401k Plan data: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN plan

NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 401k Plan overview

Plan Name	NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN
Plan identification number	001

NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NICK SMITH, D.D.S., P.C. has sponsored the creation of one or more 401k plans.

Company Name: NICK SMITH, D.D.S., P.C.

Employer identification number (EIN): 581415781

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 ROY NICHOLSON SMITH, III, D.D.S. ROY NICHOLSON SMITH, III, D.D.S. 2013-10-03
001 2011-01-01 ROY NICHOLSON SMITH, III, D.D.S. ROY NICHOLSON SMITH, III, D.D.S. 2012-09-28
001 2010-01-01 ROY NICHOLSON SMITH, III, D.D.S. ROY NICHOLSON SMITH, III, D.D.S. 2011-09-15
001 2009-01-01 ROY NICHOLSON SMITH, III, DDS ROY NICHOLSON SMITH, III, DDS 2010-07-26

Plan Statistics for NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN

401k plan membership statisitcs for NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN

Measure Date Value
2015: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 4
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 2
Total of all active and inactive participants 2015-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 6
Number of participants with account balances 2015-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 5
Number of participants with account balances 2014-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 1
Total of all active and inactive participants 2013-01-01 4
Total participants 2013-01-01 4
Number of participants with account balances 2013-01-01 4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 5
Number of participants with account balances 2012-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 4
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 2
Total of all active and inactive participants 2011-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 6
Number of participants with account balances 2011-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 7
Total of all active and inactive participants 2010-01-01 7
Total participants 2010-01-01 7
Number of participants with account balances 2010-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 6
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 6
Number of participants with account balances 2009-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	2
Total of all active and inactive participants	2015-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	6
Number of participants with account balances	2015-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	5
Number of participants with account balances	2014-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	1
Total of all active and inactive participants	2013-01-01	4
Total participants	2013-01-01	4
Number of participants with account balances	2013-01-01	4
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	5
Number of participants with account balances	2012-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	2
Total of all active and inactive participants	2011-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	6
Number of participants with account balances	2011-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	7
Total of all active and inactive participants	2010-01-01	7
Total participants	2010-01-01	7
Number of participants with account balances	2010-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	6
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	6
Number of participants with account balances	2009-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN

Measure	Date	Value
2015 : NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$49,598
Expenses. Total of all expenses incurred	2015-12-31	$1,264,168
Benefits paid (including direct rollovers)	2015-12-31	$1,250,256
Total plan assets at end of year	2015-12-31	$1,207,092
Total plan assets at beginning of year	2015-12-31	$2,421,662
Value of fidelity bond covering the plan	2015-12-31	$200,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$600
Other income received	2015-12-31	$19,598
Net income (gross income less expenses)	2015-12-31	$-1,214,570
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,207,092
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,421,662
Assets. Value of participant loans	2015-12-31	$11,751
Total contributions received or receivable from employer(s)	2015-12-31	$30,000
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$13,312
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$292,690
Expenses. Total of all expenses incurred	2014-12-31	$110,421
Benefits paid (including direct rollovers)	2014-12-31	$95,371
Total plan assets at end of year	2014-12-31	$2,421,662
Total plan assets at beginning of year	2014-12-31	$2,239,393
Value of fidelity bond covering the plan	2014-12-31	$200,000
Other income received	2014-12-31	$262,690
Net income (gross income less expenses)	2014-12-31	$182,269
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,421,662
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,239,393
Assets. Value of participant loans	2014-12-31	$22,129
Total contributions received or receivable from employer(s)	2014-12-31	$30,000
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$15,050
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$407,239
Expenses. Total of all expenses incurred	2013-12-31	$42,667
Benefits paid (including direct rollovers)	2013-12-31	$27,571
Total plan assets at end of year	2013-12-31	$2,239,393
Total plan assets at beginning of year	2013-12-31	$1,874,821
Value of fidelity bond covering the plan	2013-12-31	$200,000
Other income received	2013-12-31	$377,239
Net income (gross income less expenses)	2013-12-31	$364,572
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,239,393
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,874,821
Assets. Value of participant loans	2013-12-31	$32,075
Total contributions received or receivable from employer(s)	2013-12-31	$30,000
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$15,096
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$290,012
Expenses. Total of all expenses incurred	2012-12-31	$14,936
Benefits paid (including direct rollovers)	2012-12-31	$1,952
Total plan assets at end of year	2012-12-31	$1,874,821
Total plan assets at beginning of year	2012-12-31	$1,599,745
Value of fidelity bond covering the plan	2012-12-31	$200,000
Other income received	2012-12-31	$260,012
Net income (gross income less expenses)	2012-12-31	$275,076
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,874,821
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,599,745
Assets. Value of participant loans	2012-12-31	$41,609
Total contributions received or receivable from employer(s)	2012-12-31	$30,000
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$12,984
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$119,670
Expenses. Total of all expenses incurred	2011-12-31	$47,259
Benefits paid (including direct rollovers)	2011-12-31	$35,424
Total plan assets at end of year	2011-12-31	$1,599,745
Total plan assets at beginning of year	2011-12-31	$1,527,334
Value of fidelity bond covering the plan	2011-12-31	$200,000
Other income received	2011-12-31	$89,670
Net income (gross income less expenses)	2011-12-31	$72,411
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,599,745
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,527,334
Total contributions received or receivable from employer(s)	2011-12-31	$30,000
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$11,835
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$227,586
Expenses. Total of all expenses incurred	2010-12-31	$10,604
Total plan assets at end of year	2010-12-31	$1,527,334
Total plan assets at beginning of year	2010-12-31	$1,310,352
Value of fidelity bond covering the plan	2010-12-31	$200,000
Other income received	2010-12-31	$197,586
Net income (gross income less expenses)	2010-12-31	$216,982
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,527,334
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,310,352
Total contributions received or receivable from employer(s)	2010-12-31	$30,000
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$10,604
2009 : NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN

2015: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NICK SMITH, D.D.S., P.C. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NICK SMITH, D.D.S., P.C.
Employer identification number (EIN):	581415781
NAIC Classification:	621210
NAIC Description:	Offices of Dentists

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	ROY NICHOLSON SMITH, III, D.D.S.	ROY NICHOLSON SMITH, III, D.D.S.	2013-10-03
001	2011-01-01	ROY NICHOLSON SMITH, III, D.D.S.	ROY NICHOLSON SMITH, III, D.D.S.	2012-09-28
001	2010-01-01	ROY NICHOLSON SMITH, III, D.D.S.	ROY NICHOLSON SMITH, III, D.D.S.	2011-09-15
001	2009-01-01	ROY NICHOLSON SMITH, III, DDS	ROY NICHOLSON SMITH, III, DDS	2010-07-26