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NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameNORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number 001

NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

NORTH WEST NEUROLOGY, P.C. has sponsored the creation of one or more 401k plans.

Company Name:NORTH WEST NEUROLOGY, P.C.
Employer identification number (EIN):581604285
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01ROBERT BASHUK, MD2020-11-24
0012019-01-01ROBERT BASHUK, MD2020-09-28
0012018-01-01STEPHEN JANIS2019-10-14 ROBERT BASHUK2019-10-14
0012017-01-01STEPHEN JANIS
0012016-01-01STEPHEN JANIS
0012015-01-01KAY TURNER
0012014-01-01KAY TURNER
0012013-01-01KAY TURNER
0012012-01-01KAY TURNER
0012011-01-01KAY TURNER
0012009-01-01KAY TURNER
0012009-01-01KAY TURNER

Plan Statistics for NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2017: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-0137
Total number of active participants reported on line 7a of the Form 55002017-01-0131
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-013
Total of all active and inactive participants2017-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0134
Number of participants with account balances2017-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-0134
Total number of active participants reported on line 7a of the Form 55002016-01-0133
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-014
Total of all active and inactive participants2016-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0137
Number of participants with account balances2016-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0132
Total number of active participants reported on line 7a of the Form 55002015-01-0129
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-015
Total of all active and inactive participants2015-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0134
Number of participants with account balances2015-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0134
Total number of active participants reported on line 7a of the Form 55002014-01-0127
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0132
Number of participants with account balances2014-01-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0131
Total number of active participants reported on line 7a of the Form 55002013-01-0130
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-014
Total of all active and inactive participants2013-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0134
Number of participants with account balances2013-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0126
Total number of active participants reported on line 7a of the Form 55002012-01-0127
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0131
Number of participants with account balances2012-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0126
Total number of active participants reported on line 7a of the Form 55002011-01-0121
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0126
Number of participants with account balances2011-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-0125
Total number of active participants reported on line 7a of the Form 55002009-01-0125
Total of all active and inactive participants2009-01-0125
Total participants2009-01-0125
Number of participants with account balances2009-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010

Financial Data on NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2017 : NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total income from all sources2017-12-31$166,481
Expenses. Total of all expenses incurred2017-12-31$39,629
Benefits paid (including direct rollovers)2017-12-31$39,629
Total plan assets at end of year2017-12-31$675,039
Total plan assets at beginning of year2017-12-31$548,187
Value of fidelity bond covering the plan2017-12-31$40,000
Total contributions received or receivable from participants2017-12-31$48,160
Other income received2017-12-31$93,214
Net income (gross income less expenses)2017-12-31$126,852
Net plan assets at end of year (total assets less liabilities)2017-12-31$675,039
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$548,187
Assets. Value of participant loans2017-12-31$15,635
Total contributions received or receivable from employer(s)2017-12-31$25,107
2016 : NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total income from all sources2016-12-31$75,487
Expenses. Total of all expenses incurred2016-12-31$665,413
Benefits paid (including direct rollovers)2016-12-31$665,413
Total plan assets at end of year2016-12-31$548,187
Total plan assets at beginning of year2016-12-31$1,138,113
Value of fidelity bond covering the plan2016-12-31$40,000
Total contributions received or receivable from participants2016-12-31$23,262
Other income received2016-12-31$36,407
Net income (gross income less expenses)2016-12-31$-589,926
Net plan assets at end of year (total assets less liabilities)2016-12-31$548,187
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,138,113
Assets. Value of participant loans2016-12-31$25,853
Total contributions received or receivable from employer(s)2016-12-31$15,818
2015 : NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total income from all sources2015-12-31$52,815
Expenses. Total of all expenses incurred2015-12-31$46,349
Benefits paid (including direct rollovers)2015-12-31$46,349
Total plan assets at end of year2015-12-31$1,138,113
Total plan assets at beginning of year2015-12-31$1,131,647
Value of fidelity bond covering the plan2015-12-31$40,000
Total contributions received or receivable from participants2015-12-31$25,521
Other income received2015-12-31$10,687
Net income (gross income less expenses)2015-12-31$6,466
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,138,113
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,131,647
Assets. Value of participant loans2015-12-31$29,780
Total contributions received or receivable from employer(s)2015-12-31$16,607
2014 : NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total income from all sources2014-12-31$125,592
Expenses. Total of all expenses incurred2014-12-31$22,054
Benefits paid (including direct rollovers)2014-12-31$22,054
Total plan assets at end of year2014-12-31$1,131,647
Total plan assets at beginning of year2014-12-31$1,028,109
Value of fidelity bond covering the plan2014-12-31$40,000
Total contributions received or receivable from participants2014-12-31$35,362
Other income received2014-12-31$63,673
Net income (gross income less expenses)2014-12-31$103,538
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,131,647
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,028,109
Assets. Value of participant loans2014-12-31$40,997
Total contributions received or receivable from employer(s)2014-12-31$26,557
2013 : NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total income from all sources2013-12-31$317,945
Expenses. Total of all expenses incurred2013-12-31$423,587
Benefits paid (including direct rollovers)2013-12-31$423,587
Total plan assets at end of year2013-12-31$1,028,109
Total plan assets at beginning of year2013-12-31$1,133,751
Value of fidelity bond covering the plan2013-12-31$40,000
Total contributions received or receivable from participants2013-12-31$26,807
Other income received2013-12-31$267,555
Net income (gross income less expenses)2013-12-31$-105,642
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,028,109
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,133,751
Assets. Value of participant loans2013-12-31$12,747
Total contributions received or receivable from employer(s)2013-12-31$23,583
2012 : NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total income from all sources2012-12-31$185,161
Expenses. Total of all expenses incurred2012-12-31$122,679
Benefits paid (including direct rollovers)2012-12-31$122,679
Total plan assets at end of year2012-12-31$1,133,751
Total plan assets at beginning of year2012-12-31$1,071,269
Value of fidelity bond covering the plan2012-12-31$40,000
Total contributions received or receivable from participants2012-12-31$24,494
Other income received2012-12-31$128,020
Net income (gross income less expenses)2012-12-31$62,482
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,133,751
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,071,269
Assets. Value of participant loans2012-12-31$7,415
Total contributions received or receivable from employer(s)2012-12-31$32,647
2011 : NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total income from all sources2011-12-31$-22,546
Expenses. Total of all expenses incurred2011-12-31$0
Total plan assets at end of year2011-12-31$1,071,269
Total plan assets at beginning of year2011-12-31$1,093,815
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$21,705
Other income received2011-12-31$-61,621
Net income (gross income less expenses)2011-12-31$-22,546
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,071,269
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,093,815
Assets. Value of participant loans2011-12-31$18,229
Total contributions received or receivable from employer(s)2011-12-31$17,370
2010 : NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total income from all sources2010-12-31$200,148
Expenses. Total of all expenses incurred2010-12-31$39,680
Benefits paid (including direct rollovers)2010-12-31$39,680
Total plan assets at end of year2010-12-31$1,093,815
Total plan assets at beginning of year2010-12-31$933,347
Value of fidelity bond covering the plan2010-12-31$40,000
Total contributions received or receivable from participants2010-12-31$18,395
Other income received2010-12-31$167,303
Net income (gross income less expenses)2010-12-31$160,468
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,093,815
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$933,347
Assets. Value of participant loans2010-12-31$35,849
Total contributions received or receivable from employer(s)2010-12-31$14,450

Form 5500 Responses for NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST

2017: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NORTH WEST NEUROLOGY , P.C. 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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