401k Plan data: GENERAL NOVELTY, LTD. 401K PLAN plan

GENERAL NOVELTY, LTD. 401K PLAN 401k Plan overview

Plan Name	GENERAL NOVELTY, LTD. 401K PLAN
Plan identification number	001

GENERAL NOVELTY, LTD. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GENERAL NOVELTY, LTD. has sponsored the creation of one or more 401k plans.

Company Name: GENERAL NOVELTY, LTD.

Employer identification number (EIN): 581881172

NAIC Classification: 453220
NAIC Description: Gift, Novelty, and Souvenir Stores

Additional information about GENERAL NOVELTY, LTD.

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 1978-04-26

Company Identification Number: 19871346067

Legal Registered Office Address: 420 E 58th Ave Ste 200

Denver
United States of America (USA)
80216

More information about GENERAL NOVELTY, LTD.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GENERAL NOVELTY, LTD. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 DEBRA SHOOK 2016-07-28
001 2015-01-01 DEBRA SHOOK 2016-08-10
001 2014-01-01 DEBRA SHOOK
001 2014-01-01 DEBRA SHOOK
001 2013-01-01 FRITZ IEUTER
001 2012-01-01 FRITZ IEUTER
001 2011-01-01 FRITZ IEUTER
001 2009-01-01 DOUG HARRIS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2015-01-01	DEBRA SHOOK	2016-07-28
001	2015-01-01	DEBRA SHOOK	2016-08-10
001	2014-01-01	DEBRA SHOOK
001	2014-01-01	DEBRA SHOOK
001	2013-01-01	FRITZ IEUTER
001	2012-01-01	FRITZ IEUTER
001	2011-01-01	FRITZ IEUTER
001	2009-01-01	DOUG HARRIS

Plan Statistics for GENERAL NOVELTY, LTD. 401K PLAN

401k plan membership statisitcs for GENERAL NOVELTY, LTD. 401K PLAN

Measure Date Value
2014: GENERAL NOVELTY, LTD. 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 230
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5
Number of retired or separated participants receiving benefits 2014-01-01 12
Number of other retired or separated participants entitled to future benefits 2014-01-01 61
Total of all active and inactive participants 2014-01-01 78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 78
Number of participants with account balances 2014-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: GENERAL NOVELTY, LTD. 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 374
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 160
Number of retired or separated participants receiving benefits 2013-01-01 13
Number of other retired or separated participants entitled to future benefits 2013-01-01 57
Total of all active and inactive participants 2013-01-01 230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 230
Number of participants with account balances 2013-01-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: GENERAL NOVELTY, LTD. 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 436
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 296
Number of retired or separated participants receiving benefits 2012-01-01 9
Number of other retired or separated participants entitled to future benefits 2012-01-01 51
Total of all active and inactive participants 2012-01-01 356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 356
Number of participants with account balances 2012-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: GENERAL NOVELTY, LTD. 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 480
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 359
Number of retired or separated participants receiving benefits 2011-01-01 16
Number of other retired or separated participants entitled to future benefits 2011-01-01 61
Total of all active and inactive participants 2011-01-01 436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 436
Number of participants with account balances 2011-01-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2009: GENERAL NOVELTY, LTD. 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 510
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 357
Number of retired or separated participants receiving benefits 2009-01-01 13
Number of other retired or separated participants entitled to future benefits 2009-01-01 72
Total of all active and inactive participants 2009-01-01 442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 442
Number of participants with account balances 2009-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: GENERAL NOVELTY, LTD. 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	230
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5
Number of retired or separated participants receiving benefits	2014-01-01	12
Number of other retired or separated participants entitled to future benefits	2014-01-01	61
Total of all active and inactive participants	2014-01-01	78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	78
Number of participants with account balances	2014-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: GENERAL NOVELTY, LTD. 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	374
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	160
Number of retired or separated participants receiving benefits	2013-01-01	13
Number of other retired or separated participants entitled to future benefits	2013-01-01	57
Total of all active and inactive participants	2013-01-01	230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	230
Number of participants with account balances	2013-01-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: GENERAL NOVELTY, LTD. 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	436
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	296
Number of retired or separated participants receiving benefits	2012-01-01	9
Number of other retired or separated participants entitled to future benefits	2012-01-01	51
Total of all active and inactive participants	2012-01-01	356
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	356
Number of participants with account balances	2012-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: GENERAL NOVELTY, LTD. 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	480
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	359
Number of retired or separated participants receiving benefits	2011-01-01	16
Number of other retired or separated participants entitled to future benefits	2011-01-01	61
Total of all active and inactive participants	2011-01-01	436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	436
Number of participants with account balances	2011-01-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2009: GENERAL NOVELTY, LTD. 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	510
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	357
Number of retired or separated participants receiving benefits	2009-01-01	13
Number of other retired or separated participants entitled to future benefits	2009-01-01	72
Total of all active and inactive participants	2009-01-01	442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	442
Number of participants with account balances	2009-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on GENERAL NOVELTY, LTD. 401K PLAN

Measure	Date	Value
2014 : GENERAL NOVELTY, LTD. 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$218,910
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,280,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,272,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$83,652
Value of total assets at end of year	2014-12-31	$2,098,056
Value of total assets at beginning of year	2014-12-31	$3,159,637
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$8,026
Total interest from all sources	2014-12-31	$4,589
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	No
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$83,652
Participant contributions at end of year	2014-12-31	$48,977
Participant contributions at beginning of year	2014-12-31	$141,295
Participant contributions at end of year	2014-12-31	$25
Participant contributions at beginning of year	2014-12-31	$7,241
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$56
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$8,026
Total non interest bearing cash at end of year	2014-12-31	$1,671
Total non interest bearing cash at beginning of year	2014-12-31	$147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$-1,061,581
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,098,056
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,159,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,038,378
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$2,994,509
Interest on participant loans	2014-12-31	$4,365
Interest earned on other investments	2014-12-31	$224
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$8,949
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$16,445
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from pooled separate accounts	2014-12-31	$130,669
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$0
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,272,465
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	HANSON & COMPANY
Accountancy firm EIN	2014-12-31	841046243
2013 : GENERAL NOVELTY, LTD. 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$2,522
Total income from all sources (including contributions)	2013-12-31	$637,144
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$329,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$320,852
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$118,168
Value of total assets at end of year	2013-12-31	$3,159,637
Value of total assets at beginning of year	2013-12-31	$2,854,375
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$8,508
Total interest from all sources	2013-12-31	$6,157
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	No
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$118,168
Participant contributions at end of year	2013-12-31	$141,295
Participant contributions at beginning of year	2013-12-31	$142,730
Participant contributions at end of year	2013-12-31	$7,241
Participant contributions at beginning of year	2013-12-31	$3,500
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$2,522
Administrative expenses (other) incurred	2013-12-31	$8,508
Total non interest bearing cash at end of year	2013-12-31	$147
Total non interest bearing cash at beginning of year	2013-12-31	$147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$307,784
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,159,637
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,851,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$2,994,510
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$2,645,650
Interest on participant loans	2013-12-31	$6,105
Interest earned on other investments	2013-12-31	$52
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$16,444
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$17,348
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from pooled separate accounts	2013-12-31	$512,819
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$0
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$45,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$320,852
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GHP HORWATH, P.C.
Accountancy firm EIN	2013-12-31	841156277
2012 : GENERAL NOVELTY, LTD. 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$2,522
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$3,740
Total income from all sources (including contributions)	2012-12-31	$481,649
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$348,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$338,232
Value of total corrective distributions	2012-12-31	$2,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$157,676
Value of total assets at end of year	2012-12-31	$2,854,375
Value of total assets at beginning of year	2012-12-31	$2,722,151
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$7,453
Total interest from all sources	2012-12-31	$6,840
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	No
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$112,676
Participant contributions at end of year	2012-12-31	$142,730
Participant contributions at beginning of year	2012-12-31	$162,259
Participant contributions at end of year	2012-12-31	$3,500
Participant contributions at beginning of year	2012-12-31	$5,388
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$45,000
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$2,522
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$3,740
Administrative expenses (other) incurred	2012-12-31	$7,453
Total non interest bearing cash at end of year	2012-12-31	$147
Total non interest bearing cash at beginning of year	2012-12-31	$148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$133,442
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,851,853
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,718,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$2,645,650
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$2,493,521
Interest on participant loans	2012-12-31	$6,730
Interest earned on other investments	2012-12-31	$110
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$17,348
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$15,835
Asset value of US Government securities at end of year	2012-12-31	$0
Asset value of US Government securities at beginning of year	2012-12-31	$0
Net investment gain/loss from pooled separate accounts	2012-12-31	$317,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Employer contributions (assets) at end of year	2012-12-31	$45,000
Employer contributions (assets) at beginning of year	2012-12-31	$45,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$338,232
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GHP HORWATH, P.C.
Accountancy firm EIN	2012-12-31	841156277
2011 : GENERAL NOVELTY, LTD. 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$3,740
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,774
Total income from all sources (including contributions)	2011-12-31	$126,217
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$209,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$196,905
Value of total corrective distributions	2011-12-31	$3,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$167,081
Value of total assets at end of year	2011-12-31	$2,722,151
Value of total assets at beginning of year	2011-12-31	$2,804,940
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$9,462
Total interest from all sources	2011-12-31	$6,944
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	No
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$124,145
Participant contributions at end of year	2011-12-31	$162,259
Participant contributions at beginning of year	2011-12-31	$105,751
Participant contributions at end of year	2011-12-31	$5,388
Participant contributions at beginning of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$3,740
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$2,774
Administrative expenses (other) incurred	2011-12-31	$9,462
Total non interest bearing cash at end of year	2011-12-31	$148
Total non interest bearing cash at beginning of year	2011-12-31	$1,549
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-83,755
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,718,411
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,802,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,493,521
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,628,657
Interest on participant loans	2011-12-31	$6,654
Interest earned on other investments	2011-12-31	$290
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$15,835
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$23,944
Asset value of US Government securities at end of year	2011-12-31	$0
Asset value of US Government securities at beginning of year	2011-12-31	$0
Net investment gain/loss from pooled separate accounts	2011-12-31	$-47,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$42,936
Employer contributions (assets) at end of year	2011-12-31	$45,000
Employer contributions (assets) at beginning of year	2011-12-31	$45,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$196,905
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GHP HORWATH, P.C.
Accountancy firm EIN	2011-12-31	841156277
2010 : GENERAL NOVELTY, LTD. 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,774
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$6,652
Total income from all sources (including contributions)	2010-12-31	$487,704
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$246,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$235,956
Value of total corrective distributions	2010-12-31	$2,774
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$185,500
Value of total assets at end of year	2010-12-31	$2,804,940
Value of total assets at beginning of year	2010-12-31	$2,567,434
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,590
Total interest from all sources	2010-12-31	$6,219
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$135,527
Participant contributions at end of year	2010-12-31	$105,751
Participant contributions at beginning of year	2010-12-31	$107,315
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$4,536
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$4,941
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$2,774
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$6,652
Other income not declared elsewhere	2010-12-31	$1,460
Administrative expenses (other) incurred	2010-12-31	$7,590
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$241,384
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,802,166
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,560,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$2,628,657
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,384,341
Interest on participant loans	2010-12-31	$5,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,549
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$118
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$118
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$569
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$23,944
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$26,085
Asset value of US Government securities at end of year	2010-12-31	$0
Asset value of US Government securities at beginning of year	2010-12-31	$0
Net investment gain/loss from pooled separate accounts	2010-12-31	$294,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$45,032
Employer contributions (assets) at end of year	2010-12-31	$45,039
Employer contributions (assets) at beginning of year	2010-12-31	$45,039
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$235,956
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GHP HORWATH, P.C.
Accountancy firm EIN	2010-12-31	841156277
2009 : GENERAL NOVELTY, LTD. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GENERAL NOVELTY, LTD. 401K PLAN

2014: GENERAL NOVELTY, LTD. 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GENERAL NOVELTY, LTD. 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GENERAL NOVELTY, LTD. 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GENERAL NOVELTY, LTD. 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: GENERAL NOVELTY, LTD. 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GENERAL NOVELTY, LTD.
Employer identification number (EIN):	581881172
NAIC Classification:	453220
NAIC Description:	Gift, Novelty, and Souvenir Stores

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	1978-04-26
Company Identification Number:	19871346067
Legal Registered Office Address:	420 E 58th Ave Ste 200 Denver United States of America (USA) 80216