401k Plan data: GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN plan

GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 401k Plan overview

Plan Name	GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN
Plan identification number	001

GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GRAHAM BROTHERS CONSTRUCTION CO., INC. has sponsored the creation of one or more 401k plans.

Company Name: GRAHAM BROTHERS CONSTRUCTION CO., INC.

Employer identification number (EIN): 580872514

NAIC Classification: 236200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2011-01-01 MELEIGHA HASKINS
001 2010-01-01 MELEIGHA HASKINS
001 2009-01-01 MELEIGHA HASKINS

Plan id#	Filing Submission Date	Name of Administrator
001	2011-01-01	MELEIGHA HASKINS
001	2010-01-01	MELEIGHA HASKINS
001	2009-01-01	MELEIGHA HASKINS

Plan Statistics for GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN

401k plan membership statisitcs for GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN

Measure Date Value
2011: GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 286
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 179
Number of retired or separated participants receiving benefits 2011-01-01 26
Number of other retired or separated participants entitled to future benefits 2011-01-01 27
Total of all active and inactive participants 2011-01-01 232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 232
Number of participants with account balances 2011-01-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 378
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 232
Number of retired or separated participants receiving benefits 2010-01-01 23
Number of other retired or separated participants entitled to future benefits 2010-01-01 31
Total of all active and inactive participants 2010-01-01 286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 286
Number of participants with account balances 2010-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 5
2009: GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 441
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 337
Number of retired or separated participants receiving benefits 2009-01-01 10
Number of other retired or separated participants entitled to future benefits 2009-01-01 31
Total of all active and inactive participants 2009-01-01 378
Total participants 2009-01-01 378
Number of participants with account balances 2009-01-01 162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 10

Measure	Date	Value
2011: GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	286
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	179
Number of retired or separated participants receiving benefits	2011-01-01	26
Number of other retired or separated participants entitled to future benefits	2011-01-01	27
Total of all active and inactive participants	2011-01-01	232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	232
Number of participants with account balances	2011-01-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	378
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	232
Number of retired or separated participants receiving benefits	2010-01-01	23
Number of other retired or separated participants entitled to future benefits	2010-01-01	31
Total of all active and inactive participants	2010-01-01	286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	286
Number of participants with account balances	2010-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	5
2009: GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	441
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	337
Number of retired or separated participants receiving benefits	2009-01-01	10
Number of other retired or separated participants entitled to future benefits	2009-01-01	31
Total of all active and inactive participants	2009-01-01	378
Total participants	2009-01-01	378
Number of participants with account balances	2009-01-01	162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	10

Financial Data on GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN

Measure	Date	Value
2011 : GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-121
Total unrealized appreciation/depreciation of assets	2011-12-31	$-121
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$7,776
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$4,356
Total income from all sources (including contributions)	2011-12-31	$197,505
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$453,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$450,258
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$278,640
Value of total assets at end of year	2011-12-31	$2,658,370
Value of total assets at beginning of year	2011-12-31	$2,910,551
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,848
Total interest from all sources	2011-12-31	$588
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$195,553
Participant contributions at end of year	2011-12-31	$629
Participant contributions at beginning of year	2011-12-31	$6,057
Participant contributions at end of year	2011-12-31	$16
Participant contributions at beginning of year	2011-12-31	$1,831
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$7,776
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$4,356
Other income not declared elsewhere	2011-12-31	$-2,929
Administrative expenses (other) incurred	2011-12-31	$975
Total non interest bearing cash at end of year	2011-12-31	$7,776
Total non interest bearing cash at beginning of year	2011-12-31	$4,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-255,601
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,650,594
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,906,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,631,451
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,887,571
Interest on participant loans	2011-12-31	$187
Interest earned on other investments	2011-12-31	$384
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$17
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$18,455
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$9,859
Net investment gain/loss from pooled separate accounts	2011-12-31	$-78,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$83,087
Employer contributions (assets) at end of year	2011-12-31	$43
Employer contributions (assets) at beginning of year	2011-12-31	$877
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$450,258
Contract administrator fees	2011-12-31	$1,873
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	NICHOLS CAULEY AND ASSOCIATES LLC
Accountancy firm EIN	2011-12-31	582475857
2010 : GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$4,356
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$11,380
Total income from all sources (including contributions)	2010-12-31	$627,608
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,063,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,056,323
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$337,931
Value of total assets at end of year	2010-12-31	$2,910,551
Value of total assets at beginning of year	2010-12-31	$3,353,405
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,115
Total interest from all sources	2010-12-31	$628
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$93,528
Participant contributions at end of year	2010-12-31	$6,057
Participant contributions at beginning of year	2010-12-31	$17,515
Participant contributions at end of year	2010-12-31	$1,831
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$9,904
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$151
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$4,356
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$11,380
Other income not declared elsewhere	2010-12-31	$755
Administrative expenses (other) incurred	2010-12-31	$1,575
Total non interest bearing cash at end of year	2010-12-31	$4,356
Total non interest bearing cash at beginning of year	2010-12-31	$862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-435,830
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,906,195
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,342,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$2,887,571
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$3,334,816
Interest on participant loans	2010-12-31	$620
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$8
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$9,859
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$61
Net investment gain/loss from pooled separate accounts	2010-12-31	$288,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$234,499
Employer contributions (assets) at end of year	2010-12-31	$877
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,056,323
Contract administrator fees	2010-12-31	$5,540
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	NICHOLS CAULEY AND ASSOCIATES LLC
Accountancy firm EIN	2010-12-31	582475857
2009 : GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN

2011: GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

GRAHAM BROTHERS CONSTRUCTION CO., INC. 401(K) PLAN [EIN = 202301441]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	GRAHAM BROTHERS CONSTRUCTION CO., INC.
Employer identification number (EIN):	580872514
NAIC Classification:	236200