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SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameSUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SUPERIOR INTERNATIONAL INDUSTRIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:SUPERIOR INTERNATIONAL INDUSTRIES, INC.
Employer identification number (EIN):582115250
NAIC Classification:326100

Additional information about SUPERIOR INTERNATIONAL INDUSTRIES, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3327249

More information about SUPERIOR INTERNATIONAL INDUSTRIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01BROOKE HARVEY BROOKE HARVEY2018-10-15
0012016-01-01BROOKE HARVEY BROOKE HARVEY2017-10-16
0012015-01-01BROOKE HARVEY BROOKE HARVEY2016-10-17
0012014-01-01BROOKE HARVEY BROOKE HARVEY2015-10-15
0012013-01-01BROOKE HARVEY BROOKE HARVEY2014-10-13
0012012-01-01BRIAN CAMPBELL BRIAN CAMPBELL2013-10-15
0012011-01-01BRIAN CAMPBELL BRIAN CAMPBELL2012-10-13
0012009-01-01BRIAN CAMPBELL BRIAN CAMPBELL2010-10-14

Plan Statistics for SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01293
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0151
2016: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01294
Total number of active participants reported on line 7a of the Form 55002016-01-01255
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0131
Total of all active and inactive participants2016-01-01286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01286
Number of participants with account balances2016-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0160
2015: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01303
Total number of active participants reported on line 7a of the Form 55002015-01-01264
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-0122
Total of all active and inactive participants2015-01-01292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01292
Number of participants with account balances2015-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01338
Total number of active participants reported on line 7a of the Form 55002014-01-01258
Number of retired or separated participants receiving benefits2014-01-017
Number of other retired or separated participants entitled to future benefits2014-01-0138
Total of all active and inactive participants2014-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01303
Number of participants with account balances2014-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01289
Total number of active participants reported on line 7a of the Form 55002013-01-01306
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0128
Total of all active and inactive participants2013-01-01334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01334
Number of participants with account balances2013-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0115
2012: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01276
Total number of active participants reported on line 7a of the Form 55002012-01-01246
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-016
Total of all active and inactive participants2012-01-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01252
Number of participants with account balances2012-01-01160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01237
Total number of active participants reported on line 7a of the Form 55002011-01-01226
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-019
Total of all active and inactive participants2011-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01235
Number of participants with account balances2011-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01213
Total number of active participants reported on line 7a of the Form 55002009-01-01214
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0135
Total of all active and inactive participants2009-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01249
Number of participants with account balances2009-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2017 : SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$5,806,838
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$405
Total income from all sources (including contributions)2017-12-31$1,601,447
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$445,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$418,959
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$699,833
Value of total assets at end of year2017-12-31$0
Value of total assets at beginning of year2017-12-31$4,651,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$26,308
Total interest from all sources2017-12-31$11,068
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$241,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$241,492
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$501,721
Participant contributions at beginning of year2017-12-31$278,646
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$18,209
Other income not declared elsewhere2017-12-31$11,565
Administrative expenses (other) incurred2017-12-31$2
Liabilities. Value of operating payables at beginning of year2017-12-31$405
Total non interest bearing cash at beginning of year2017-12-31$2,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,156,180
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,650,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,153,783
Interest on participant loans2017-12-31$11,050
Interest earned on other investments2017-12-31$18
Value of interest in common/collective trusts at beginning of year2017-12-31$215,072
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$892
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$892
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$637,489
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$179,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$418,959
Contract administrator fees2017-12-31$26,306
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LL
Accountancy firm EIN2017-12-31390859910
2016 : SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$405
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$957,526
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$621,413
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$600,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$613,512
Value of total assets at end of year2016-12-31$4,651,063
Value of total assets at beginning of year2016-12-31$4,314,545
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$21,151
Total interest from all sources2016-12-31$26,575
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$191,268
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$191,268
Administrative expenses professional fees incurred2016-12-31$21,151
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$435,166
Participant contributions at end of year2016-12-31$278,646
Participant contributions at beginning of year2016-12-31$345,199
Participant contributions at beginning of year2016-12-31$14,965
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$32,121
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$5,710
Other income not declared elsewhere2016-12-31$8,754
Liabilities. Value of operating payables at end of year2016-12-31$405
Total non interest bearing cash at end of year2016-12-31$2,670
Total non interest bearing cash at beginning of year2016-12-31$2,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$336,113
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,650,658
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,314,545
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,153,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,778,362
Interest on participant loans2016-12-31$15,656
Interest earned on other investments2016-12-31$10,919
Value of interest in common/collective trusts at end of year2016-12-31$215,072
Value of interest in common/collective trusts at beginning of year2016-12-31$162,644
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$892
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$3,726
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$3,726
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$117,417
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$146,225
Employer contributions (assets) at beginning of year2016-12-31$1,694
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$600,262
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$602,307
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$771,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$753,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$568,544
Value of total assets at end of year2015-12-31$4,314,545
Value of total assets at beginning of year2015-12-31$4,483,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$18,020
Total interest from all sources2015-12-31$22,553
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$55,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$55,527
Administrative expenses professional fees incurred2015-12-31$18,020
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$342,766
Participant contributions at end of year2015-12-31$345,199
Participant contributions at beginning of year2015-12-31$411,410
Participant contributions at end of year2015-12-31$14,965
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$110,315
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$5,710
Other income not declared elsewhere2015-12-31$8,664
Total non interest bearing cash at end of year2015-12-31$2,245
Total non interest bearing cash at beginning of year2015-12-31$153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-168,772
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,314,545
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,483,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,778,362
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,846,621
Interest on participant loans2015-12-31$19,659
Interest earned on other investments2015-12-31$2,894
Value of interest in common/collective trusts at end of year2015-12-31$162,644
Value of interest in common/collective trusts at beginning of year2015-12-31$220,030
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$3,726
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$5,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$5,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-52,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$115,463
Employer contributions (assets) at end of year2015-12-31$1,694
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$753,059
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390859910
2014 : SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$777,446
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,632,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,564,502
Expenses. Certain deemed distributions of participant loans2014-12-31$54,480
Value of total corrective distributions2014-12-31$4,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$421,764
Value of total assets at end of year2014-12-31$4,483,317
Value of total assets at beginning of year2014-12-31$5,337,923
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,200
Total interest from all sources2014-12-31$27,006
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$42,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$42,155
Administrative expenses professional fees incurred2014-12-31$3,648
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$302,174
Participant contributions at end of year2014-12-31$411,410
Participant contributions at beginning of year2014-12-31$482,491
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$8,962
Other income not declared elsewhere2014-12-31$433
Total non interest bearing cash at end of year2014-12-31$153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-854,606
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,483,317
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,337,923
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,846,621
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,477,270
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,311,103
Interest on participant loans2014-12-31$25,429
Interest earned on other investments2014-12-31$1,577
Value of interest in common/collective trusts at end of year2014-12-31$220,030
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$5,103
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$67,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$102,247
Net investment gain/loss from pooled separate accounts2014-12-31$183,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$110,628
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,564,502
Contract administrator fees2014-12-31$4,552
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31390859910
2013 : SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$529,126
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,408,295
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,277,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,258,346
Value of total corrective distributions2013-12-31$10,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$423,814
Value of total assets at end of year2013-12-31$5,337,923
Value of total assets at beginning of year2013-12-31$4,677,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,473
Total interest from all sources2013-12-31$36,355
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$7,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$7,701
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$307,366
Participant contributions at end of year2013-12-31$482,491
Participant contributions at beginning of year2013-12-31$467,581
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$8,329
Other income not declared elsewhere2013-12-31$-560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$131,178
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,337,923
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,677,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,477,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,476,419
Value of interest in pooled separate accounts at end of year2013-12-31$3,311,103
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,649,545
Interest on participant loans2013-12-31$35,706
Interest earned on other investments2013-12-31$649
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$67,059
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$59,222
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$421,207
Net investment gain/loss from pooled separate accounts2013-12-31$519,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$116,448
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$16,523
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,258,346
Contract administrator fees2013-12-31$8,473
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2013-12-31390859910
2012 : SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$953,842
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$365,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$362,247
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$445,608
Value of total assets at end of year2012-12-31$4,677,619
Value of total assets at beginning of year2012-12-31$4,089,384
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,360
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$36,327
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$10,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$10,988
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$301,495
Participant contributions at end of year2012-12-31$467,581
Participant contributions at beginning of year2012-12-31$441,520
Participant contributions at end of year2012-12-31$8,329
Participant contributions at beginning of year2012-12-31$10,255
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$19,257
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$409
Administrative expenses (other) incurred2012-12-31$17
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$588,235
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,677,619
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,089,384
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,476,419
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,346,685
Value of interest in pooled separate accounts at end of year2012-12-31$2,649,545
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,226,285
Interest on participant loans2012-12-31$35,454
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$873
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$59,222
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$60,387
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$176,877
Net investment gain/loss from pooled separate accounts2012-12-31$283,633
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$124,856
Employer contributions (assets) at end of year2012-12-31$16,523
Employer contributions (assets) at beginning of year2012-12-31$4,252
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$362,247
Contract administrator fees2012-12-31$3,343
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2012-12-31390859910
2011 : SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$510,535
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$55,156
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$48,961
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$5,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$466,367
Value of total assets at end of year2011-12-31$4,089,384
Value of total assets at beginning of year2011-12-31$3,634,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$949
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$32,735
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$13,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$13,402
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$329,293
Participant contributions at end of year2011-12-31$441,520
Participant contributions at beginning of year2011-12-31$370,003
Participant contributions at end of year2011-12-31$10,255
Participant contributions at beginning of year2011-12-31$22,913
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$10,626
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$867
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$455,379
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,089,384
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,634,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,346,685
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,527,876
Value of interest in pooled separate accounts at end of year2011-12-31$2,226,285
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,659,423
Interest on participant loans2011-12-31$31,745
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$990
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$60,387
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$44,801
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-46,732
Net investment gain/loss from pooled separate accounts2011-12-31$43,896
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$126,448
Employer contributions (assets) at end of year2011-12-31$4,252
Employer contributions (assets) at beginning of year2011-12-31$8,989
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$48,961
Contract administrator fees2011-12-31$949
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER TILLY VIRCHOW KRAUSE LLP
Accountancy firm EIN2011-12-31390859910
2010 : SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$890,024
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$106,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$104,095
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$422,642
Value of total assets at end of year2010-12-31$3,634,005
Value of total assets at beginning of year2010-12-31$2,850,035
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,227
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$29,134
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$8,014
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$8,014
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$300,550
Participant contributions at end of year2010-12-31$370,003
Participant contributions at beginning of year2010-12-31$250,995
Participant contributions at end of year2010-12-31$22,913
Participant contributions at beginning of year2010-12-31$6,459
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$15,951
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$618
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$783,970
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,634,005
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,850,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,527,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,243,747
Value of interest in pooled separate accounts at end of year2010-12-31$1,659,423
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,308,006
Interest on participant loans2010-12-31$28,107
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$1,027
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$44,801
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$38,255
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$231,273
Net investment gain/loss from pooled separate accounts2010-12-31$198,343
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$106,141
Employer contributions (assets) at end of year2010-12-31$8,989
Employer contributions (assets) at beginning of year2010-12-31$2,573
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$104,095
Contract administrator fees2010-12-31$1,227
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2010-12-31390859910
2009 : SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN

2017: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SUPERIOR INTERNATIONAL INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number438019
Policy instance 1
Insurance contract or identification number438019
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-09-12
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,857
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1857
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameALLIANCE PENSION CONSULTANTS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number438019
Policy instance 1
Insurance contract or identification number438019
Number of Individuals Covered333
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,856
Total amount of fees paid to insurance companyUSD $3,086
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3,856
Amount paid for insurance broker fees1377
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameALLIANCE PENSION CONSULTANTS, LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number438019
Policy instance 1
Insurance contract or identification number438019
Number of Individuals Covered252
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $5,722
Total amount of fees paid to insurance companyUSD $587
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,722
Amount paid for insurance broker fees587
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number438019
Policy instance 1
Insurance contract or identification number438019
Number of Individuals Covered235
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $5,193
Total amount of fees paid to insurance companyUSD $2,168
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number438019
Policy instance 1
Insurance contract or identification number438019
Number of Individuals Covered227
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4,492
Total amount of fees paid to insurance companyUSD $1,997
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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