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SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameSMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN
Plan identification number 005

SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Life insurance

401k Sponsoring company profile

SMITH, GAMBRELL & RUSSELL, LLP has sponsored the creation of one or more 401k plans.

Company Name:SMITH, GAMBRELL & RUSSELL, LLP
Employer identification number (EIN):580967450
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052022-01-01
0052021-01-01
0052020-01-01
0052019-01-01
0052018-01-01
0052017-01-01RODNEY FULTON
0052016-01-01RODNEY FULTON
0052015-01-01RODNEY FULTON
0052014-01-01SANDRA M MALLORY
0052013-01-01SANDRA M MALLORY
0052012-01-01SANDRA M MALLORY
0052011-01-01SANDRA M MALLORY
0052009-01-01SANDRA MALLORY JOHN VIAN2010-10-18

Plan Statistics for SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01523
Total number of active participants reported on line 7a of the Form 55002022-01-01439
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01136
Total of all active and inactive participants2022-01-01575
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01577
Number of participants with account balances2022-01-01564
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01515
Total number of active participants reported on line 7a of the Form 55002021-01-01379
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01140
Total of all active and inactive participants2021-01-01519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-014
Total participants2021-01-01523
Number of participants with account balances2021-01-01509
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01506
Total number of active participants reported on line 7a of the Form 55002020-01-01384
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01129
Total of all active and inactive participants2020-01-01513
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01515
Number of participants with account balances2020-01-01501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01355
Total number of active participants reported on line 7a of the Form 55002019-01-01383
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01120
Total of all active and inactive participants2019-01-01503
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01506
Number of participants with account balances2019-01-01495
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01346
Total number of active participants reported on line 7a of the Form 55002018-01-01292
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0162
Total of all active and inactive participants2018-01-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01355
Number of participants with account balances2018-01-01344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01328
Total number of active participants reported on line 7a of the Form 55002017-01-01288
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0156
Total of all active and inactive participants2017-01-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01346
Number of participants with account balances2017-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01338
Total number of active participants reported on line 7a of the Form 55002016-01-01275
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0152
Total of all active and inactive participants2016-01-01327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01328
Number of participants with account balances2016-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01303
Total number of active participants reported on line 7a of the Form 55002015-01-01287
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0150
Total of all active and inactive participants2015-01-01337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01338
Number of participants with account balances2015-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01288
Total number of active participants reported on line 7a of the Form 55002014-01-01258
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0145
Total of all active and inactive participants2014-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01303
Number of participants with account balances2014-01-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01283
Total number of active participants reported on line 7a of the Form 55002013-01-01236
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0149
Total of all active and inactive participants2013-01-01285
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01285
Number of participants with account balances2013-01-01281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01309
Total number of active participants reported on line 7a of the Form 55002012-01-01230
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0150
Total of all active and inactive participants2012-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01282
Number of participants with account balances2012-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01301
Total number of active participants reported on line 7a of the Form 55002011-01-01252
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0157
Total of all active and inactive participants2011-01-01309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01309
Number of participants with account balances2011-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01327
Total number of active participants reported on line 7a of the Form 55002009-01-01244
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0153
Total of all active and inactive participants2009-01-01297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01297
Number of participants with account balances2009-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-7,268,143
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$18,778,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$18,716,419
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$23,537,087
Value of total assets at end of year2022-12-31$171,773,196
Value of total assets at beginning of year2022-12-31$197,820,153
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$62,395
Total interest from all sources2022-12-31$39,895
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,538,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,538,578
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,911,808
Participant contributions at end of year2022-12-31$916,315
Participant contributions at beginning of year2022-12-31$838,548
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$283,571
Assets. Other investments not covered elsewhere at end of year2022-12-31$36,850,657
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$47,914,995
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$14,070,689
Other income not declared elsewhere2022-12-31$-6,845,759
Administrative expenses (other) incurred2022-12-31$62,395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-26,046,957
Value of net assets at end of year (total assets less liabilities)2022-12-31$171,773,196
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$197,820,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$86,733
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$59,091,505
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$68,846,357
Interest on participant loans2022-12-31$39,895
Value of interest in common/collective trusts at end of year2022-12-31$74,568,406
Value of interest in common/collective trusts at beginning of year2022-12-31$79,141,521
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$346,313
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$331,794
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$1,175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-13,983,322
Net investment gain or loss from common/collective trusts2022-12-31$-11,554,622
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,554,590
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$376,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$18,715,244
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WINDHAM BRANNON, LLC.
Accountancy firm EIN2022-12-31581763439
2021 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$31,834,383
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$9,197,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$9,006,542
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$9,105,073
Value of total assets at end of year2021-12-31$197,820,153
Value of total assets at beginning of year2021-12-31$175,183,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$191,170
Total interest from all sources2021-12-31$40,310
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,179,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,179,124
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$4,314,034
Participant contributions at end of year2021-12-31$838,548
Participant contributions at beginning of year2021-12-31$961,520
Participant contributions at end of year2021-12-31$283,571
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$47,914,995
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$45,122,363
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$394,653
Other income not declared elsewhere2021-12-31$6,730,385
Administrative expenses (other) incurred2021-12-31$46,120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$22,636,671
Value of net assets at end of year (total assets less liabilities)2021-12-31$197,820,153
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$175,183,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$86,733
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$145,050
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$68,846,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$56,403,672
Interest on participant loans2021-12-31$40,310
Value of interest in common/collective trusts at end of year2021-12-31$79,141,521
Value of interest in common/collective trusts at beginning of year2021-12-31$72,378,170
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$331,794
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$317,757
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$1,175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,902,256
Net investment gain or loss from common/collective trusts2021-12-31$7,877,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$4,396,386
Employer contributions (assets) at end of year2021-12-31$376,634
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$9,005,367
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WINDHAM BRANNON, LLC.
Accountancy firm EIN2021-12-31581763439
2020 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$28,136,403
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$6,626,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,557,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$12,371,690
Value of total assets at end of year2020-12-31$175,183,482
Value of total assets at beginning of year2020-12-31$153,673,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$69,554
Total interest from all sources2020-12-31$47,287
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$787,286
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$787,286
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,909,023
Participant contributions at end of year2020-12-31$961,520
Participant contributions at beginning of year2020-12-31$842,855
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$206,872
Assets. Other investments not covered elsewhere at end of year2020-12-31$45,122,363
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$35,023,920
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$4,060,828
Other income not declared elsewhere2020-12-31$4,361,102
Administrative expenses (other) incurred2020-12-31$45,519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$21,509,658
Value of net assets at end of year (total assets less liabilities)2020-12-31$175,183,482
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$153,673,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$24,035
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$56,403,672
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$116,242,372
Interest on participant loans2020-12-31$45,084
Value of interest in common/collective trusts at end of year2020-12-31$72,378,170
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$783,495
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$783,495
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,203
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$317,757
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$302,643
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,773
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$726,882
Net investment gain or loss from common/collective trusts2020-12-31$9,842,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,401,839
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$271,667
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,554,418
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WINDHAM BRANNON, LLC.
Accountancy firm EIN2020-12-31581763439
2019 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$6,083,078
Total transfer of assets from this plan2019-12-31$423,755
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$32,566,881
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,010,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,632,891
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,798,444
Value of total assets at end of year2019-12-31$153,673,824
Value of total assets at beginning of year2019-12-31$118,457,667
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$377,156
Total interest from all sources2019-12-31$59,678
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$3,092,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$3,092,428
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,899,889
Participant contributions at end of year2019-12-31$842,855
Participant contributions at beginning of year2019-12-31$934,897
Participant contributions at end of year2019-12-31$206,872
Participant contributions at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at end of year2019-12-31$35,023,920
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$26,992,530
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,704,582
Other income not declared elsewhere2019-12-31$5,589,341
Administrative expenses (other) incurred2019-12-31$81,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$29,556,834
Value of net assets at end of year (total assets less liabilities)2019-12-31$153,673,824
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$118,457,667
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$296,087
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$116,242,372
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$89,766,083
Interest on participant loans2019-12-31$47,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$783,495
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$474,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$474,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$11,974
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$302,643
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$289,914
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$15,026,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,193,973
Employer contributions (assets) at end of year2019-12-31$271,667
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,631,716
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WINDHAM BRANNON, LLC.
Accountancy firm EIN2019-12-31581763439
2018 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$339,691
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-2,008,797
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,132,989
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,757,232
Value of total corrective distributions2018-12-31$2,275
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,117,406
Value of total assets at end of year2018-12-31$118,457,667
Value of total assets at beginning of year2018-12-31$126,259,762
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$373,482
Total interest from all sources2018-12-31$53,785
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,809,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,809,203
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,525,982
Participant contributions at end of year2018-12-31$934,897
Participant contributions at beginning of year2018-12-31$1,036,756
Assets. Other investments not covered elsewhere at end of year2018-12-31$26,992,530
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$28,811,185
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$780,391
Other income not declared elsewhere2018-12-31$-1,759,184
Administrative expenses (other) incurred2018-12-31$78,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-8,141,786
Value of net assets at end of year (total assets less liabilities)2018-12-31$118,457,667
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$126,259,762
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$294,858
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$89,766,083
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$96,025,600
Interest on participant loans2018-12-31$47,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$474,243
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$108,495
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$108,495
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$6,539
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$289,914
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$277,726
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$1,175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-11,230,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,811,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,756,057
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WINDHAM BRANNON, P.C.
Accountancy firm EIN2018-12-31581763439
2017 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$152,859
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$29,495,232
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$8,464,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$8,117,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$13,906,440
Value of total assets at end of year2017-12-31$126,259,762
Value of total assets at beginning of year2017-12-31$105,076,310
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$347,160
Total interest from all sources2017-12-31$50,189
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,960,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,960,343
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,460,437
Participant contributions at end of year2017-12-31$1,036,756
Participant contributions at beginning of year2017-12-31$916,176
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$205,919
Assets. Other investments not covered elsewhere at end of year2017-12-31$28,811,185
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$25,559,439
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$7,875,116
Other income not declared elsewhere2017-12-31$3,327,949
Administrative expenses (other) incurred2017-12-31$86,632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$21,030,593
Value of net assets at end of year (total assets less liabilities)2017-12-31$126,259,762
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$105,076,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$260,528
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$96,025,600
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$77,778,295
Interest on participant loans2017-12-31$49,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$108,495
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$61,015
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$61,015
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$806
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$277,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$266,553
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,250,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,570,887
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$288,913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$8,117,479
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WINDHAM BRANNON, P.C.
Accountancy firm EIN2017-12-31581763439
2016 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$886,352
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$15,718,870
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,799,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,554,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,561,864
Value of total assets at end of year2016-12-31$105,076,310
Value of total assets at beginning of year2016-12-31$93,270,481
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$245,008
Total interest from all sources2016-12-31$198,771
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,197,493
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,197,493
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,260,259
Participant contributions at end of year2016-12-31$916,176
Participant contributions at beginning of year2016-12-31$923,036
Participant contributions at end of year2016-12-31$205,919
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$25,559,439
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$23,136,391
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$864,876
Other income not declared elsewhere2016-12-31$1,883,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$10,919,477
Value of net assets at end of year (total assets less liabilities)2016-12-31$105,076,310
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$93,270,481
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$164,953
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$77,778,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$68,916,229
Interest on participant loans2016-12-31$36,333
Interest earned on other investments2016-12-31$162,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$61,015
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$27,861
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$27,861
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$266,553
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$254,315
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,877,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,436,729
Employer contributions (assets) at end of year2016-12-31$288,913
Employer contributions (assets) at beginning of year2016-12-31$12,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,554,385
Contract administrator fees2016-12-31$80,055
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WINDHAM BRANNON, P.C.
Accountancy firm EIN2016-12-31581763439
2015 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$2,275,797
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,672,202
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$6,740,087
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,485,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,792,750
Value of total assets at end of year2015-12-31$93,270,481
Value of total assets at beginning of year2015-12-31$93,062,569
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$254,768
Total interest from all sources2015-12-31$32,995
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,108,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,108,556
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,003,112
Participant contributions at end of year2015-12-31$923,036
Participant contributions at beginning of year2015-12-31$765,484
Assets. Other investments not covered elsewhere at end of year2015-12-31$23,136,391
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$24,462,158
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$400,172
Other income not declared elsewhere2015-12-31$-418,962
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,067,885
Value of net assets at end of year (total assets less liabilities)2015-12-31$93,270,481
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$93,062,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$162,625
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$68,916,229
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$67,567,574
Interest on participant loans2015-12-31$32,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$27,861
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$26,812
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$26,812
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$22
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$254,315
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$240,541
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,843,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,389,466
Employer contributions (assets) at end of year2015-12-31$12,649
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,485,319
Contract administrator fees2015-12-31$92,143
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WINDHAM BRANNON, P.C.
Accountancy firm EIN2015-12-31581763439
2014 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$41,043
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$10,413,059
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,541,138
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,274,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,590,143
Value of total assets at end of year2014-12-31$93,062,569
Value of total assets at beginning of year2014-12-31$85,149,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$267,014
Total interest from all sources2014-12-31$28,273
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,086,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,680,234
Participant contributions at end of year2014-12-31$765,484
Participant contributions at beginning of year2014-12-31$569,213
Assets. Other investments not covered elsewhere at end of year2014-12-31$24,462,158
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$23,008,540
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$714,233
Other income not declared elsewhere2014-12-31$1,157,278
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$7,871,921
Value of net assets at end of year (total assets less liabilities)2014-12-31$93,062,569
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$85,149,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$150,903
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$67,567,574
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$61,446,655
Interest on participant loans2014-12-31$28,272
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$26,812
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$240,541
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$125,197
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,551,163
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,195,676
Income. Dividends from preferred stock2014-12-31$2,086,202
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,274,124
Contract administrator fees2014-12-31$116,111
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WINDHAM BRANNON, P.C.
Accountancy firm EIN2014-12-31581763439
2013 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$10,748,015
Total unrealized appreciation/depreciation of assets2013-12-31$10,748,015
Total transfer of assets to this plan2013-12-31$238,099
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$18,331,283
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$8,133,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,884,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,402,046
Value of total assets at end of year2013-12-31$85,149,605
Value of total assets at beginning of year2013-12-31$74,713,512
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$248,640
Total interest from all sources2013-12-31$65,894
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,115,328
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,983,632
Participant contributions at end of year2013-12-31$569,213
Participant contributions at beginning of year2013-12-31$553,271
Assets. Other investments not covered elsewhere at end of year2013-12-31$23,008,540
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$4,917,525
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$445,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,197,994
Value of net assets at end of year (total assets less liabilities)2013-12-31$85,149,605
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$74,713,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$61,446,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$63,346,772
Interest on participant loans2013-12-31$23,876
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,097,092
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,097,092
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$42,018
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$125,197
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$125,197
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$2,196
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$574,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,972,482
Income. Dividends from preferred stock2013-12-31$2,115,328
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,882,453
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$155,441
Contract administrator fees2013-12-31$248,640
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$1,943,495
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31E.J. UPCHURCH, CPA, PC
Accountancy firm EIN2013-12-31582052040
2012 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$6,531,717
Total unrealized appreciation/depreciation of assets2012-12-31$6,531,717
Total transfer of assets to this plan2012-12-31$2,349
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$12,680,002
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,202,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,934,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,190,917
Value of total assets at end of year2012-12-31$74,713,512
Value of total assets at beginning of year2012-12-31$64,233,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$267,468
Total interest from all sources2012-12-31$24,896
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,932,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$114,000
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,440,396
Participant contributions at end of year2012-12-31$553,271
Participant contributions at beginning of year2012-12-31$604,215
Assets. Other investments not covered elsewhere at end of year2012-12-31$4,917,525
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$4,034,290
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$26,734
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$10,477,597
Value of net assets at end of year (total assets less liabilities)2012-12-31$74,713,512
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$64,233,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$153,468
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$63,346,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$53,265,335
Interest on participant loans2012-12-31$24,896
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,097,092
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,753,726
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,753,726
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$125,197
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$125,197
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$2,196
Asset value of US Government securities at end of year2012-12-31$574,719
Asset value of US Government securities at beginning of year2012-12-31$622,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,723,787
Income. Dividends from preferred stock2012-12-31$1,932,472
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,932,741
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$155,441
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$15,019
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$1,943,495
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$1,813,160
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31E.J. UPCHURCH, CPA, PC
Accountancy firm EIN2012-12-31582052040
2011 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-2,195,369
Total unrealized appreciation/depreciation of assets2011-12-31$-2,195,369
Total transfer of assets to this plan2011-12-31$273,008
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,981,860
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,986,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,730,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,610,776
Value of total assets at end of year2011-12-31$64,233,566
Value of total assets at beginning of year2011-12-31$63,965,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$256,816
Total interest from all sources2011-12-31$27,071
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,539,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,539,382
Administrative expenses professional fees incurred2011-12-31$108,994
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$20,920
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,659,341
Participant contributions at end of year2011-12-31$604,215
Participant contributions at beginning of year2011-12-31$637,153
Assets. Other investments not covered elsewhere at end of year2011-12-31$4,034,290
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$4,275,279
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$70,951
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-5,040
Value of net assets at end of year (total assets less liabilities)2011-12-31$64,233,566
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$63,965,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$20,728
Investment advisory and management fees2011-12-31$147,822
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$53,265,335
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$53,115,174
Interest on participant loans2011-12-31$27,071
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,753,726
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,560,082
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,560,082
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$125,197
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$2,196
Asset value of US Government securities at end of year2011-12-31$622,624
Asset value of US Government securities at beginning of year2011-12-31$726,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,880,484
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,727,888
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$15,019
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$43,126
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$1,813,160
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,566,590
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31E.J. UPCHURCH, CPA, PC
Accountancy firm EIN2011-12-31582052040
2010 : SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$277,494
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$12,649,657
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,243,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,015,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,622,906
Value of total assets at end of year2010-12-31$63,965,598
Value of total assets at beginning of year2010-12-31$52,281,921
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$227,892
Total interest from all sources2010-12-31$15,874
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,374,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,374,074
Administrative expenses professional fees incurred2010-12-31$97,101
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$20,920
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$18,400
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,647,545
Participant contributions at end of year2010-12-31$637,153
Assets. Other investments not covered elsewhere at end of year2010-12-31$4,275,279
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$3,775,388
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$61,808
Other income not declared elsewhere2010-12-31$-401,963
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$121,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$11,406,183
Value of net assets at end of year (total assets less liabilities)2010-12-31$63,965,598
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$52,281,921
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$20,728
Assets. partnership/joint venture interests at beginning of year2010-12-31$17,988
Investment advisory and management fees2010-12-31$130,791
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$53,115,174
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$43,399,262
Interest on participant loans2010-12-31$15,874
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,560,082
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,148,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,148,588
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$2,261
Asset value of US Government securities at end of year2010-12-31$726,546
Asset value of US Government securities at beginning of year2010-12-31$594,749
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$7,038,766
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,913,553
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,013,321
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$43,126
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$42,310
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,566,590
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$1,163,655
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31E.J. UPCHURCH, CPA, PC
Accountancy firm EIN2010-12-31582052040

Form 5500 Responses for SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN

2022: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SMITH, GAMBRELL & RUSSELL, LLP PARTNER-STAFF 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15219
Policy instance 1
Insurance contract or identification number15219
Number of Individuals Covered2
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15219
Policy instance 1
Insurance contract or identification number15219
Number of Individuals Covered2
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15219
Policy instance 1
Insurance contract or identification number15219
Number of Individuals Covered2
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number15219
Policy instance 1
Insurance contract or identification number15219
Number of Individuals Covered2
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number11010
Policy instance 1
Insurance contract or identification number11010
Number of Individuals Covered2
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number11010
Policy instance 1
Insurance contract or identification number11010
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FEDERAL INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 20281 )
Policy contract number000099068227
Policy instance 1
Insurance contract or identification number000099068227
Number of Individuals Covered3
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $472
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees472
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?4
Insurance broker nameYATES INSURANCE AGENCY
FEDERAL INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 20281 )
Policy contract number000099068227
Policy instance 1
Insurance contract or identification number000099068227
Number of Individuals Covered3
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,850
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2850
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?4
Insurance broker nameYATES INSURANCE AGENCY
FEDERAL INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 20281 )
Policy contract number000099068227
Policy instance 1
Insurance contract or identification number000099068227
Number of Individuals Covered3
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,196
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2196
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?4
Insurance broker nameYATES INSURANCE AGENCY
FEDERAL INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 20281 )
Policy contract number000099068227
Policy instance 1
Insurance contract or identification number000099068227
Number of Individuals Covered3
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66680 )
Policy contract number0076980
Policy instance 1
Insurance contract or identification number0076980
Number of Individuals Covered3
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FEDERAL INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 20281 )
Policy contract number000099068227
Policy instance 1
Insurance contract or identification number000099068227
Number of Individuals Covered3
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $428
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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