ELLIS, PAINTER, RATTERREE & ADAMS, LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN
401k plan membership statisitcs for ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN
| Measure | Date | Value |
|---|
| 2022: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 32 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 29 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 3 |
| Total of all active and inactive participants | 2022-01-01 | 33 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 33 |
| Number of participants with account balances | 2022-01-01 | 26 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2021: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 33 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 29 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 3 |
| Total of all active and inactive participants | 2021-01-01 | 32 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 32 |
| Number of participants with account balances | 2021-01-01 | 27 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 32 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 27 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 4 |
| Total of all active and inactive participants | 2020-01-01 | 31 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 31 |
| Number of participants with account balances | 2020-01-01 | 28 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 26 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 5 |
| Total of all active and inactive participants | 2019-01-01 | 31 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 31 |
| Number of participants with account balances | 2019-01-01 | 29 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 51 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 28 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 7 |
| Total of all active and inactive participants | 2018-01-01 | 35 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 35 |
| Number of participants with account balances | 2018-01-01 | 31 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 50 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 33 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 7 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 8 |
| Total of all active and inactive participants | 2017-01-01 | 48 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 48 |
| Number of participants with account balances | 2017-01-01 | 43 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 53 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 34 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 14 |
| Total of all active and inactive participants | 2016-01-01 | 48 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 48 |
| Number of participants with account balances | 2016-01-01 | 48 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 3 |
| 2015: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 58 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 38 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 14 |
| Total of all active and inactive participants | 2015-01-01 | 52 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 52 |
| Number of participants with account balances | 2015-01-01 | 52 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 1 |
| 2014: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 60 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 43 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 14 |
| Total of all active and inactive participants | 2014-01-01 | 57 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 57 |
| Number of participants with account balances | 2014-01-01 | 57 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 3 |
| 2013: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 50 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 40 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 16 |
| Total of all active and inactive participants | 2013-01-01 | 56 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 56 |
| Number of participants with account balances | 2013-01-01 | 56 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 2 |
| 2012: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 44 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 33 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 13 |
| Total of all active and inactive participants | 2012-01-01 | 46 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 46 |
| Number of participants with account balances | 2012-01-01 | 46 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 2 |
| 2011: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 41 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 33 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 6 |
| Total of all active and inactive participants | 2011-01-01 | 39 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 39 |
| Number of participants with account balances | 2011-01-01 | 39 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
| 2010: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 40 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 6 |
| Total of all active and inactive participants | 2010-01-01 | 37 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 37 |
| Number of participants with account balances | 2010-01-01 | 37 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 1 |
| 2009: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 36 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 7 |
| Total of all active and inactive participants | 2009-01-01 | 38 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 38 |
| Number of participants with account balances | 2009-01-01 | 38 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2022 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2022 401k financial data |
|---|
| Total income from all sources | 2022-12-31 | $-424,356 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $170,039 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $128,091 |
| Total plan assets at end of year | 2022-12-31 | $5,495,749 |
| Total plan assets at beginning of year | 2022-12-31 | $6,090,144 |
| Value of fidelity bond covering the plan | 2022-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2022-12-31 | $211,304 |
| Other income received | 2022-12-31 | $-717,088 |
| Net income (gross income less expenses) | 2022-12-31 | $-594,395 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $5,495,749 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $6,090,144 |
| Assets. Value of assets in partnership/joint-venture interests | 2022-12-31 | $25,826 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $81,428 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $41,948 |
| 2021 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2021 401k financial data |
|---|
| Total income from all sources | 2021-12-31 | $958,427 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $450,824 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $450,824 |
| Total plan assets at end of year | 2021-12-31 | $6,090,144 |
| Total plan assets at beginning of year | 2021-12-31 | $5,582,541 |
| Value of fidelity bond covering the plan | 2021-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2021-12-31 | $207,483 |
| Other income received | 2021-12-31 | $667,967 |
| Net income (gross income less expenses) | 2021-12-31 | $507,603 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $6,090,144 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $5,582,541 |
| Assets. Value of assets in partnership/joint-venture interests | 2021-12-31 | $25,826 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $82,977 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| 2020 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2020 401k financial data |
|---|
| Total income from all sources | 2020-12-31 | $645,674 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $56,347 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $56,347 |
| Total plan assets at end of year | 2020-12-31 | $5,582,541 |
| Total plan assets at beginning of year | 2020-12-31 | $4,993,214 |
| Value of fidelity bond covering the plan | 2020-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2020-12-31 | $178,975 |
| Other income received | 2020-12-31 | $406,513 |
| Net income (gross income less expenses) | 2020-12-31 | $589,327 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $5,582,541 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $4,993,214 |
| Assets. Value of assets in partnership/joint-venture interests | 2020-12-31 | $25,826 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $60,186 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| 2019 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $1,014,665 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $904,349 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $904,349 |
| Total plan assets at end of year | 2019-12-31 | $4,993,214 |
| Total plan assets at beginning of year | 2019-12-31 | $4,882,898 |
| Value of fidelity bond covering the plan | 2019-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $186,859 |
| Other income received | 2019-12-31 | $750,552 |
| Net income (gross income less expenses) | 2019-12-31 | $110,316 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $4,993,214 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $4,882,898 |
| Assets. Value of assets in partnership/joint-venture interests | 2019-12-31 | $25,826 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $77,254 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| 2018 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $31,916 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $1,253,442 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $1,212,411 |
| Total plan assets at end of year | 2018-12-31 | $4,882,898 |
| Total plan assets at beginning of year | 2018-12-31 | $6,104,424 |
| Value of fidelity bond covering the plan | 2018-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $166,677 |
| Contributions received from other sources (not participants or employers) | 2018-12-31 | $19,630 |
| Other income received | 2018-12-31 | $-219,276 |
| Net income (gross income less expenses) | 2018-12-31 | $-1,221,526 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $4,882,898 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $6,104,424 |
| Assets. Value of assets in partnership/joint-venture interests | 2018-12-31 | $25,826 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $64,885 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $41,031 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| 2017 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $830,076 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $999,176 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $953,576 |
| Total plan assets at end of year | 2017-12-31 | $6,104,424 |
| Total plan assets at beginning of year | 2017-12-31 | $6,273,524 |
| Value of fidelity bond covering the plan | 2017-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $167,134 |
| Contributions received from other sources (not participants or employers) | 2017-12-31 | $250 |
| Other income received | 2017-12-31 | $595,711 |
| Net income (gross income less expenses) | 2017-12-31 | $-169,100 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $6,104,424 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $6,273,524 |
| Assets. Value of assets in partnership/joint-venture interests | 2017-12-31 | $25,826 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $66,981 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $45,600 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $677,184 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $192,052 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $142,854 |
| Total plan assets at end of year | 2016-12-31 | $6,273,524 |
| Total plan assets at beginning of year | 2016-12-31 | $5,788,392 |
| Value of fidelity bond covering the plan | 2016-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $203,251 |
| Contributions received from other sources (not participants or employers) | 2016-12-31 | $2,028 |
| Other income received | 2016-12-31 | $375,769 |
| Net income (gross income less expenses) | 2016-12-31 | $485,132 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $6,273,524 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $5,788,392 |
| Assets. Value of assets in partnership/joint-venture interests | 2016-12-31 | $25,826 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $96,136 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $49,198 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2015 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $329,326 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $3,070,230 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $3,021,406 |
| Total plan assets at end of year | 2015-12-31 | $5,788,392 |
| Total plan assets at beginning of year | 2015-12-31 | $8,529,296 |
| Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $219,059 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $0 |
| Other income received | 2015-12-31 | $-11,820 |
| Net income (gross income less expenses) | 2015-12-31 | $-2,740,904 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $5,788,392 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $8,529,296 |
| Assets. Value of assets in partnership/joint-venture interests | 2015-12-31 | $30,836 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $122,087 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $48,824 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $831,135 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $529,616 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $477,329 |
| Total plan assets at end of year | 2014-12-31 | $8,529,296 |
| Total plan assets at beginning of year | 2014-12-31 | $8,227,777 |
| Value of fidelity bond covering the plan | 2014-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $222,020 |
| Other income received | 2014-12-31 | $487,828 |
| Net income (gross income less expenses) | 2014-12-31 | $301,519 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $8,529,296 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $8,227,777 |
| Assets. Value of assets in partnership/joint-venture interests | 2014-12-31 | $30,836 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $121,287 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $52,287 |
| 2013 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $1,318,985 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $71,845 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $25,081 |
| Total plan assets at end of year | 2013-12-31 | $8,227,777 |
| Total plan assets at beginning of year | 2013-12-31 | $6,980,637 |
| Value of fidelity bond covering the plan | 2013-12-31 | $1,010,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $255,762 |
| Other income received | 2013-12-31 | $868,248 |
| Net income (gross income less expenses) | 2013-12-31 | $1,247,140 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $8,227,777 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $6,980,637 |
| Assets. Value of assets in partnership/joint-venture interests | 2013-12-31 | $393,657 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $194,975 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $46,764 |
| 2012 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $1,042,959 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $142,144 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $102,961 |
| Total plan assets at end of year | 2012-12-31 | $6,980,637 |
| Total plan assets at beginning of year | 2012-12-31 | $6,079,822 |
| Value of fidelity bond covering the plan | 2012-12-31 | $1,010,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $272,123 |
| Other income received | 2012-12-31 | $563,256 |
| Net income (gross income less expenses) | 2012-12-31 | $900,815 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $6,980,637 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $6,079,822 |
| Assets. Value of assets in partnership/joint-venture interests | 2012-12-31 | $504,088 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $207,580 |
| Value of certain deemed distributions of participant loans | 2012-12-31 | $39,183 |
| 2011 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $401,258 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $67,381 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $29,818 |
| Total plan assets at end of year | 2011-12-31 | $6,100,115 |
| Total plan assets at beginning of year | 2011-12-31 | $5,766,238 |
| Value of fidelity bond covering the plan | 2011-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $214,713 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $55,869 |
| Other income received | 2011-12-31 | $-54,238 |
| Net income (gross income less expenses) | 2011-12-31 | $333,877 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $6,100,115 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $5,766,238 |
| Assets. Value of assets in partnership/joint-venture interests | 2011-12-31 | $367,360 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $184,914 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $37,563 |
| 2010 : ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $825,818 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $127,410 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $95,672 |
| Total plan assets at end of year | 2010-12-31 | $5,766,238 |
| Total plan assets at beginning of year | 2010-12-31 | $5,067,830 |
| Value of fidelity bond covering the plan | 2010-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $150,883 |
| Other income received | 2010-12-31 | $509,395 |
| Net income (gross income less expenses) | 2010-12-31 | $698,408 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $5,766,238 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,067,830 |
| Assets. Value of assets in partnership/joint-venture interests | 2010-12-31 | $363,931 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $165,540 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $31,738 |
| 2022: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – Trust | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2021: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | No |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – Trust | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | Yes |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: ELLIS, PAINTER, RATTERREE & ADAMS, LLP 401K PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 81228091 |
| Policy instance | 1 |
| Insurance contract or identification number | 81228091 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Insurance broker organization code? | 2 |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 81228091 |
| Policy instance | 1 |
| Insurance contract or identification number | 81228091 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 2 | | Insurance broker name | MICHAEL M DOBBS |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 81228091 |
| Policy instance | 1 |
| Insurance contract or identification number | 81228091 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 2 | | Insurance broker name | MICHAEL M DOBBS |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 81228091 |
| Policy instance | 1 |
| Insurance contract or identification number | 81228091 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 2 | | Insurance broker name | MICHAEL M DOBBS |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 81228091 |
| Policy instance | 1 |
| Insurance contract or identification number | 81228091 | | Number of Individuals Covered | 2 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 2 | | Insurance broker name | MICHAEL M DOBBS |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 81228091 |
| Policy instance | 1 |
| Insurance contract or identification number | 81228091 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 2 | | Insurance broker name | MICHAEL M DOBBS |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 91010522 |
| Policy instance | 3 |
| Insurance contract or identification number | 91010522 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 2 | | Insurance broker name | MICHAEL M DOBBS |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 84015991 |
| Policy instance | 2 |
| Insurance contract or identification number | 84015991 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 2 | | Insurance broker name | MICHAEL M DOBBS |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 81228091 |
| Policy instance | 1 |
| Insurance contract or identification number | 81228091 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 84015991 |
| Policy instance | 2 |
| Insurance contract or identification number | 84015991 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 91010522 |
| Policy instance | 3 |
| Insurance contract or identification number | 91010522 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 81228091 |
| Policy instance | 1 |
| Insurance contract or identification number | 81228091 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 2 | | Insurance broker name | MICHAEL M DOBBS |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 91010522 |
| Policy instance | 3 |
| Insurance contract or identification number | 91010522 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 2 | | Insurance broker name | MICHAEL M DOBBS |
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| AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 84015991 |
| Policy instance | 2 |
| Insurance contract or identification number | 84015991 | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Insurance broker organization code? | 2 | | Insurance broker name | MICHAEL M DOBBS |
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