401k Plan data: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN plan

NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 401k Plan overview

Plan Name	NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN
Plan identification number	001

NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTH DEKALB ORTHOPEDICS, P.C. has sponsored the creation of one or more 401k plans.

Company Name: NORTH DEKALB ORTHOPEDICS, P.C.

Employer identification number (EIN): 581330280

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 PAUL RICHIN, MD PAUL RICHIN, MD 2013-10-11
001 2011-01-01 ROBERT S. BACHNER, MD ROBERT S. BACHNER, MD 2012-10-15
001 2010-01-01 PAUL RICHIN PAUL RICHIN 2011-10-17
001 2009-01-01 PAUL RICHIN PAUL RICHIN 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	PAUL RICHIN, MD	PAUL RICHIN, MD	2013-10-11
001	2011-01-01	ROBERT S. BACHNER, MD	ROBERT S. BACHNER, MD	2012-10-15
001	2010-01-01	PAUL RICHIN	PAUL RICHIN	2011-10-17
001	2009-01-01	PAUL RICHIN	PAUL RICHIN	2010-10-15

Plan Statistics for NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN

401k plan membership statisitcs for NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN

Measure Date Value
2016: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 13
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 2
Total of all active and inactive participants 2016-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 15
Number of participants with account balances 2016-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 13
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 2
Total of all active and inactive participants 2015-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 15
Number of participants with account balances 2015-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 13
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 15
Number of participants with account balances 2014-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 11
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 13
Number of participants with account balances 2013-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 11
Number of other retired or separated participants entitled to future benefits 2012-01-01 2
Total of all active and inactive participants 2012-01-01 13
Total participants 2012-01-01 13
Number of participants with account balances 2012-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 11
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 12
Total participants 2011-01-01 12
Number of participants with account balances 2011-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 10
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 11
Total participants 2010-01-01 11
Number of participants with account balances 2010-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 12
Total of all active and inactive participants 2009-01-01 12
Total participants 2009-01-01 12
Number of participants with account balances 2009-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	13
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	2
Total of all active and inactive participants	2016-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	15
Number of participants with account balances	2016-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	13
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	2
Total of all active and inactive participants	2015-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	15
Number of participants with account balances	2015-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	13
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	15
Number of participants with account balances	2014-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	11
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	13
Number of participants with account balances	2013-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	11
Number of other retired or separated participants entitled to future benefits	2012-01-01	2
Total of all active and inactive participants	2012-01-01	13
Total participants	2012-01-01	13
Number of participants with account balances	2012-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	11
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	12
Total participants	2011-01-01	12
Number of participants with account balances	2011-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	10
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	11
Total participants	2010-01-01	11
Number of participants with account balances	2010-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	12
Total of all active and inactive participants	2009-01-01	12
Total participants	2009-01-01	12
Number of participants with account balances	2009-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN

Measure	Date	Value
2016 : NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$-148,543
Expenses. Total of all expenses incurred	2016-12-31	$2,858,585
Benefits paid (including direct rollovers)	2016-12-31	$2,856,092
Total plan assets at end of year	2016-12-31	$104,801
Total plan assets at beginning of year	2016-12-31	$3,111,929
Total contributions received or receivable from participants	2016-12-31	$0
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$-148,543
Net income (gross income less expenses)	2016-12-31	$-3,007,128
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$104,801
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$3,111,929
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$2,493
2015 : NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$24,498
Expenses. Total of all expenses incurred	2015-12-31	$30,148
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$3,111,929
Total plan assets at beginning of year	2015-12-31	$3,117,579
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$12,000
Other income received	2015-12-31	$12,498
Noncash contributions received	2015-12-31	$0
Net income (gross income less expenses)	2015-12-31	$-5,650
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,111,929
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,117,579
Total contributions received or receivable from employer(s)	2015-12-31	$0
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$30,148
2014 : NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$241,791
Expenses. Total of all expenses incurred	2014-12-31	$28,625
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$3,117,579
Total plan assets at beginning of year	2014-12-31	$2,904,413
Other income received	2014-12-31	$241,791
Net income (gross income less expenses)	2014-12-31	$213,166
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,117,579
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,904,413
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$28,625
2013 : NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$485,167
Expenses. Total of all expenses incurred	2013-12-31	$32,587
Benefits paid (including direct rollovers)	2013-12-31	$7,972
Total plan assets at end of year	2013-12-31	$2,904,413
Total plan assets at beginning of year	2013-12-31	$2,451,833
Other income received	2013-12-31	$485,167
Net income (gross income less expenses)	2013-12-31	$452,580
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,904,413
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,451,833
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$24,615
2012 : NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$248,970
Expenses. Total of all expenses incurred	2012-12-31	$21,497
Total plan assets at end of year	2012-12-31	$2,451,833
Total plan assets at beginning of year	2012-12-31	$2,224,360
Value of fidelity bond covering the plan	2012-12-31	$600,000
Other income received	2012-12-31	$248,970
Net income (gross income less expenses)	2012-12-31	$227,473
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,451,833
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,224,360
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$21,497
2011 : NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at beginning of year	2011-12-31	$370
Total income from all sources	2011-12-31	$36,343
Expenses. Total of all expenses incurred	2011-12-31	$20,507
Total plan assets at end of year	2011-12-31	$2,224,360
Total plan assets at beginning of year	2011-12-31	$2,208,894
Value of fidelity bond covering the plan	2011-12-31	$600,000
Other income received	2011-12-31	$36,343
Net income (gross income less expenses)	2011-12-31	$15,836
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,224,360
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,208,524
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$20,507
2010 : NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$370
Total income from all sources	2010-12-31	$263,506
Expenses. Total of all expenses incurred	2010-12-31	$11,159
Total plan assets at end of year	2010-12-31	$2,208,894
Total plan assets at beginning of year	2010-12-31	$1,956,177
Value of fidelity bond covering the plan	2010-12-31	$600,000
Other income received	2010-12-31	$263,506
Net income (gross income less expenses)	2010-12-31	$252,347
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,208,524
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,956,177
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$11,159

Form 5500 Responses for NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN

2016: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NORTH DEKALB ORTHOPEDICS, P.C. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NORTH DEKALB ORTHOPEDICS, P.C.
Employer identification number (EIN):	581330280
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)