401k Plan data: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING plan

RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 401k Plan overview

Plan Name	RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING
Plan identification number	002

RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RICHARD CARLIN, M.D., P.C. has sponsored the creation of one or more 401k plans.

Company Name: RICHARD CARLIN, M.D., P.C.

Employer identification number (EIN): 581349992

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01 RICHARD CARLIN MD 2022-07-30 RICHARD CARLIN MD 2022-07-30
002 2020-01-01 RICHARD CARLIN MD 2021-10-06 RICHARD CARLIN MD 2021-10-06
002 2019-01-01 RICHARD CARLIN MD 2020-10-07 RICHARD CARLIN MD 2020-10-07
002 2018-01-01 RICHARD CARLIN MD 2019-08-09 RICHARD CARLIN MD 2019-08-09
002 2017-01-01
002 2016-01-01
002 2015-01-01
002 2014-01-01
002 2013-01-01
002 2012-01-01 RICHARD CARLIN MD
002 2011-01-01 RICHARD CARLIN MD
002 2009-01-01 RICHARD CARLIN MD

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01
002	2021-01-01	RICHARD CARLIN MD	2022-07-30	RICHARD CARLIN MD	2022-07-30
002	2020-01-01	RICHARD CARLIN MD	2021-10-06	RICHARD CARLIN MD	2021-10-06
002	2019-01-01	RICHARD CARLIN MD	2020-10-07	RICHARD CARLIN MD	2020-10-07
002	2018-01-01	RICHARD CARLIN MD	2019-08-09	RICHARD CARLIN MD	2019-08-09
002	2017-01-01
002	2016-01-01
002	2015-01-01
002	2014-01-01
002	2013-01-01
002	2012-01-01	RICHARD CARLIN MD
002	2011-01-01	RICHARD CARLIN MD
002	2009-01-01	RICHARD CARLIN MD

Plan Statistics for RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING

401k plan membership statisitcs for RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING

Measure Date Value
2021: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2021 401k membership
Total participants, beginning-of-year 2021-01-01 101
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 53
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 47
Total of all active and inactive participants 2021-01-01 100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 100
Number of participants with account balances 2021-01-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 9
2020: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2020 401k membership
Total participants, beginning-of-year 2020-01-01 99
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 55
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 38
Total of all active and inactive participants 2020-01-01 93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 93
Number of participants with account balances 2020-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 4
2019: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2019 401k membership
Total participants, beginning-of-year 2019-01-01 100
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 52
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 45
Total of all active and inactive participants 2019-01-01 97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 97
Number of participants with account balances 2019-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 5
2018: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2018 401k membership
Total participants, beginning-of-year 2018-01-01 94
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 50
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 44
Total of all active and inactive participants 2018-01-01 94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 94
Number of participants with account balances 2018-01-01 94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 11
2017: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2017 401k membership
Total participants, beginning-of-year 2017-01-01 88
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 57
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 34
Total of all active and inactive participants 2017-01-01 91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 91
Number of participants with account balances 2017-01-01 89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 5
2016: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2016 401k membership
Total participants, beginning-of-year 2016-01-01 79
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 50
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 28
Total of all active and inactive participants 2016-01-01 78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 78
Number of participants with account balances 2016-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 3
2015: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2015 401k membership
Total participants, beginning-of-year 2015-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 53
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 23
Total of all active and inactive participants 2015-01-01 76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 76
Number of participants with account balances 2015-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2014 401k membership
Total participants, beginning-of-year 2014-01-01 63
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 49
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 17
Total of all active and inactive participants 2014-01-01 66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 66
Number of participants with account balances 2014-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2013 401k membership
Total participants, beginning-of-year 2013-01-01 57
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 42
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 18
Total of all active and inactive participants 2013-01-01 60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 60
Number of participants with account balances 2013-01-01 60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 4
2012: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2012 401k membership
Total participants, beginning-of-year 2012-01-01 56
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 44
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 12
Total of all active and inactive participants 2012-01-01 56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 56
Number of participants with account balances 2012-01-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2011 401k membership
Total participants, beginning-of-year 2011-01-01 48
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 35
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 14
Total of all active and inactive participants 2011-01-01 49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 49
Number of participants with account balances 2011-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2009 401k membership
Total participants, beginning-of-year 2009-01-01 46
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 35
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 7
Total of all active and inactive participants 2009-01-01 42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 42
Number of participants with account balances 2009-01-01 42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 5

Measure	Date	Value
2021: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2021 401k membership
Total participants, beginning-of-year	2021-01-01	101
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	53
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	47
Total of all active and inactive participants	2021-01-01	100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	100
Number of participants with account balances	2021-01-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	9
2020: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2020 401k membership
Total participants, beginning-of-year	2020-01-01	99
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	55
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	38
Total of all active and inactive participants	2020-01-01	93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	93
Number of participants with account balances	2020-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	4
2019: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2019 401k membership
Total participants, beginning-of-year	2019-01-01	100
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	52
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	45
Total of all active and inactive participants	2019-01-01	97
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	97
Number of participants with account balances	2019-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	5
2018: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2018 401k membership
Total participants, beginning-of-year	2018-01-01	94
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	50
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	44
Total of all active and inactive participants	2018-01-01	94
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	94
Number of participants with account balances	2018-01-01	94
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	11
2017: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2017 401k membership
Total participants, beginning-of-year	2017-01-01	88
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	57
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	34
Total of all active and inactive participants	2017-01-01	91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	91
Number of participants with account balances	2017-01-01	89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	5
2016: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2016 401k membership
Total participants, beginning-of-year	2016-01-01	79
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	50
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	28
Total of all active and inactive participants	2016-01-01	78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	78
Number of participants with account balances	2016-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	3
2015: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2015 401k membership
Total participants, beginning-of-year	2015-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	53
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	23
Total of all active and inactive participants	2015-01-01	76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	76
Number of participants with account balances	2015-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2014 401k membership
Total participants, beginning-of-year	2014-01-01	63
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	49
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	17
Total of all active and inactive participants	2014-01-01	66
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	66
Number of participants with account balances	2014-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2013 401k membership
Total participants, beginning-of-year	2013-01-01	57
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	42
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	18
Total of all active and inactive participants	2013-01-01	60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	60
Number of participants with account balances	2013-01-01	60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	4
2012: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2012 401k membership
Total participants, beginning-of-year	2012-01-01	56
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	44
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	12
Total of all active and inactive participants	2012-01-01	56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	56
Number of participants with account balances	2012-01-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2011 401k membership
Total participants, beginning-of-year	2011-01-01	48
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	35
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	14
Total of all active and inactive participants	2011-01-01	49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	49
Number of participants with account balances	2011-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2009 401k membership
Total participants, beginning-of-year	2009-01-01	46
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	35
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	7
Total of all active and inactive participants	2009-01-01	42
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	42
Number of participants with account balances	2009-01-01	42
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	5

Financial Data on RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING

Measure	Date	Value
2021 : RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2021 401k financial data
Total income from all sources	2021-12-31	$683,699
Expenses. Total of all expenses incurred	2021-12-31	$455,426
Benefits paid (including direct rollovers)	2021-12-31	$413,487
Total plan assets at end of year	2021-12-31	$6,273,337
Total plan assets at beginning of year	2021-12-31	$6,045,064
Value of fidelity bond covering the plan	2021-12-31	$500,000
Total contributions received or receivable from participants	2021-12-31	$148,833
Other income received	2021-12-31	$362,847
Net income (gross income less expenses)	2021-12-31	$228,273
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$6,273,337
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$6,045,064
Total contributions received or receivable from employer(s)	2021-12-31	$172,019
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$41,939
2020 : RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2020 401k financial data
Total income from all sources	2020-12-31	$701,620
Expenses. Total of all expenses incurred	2020-12-31	$518,770
Benefits paid (including direct rollovers)	2020-12-31	$480,386
Total plan assets at end of year	2020-12-31	$6,045,064
Total plan assets at beginning of year	2020-12-31	$5,862,214
Value of fidelity bond covering the plan	2020-12-31	$500,000
Total contributions received or receivable from participants	2020-12-31	$133,906
Other income received	2020-12-31	$408,345
Net income (gross income less expenses)	2020-12-31	$182,850
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$6,045,064
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$5,862,214
Total contributions received or receivable from employer(s)	2020-12-31	$159,369
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$38,384
2019 : RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2019 401k financial data
Total income from all sources	2019-12-31	$771,054
Expenses. Total of all expenses incurred	2019-12-31	$269,343
Benefits paid (including direct rollovers)	2019-12-31	$230,145
Total plan assets at end of year	2019-12-31	$5,862,214
Total plan assets at beginning of year	2019-12-31	$5,360,503
Value of fidelity bond covering the plan	2019-12-31	$500,000
Total contributions received or receivable from participants	2019-12-31	$126,961
Other income received	2019-12-31	$482,984
Net income (gross income less expenses)	2019-12-31	$501,711
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$5,862,214
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$5,360,503
Total contributions received or receivable from employer(s)	2019-12-31	$161,109
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$39,198
2018 : RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2018 401k financial data
Total income from all sources	2018-12-31	$183,645
Expenses. Total of all expenses incurred	2018-12-31	$254,276
Benefits paid (including direct rollovers)	2018-12-31	$232,277
Total plan assets at end of year	2018-12-31	$5,360,503
Total plan assets at beginning of year	2018-12-31	$5,431,134
Value of fidelity bond covering the plan	2018-12-31	$500,000
Total contributions received or receivable from participants	2018-12-31	$115,352
Other income received	2018-12-31	$-82,190
Net income (gross income less expenses)	2018-12-31	$-70,631
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$5,360,503
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$5,431,134
Total contributions received or receivable from employer(s)	2018-12-31	$150,483
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$21,999
2017 : RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2017 401k financial data
Total income from all sources	2017-12-31	$542,536
Expenses. Total of all expenses incurred	2017-12-31	$394,379
Benefits paid (including direct rollovers)	2017-12-31	$394,304
Total plan assets at end of year	2017-12-31	$5,431,134
Total plan assets at beginning of year	2017-12-31	$5,282,977
Value of fidelity bond covering the plan	2017-12-31	$500,000
Total contributions received or receivable from participants	2017-12-31	$98,851
Other income received	2017-12-31	$296,574
Net income (gross income less expenses)	2017-12-31	$148,157
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$5,431,134
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$5,282,977
Total contributions received or receivable from employer(s)	2017-12-31	$147,111
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$75
2016 : RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2016 401k financial data
Total income from all sources	2016-12-31	$535,052
Expenses. Total of all expenses incurred	2016-12-31	$18,772
Benefits paid (including direct rollovers)	2016-12-31	$18,772
Total plan assets at end of year	2016-12-31	$5,282,977
Total plan assets at beginning of year	2016-12-31	$4,766,697
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$89,859
Contributions received from other sources (not participants or employers)	2016-12-31	$27,145
Other income received	2016-12-31	$288,550
Net income (gross income less expenses)	2016-12-31	$516,280
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$5,282,977
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$4,766,697
Total contributions received or receivable from employer(s)	2016-12-31	$129,498
2015 : RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2015 401k financial data
Total income from all sources	2015-12-31	$140,718
Expenses. Total of all expenses incurred	2015-12-31	$18,084
Benefits paid (including direct rollovers)	2015-12-31	$18,084
Total plan assets at end of year	2015-12-31	$4,766,697
Total plan assets at beginning of year	2015-12-31	$4,644,063
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$90,803
Other income received	2015-12-31	$-81,988
Net income (gross income less expenses)	2015-12-31	$122,634
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$4,766,697
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$4,644,063
Total contributions received or receivable from employer(s)	2015-12-31	$131,903
2014 : RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2014 401k financial data
Total income from all sources	2014-12-31	$414,585
Expenses. Total of all expenses incurred	2014-12-31	$2,175
Benefits paid (including direct rollovers)	2014-12-31	$2,175
Total plan assets at end of year	2014-12-31	$4,644,063
Total plan assets at beginning of year	2014-12-31	$4,231,653
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$80,261
Contributions received from other sources (not participants or employers)	2014-12-31	$41,695
Other income received	2014-12-31	$172,205
Net income (gross income less expenses)	2014-12-31	$412,410
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$4,644,063
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$4,231,653
Total contributions received or receivable from employer(s)	2014-12-31	$120,424
2013 : RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2013 401k financial data
Total income from all sources	2013-12-31	$722,749
Expenses. Total of all expenses incurred	2013-12-31	$137,178
Benefits paid (including direct rollovers)	2013-12-31	$137,178
Total plan assets at end of year	2013-12-31	$4,231,653
Total plan assets at beginning of year	2013-12-31	$3,646,082
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$58,496
Other income received	2013-12-31	$542,709
Net income (gross income less expenses)	2013-12-31	$585,571
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$4,231,653
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,646,082
Total contributions received or receivable from employer(s)	2013-12-31	$121,544
2012 : RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2012 401k financial data
Total plan liabilities at beginning of year	2012-12-31	$1,200
Total income from all sources	2012-12-31	$237,944
Expenses. Total of all expenses incurred	2012-12-31	$198,666
Benefits paid (including direct rollovers)	2012-12-31	$198,666
Total plan assets at end of year	2012-12-31	$3,646,082
Total plan assets at beginning of year	2012-12-31	$3,608,004
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$64,037
Other income received	2012-12-31	$70,497
Net income (gross income less expenses)	2012-12-31	$39,278
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$3,646,082
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$3,606,804
Total contributions received or receivable from employer(s)	2012-12-31	$103,410
2011 : RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2011 401k financial data
Total plan liabilities at end of year	2011-12-31	$1,200
Total income from all sources	2011-12-31	$-20,183
Expenses. Total of all expenses incurred	2011-12-31	$163,318
Benefits paid (including direct rollovers)	2011-12-31	$108,282
Total plan assets at end of year	2011-12-31	$3,608,004
Total plan assets at beginning of year	2011-12-31	$3,790,305
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$45,849
Other income received	2011-12-31	$-161,296
Net income (gross income less expenses)	2011-12-31	$-183,501
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$3,606,804
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$3,790,305
Total contributions received or receivable from employer(s)	2011-12-31	$95,264
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$55,036
2010 : RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2010 401k financial data
Total income from all sources	2010-12-31	$496,124
Expenses. Total of all expenses incurred	2010-12-31	$52,809
Benefits paid (including direct rollovers)	2010-12-31	$10,000
Total plan assets at end of year	2010-12-31	$3,790,305
Total plan assets at beginning of year	2010-12-31	$3,346,990
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$48,858
Other income received	2010-12-31	$352,544
Net income (gross income less expenses)	2010-12-31	$443,315
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$3,790,305
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,346,990
Total contributions received or receivable from employer(s)	2010-12-31	$94,722
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$42,809

Form 5500 Responses for RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING

2021: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2021 form 5500 responses
2021-01-01	Type of plan entity	Mulitple employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2020 form 5500 responses
2020-01-01	Type of plan entity	Mulitple employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2019 form 5500 responses
2019-01-01	Type of plan entity	Mulitple employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: RICHARD CARLIN, M.D., P.C. 401(K) PROFIT SHARING 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

104403

Policy instance

Insurance contract or identification number	104403
Number of Individuals Covered	89
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $23,627
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	23627
Insurance broker organization code?	4

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

104403

Policy instance

Insurance contract or identification number	104403
Number of Individuals Covered	85
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $21,457
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	21457
Insurance broker organization code?	4

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

104403

Policy instance

Insurance contract or identification number	104403
Number of Individuals Covered	90
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $21,937
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	21937
Insurance broker organization code?	3

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

104403

Policy instance

Insurance contract or identification number	104403
Number of Individuals Covered	81
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $20,863
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Amount paid for insurance broker fees	20863
Insurance broker organization code?	3
Insurance broker name	UBS FINANCIAL SERVICES INS AGENCY

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Company Name:	RICHARD CARLIN, M.D., P.C.
Employer identification number (EIN):	581349992
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)