CARTER & ASSOCIATES ENTERPRISES INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CARTER & ASSOCIATES CAFETERIA PLAN
| Measure | Date | Value |
|---|
| 2014 : CARTER & ASSOCIATES CAFETERIA PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-04-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-04-30 | $165,777 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-04-30 | $71,014 |
| Total income from all sources (including contributions) | 2014-04-30 | $1,293,970 |
| Total loss/gain on sale of assets | 2014-04-30 | $0 |
| Total of all expenses incurred | 2014-04-30 | $1,313,380 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-04-30 | $1,155,146 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-04-30 | $1,293,970 |
| Value of total assets at end of year | 2014-04-30 | $226,377 |
| Value of total assets at beginning of year | 2014-04-30 | $151,024 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-04-30 | $158,234 |
| Total interest from all sources | 2014-04-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-04-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-04-30 | No |
| Administrative expenses professional fees incurred | 2014-04-30 | $158,234 |
| Was this plan covered by a fidelity bond | 2014-04-30 | Yes |
| Value of fidelity bond cover | 2014-04-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-04-30 | No |
| Contributions received from participants | 2014-04-30 | $277,979 |
| Participant contributions at end of year | 2014-04-30 | $49,408 |
| Participant contributions at beginning of year | 2014-04-30 | $52,377 |
| Total non interest bearing cash at end of year | 2014-04-30 | $170,922 |
| Total non interest bearing cash at beginning of year | 2014-04-30 | $92,600 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-04-30 | No |
| Value of net income/loss | 2014-04-30 | $-19,410 |
| Value of net assets at end of year (total assets less liabilities) | 2014-04-30 | $60,600 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-04-30 | $80,010 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-04-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-04-30 | $1,037,061 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-04-30 | No |
| Contributions received in cash from employer | 2014-04-30 | $1,015,991 |
| Employer contributions (assets) at end of year | 2014-04-30 | $6,047 |
| Employer contributions (assets) at beginning of year | 2014-04-30 | $6,047 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-04-30 | $118,085 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-04-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2014-04-30 | $165,777 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-04-30 | $71,014 |
| Did the plan have assets held for investment | 2014-04-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-04-30 | Unqualified |
| Accountancy firm name | 2014-04-30 | WINDHAM BRANNON PC |
| Accountancy firm EIN | 2014-04-30 | 581763439 |
| 2013 : CARTER & ASSOCIATES CAFETERIA PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-04-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-04-30 | $71,014 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-04-30 | $78,796 |
| Total income from all sources (including contributions) | 2013-04-30 | $1,242,605 |
| Total loss/gain on sale of assets | 2013-04-30 | $0 |
| Total of all expenses incurred | 2013-04-30 | $1,231,339 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-04-30 | $1,062,660 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-04-30 | $1,242,605 |
| Value of total assets at end of year | 2013-04-30 | $151,024 |
| Value of total assets at beginning of year | 2013-04-30 | $147,540 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-04-30 | $168,679 |
| Total interest from all sources | 2013-04-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-04-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-04-30 | No |
| Administrative expenses professional fees incurred | 2013-04-30 | $168,679 |
| Was this plan covered by a fidelity bond | 2013-04-30 | Yes |
| Value of fidelity bond cover | 2013-04-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-04-30 | No |
| Contributions received from participants | 2013-04-30 | $262,180 |
| Participant contributions at end of year | 2013-04-30 | $52,377 |
| Participant contributions at beginning of year | 2013-04-30 | $39,705 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-04-30 | $6,047 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-04-30 | $21,634 |
| Total non interest bearing cash at end of year | 2013-04-30 | $92,600 |
| Total non interest bearing cash at beginning of year | 2013-04-30 | $86,201 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-04-30 | No |
| Value of net income/loss | 2013-04-30 | $11,266 |
| Value of net assets at end of year (total assets less liabilities) | 2013-04-30 | $80,010 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-04-30 | $68,744 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-04-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-04-30 | $959,266 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-04-30 | No |
| Contributions received in cash from employer | 2013-04-30 | $980,425 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-04-30 | $103,394 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-04-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2013-04-30 | $71,014 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-04-30 | $78,796 |
| Did the plan have assets held for investment | 2013-04-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-04-30 | Unqualified |
| Accountancy firm name | 2013-04-30 | WINDHAM BRANNON PC |
| Accountancy firm EIN | 2013-04-30 | 581763439 |
| 2012 : CARTER & ASSOCIATES CAFETERIA PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-04-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-30 | $78,796 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-04-30 | $26,051 |
| Total income from all sources (including contributions) | 2012-04-30 | $2,062,122 |
| Total loss/gain on sale of assets | 2012-04-30 | $0 |
| Total of all expenses incurred | 2012-04-30 | $2,199,763 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-04-30 | $2,007,805 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-04-30 | $2,062,122 |
| Value of total assets at end of year | 2012-04-30 | $147,540 |
| Value of total assets at beginning of year | 2012-04-30 | $232,436 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-04-30 | $191,958 |
| Total interest from all sources | 2012-04-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-04-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-04-30 | No |
| Administrative expenses professional fees incurred | 2012-04-30 | $191,958 |
| Was this plan covered by a fidelity bond | 2012-04-30 | Yes |
| Value of fidelity bond cover | 2012-04-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-04-30 | No |
| Contributions received from participants | 2012-04-30 | $450,036 |
| Participant contributions at end of year | 2012-04-30 | $39,705 |
| Participant contributions at beginning of year | 2012-04-30 | $29,381 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-04-30 | $21,634 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-04-30 | $6,971 |
| Total non interest bearing cash at end of year | 2012-04-30 | $86,201 |
| Total non interest bearing cash at beginning of year | 2012-04-30 | $196,084 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-04-30 | No |
| Value of net income/loss | 2012-04-30 | $-137,641 |
| Value of net assets at end of year (total assets less liabilities) | 2012-04-30 | $68,744 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-04-30 | $206,385 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-04-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-04-30 | $1,800,946 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-04-30 | No |
| Contributions received in cash from employer | 2012-04-30 | $1,612,086 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-04-30 | $206,859 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-04-30 | No |
| Liabilities. Value of benefit claims payable at end of year | 2012-04-30 | $78,796 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-04-30 | $26,051 |
| Did the plan have assets held for investment | 2012-04-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-04-30 | Unqualified |
| Accountancy firm name | 2012-04-30 | WINDHAM BRANNON PC |
| Accountancy firm EIN | 2012-04-30 | 581763439 |
| 2011 : CARTER & ASSOCIATES CAFETERIA PLAN 2011 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-04-30 | $26,051 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-04-30 | $34,057 |
| Total income from all sources (including contributions) | 2011-04-30 | $3,439,191 |
| Total of all expenses incurred | 2011-04-30 | $3,508,759 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-04-30 | $3,299,641 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-04-30 | $3,439,191 |
| Value of total assets at end of year | 2011-04-30 | $232,436 |
| Value of total assets at beginning of year | 2011-04-30 | $310,010 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-04-30 | $209,118 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-04-30 | No |
| Administrative expenses professional fees incurred | 2011-04-30 | $15,810 |
| Was this plan covered by a fidelity bond | 2011-04-30 | Yes |
| Value of fidelity bond cover | 2011-04-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-04-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-04-30 | No |
| Contributions received from participants | 2011-04-30 | $850,469 |
| Participant contributions at end of year | 2011-04-30 | $29,381 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-04-30 | $6,971 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-04-30 | $6,602 |
| Administrative expenses (other) incurred | 2011-04-30 | $193,308 |
| Liabilities. Value of operating payables at end of year | 2011-04-30 | $26,051 |
| Liabilities. Value of operating payables at beginning of year | 2011-04-30 | $34,057 |
| Total non interest bearing cash at end of year | 2011-04-30 | $196,084 |
| Total non interest bearing cash at beginning of year | 2011-04-30 | $303,408 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-04-30 | No |
| Value of net income/loss | 2011-04-30 | $-69,568 |
| Value of net assets at end of year (total assets less liabilities) | 2011-04-30 | $206,385 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-04-30 | $275,953 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-04-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-04-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-04-30 | No |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-04-30 | $2,996,143 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-04-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-04-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-04-30 | No |
| Contributions received in cash from employer | 2011-04-30 | $2,588,722 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-04-30 | $303,498 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-04-30 | No |
| Did the plan have assets held for investment | 2011-04-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-04-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-04-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-04-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-04-30 | Unqualified |
| Accountancy firm name | 2011-04-30 | WINDHAM BRANNON PC |
| Accountancy firm EIN | 2011-04-30 | 581763439 |
