401k Plan data: ROA 401(K)PLAN plan

ROA 401(K)PLAN 401k Plan overview

Plan Name	ROA 401(K)PLAN
Plan identification number	101

ROA 401(K)PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MULLER MANAGEMENT has sponsored the creation of one or more 401k plans.

Company Name: MULLER MANAGEMENT

Employer identification number (EIN): 581967160

NAIC Classification: 722511
NAIC Description: Full-Service Restaurants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROA 401(K)PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
101 2018-01-01
101 2017-01-01 PHIL TISUE
101 2017-01-01
101 2016-01-01
101 2015-01-01 PHIL TISUE
101 2015-01-01
101 2014-01-01 PHIL TISUE
101 2014-01-01 PHIL TISUE
101 2013-01-01 PHIL TISUE
101 2012-01-01 PHIL TISUE

Plan Statistics for ROA 401(K)PLAN

401k plan membership statisitcs for ROA 401(K)PLAN

Measure Date Value
2018: ROA 401(K)PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 8,781
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 7,944
Number of retired or separated participants receiving benefits 2018-01-01 24
Number of other retired or separated participants entitled to future benefits 2018-01-01 548
Total of all active and inactive participants 2018-01-01 8,516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 8,516
Number of participants with account balances 2018-01-01 1,833
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 34
2017: ROA 401(K)PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 6,193
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 7,035
Number of retired or separated participants receiving benefits 2017-01-01 11
Number of other retired or separated participants entitled to future benefits 2017-01-01 359
Total of all active and inactive participants 2017-01-01 7,405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 7,405
Number of participants with account balances 2017-01-01 1,511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 27
2016: ROA 401(K)PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 5,266
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 5,741
Number of retired or separated participants receiving benefits 2016-01-01 18
Number of other retired or separated participants entitled to future benefits 2016-01-01 434
Total of all active and inactive participants 2016-01-01 6,193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 6,193
Number of participants with account balances 2016-01-01 1,381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 40
2015: ROA 401(K)PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 5,001
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 4,888
Number of retired or separated participants receiving benefits 2015-01-01 9
Number of other retired or separated participants entitled to future benefits 2015-01-01 369
Total of all active and inactive participants 2015-01-01 5,266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 5,266
Number of participants with account balances 2015-01-01 1,240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 58
2014: ROA 401(K)PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3,528
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 4,688
Number of retired or separated participants receiving benefits 2014-01-01 18
Number of other retired or separated participants entitled to future benefits 2014-01-01 295
Total of all active and inactive participants 2014-01-01 5,001
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 5,001
Number of participants with account balances 2014-01-01 1,103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 50
2013: ROA 401(K)PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 4,772
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3,308
Number of retired or separated participants receiving benefits 2013-01-01 4
Number of other retired or separated participants entitled to future benefits 2013-01-01 216
Total of all active and inactive participants 2013-01-01 3,528
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 3,528
Number of participants with account balances 2013-01-01 831
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 47
2012: ROA 401(K)PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 4,613
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 159
Total of all active and inactive participants 2012-01-01 4,772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 4,772
Number of participants with account balances 2012-01-01 637
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 86

Measure	Date	Value
2018: ROA 401(K)PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	8,781
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	7,944
Number of retired or separated participants receiving benefits	2018-01-01	24
Number of other retired or separated participants entitled to future benefits	2018-01-01	548
Total of all active and inactive participants	2018-01-01	8,516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	8,516
Number of participants with account balances	2018-01-01	1,833
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	34
2017: ROA 401(K)PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	6,193
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	7,035
Number of retired or separated participants receiving benefits	2017-01-01	11
Number of other retired or separated participants entitled to future benefits	2017-01-01	359
Total of all active and inactive participants	2017-01-01	7,405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	7,405
Number of participants with account balances	2017-01-01	1,511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	27
2016: ROA 401(K)PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	5,266
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	5,741
Number of retired or separated participants receiving benefits	2016-01-01	18
Number of other retired or separated participants entitled to future benefits	2016-01-01	434
Total of all active and inactive participants	2016-01-01	6,193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	6,193
Number of participants with account balances	2016-01-01	1,381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	40
2015: ROA 401(K)PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	5,001
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4,888
Number of retired or separated participants receiving benefits	2015-01-01	9
Number of other retired or separated participants entitled to future benefits	2015-01-01	369
Total of all active and inactive participants	2015-01-01	5,266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	5,266
Number of participants with account balances	2015-01-01	1,240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	58
2014: ROA 401(K)PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3,528
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	4,688
Number of retired or separated participants receiving benefits	2014-01-01	18
Number of other retired or separated participants entitled to future benefits	2014-01-01	295
Total of all active and inactive participants	2014-01-01	5,001
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	5,001
Number of participants with account balances	2014-01-01	1,103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	50
2013: ROA 401(K)PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	4,772
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3,308
Number of retired or separated participants receiving benefits	2013-01-01	4
Number of other retired or separated participants entitled to future benefits	2013-01-01	216
Total of all active and inactive participants	2013-01-01	3,528
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	3,528
Number of participants with account balances	2013-01-01	831
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	47
2012: ROA 401(K)PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	4,613
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	159
Total of all active and inactive participants	2012-01-01	4,772
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	4,772
Number of participants with account balances	2012-01-01	637
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	86

Financial Data on ROA 401(K)PLAN

Measure	Date	Value
2018 : ROA 401(K)PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$32,678
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$17,484
Total income from all sources (including contributions)	2018-12-31	$1,282,349
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,269,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,991,182
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$3,838,182
Value of total assets at end of year	2018-12-31	$35,318,608
Value of total assets at beginning of year	2018-12-31	$36,290,850
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$278,603
Total interest from all sources	2018-12-31	$42,596
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,698,662
Participant contributions at end of year	2018-12-31	$672,413
Participant contributions at beginning of year	2018-12-31	$604,196
Participant contributions at end of year	2018-12-31	$99,511
Participant contributions at beginning of year	2018-12-31	$132,257
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$2,571,473
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$5,995
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$32,678
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$17,484
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-987,436
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$35,285,930
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$36,273,366
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in pooled separate accounts at end of year	2018-12-31	$33,140,211
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$31,985,374
Interest on participant loans	2018-12-31	$25,679
Interest earned on other investments	2018-12-31	$16,917
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,252,487
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$869,777
Net investment gain/loss from pooled separate accounts	2018-12-31	$-2,598,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$1,133,525
Employer contributions (assets) at end of year	2018-12-31	$153,986
Employer contributions (assets) at beginning of year	2018-12-31	$127,773
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,991,182
Contract administrator fees	2018-12-31	$278,603
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	COULTER & JUSTUS
Accountancy firm EIN	2018-12-31	621532536
2017 : ROA 401(K)PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$2,571,473
Total transfer of assets from this plan	2017-12-31	$483,615
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$17,117
Total income from all sources (including contributions)	2017-12-31	$7,955,237
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,468,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,220,997
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$3,241,305
Value of total assets at end of year	2017-12-31	$33,937,981
Value of total assets at beginning of year	2017-12-31	$27,951,523
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$247,050
Total interest from all sources	2017-12-31	$37,676
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,307,460
Participant contributions at end of year	2017-12-31	$604,196
Participant contributions at beginning of year	2017-12-31	$578,200
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$52,036
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$2,571,473
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$1,905,239
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$49,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$17,117
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$6,487,190
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$33,937,981
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$27,934,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in pooled separate accounts at end of year	2017-12-31	$32,467,419
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$26,022,634
Interest on participant loans	2017-12-31	$23,978
Interest earned on other investments	2017-12-31	$13,698
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$866,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,187,341
Net investment gain/loss from pooled separate accounts	2017-12-31	$4,676,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$884,845
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$111,312
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,220,997
Contract administrator fees	2017-12-31	$247,050
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	COULTER & JUSTUS, P.C.
Accountancy firm EIN	2017-12-31	621532536
2016 : ROA 401(K)PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$2,254,509
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$17,117
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$12,646
Total income from all sources (including contributions)	2016-12-31	$4,386,115
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$4,109,222
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,871,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,974,271
Value of total assets at end of year	2016-12-31	$27,950,933
Value of total assets at beginning of year	2016-12-31	$25,415,060
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$237,452
Total interest from all sources	2016-12-31	$79,514
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,026,152
Participant contributions at end of year	2016-12-31	$531,270
Participant contributions at beginning of year	2016-12-31	$670,580
Participant contributions at end of year	2016-12-31	$52,036
Participant contributions at beginning of year	2016-12-31	$94,591
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$1,905,239
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$17,117
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$12,646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$276,893
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$27,933,816
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$25,402,414
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$24,163,735
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$23,272,122
Interest on participant loans	2016-12-31	$58,811
Interest earned on other investments	2016-12-31	$20,703
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,187,341
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,312,898
Net investment gain/loss from pooled separate accounts	2016-12-31	$1,332,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$948,119
Employer contributions (assets) at end of year	2016-12-31	$111,312
Employer contributions (assets) at beginning of year	2016-12-31	$64,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,871,770
Contract administrator fees	2016-12-31	$237,452
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	COULTER & JUSTUS, P.C.
Accountancy firm EIN	2016-12-31	621532536
2015 : ROA 401(K)PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$2,546,210
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,408,946
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,252,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,018,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,508,733
Value of total assets at end of year	2015-12-31	$25,401,818
Value of total assets at beginning of year	2015-12-31	$21,699,284
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$234,516
Total interest from all sources	2015-12-31	$41,567
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,771,588
Participant contributions at end of year	2015-12-31	$670,580
Participant contributions at beginning of year	2015-12-31	$662,249
Participant contributions at end of year	2015-12-31	$94,591
Participant contributions at beginning of year	2015-12-31	$46,416
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$12,646
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,156,324
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$25,401,818
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$21,699,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in pooled separate accounts at end of year	2015-12-31	$23,272,122
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$19,836,062
Interest on participant loans	2015-12-31	$24,515
Interest earned on other investments	2015-12-31	$17,052
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,312,898
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,106,318
Net investment gain/loss from pooled separate accounts	2015-12-31	$-141,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$737,145
Employer contributions (assets) at end of year	2015-12-31	$51,627
Employer contributions (assets) at beginning of year	2015-12-31	$48,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,018,106
Contract administrator fees	2015-12-31	$234,516
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	COULTER & JUSTUS, P.C.
Accountancy firm EIN	2015-12-31	621532536
2014 : ROA 401(K)PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$6,586,983
Total transfer of assets from this plan	2014-12-31	$515,892
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,138,893
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,606,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,430,785
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,112,464
Value of total assets at end of year	2014-12-31	$21,490,334
Value of total assets at beginning of year	2014-12-31	$13,887,169
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$176,034
Total interest from all sources	2014-12-31	$40,177
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,464,565
Participant contributions at end of year	2014-12-31	$662,249
Participant contributions at beginning of year	2014-12-31	$313,417
Participant contributions at end of year	2014-12-31	$45,477
Participant contributions at beginning of year	2014-12-31	$30,515
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,532,074
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$21,490,334
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$13,887,169
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$19,630,361
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$13,097,792
Interest on participant loans	2014-12-31	$27,241
Interest earned on other investments	2014-12-31	$12,936
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,104,630
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$402,884
Net investment gain/loss from pooled separate accounts	2014-12-31	$986,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$647,899
Employer contributions (assets) at end of year	2014-12-31	$47,617
Employer contributions (assets) at beginning of year	2014-12-31	$42,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,430,785
Contract administrator fees	2014-12-31	$176,034
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	COULTER & JUSTUS, P.C.
Accountancy firm EIN	2014-12-31	621532536
2013 : ROA 401(K)PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$1,654,731
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,879,455
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$714,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$585,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,739,806
Value of total assets at end of year	2013-12-31	$13,887,169
Value of total assets at beginning of year	2013-12-31	$12,376,815
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$128,426
Total interest from all sources	2013-12-31	$15,002
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,228,275
Participant contributions at end of year	2013-12-31	$313,417
Participant contributions at beginning of year	2013-12-31	$320,930
Participant contributions at end of year	2013-12-31	$30,515
Participant contributions at beginning of year	2013-12-31	$54,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,165,085
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$13,887,169
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$12,376,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$13,097,792
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$11,555,323
Interest on participant loans	2013-12-31	$8,851
Interest earned on other investments	2013-12-31	$6,151
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$402,884
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$399,166
Net investment gain/loss from pooled separate accounts	2013-12-31	$2,124,647
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$511,531
Employer contributions (assets) at end of year	2013-12-31	$42,561
Employer contributions (assets) at beginning of year	2013-12-31	$46,869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$585,944
Contract administrator fees	2013-12-31	$128,426
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	COULTER & JUSTUS, P.C.
Accountancy firm EIN	2013-12-31	621532536
2012 : ROA 401(K)PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$9,975,798
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,099,935
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$698,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$577,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,222,666
Value of total assets at end of year	2012-12-31	$12,376,814
Value of total assets at beginning of year	2012-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$121,839
Total interest from all sources	2012-12-31	$18,685
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,563,241
Participant contributions at end of year	2012-12-31	$320,930
Participant contributions at beginning of year	2012-12-31	$0
Participant contributions at end of year	2012-12-31	$54,527
Participant contributions at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,401,016
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$12,376,814
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$11,555,322
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$11,914
Interest earned on other investments	2012-12-31	$6,771
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$399,166
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain/loss from pooled separate accounts	2012-12-31	$858,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$659,425
Employer contributions (assets) at end of year	2012-12-31	$46,869
Employer contributions (assets) at beginning of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$577,080
Contract administrator fees	2012-12-31	$121,839
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	COULTER & JUSTUS, P.C.
Accountancy firm EIN	2012-12-31	621532536

Form 5500 Responses for ROA 401(K)PLAN

2018: ROA 401(K)PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Mulitple employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ROA 401(K)PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Mulitple employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ROA 401(K)PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ROA 401(K)PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ROA 401(K)PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ROA 401(K)PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ROA 401(K)PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	First time form 5500 has been submitted	Yes
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

931061

Policy instance

Insurance contract or identification number	931061
Number of Individuals Covered	1833
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $101,787
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $82,332
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	NA
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

931061

Policy instance

Insurance contract or identification number	931061
Number of Individuals Covered	1833
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $9,621
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,244
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	NA
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

931061

Policy instance

Insurance contract or identification number	931061
Number of Individuals Covered	1833
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $13,990
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,119
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	NA
Insurance broker organization code?	3

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

931061

Policy instance

Insurance contract or identification number	931061
Number of Individuals Covered	1511
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $82,930
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $65,101
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	0
Insurance broker organization code?	3
Insurance broker name	THOMPSON FINANCIAL GROUP

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

931061

Policy instance

Insurance contract or identification number	931061
Number of Individuals Covered	1511
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $6,541
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,129
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	0
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

931061

Policy instance

Insurance contract or identification number	931061
Number of Individuals Covered	5266
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $52,952
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $34,836
Insurance broker organization code?	3
Insurance broker name	BANKOH INVESTMENT PLANNING INC.

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

931061

Policy instance

Insurance contract or identification number	931061
Number of Individuals Covered	5001
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $67,573
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $51,485
Insurance broker organization code?	3
Insurance broker name	NEW ENGLAND SECURITIES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

931061

Policy instance

Insurance contract or identification number	931061
Number of Individuals Covered	3528
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $47,232
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $32,150
Insurance broker organization code?	3
Insurance broker name	NEW ENGLAND SECURITIES

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )

Policy contract number

931061

Policy instance

Insurance contract or identification number	931061
Number of Individuals Covered	4772
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $42,700
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $26,715
Insurance broker organization code?	3
Insurance broker name	BANKOH INVESTMENT SERVICES INC

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Company Name:	MULLER MANAGEMENT
Employer identification number (EIN):	581967160
NAIC Classification:	722511
NAIC Description:	Full-Service Restaurants

Plan id#	Filing Submission Date	Name of Administrator
101	2018-01-01
101	2017-01-01	PHIL TISUE
101	2017-01-01
101	2016-01-01
101	2015-01-01	PHIL TISUE
101	2015-01-01
101	2014-01-01	PHIL TISUE
101	2014-01-01	PHIL TISUE
101	2013-01-01	PHIL TISUE
101	2012-01-01	PHIL TISUE