Logo

POND & COMPANY 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NamePOND & COMPANY 401(K) PROFIT SHARING PLAN
Plan identification number 001

POND & COMPANY 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

POND & COMPANY has sponsored the creation of one or more 401k plans.

Company Name:POND & COMPANY
Employer identification number (EIN):581639128
NAIC Classification:541330
NAIC Description:Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan POND & COMPANY 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012024-01-01BING GAO
0012023-01-01
0012023-01-01BING GAO
0012022-01-01
0012022-01-01BING GAO
0012021-01-01
0012021-01-01
0012021-01-01BING GAO
0012020-01-01
0012020-01-01
0012019-01-01
0012017-01-01KENNETH A TORRENCE KENNETH A TORRENCE2018-08-20
0012016-01-01KENNETH A TORRENCE
0012015-01-01KENNETH A TORRENCE KENNETH A TORRENCE2016-10-12
0012014-01-01KENNETH TORRENCE KENNETH TORRENCE2015-10-14
0012013-01-01KENNETH A. TORRENCE KENNETH A. TORRENCE2014-10-10
0012012-01-01KENNETH A. TORRENCE KENNETH A. TORRENCE2013-10-08
0012011-01-01KEN TORRENCE KEN TORRENCE2012-10-10
0012010-01-01KENNETH A TORRENCE KENNETH A TORRENCE2011-10-07
0012009-01-01KEN TORRENCE

Plan Statistics for POND & COMPANY 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for POND & COMPANY 401(K) PROFIT SHARING PLAN

Measure Date Value
2023: POND & COMPANY 401(K) PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01869
Total number of active participants reported on line 7a of the Form 55002023-01-01694
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-01174
Total of all active and inactive participants2023-01-01868
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01868
Number of participants with account balances2023-01-01691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-010
2022: POND & COMPANY 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01682
Total number of active participants reported on line 7a of the Form 55002022-01-01595
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01179
Total of all active and inactive participants2022-01-01774
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01775
Number of participants with account balances2022-01-01619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: POND & COMPANY 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01659
Total number of active participants reported on line 7a of the Form 55002021-01-01498
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01173
Total of all active and inactive participants2021-01-01671
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01671
Number of participants with account balances2021-01-01570
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: POND & COMPANY 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01665
Total number of active participants reported on line 7a of the Form 55002020-01-01482
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01299
Total of all active and inactive participants2020-01-01781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01784
Number of participants with account balances2020-01-01566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: POND & COMPANY 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01665
Total number of active participants reported on line 7a of the Form 55002019-01-01482
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01299
Total of all active and inactive participants2019-01-01781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-01784
Number of participants with account balances2019-01-01566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2017: POND & COMPANY 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01543
Total number of active participants reported on line 7a of the Form 55002017-01-01499
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01135
Total of all active and inactive participants2017-01-01634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-014
Total participants2017-01-01638
Number of participants with account balances2017-01-01524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: POND & COMPANY 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01402
Total number of active participants reported on line 7a of the Form 55002016-01-01426
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01104
Total of all active and inactive participants2016-01-01530
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-014
Total participants2016-01-01534
Number of participants with account balances2016-01-01426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: POND & COMPANY 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01329
Total number of active participants reported on line 7a of the Form 55002015-01-01301
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0196
Total of all active and inactive participants2015-01-01397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-01401
Number of participants with account balances2015-01-01344
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: POND & COMPANY 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01295
Total number of active participants reported on line 7a of the Form 55002014-01-01237
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0175
Total of all active and inactive participants2014-01-01312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-01316
Number of participants with account balances2014-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: POND & COMPANY 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01265
Total number of active participants reported on line 7a of the Form 55002013-01-01222
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0157
Total of all active and inactive participants2013-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01280
Number of participants with account balances2013-01-01259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: POND & COMPANY 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01228
Total number of active participants reported on line 7a of the Form 55002012-01-01217
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0147
Total of all active and inactive participants2012-01-01265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01265
Number of participants with account balances2012-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0118
2011: POND & COMPANY 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01188
Total number of active participants reported on line 7a of the Form 55002011-01-01188
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0139
Total of all active and inactive participants2011-01-01228
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01228
Number of participants with account balances2011-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0123
2010: POND & COMPANY 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01177
Total number of active participants reported on line 7a of the Form 55002010-01-01158
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0129
Total of all active and inactive participants2010-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01188
Number of participants with account balances2010-01-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-016
2009: POND & COMPANY 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01152
Total number of active participants reported on line 7a of the Form 55002009-01-01143
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0133
Total of all active and inactive participants2009-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01177
Number of participants with account balances2009-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0123

Financial Data on POND & COMPANY 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$17,042,919
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$4,838,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$4,760,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$9,149,368
Value of total assets at end of year2023-12-31$51,741,989
Value of total assets at beginning of year2023-12-31$39,537,333
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$77,930
Total interest from all sources2023-12-31$40,484
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$882,506
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$882,506
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$4,835,386
Participant contributions at end of year2023-12-31$981,719
Participant contributions at beginning of year2023-12-31$868,955
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$2,170,059
Other income not declared elsewhere2023-12-31$46,949
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$12,204,656
Value of net assets at end of year (total assets less liabilities)2023-12-31$51,741,989
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$39,537,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$48,855,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$36,671,190
Interest on participant loans2023-12-31$40,484
Value of interest in common/collective trusts at end of year2023-12-31$1,905,236
Value of interest in common/collective trusts at beginning of year2023-12-31$1,997,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$6,835,716
Net investment gain or loss from common/collective trusts2023-12-31$87,896
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$2,143,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$4,760,333
Contract administrator fees2023-12-31$77,930
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31KNAV CPA LLP
Accountancy firm EIN2023-12-31923540684
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$17,042,919
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$4,838,263
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$4,760,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$9,149,368
Value of total assets at end of year2023-01-01$51,741,989
Value of total assets at beginning of year2023-01-01$39,537,333
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$77,930
Total interest from all sources2023-01-01$40,484
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$882,506
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$882,506
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$500,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$4,835,386
Participant contributions at end of year2023-01-01$981,719
Participant contributions at beginning of year2023-01-01$868,955
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$2,170,059
Other income not declared elsewhere2023-01-01$46,949
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$12,204,656
Value of net assets at end of year (total assets less liabilities)2023-01-01$51,741,989
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$39,537,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$48,855,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$36,671,190
Interest on participant loans2023-01-01$40,484
Value of interest in common/collective trusts at end of year2023-01-01$1,905,236
Value of interest in common/collective trusts at beginning of year2023-01-01$1,997,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$6,835,716
Net investment gain or loss from common/collective trusts2023-01-01$87,896
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01Yes
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$2,143,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$4,760,333
Contract administrator fees2023-01-01$77,930
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01KNAV CPA LLP
Accountancy firm EIN2023-01-01923540684
2022 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,949,884
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,787,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,707,278
Expenses. Certain deemed distributions of participant loans2022-12-31$10,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,832,378
Value of total assets at end of year2022-12-31$39,537,333
Value of total assets at beginning of year2022-12-31$47,274,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$69,226
Total interest from all sources2022-12-31$30,855
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$605,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$605,024
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,015,266
Participant contributions at end of year2022-12-31$868,955
Participant contributions at beginning of year2022-12-31$722,194
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,154,702
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$123,790
Other income not declared elsewhere2022-12-31$36,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-7,736,925
Value of net assets at end of year (total assets less liabilities)2022-12-31$39,537,333
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$47,274,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$36,671,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$45,219,790
Interest on participant loans2022-12-31$30,855
Value of interest in common/collective trusts at end of year2022-12-31$1,997,188
Value of interest in common/collective trusts at beginning of year2022-12-31$1,332,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-10,332,408
Net investment gain or loss from common/collective trusts2022-12-31$-121,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,662,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,583,488
Contract administrator fees2022-12-31$69,226
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM US LLP
Accountancy firm EIN2022-12-31420714325
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-2,949,884
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$4,787,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$4,707,278
Expenses. Certain deemed distributions of participant loans2022-01-01$10,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$6,832,378
Value of total assets at end of year2022-01-01$39,537,333
Value of total assets at beginning of year2022-01-01$47,274,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$69,226
Total interest from all sources2022-01-01$30,855
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$605,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$605,024
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$500,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$4,015,266
Participant contributions at end of year2022-01-01$868,955
Participant contributions at beginning of year2022-01-01$722,194
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$1,154,702
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-01-01$123,790
Other income not declared elsewhere2022-01-01$36,259
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-7,736,925
Value of net assets at end of year (total assets less liabilities)2022-01-01$39,537,333
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$47,274,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$36,671,190
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$45,219,790
Interest on participant loans2022-01-01$30,855
Value of interest in common/collective trusts at end of year2022-01-01$1,997,188
Value of interest in common/collective trusts at beginning of year2022-01-01$1,332,274
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-10,332,408
Net investment gain or loss from common/collective trusts2022-01-01$-121,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01Yes
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$1,662,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$4,583,488
Contract administrator fees2022-01-01$69,226
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01RSM US LLP
Accountancy firm EIN2022-01-01420714325
2021 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$13,495,869
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$8,192,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$8,119,837
Expenses. Certain deemed distributions of participant loans2021-12-31$3,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,328,874
Value of total assets at end of year2021-12-31$47,274,258
Value of total assets at beginning of year2021-12-31$41,970,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$69,464
Total interest from all sources2021-12-31$23,061
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$627,563
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$627,563
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,751,712
Participant contributions at end of year2021-12-31$722,194
Participant contributions at beginning of year2021-12-31$487,527
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,933,546
Other income not declared elsewhere2021-12-31$48,488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,303,527
Value of net assets at end of year (total assets less liabilities)2021-12-31$47,274,258
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$41,970,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$45,219,790
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$40,179,009
Interest on participant loans2021-12-31$23,061
Value of interest in common/collective trusts at end of year2021-12-31$1,332,274
Value of interest in common/collective trusts at beginning of year2021-12-31$1,304,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,471,991
Net investment gain or loss from common/collective trusts2021-12-31$-4,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,643,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$8,119,837
Contract administrator fees2021-12-31$69,464
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM, LLP
Accountancy firm EIN2021-12-31420714325
2020 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$12,246,230
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,007,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,902,515
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Value of total corrective distributions2020-12-31$451
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,723,714
Value of total assets at end of year2020-12-31$41,970,731
Value of total assets at beginning of year2020-12-31$36,732,015
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$104,548
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$29,835
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$521,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$521,827
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$3,706,238
Participant contributions at end of year2020-12-31$487,527
Participant contributions at beginning of year2020-12-31$660,664
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$316,366
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$-629
Administrative expenses (other) incurred2020-12-31$88,490
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$5,238,716
Value of net assets at end of year (total assets less liabilities)2020-12-31$41,970,731
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$36,732,015
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$40,179,009
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$35,218,445
Interest on participant loans2020-12-31$29,835
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$1,304,195
Value of interest in common/collective trusts at beginning of year2020-12-31$852,906
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,892,202
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$79,281
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,701,110
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,902,515
Contract administrator fees2020-12-31$16,058
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM
Accountancy firm EIN2020-12-31420714325
2019 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$11,870,280
Total income from all sources (including contributions)2019-12-31$11,870,280
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,997,581
Total of all expenses incurred2019-12-31$3,997,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,864,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,864,920
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,965,933
Value of total assets at end of year2019-12-31$36,732,015
Value of total assets at end of year2019-12-31$36,732,015
Value of total assets at beginning of year2019-12-31$28,859,316
Value of total assets at beginning of year2019-12-31$28,859,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$132,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$132,661
Total interest from all sources2019-12-31$34,639
Total interest from all sources2019-12-31$34,639
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$590,622
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$590,622
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$590,622
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$590,622
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,024,698
Contributions received from participants2019-12-31$3,024,698
Participant contributions at end of year2019-12-31$660,664
Participant contributions at end of year2019-12-31$660,664
Participant contributions at beginning of year2019-12-31$884,146
Participant contributions at beginning of year2019-12-31$884,146
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$507,063
Other income not declared elsewhere2019-12-31$72,050
Other income not declared elsewhere2019-12-31$72,050
Administrative expenses (other) incurred2019-12-31$132,661
Administrative expenses (other) incurred2019-12-31$132,661
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,872,699
Value of net income/loss2019-12-31$7,872,699
Value of net assets at end of year (total assets less liabilities)2019-12-31$36,732,015
Value of net assets at end of year (total assets less liabilities)2019-12-31$36,732,015
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$28,859,316
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$28,859,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$35,218,445
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$35,218,445
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$27,267,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$27,267,730
Interest on participant loans2019-12-31$34,639
Interest on participant loans2019-12-31$34,639
Value of interest in common/collective trusts at end of year2019-12-31$852,906
Value of interest in common/collective trusts at end of year2019-12-31$852,906
Value of interest in common/collective trusts at beginning of year2019-12-31$707,440
Value of interest in common/collective trusts at beginning of year2019-12-31$707,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,186,691
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,186,691
Net investment gain or loss from common/collective trusts2019-12-31$20,345
Net investment gain or loss from common/collective trusts2019-12-31$20,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,434,172
Contributions received in cash from employer2019-12-31$1,434,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,864,920
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,864,920
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
Accountancy firm EIN2019-12-31420714325
2018 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,617,396
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,689,440
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,565,789
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,611,780
Value of total assets at end of year2018-12-31$28,859,316
Value of total assets at beginning of year2018-12-31$28,931,360
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$123,651
Total interest from all sources2018-12-31$24,242
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$516,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$516,285
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,826,898
Participant contributions at end of year2018-12-31$884,146
Participant contributions at beginning of year2018-12-31$603,710
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$336,004
Other income not declared elsewhere2018-12-31$120
Administrative expenses (other) incurred2018-12-31$123,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-72,044
Value of net assets at end of year (total assets less liabilities)2018-12-31$28,859,316
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$28,931,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$27,267,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$27,609,855
Interest on participant loans2018-12-31$24,242
Value of interest in common/collective trusts at end of year2018-12-31$707,440
Value of interest in common/collective trusts at beginning of year2018-12-31$717,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,551,251
Net investment gain or loss from common/collective trusts2018-12-31$16,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,448,878
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,565,789
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SMITH & HOWARD, PC
Accountancy firm EIN2018-12-31581250486
2017 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$9,229,033
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,883,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,783,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,476,243
Value of total assets at end of year2017-12-31$28,931,360
Value of total assets at beginning of year2017-12-31$22,585,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$100,411
Total interest from all sources2017-12-31$21,947
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$379,534
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$379,534
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,339,007
Participant contributions at end of year2017-12-31$603,710
Participant contributions at beginning of year2017-12-31$617,252
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$861,359
Other income not declared elsewhere2017-12-31$747
Administrative expenses (other) incurred2017-12-31$100,411
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,345,558
Value of net assets at end of year (total assets less liabilities)2017-12-31$28,931,360
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$22,585,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$27,609,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$21,021,838
Interest on participant loans2017-12-31$21,947
Value of interest in common/collective trusts at end of year2017-12-31$717,795
Value of interest in common/collective trusts at beginning of year2017-12-31$946,712
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,334,198
Net investment gain or loss from common/collective trusts2017-12-31$16,364
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,275,877
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,783,064
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SMITH & HOWARD, PC
Accountancy firm EIN2017-12-31581250486
2016 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,083,080
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,072,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,976,556
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,437,622
Value of total assets at end of year2016-12-31$22,585,802
Value of total assets at beginning of year2016-12-31$19,575,053
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$95,775
Total interest from all sources2016-12-31$16,160
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$328,904
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$328,904
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,839,669
Participant contributions at end of year2016-12-31$617,252
Participant contributions at beginning of year2016-12-31$498,401
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$637,761
Other income not declared elsewhere2016-12-31$-51
Administrative expenses (other) incurred2016-12-31$95,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,010,749
Value of net assets at end of year (total assets less liabilities)2016-12-31$22,585,802
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,575,053
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$21,021,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,189,068
Income. Interest from loans (other than to participants)2016-12-31$16,160
Value of interest in common/collective trusts at end of year2016-12-31$946,712
Value of interest in common/collective trusts at beginning of year2016-12-31$887,584
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,285,567
Net investment gain or loss from common/collective trusts2016-12-31$14,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$960,192
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,976,556
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SMITH & HOWARD, PC
Accountancy firm EIN2016-12-31581250486
2015 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$11
Total income from all sources (including contributions)2015-12-31$3,086,564
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,722,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,645,285
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,843,234
Value of total assets at end of year2015-12-31$19,575,053
Value of total assets at beginning of year2015-12-31$18,211,256
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$77,471
Total interest from all sources2015-12-31$12,528
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$262,931
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$262,931
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,441,626
Participant contributions at end of year2015-12-31$498,401
Participant contributions at beginning of year2015-12-31$302,405
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$629,550
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$11
Other income not declared elsewhere2015-12-31$-150
Administrative expenses (other) incurred2015-12-31$77,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,363,808
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,575,053
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,211,245
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,189,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$16,601,316
Income. Interest from loans (other than to participants)2015-12-31$12,528
Value of interest in common/collective trusts at end of year2015-12-31$887,584
Value of interest in common/collective trusts at beginning of year2015-12-31$1,307,535
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-69,924
Net investment gain or loss from common/collective trusts2015-12-31$37,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$772,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,645,285
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SMITH & HOWARD, PC
Accountancy firm EIN2015-12-31581250486
2014 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$11
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,606,590
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,640,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,596,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,366,864
Value of total assets at end of year2014-12-31$18,211,256
Value of total assets at beginning of year2014-12-31$16,245,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$44,834
Total interest from all sources2014-12-31$5,022
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$381,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$381,314
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,301,651
Participant contributions at end of year2014-12-31$302,405
Participant contributions at beginning of year2014-12-31$207,809
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$370,384
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$966
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$11
Administrative expenses (other) incurred2014-12-31$44,834
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,965,696
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,211,245
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$16,245,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$16,601,316
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,882,519
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$11,958,739
Interest on participant loans2014-12-31$5,022
Value of interest in common/collective trusts at end of year2014-12-31$1,307,535
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,195,516
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$705,512
Net investment gain/loss from pooled separate accounts2014-12-31$146,409
Net investment gain or loss from common/collective trusts2014-12-31$1,469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$694,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,596,060
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SMITH & HOWARD, PC
Accountancy firm EIN2014-12-31581250485
2013 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,767,700
Total loss/gain on sale of assets2013-12-31$-4,594
Total of all expenses incurred2013-12-31$784,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$755,086
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,062,875
Value of total assets at end of year2013-12-31$16,245,549
Value of total assets at beginning of year2013-12-31$12,262,446
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$29,511
Total interest from all sources2013-12-31$50,223
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$53,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$53,318
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,305,810
Participant contributions at end of year2013-12-31$207,809
Participant contributions at beginning of year2013-12-31$200,668
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$75,063
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$966
Administrative expenses (other) incurred2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,983,103
Value of net assets at end of year (total assets less liabilities)2013-12-31$16,245,549
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$12,262,446
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$27,326
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,882,519
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$11,958,739
Value of interest in pooled separate accounts at beginning of year2013-12-31$10,965,055
Interest on participant loans2013-12-31$6,573
Interest earned on other investments2013-12-31$43,650
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,195,516
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,096,723
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$188,422
Net investment gain/loss from pooled separate accounts2013-12-31$2,417,456
Net investment gain or loss from common/collective trusts2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$682,002
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$755,086
Contract administrator fees2013-12-31$2,185
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$363,871
Aggregate carrying amount (costs) on sale of assets2013-12-31$368,465
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31TJS DEEMER DANA LLP
Accountancy firm EIN2013-12-31582663273
2012 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,257,236
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$444,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$409,928
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,934,262
Value of total assets at end of year2012-12-31$12,262,446
Value of total assets at beginning of year2012-12-31$9,450,184
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$35,046
Total interest from all sources2012-12-31$40,241
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,182,772
Participant contributions at end of year2012-12-31$200,668
Participant contributions at beginning of year2012-12-31$104,263
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$131,309
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,812,262
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,262,446
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,450,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$32,821
Value of interest in pooled separate accounts at end of year2012-12-31$10,965,055
Value of interest in pooled separate accounts at beginning of year2012-12-31$8,065,701
Interest on participant loans2012-12-31$4,764
Interest earned on other investments2012-12-31$35,477
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,096,723
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,280,220
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$1,282,733
Net investment gain or loss from common/collective trusts2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$620,181
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$409,928
Contract administrator fees2012-12-31$2,225
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DEEMER DANA & FROEHLE LLP
Accountancy firm EIN2012-12-31582663273
2011 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,804,605
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$376,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$345,143
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,984,737
Value of total assets at end of year2011-12-31$9,450,184
Value of total assets at beginning of year2011-12-31$8,022,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$31,838
Total interest from all sources2011-12-31$26,869
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$963,749
Participant contributions at end of year2011-12-31$104,263
Participant contributions at beginning of year2011-12-31$119,908
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$488,668
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,427,624
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,450,184
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,022,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$30,428
Value of interest in pooled separate accounts at end of year2011-12-31$8,065,701
Value of interest in pooled separate accounts at beginning of year2011-12-31$7,524,989
Interest on participant loans2011-12-31$3,859
Interest earned on other investments2011-12-31$23,010
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,280,220
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$377,663
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-207,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$532,320
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$345,143
Contract administrator fees2011-12-31$1,410
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DEEMER DANA & FROEHLE LLP
Accountancy firm EIN2011-12-31582663273
2010 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,628,796
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$586,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$558,812
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,633,739
Value of total assets at end of year2010-12-31$8,022,560
Value of total assets at beginning of year2010-12-31$5,980,604
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$28,028
Total interest from all sources2010-12-31$13,220
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$796,732
Participant contributions at end of year2010-12-31$119,908
Participant contributions at beginning of year2010-12-31$75,365
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$410,442
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,041,956
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,022,560
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,980,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$25,603
Value of interest in pooled separate accounts at end of year2010-12-31$7,524,989
Value of interest in pooled separate accounts at beginning of year2010-12-31$5,622,362
Interest on participant loans2010-12-31$3,689
Interest earned on other investments2010-12-31$9,531
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$377,663
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$282,877
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$981,837
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$426,565
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$558,812
Contract administrator fees2010-12-31$2,425
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DEEMER DANA & FROEHLE LLP
Accountancy firm EIN2010-12-31582663273
2009 : POND & COMPANY 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for POND & COMPANY 401(K) PROFIT SHARING PLAN

2023: POND & COMPANY 401(K) PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: POND & COMPANY 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: POND & COMPANY 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: POND & COMPANY 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: POND & COMPANY 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2017: POND & COMPANY 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: POND & COMPANY 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: POND & COMPANY 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: POND & COMPANY 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: POND & COMPANY 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: POND & COMPANY 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: POND & COMPANY 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: POND & COMPANY 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: POND & COMPANY 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51571
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51571
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51571
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51571
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberFL 51571
Policy instance 1

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
US 401k Lookup     VAT Lookup