
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,596,070
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,596,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$7,104,289
Net investment gain or loss from common/collective trusts2021-12-31$1,847,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,091,580
Employer contributions (assets) at end of year2021-12-31$3,117,402
Employer contributions (assets) at beginning of year2021-12-31$2,316,402
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,318,118
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$64,125
Contract administrator fees2021-12-31$39,864
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31Yes
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$6,031,823
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CARR, RIGGS & INGRAM LLC
Accountancy firm EIN2021-12-31721396621
2020 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$989,952
Total unrealized appreciation/depreciation of assets2020-12-31$989,952
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$20,481,638
Total loss/gain on sale of assets2020-12-31$201,472
Total of all expenses incurred2020-12-31$5,620,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,522,461
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$15,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,349,632
Value of total assets at end of year2020-12-31$91,280,010
Value of total assets at beginning of year2020-12-31$76,419,027
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$82,570
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$5,502
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,024,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$920,591
Administrative expenses professional fees incurred2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$152
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$2,708,786
Participant contributions at end of year2020-12-31$303,054
Participant contributions at beginning of year2020-12-31$0
Participant contributions at end of year2020-12-31$528,313
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$245,952
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$189,085
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$411,694
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$24,939
Administrative expenses (other) incurred2020-12-31$82,570
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$1,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$14,860,983
Value of net assets at end of year (total assets less liabilities)2020-12-31$91,280,010
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$76,419,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$58,053,023
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$53,502,820
Interest on participant loans2020-12-31$1,066
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$3
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$3,725
Value of interest in common/collective trusts at end of year2020-12-31$21,141,248
Value of interest in common/collective trusts at beginning of year2020-12-31$15,547,444
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,596,070
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,138,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,138,089
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$708
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$7,363,481
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$2,522,355
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$5,229,152
Employer contributions (assets) at end of year2020-12-31$2,316,402
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$103,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,521,618
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$64,125
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$59,798
Contract administrator fees2020-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$6,031,823
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$4,980,016
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$9,412,968
Aggregate carrying amount (costs) on sale of assets2020-12-31$9,211,496
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CARR, RIGGS & INGRAM LLC
Accountancy firm EIN2020-12-31721396621
2019 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$939,544
Total unrealized appreciation/depreciation of assets2019-12-31$939,544
Total unrealized appreciation/depreciation of assets2019-12-31$939,544
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$18,158,184
Total income from all sources (including contributions)2019-12-31$18,158,184
Total loss/gain on sale of assets2019-12-31$254,733
Total loss/gain on sale of assets2019-12-31$254,733
Total of all expenses incurred2019-12-31$9,593,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,516,302
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$9,516,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,560,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,560,811
Value of total assets at end of year2019-12-31$76,419,027
Value of total assets at end of year2019-12-31$76,419,027
Value of total assets at beginning of year2019-12-31$67,854,246
Value of total assets at beginning of year2019-12-31$67,854,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$77,101
Total interest from all sources2019-12-31$8,628
Total interest from all sources2019-12-31$8,628
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,225,560
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,225,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,126,523
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,126,523
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$152
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$202,149
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$202,149
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,079,937
Assets. Other investments not covered elsewhere at end of year2019-12-31$189,085
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$184,490
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$184,490
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$415,779
Other income not declared elsewhere2019-12-31$-6,859
Other income not declared elsewhere2019-12-31$-6,859
Administrative expenses (other) incurred2019-12-31$77,101
Total non interest bearing cash at end of year2019-12-31$1,623
Total non interest bearing cash at end of year2019-12-31$1,623
Total non interest bearing cash at beginning of year2019-12-31$5,658
Total non interest bearing cash at beginning of year2019-12-31$5,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$8,564,781
Value of net assets at end of year (total assets less liabilities)2019-12-31$76,419,027
Value of net assets at end of year (total assets less liabilities)2019-12-31$76,419,027
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$67,854,246
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$67,854,246
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$53,502,820
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$53,502,820
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$49,254,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$49,254,763
Interest earned on other investments2019-12-31$160
Income. Interest from corporate debt instruments2019-12-31$3,725
Income. Interest from corporate debt instruments2019-12-31$3,725
Value of interest in common/collective trusts at end of year2019-12-31$15,547,444
Value of interest in common/collective trusts at end of year2019-12-31$15,547,444
Value of interest in common/collective trusts at beginning of year2019-12-31$10,804,348
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,138,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,138,089
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,908,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,908,126
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,908,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,908,126
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$4,743
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$4,743
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$843
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$843
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,388,650
Net investment gain or loss from common/collective trusts2019-12-31$787,117
Net investment gain or loss from common/collective trusts2019-12-31$787,117
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,065,095
Contributions received in cash from employer2019-12-31$2,065,095
Income. Dividends from preferred stock2019-12-31$1,358
Income. Dividends from common stock2019-12-31$97,679
Income. Dividends from common stock2019-12-31$97,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$9,515,459
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$59,798
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$51,926
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$51,926
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$4,980,016
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$4,980,016
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$5,442,786
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$5,442,786
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$9,528,597
Aggregate proceeds on sale of assets2019-12-31$9,528,597
Aggregate carrying amount (costs) on sale of assets2019-12-31$9,273,864
Aggregate carrying amount (costs) on sale of assets2019-12-31$9,273,864
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CARR RIGGS & INGRAM LLC
Accountancy firm EIN2019-12-31721396621
2018 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-21,947
Total unrealized appreciation/depreciation of assets2018-12-31$-21,947
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,326,551
Total loss/gain on sale of assets2018-12-31$-137,624
Total of all expenses incurred2018-12-31$4,142,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,033,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,495,368
Value of total assets at end of year2018-12-31$67,854,246
Value of total assets at beginning of year2018-12-31$70,669,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$108,656
Total interest from all sources2018-12-31$15,062
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,220,745
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,108,451
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$202,149
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$126,044
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,922,629
Assets. Other investments not covered elsewhere at end of year2018-12-31$184,490
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$202,513
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$561,606
Other income not declared elsewhere2018-12-31$-151,069
Administrative expenses (other) incurred2018-12-31$108,656
Total non interest bearing cash at end of year2018-12-31$5,658
Total non interest bearing cash at beginning of year2018-12-31$6,583
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,815,476
Value of net assets at end of year (total assets less liabilities)2018-12-31$67,854,246
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$70,669,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$49,254,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$53,749,840
Interest earned on other investments2018-12-31$5,790
Income. Interest from corporate debt instruments2018-12-31$3,725
Value of interest in common/collective trusts at end of year2018-12-31$10,804,348
Value of interest in common/collective trusts at beginning of year2018-12-31$8,718,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,908,126
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,194,663
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,194,663
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$5,547
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$387
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,272,036
Net investment gain or loss from common/collective trusts2018-12-31$178,052
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,011,133
Income. Dividends from preferred stock2018-12-31$11,246
Income. Dividends from common stock2018-12-31$101,048
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,032,984
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$51,926
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$65,361
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$5,442,786
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$5,606,016
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$7,443,014
Aggregate carrying amount (costs) on sale of assets2018-12-31$7,580,638
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CARR RIGGS & INGRAM LLC
Accountancy firm EIN2018-12-31721396621
2017 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$1,103,115
Total unrealized appreciation/depreciation of assets2017-12-31$1,103,115
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$14,437,472
Total loss/gain on sale of assets2017-12-31$17,286
Total of all expenses incurred2017-12-31$5,273,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,165,151
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,338,716
Value of total assets at end of year2017-12-31$70,669,722
Value of total assets at beginning of year2017-12-31$61,505,908
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$108,507
Total interest from all sources2017-12-31$6,165
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$997,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$898,040
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$126,044
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$152
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,904,522
Assets. Other investments not covered elsewhere at end of year2017-12-31$202,513
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$167,346
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$21,877
Other income not declared elsewhere2017-12-31$22,323
Administrative expenses (other) incurred2017-12-31$108,507
Total non interest bearing cash at end of year2017-12-31$6,583
Total non interest bearing cash at beginning of year2017-12-31$39,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$9,163,814
Value of net assets at end of year (total assets less liabilities)2017-12-31$70,669,722
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$61,505,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$53,749,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$45,201,755
Interest on participant loans2017-12-31$3,725
Interest earned on other investments2017-12-31$789
Value of interest in common/collective trusts at end of year2017-12-31$8,718,702
Value of interest in common/collective trusts at beginning of year2017-12-31$9,807,396
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,194,663
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,678,569
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,678,569
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,651
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$502
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,834,738
Net investment gain or loss from common/collective trusts2017-12-31$117,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,412,317
Income. Dividends from preferred stock2017-12-31$4,173
Income. Dividends from common stock2017-12-31$95,227
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,164,649
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$65,361
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$62,752
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$5,606,016
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$4,548,641
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$5,506,865
Aggregate carrying amount (costs) on sale of assets2017-12-31$5,489,579
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CARR, RIGGS, & INGRAM, LLC
Accountancy firm EIN2017-12-31721396621
2016 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$305,951
Total unrealized appreciation/depreciation of assets2016-12-31$305,951
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,547,994
Total loss/gain on sale of assets2016-12-31$-7,052
Total of all expenses incurred2016-12-31$4,120,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,048,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,620,670
Value of total assets at end of year2016-12-31$61,505,908
Value of total assets at beginning of year2016-12-31$57,078,891
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$72,969
Total interest from all sources2016-12-31$3,980
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$930,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$837,586
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$152
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$152
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,789,027
Assets. Other investments not covered elsewhere at end of year2016-12-31$167,346
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$162,598
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$531,424
Other income not declared elsewhere2016-12-31$9,154
Administrative expenses (other) incurred2016-12-31$72,969
Total non interest bearing cash at end of year2016-12-31$39,297
Total non interest bearing cash at beginning of year2016-12-31$926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,427,017
Value of net assets at end of year (total assets less liabilities)2016-12-31$61,505,908
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$57,078,891
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$45,201,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$41,984,086
Interest earned on other investments2016-12-31$19
Income. Interest from corporate debt instruments2016-12-31$3,725
Value of interest in common/collective trusts at end of year2016-12-31$9,807,396
Value of interest in common/collective trusts at beginning of year2016-12-31$8,136,995
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,678,569
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,466,361
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,466,361
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$236
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$503
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,576,435
Net investment gain or loss from common/collective trusts2016-12-31$108,145
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,300,219
Income. Dividends from common stock2016-12-31$93,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,047,505
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$62,752
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$62,075
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$4,548,641
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$4,265,698
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$6,880,005
Aggregate carrying amount (costs) on sale of assets2016-12-31$6,887,057
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2016-12-31721396621
2015 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$5,806
Total unrealized appreciation/depreciation of assets2015-12-31$5,806
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,049,916
Total loss/gain on sale of assets2015-12-31$86,665
Total of all expenses incurred2015-12-31$3,041,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,942,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,983,729
Value of total assets at end of year2015-12-31$57,078,891
Value of total assets at beginning of year2015-12-31$56,070,093
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$98,542
Total interest from all sources2015-12-31$8,796
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,017,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$924,363
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$152
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$152
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,492,257
Assets. Other investments not covered elsewhere at end of year2015-12-31$162,598
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$157,983
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$208,286
Other income not declared elsewhere2015-12-31$22,722
Administrative expenses (other) incurred2015-12-31$98,542
Total non interest bearing cash at end of year2015-12-31$926
Total non interest bearing cash at beginning of year2015-12-31$-49,032
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,008,798
Value of net assets at end of year (total assets less liabilities)2015-12-31$57,078,891
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$56,070,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$41,984,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$39,565,568
Interest earned on other investments2015-12-31$1,005
Income. Interest from US Government securities2015-12-31$3,838
Income. Interest from corporate debt instruments2015-12-31$3,725
Value of interest in common/collective trusts at end of year2015-12-31$8,136,995
Value of interest in common/collective trusts at beginning of year2015-12-31$8,938,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,466,361
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,458,691
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,458,691
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$228
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$565
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$249,312
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,070,045
Net investment gain or loss from common/collective trusts2015-12-31$-5,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,283,186
Income. Dividends from common stock2015-12-31$93,109
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,942,011
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$62,075
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$68,255
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$4,265,698
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$4,681,148
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$6,124,227
Aggregate carrying amount (costs) on sale of assets2015-12-31$6,037,562
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BABUSH, NEIMAN, KORMAN & JOHNSON
Accountancy firm EIN2015-12-31580942047
2014 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$371,012
Total unrealized appreciation/depreciation of assets2014-12-31$371,012
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$6,756,928
Total loss/gain on sale of assets2014-12-31$-2,489
Total of all expenses incurred2014-12-31$5,334,022
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,254,769
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,717,527
Value of total assets at end of year2014-12-31$56,070,093
Value of total assets at beginning of year2014-12-31$54,647,187
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$79,253
Total interest from all sources2014-12-31$3,962
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$991,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$901,067
Administrative expenses professional fees incurred2014-12-31$12,439
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$152
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$152
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,368,545
Assets. Other investments not covered elsewhere at end of year2014-12-31$157,983
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$153,295
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$144,976
Other income not declared elsewhere2014-12-31$55,354
Total non interest bearing cash at end of year2014-12-31$-49,032
Total non interest bearing cash at beginning of year2014-12-31$-15,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,422,906
Value of net assets at end of year (total assets less liabilities)2014-12-31$56,070,093
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$54,647,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$9,704
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$39,565,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$37,428,310
Income. Interest from corporate debt instruments2014-12-31$3,725
Value of interest in common/collective trusts at end of year2014-12-31$8,938,016
Value of interest in common/collective trusts at beginning of year2014-12-31$10,277,033
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,458,691
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,317,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,317,269
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$237
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$1,085
Asset value of US Government securities at end of year2014-12-31$249,312
Asset value of US Government securities at beginning of year2014-12-31$247,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,621,239
Net investment gain or loss from common/collective trusts2014-12-31$-996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,204,006
Income. Dividends from common stock2014-12-31$90,252
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,253,684
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$68,255
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$61,609
Contract administrator fees2014-12-31$57,110
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$4,681,148
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$4,177,595
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$3,804,364
Aggregate carrying amount (costs) on sale of assets2014-12-31$3,806,853
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BABUSH, NEIMAN, KORNMAN & JOHNSON
Accountancy firm EIN2014-12-31580942047
2013 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$695,341
Total unrealized appreciation/depreciation of assets2013-12-31$695,341
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$11,227,579
Total loss/gain on sale of assets2013-12-31$65,248
Total of all expenses incurred2013-12-31$1,660,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,597,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,367,734
Value of total assets at end of year2013-12-31$54,647,187
Value of total assets at beginning of year2013-12-31$45,080,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$63,269
Total interest from all sources2013-12-31$4,213
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$847,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$770,100
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$152
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$152
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,427,569
Assets. Other investments not covered elsewhere at end of year2013-12-31$153,295
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$148,830
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$41,652
Other income not declared elsewhere2013-12-31$94,540
Administrative expenses (other) incurred2013-12-31$63,269
Total non interest bearing cash at end of year2013-12-31$-15,636
Total non interest bearing cash at beginning of year2013-12-31$87,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$9,567,124
Value of net assets at end of year (total assets less liabilities)2013-12-31$54,647,187
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$45,080,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$37,428,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$29,102,405
Income. Interest from corporate debt instruments2013-12-31$4,018
Value of interest in common/collective trusts at end of year2013-12-31$10,277,033
Value of interest in common/collective trusts at beginning of year2013-12-31$10,121,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,317,269
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,830,617
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,830,617
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$195
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$1,125
Asset value of US Government securities at end of year2013-12-31$247,560
Asset value of US Government securities at beginning of year2013-12-31$246,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,123,333
Net investment gain or loss from common/collective trusts2013-12-31$29,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,898,513
Income. Dividends from common stock2013-12-31$77,539
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,596,061
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$87,675
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$61,609
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$4,177,595
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$3,454,748
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$3,417,791
Aggregate carrying amount (costs) on sale of assets2013-12-31$3,352,543
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BABUSH, NEIMAN, KORNMAN & JOHNSON
Accountancy firm EIN2013-12-31580942047
2012 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$3,693
Total unrealized appreciation/depreciation of assets2012-12-31$3,693
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,863,202
Total loss/gain on sale of assets2012-12-31$306
Total of all expenses incurred2012-12-31$4,438,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,423,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,930,245
Value of total assets at end of year2012-12-31$45,080,063
Value of total assets at beginning of year2012-12-31$41,655,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$15,195
Total interest from all sources2012-12-31$3
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$734,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$734,679
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$152
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,382,651
Assets. Other investments not covered elsewhere at end of year2012-12-31$148,830
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$11,755,762
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$382,727
Other income not declared elsewhere2012-12-31$915,445
Administrative expenses (other) incurred2012-12-31$1,194
Total non interest bearing cash at end of year2012-12-31$87,879
Total non interest bearing cash at beginning of year2012-12-31$6,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,424,497
Value of net assets at end of year (total assets less liabilities)2012-12-31$45,080,063
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$41,655,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$7,520
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$29,102,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$19,826,407
Value of interest in common/collective trusts at end of year2012-12-31$10,121,362
Value of interest in common/collective trusts at beginning of year2012-12-31$9,458,653
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,830,617
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$607,768
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$607,768
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Asset value of US Government securities at end of year2012-12-31$246,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,191,843
Net investment gain or loss from common/collective trusts2012-12-31$86,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,164,867
Income. Dividends from common stock2012-12-31$164
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,423,510
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$87,675
Contract administrator fees2012-12-31$6,481
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$3,454,748
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$11,364
Aggregate carrying amount (costs) on sale of assets2012-12-31$11,058
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BABUSH, NEIMAN, KORNMAN & JOHNSON
Accountancy firm EIN2012-12-31580942047
2011 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,788,038
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,578,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,561,627
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,209,524
Value of total assets at end of year2011-12-31$41,655,566
Value of total assets at beginning of year2011-12-31$42,445,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$16,632
Total interest from all sources2011-12-31$10,616
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$736,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$736,088
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,230,939
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$11,755,762
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$13,504,822
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$24,243
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$3,233
Administrative expenses (other) incurred2011-12-31$1,274
Total non interest bearing cash at end of year2011-12-31$6,976
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-790,221
Value of net assets at end of year (total assets less liabilities)2011-12-31$41,655,566
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$42,445,787
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Investment advisory and management fees2011-12-31$6,512
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$19,826,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$18,293,171
Interest on participant loans2011-12-31$0
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$9,458,653
Value of interest in common/collective trusts at beginning of year2011-12-31$10,080,345
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$607,768
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$567,449
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$567,449
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$10,616
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,389,084
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$217,661
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$1,954,342
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,561,627
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$8,846
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BABUSH, NEIMAN, KORNMAN & JOHNS
Accountancy firm EIN2011-12-31580942047
2010 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$7,338,036
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$916,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$903,777
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,123,882
Value of total assets at end of year2010-12-31$42,445,787
Value of total assets at beginning of year2010-12-31$36,024,626
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$13,098
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$12,117
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$458,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$458,092
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,138,980
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$13,504,822
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$12,319,314
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$155,461
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$90,000
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$4,327
Administrative expenses (other) incurred2010-12-31$1,340
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$6,421,161
Value of net assets at end of year (total assets less liabilities)2010-12-31$42,445,787
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$36,024,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$5,650
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$18,293,171
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$14,900,821
Interest on participant loans2010-12-31$0
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$10,080,345
Value of interest in common/collective trusts at beginning of year2010-12-31$8,714,491
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$567,449
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$12,117
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,321,891
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$417,727
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$1,829,441
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$903,777
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$6,108
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BABUSH, NEIMAN, KORNMAN & JOHNSON,
Accountancy firm EIN2010-12-31580942047
2009 : CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN

2022: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CONSTANGY, BROOKS, SMITH & PROPHETE LLP SAVINGS AND INVESTMENT PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number9183D
Policy instance 1
Insurance contract or identification number9183D
Number of Individuals Covered511
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number9183D
Policy instance 1
Insurance contract or identification number9183D
Number of Individuals Covered513
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number9183D
Policy instance 1
Insurance contract or identification number9183D
Number of Individuals Covered513
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number9183D
Policy instance 1
Insurance contract or identification number9183D
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number9183D
Policy instance 1
Insurance contract or identification number9183D
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number9183D
Policy instance 1
Insurance contract or identification number9183D
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number9183D
Policy instance 1
Insurance contract or identification number9183D
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number9183D
Policy instance 1
Insurance contract or identification number9183D
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number9183D
Policy instance 1
Insurance contract or identification number9183D
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number6643985
Policy instance 1
Insurance contract or identification number6643985
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PENN MUTUAL LIFE INSURANCE CO (National Association of Insurance Commissioners NAIC id number: 67644 )
Policy contract number6643985
Policy instance 1
Insurance contract or identification number6643985
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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