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ENGLE MARTIN & ASSOCIATES 401(K) PSP 401k Plan overview

Plan NameENGLE MARTIN & ASSOCIATES 401(K) PSP
Plan identification number 001

ENGLE MARTIN & ASSOCIATES 401(K) PSP Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ENGLE MARTIN & ASSOCIATES, LLC has sponsored the creation of one or more 401k plans.

Company Name:ENGLE MARTIN & ASSOCIATES, LLC
Employer identification number (EIN):582279821
NAIC Classification:524290

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ENGLE MARTIN & ASSOCIATES 401(K) PSP

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01MICHAEL BAVELY2021-10-07
0012019-01-01
0012018-01-01
0012017-01-01JOANNA M. FENSKE
0012016-01-01JOANNA M. FENSKE
0012015-01-01JOANNA M. FENSKE
0012014-01-01JOANNA FENSKE
0012013-01-01JOANNA FENSKE
0012012-01-01JOANNA FENSKE
0012011-01-01JOHN QUINN
0012010-01-01JOHN QUINN
0012009-01-01KEVIN ENGLE
0012009-01-01KEVIN ENGLE

Plan Statistics for ENGLE MARTIN & ASSOCIATES 401(K) PSP

401k plan membership statisitcs for ENGLE MARTIN & ASSOCIATES 401(K) PSP

Measure Date Value
2020: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2020 401k membership
Total participants, beginning-of-year2020-01-01983
Total number of active participants reported on line 7a of the Form 55002020-01-01882
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01125
Total of all active and inactive participants2020-01-011,007
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,007
Number of participants with account balances2020-01-01809
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-018
2019: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2019 401k membership
Total participants, beginning-of-year2019-01-01833
Total number of active participants reported on line 7a of the Form 55002019-01-01779
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0199
Total of all active and inactive participants2019-01-01878
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01878
Number of participants with account balances2019-01-01677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0115
2018: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2018 401k membership
Total participants, beginning-of-year2018-01-01722
Total number of active participants reported on line 7a of the Form 55002018-01-01756
Number of retired or separated participants receiving benefits2018-01-0116
Number of other retired or separated participants entitled to future benefits2018-01-0154
Total of all active and inactive participants2018-01-01826
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01826
Number of participants with account balances2018-01-01603
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-018
2017: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2017 401k membership
Total participants, beginning-of-year2017-01-01799
Total number of active participants reported on line 7a of the Form 55002017-01-01657
Number of retired or separated participants receiving benefits2017-01-0114
Number of other retired or separated participants entitled to future benefits2017-01-0142
Total of all active and inactive participants2017-01-01713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01713
Number of participants with account balances2017-01-01539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2016 401k membership
Total participants, beginning-of-year2016-01-01743
Total number of active participants reported on line 7a of the Form 55002016-01-01750
Number of retired or separated participants receiving benefits2016-01-0110
Number of other retired or separated participants entitled to future benefits2016-01-0139
Total of all active and inactive participants2016-01-01799
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01799
Number of participants with account balances2016-01-01560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2015 401k membership
Total participants, beginning-of-year2015-01-01613
Total number of active participants reported on line 7a of the Form 55002015-01-01683
Number of retired or separated participants receiving benefits2015-01-0121
Number of other retired or separated participants entitled to future benefits2015-01-0125
Total of all active and inactive participants2015-01-01729
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01729
Number of participants with account balances2015-01-01479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2014 401k membership
Total participants, beginning-of-year2014-01-01563
Total number of active participants reported on line 7a of the Form 55002014-01-01568
Number of retired or separated participants receiving benefits2014-01-0120
Number of other retired or separated participants entitled to future benefits2014-01-0116
Total of all active and inactive participants2014-01-01604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01604
Number of participants with account balances2014-01-01384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2013 401k membership
Total participants, beginning-of-year2013-01-01445
Total number of active participants reported on line 7a of the Form 55002013-01-01477
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0131
Total of all active and inactive participants2013-01-01508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01508
Number of participants with account balances2013-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2012 401k membership
Total participants, beginning-of-year2012-01-01273
Total number of active participants reported on line 7a of the Form 55002012-01-01348
Number of other retired or separated participants entitled to future benefits2012-01-0128
Total of all active and inactive participants2012-01-01376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01376
Number of participants with account balances2012-01-01260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2011 401k membership
Total participants, beginning-of-year2011-01-01264
Total number of active participants reported on line 7a of the Form 55002011-01-01246
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0129
Total of all active and inactive participants2011-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01275
Number of participants with account balances2011-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2010 401k membership
Total participants, beginning-of-year2010-01-01251
Total number of active participants reported on line 7a of the Form 55002010-01-01249
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0115
Total of all active and inactive participants2010-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01264
Number of participants with account balances2010-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-016
2009: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2009 401k membership
Total participants, beginning-of-year2009-01-01222
Total number of active participants reported on line 7a of the Form 55002009-01-01236
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0115
Total of all active and inactive participants2009-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01251
Number of participants with account balances2009-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-015

Financial Data on ENGLE MARTIN & ASSOCIATES 401(K) PSP

Measure Date Value
2020 : ENGLE MARTIN & ASSOCIATES 401(K) PSP 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$1,469,387
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$96,551
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$257,315
Total income from all sources (including contributions)2020-12-31$19,257,149
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,466,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,459,016
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,889,861
Value of total assets at end of year2020-12-31$75,940,445
Value of total assets at beginning of year2020-12-31$59,841,571
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$7,882
Total interest from all sources2020-12-31$76,056
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,941,079
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,941,079
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,625,921
Participant contributions at end of year2020-12-31$1,046,225
Participant contributions at beginning of year2020-12-31$1,078,441
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,668,920
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$13,883
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$96,551
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$257,315
Other income not declared elsewhere2020-12-31$-1,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$14,790,251
Value of net assets at end of year (total assets less liabilities)2020-12-31$75,843,894
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$59,584,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$71,099,945
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$57,365,715
Interest on participant loans2020-12-31$56,226
Interest earned on other investments2020-12-31$19,830
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$931,850
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$2,127,475
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$464,926
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$7,351,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,595,020
Employer contributions (assets) at end of year2020-12-31$1,652,917
Employer contributions (assets) at beginning of year2020-12-31$639
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,459,016
Contract administrator fees2020-12-31$7,882
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31UHY LLP
Accountancy firm EIN2020-12-31200694403
2019 : ENGLE MARTIN & ASSOCIATES 401(K) PSP 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$257,315
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$257,315
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$18,459,020
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,106,936
Total of all expenses incurred2019-12-31$3,106,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,919,125
Expenses. Certain deemed distributions of participant loans2019-12-31$100,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,744,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,744,314
Value of total assets at end of year2019-12-31$59,841,571
Value of total assets at end of year2019-12-31$59,841,571
Value of total assets at beginning of year2019-12-31$44,232,172
Value of total assets at beginning of year2019-12-31$44,232,172
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$87,020
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$87,020
Total interest from all sources2019-12-31$64,926
Total interest from all sources2019-12-31$64,926
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,369,088
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,369,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,369,088
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,369,088
Administrative expenses professional fees incurred2019-12-31$87,020
Administrative expenses professional fees incurred2019-12-31$87,020
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,791,081
Contributions received from participants2019-12-31$4,791,081
Participant contributions at end of year2019-12-31$1,078,441
Participant contributions at end of year2019-12-31$1,078,441
Participant contributions at beginning of year2019-12-31$1,106,747
Participant contributions at beginning of year2019-12-31$1,106,747
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$764,070
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$764,070
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$257,315
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$257,315
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$15,352,084
Value of net income/loss2019-12-31$15,352,084
Value of net assets at end of year (total assets less liabilities)2019-12-31$59,584,256
Value of net assets at end of year (total assets less liabilities)2019-12-31$59,584,256
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$44,232,172
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$44,232,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$57,365,715
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$57,365,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,462,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,462,885
Interest on participant loans2019-12-31$64,926
Interest on participant loans2019-12-31$64,926
Interest earned on other investments2019-12-31$0
Interest earned on other investments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$931,850
Value of interest in common/collective trusts at end of year2019-12-31$931,850
Value of interest in common/collective trusts at beginning of year2019-12-31$29,662,540
Value of interest in common/collective trusts at beginning of year2019-12-31$29,662,540
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$464,926
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$464,926
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,083,608
Net investment gain or loss from common/collective trusts2019-12-31$4,197,084
Net investment gain or loss from common/collective trusts2019-12-31$4,197,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,189,163
Contributions received in cash from employer2019-12-31$2,189,163
Employer contributions (assets) at end of year2019-12-31$639
Employer contributions (assets) at end of year2019-12-31$639
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,919,125
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31UHY LLP
Accountancy firm EIN2019-12-31200694403
2018 : ENGLE MARTIN & ASSOCIATES 401(K) PSP 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,051,410
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,033,923
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,787,408
Expenses. Certain deemed distributions of participant loans2018-12-31$105,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,483,794
Value of total assets at end of year2018-12-31$44,232,172
Value of total assets at beginning of year2018-12-31$43,214,685
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$140,872
Total interest from all sources2018-12-31$50,294
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$246,489
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$246,489
Administrative expenses professional fees incurred2018-12-31$140,872
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,295,583
Participant contributions at end of year2018-12-31$1,106,747
Participant contributions at beginning of year2018-12-31$784,340
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,233,630
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,017,487
Value of net assets at end of year (total assets less liabilities)2018-12-31$44,232,172
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$43,214,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,462,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$12,766,054
Interest on participant loans2018-12-31$50,294
Interest earned on other investments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$29,662,540
Value of interest in common/collective trusts at beginning of year2018-12-31$29,544,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,421,505
Net investment gain or loss from common/collective trusts2018-12-31$-2,307,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,954,581
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$119,682
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,787,408
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31UHY LLP
Accountancy firm EIN2018-12-31200694403
2017 : ENGLE MARTIN & ASSOCIATES 401(K) PSP 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$12,243,960
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,953,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,882,948
Expenses. Certain deemed distributions of participant loans2017-12-31$59,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,426,538
Value of total assets at end of year2017-12-31$43,214,685
Value of total assets at beginning of year2017-12-31$33,924,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$11,398
Total interest from all sources2017-12-31$36,414
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$562,216
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$562,216
Administrative expenses professional fees incurred2017-12-31$11,398
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,706,313
Participant contributions at end of year2017-12-31$784,340
Participant contributions at beginning of year2017-12-31$786,711
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$880,102
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$9,290,423
Value of net assets at end of year (total assets less liabilities)2017-12-31$43,214,685
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$33,924,262
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$12,766,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,923,161
Interest on participant loans2017-12-31$36,414
Value of interest in common/collective trusts at end of year2017-12-31$29,544,609
Value of interest in common/collective trusts at beginning of year2017-12-31$23,214,390
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,307,929
Net investment gain or loss from common/collective trusts2017-12-31$3,910,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,840,123
Employer contributions (assets) at end of year2017-12-31$119,682
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,882,948
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31UHY LLP
Accountancy firm EIN2017-12-31200694403
2016 : ENGLE MARTIN & ASSOCIATES 401(K) PSP 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$11,511,715
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,103,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,056,722
Expenses. Certain deemed distributions of participant loans2016-12-31$36,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$9,104,078
Value of total assets at end of year2016-12-31$33,924,262
Value of total assets at beginning of year2016-12-31$24,516,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,568
Total interest from all sources2016-12-31$36,055
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$321,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$321,492
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,482,208
Participant contributions at end of year2016-12-31$786,711
Participant contributions at beginning of year2016-12-31$880,229
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$135
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,955,160
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$9,408,036
Value of net assets at end of year (total assets less liabilities)2016-12-31$33,924,262
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$24,516,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,923,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,588,899
Interest on participant loans2016-12-31$36,055
Value of interest in common/collective trusts at end of year2016-12-31$23,214,390
Value of interest in common/collective trusts at beginning of year2016-12-31$16,046,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,050,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,666,710
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$77
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,056,722
Contract administrator fees2016-12-31$10,568
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31UHY LLP
Accountancy firm EIN2016-12-31200694403
2015 : ENGLE MARTIN & ASSOCIATES 401(K) PSP 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,745,878
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,419,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,410,207
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,991,910
Value of total assets at end of year2015-12-31$24,516,226
Value of total assets at beginning of year2015-12-31$20,189,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,232
Total interest from all sources2015-12-31$30,778
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$346,816
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$346,816
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,125,952
Participant contributions at end of year2015-12-31$880,229
Participant contributions at beginning of year2015-12-31$678,144
Participant contributions at end of year2015-12-31$135
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,435,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$4,326,439
Value of net assets at end of year (total assets less liabilities)2015-12-31$24,516,226
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$20,189,787
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,588,899
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$13,590,335
Value of interest in common/collective trusts at end of year2015-12-31$16,046,886
Value of interest in common/collective trusts at beginning of year2015-12-31$5,921,308
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$30,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-554,094
Net investment gain or loss from common/collective trusts2015-12-31$-69,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,430,322
Employer contributions (assets) at end of year2015-12-31$77
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,410,207
Contract administrator fees2015-12-31$9,232
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31UHY LLP
Accountancy firm EIN2015-12-31200694403
2014 : ENGLE MARTIN & ASSOCIATES 401(K) PSP 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,442,111
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$690,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$683,112
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,503,883
Value of total assets at end of year2014-12-31$20,189,787
Value of total assets at beginning of year2014-12-31$16,438,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,587
Total interest from all sources2014-12-31$24,692
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$464,956
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$464,956
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,294,816
Participant contributions at end of year2014-12-31$678,144
Participant contributions at beginning of year2014-12-31$530,001
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$97,984
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,751,412
Value of net assets at end of year (total assets less liabilities)2014-12-31$20,189,787
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$16,438,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$13,590,335
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,090,474
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$24,692
Value of interest in common/collective trusts at end of year2014-12-31$5,921,308
Value of interest in common/collective trusts at beginning of year2014-12-31$3,817,900
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$171,407
Net investment gain or loss from common/collective trusts2014-12-31$277,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,111,083
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$683,112
Contract administrator fees2014-12-31$7,587
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31UHY LLP
Accountancy firm EIN2014-12-31200694403
2013 : ENGLE MARTIN & ASSOCIATES 401(K) PSP 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,380,130
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$918,405
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$908,376
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,079,538
Value of total assets at end of year2013-12-31$16,438,375
Value of total assets at beginning of year2013-12-31$11,976,650
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$10,029
Total interest from all sources2013-12-31$19,776
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$154,605
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,563,112
Participant contributions at end of year2013-12-31$530,001
Participant contributions at beginning of year2013-12-31$451,638
Participant contributions at beginning of year2013-12-31$47,032
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$689,422
Other income not declared elsewhere2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$13,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,461,725
Value of net assets at end of year (total assets less liabilities)2013-12-31$16,438,375
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,976,650
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$5,417
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,090,474
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$10,807,492
Income. Interest from loans (other than to participants)2013-12-31$19,776
Value of interest in common/collective trusts at end of year2013-12-31$3,817,900
Value of interest in common/collective trusts at beginning of year2013-12-31$92,921
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$949,940
Net investment gain/loss from pooled separate accounts2013-12-31$876,236
Net investment gain or loss from common/collective trusts2013-12-31$300,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$827,004
Employer contributions (assets) at beginning of year2013-12-31$563,615
Income. Dividends from common stock2013-12-31$154,605
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$908,376
Contract administrator fees2013-12-31$4,612
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31UHY LLP
Accountancy firm EIN2013-12-31200694403
2012 : ENGLE MARTIN & ASSOCIATES 401(K) PSP 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,780,992
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$297,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$294,701
Value of total corrective distributions2012-12-31$143
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,557,111
Value of total assets at end of year2012-12-31$11,976,650
Value of total assets at beginning of year2012-12-31$8,493,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,499
Total interest from all sources2012-12-31$16,258
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,418,186
Participant contributions at end of year2012-12-31$451,638
Participant contributions at beginning of year2012-12-31$326,347
Participant contributions at end of year2012-12-31$47,032
Participant contributions at beginning of year2012-12-31$81,886
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$288,081
Total non interest bearing cash at end of year2012-12-31$13,952
Total non interest bearing cash at beginning of year2012-12-31$6,208
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,483,649
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,976,650
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,493,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$10,807,492
Value of interest in pooled separate accounts at beginning of year2012-12-31$7,449,008
Income. Interest from loans (other than to participants)2012-12-31$16,258
Value of interest in common/collective trusts at end of year2012-12-31$92,921
Value of interest in common/collective trusts at beginning of year2012-12-31$135,199
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$1,206,476
Net investment gain or loss from common/collective trusts2012-12-31$1,147
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$850,844
Employer contributions (assets) at end of year2012-12-31$563,615
Employer contributions (assets) at beginning of year2012-12-31$494,353
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$294,701
Contract administrator fees2012-12-31$2,499
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31UHY LLP
Accountancy firm EIN2012-12-31200694403
2011 : ENGLE MARTIN & ASSOCIATES 401(K) PSP 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,048,578
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$398,743
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$371,483
Expenses. Certain deemed distributions of participant loans2011-12-31$8,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,492,492
Value of total assets at end of year2011-12-31$8,493,001
Value of total assets at beginning of year2011-12-31$6,843,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$18,943
Total interest from all sources2011-12-31$13,411
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$5,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$5,404
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,248,968
Participant contributions at end of year2011-12-31$326,347
Participant contributions at beginning of year2011-12-31$317,982
Participant contributions at end of year2011-12-31$81,886
Participant contributions at beginning of year2011-12-31$29,085
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$123,593
Administrative expenses (other) incurred2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$6,208
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,649,835
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,493,001
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,843,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$14,302
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,480,266
Value of interest in pooled separate accounts at end of year2011-12-31$7,584,207
Interest on participant loans2011-12-31$13,411
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$39,577
Net investment gain/loss from pooled separate accounts2011-12-31$-503,791
Net investment gain or loss from common/collective trusts2011-12-31$1,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,119,931
Employer contributions (assets) at end of year2011-12-31$494,353
Employer contributions (assets) at beginning of year2011-12-31$15,833
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$371,483
Contract administrator fees2011-12-31$4,641
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31UHY LLP
Accountancy firm EIN2011-12-31200694403
2010 : ENGLE MARTIN & ASSOCIATES 401(K) PSP 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,142,370
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$488,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$411,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,191,509
Value of total assets at end of year2010-12-31$6,843,166
Value of total assets at beginning of year2010-12-31$5,189,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$77,291
Total interest from all sources2010-12-31$14,928
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$69,341
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$69,341
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$773,247
Participant contributions at end of year2010-12-31$317,982
Participant contributions at beginning of year2010-12-31$273,603
Participant contributions at end of year2010-12-31$29,085
Participant contributions at beginning of year2010-12-31$80,287
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$22,163
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,653,754
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,843,166
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,189,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$77,291
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,480,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,797,404
Interest on participant loans2010-12-31$14,928
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$866,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$396,099
Employer contributions (assets) at end of year2010-12-31$15,833
Employer contributions (assets) at beginning of year2010-12-31$38,118
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$411,325
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31CITADEL PROFESSIONAL SERVICES, LLC
Accountancy firm EIN2010-12-31264789553
2009 : ENGLE MARTIN & ASSOCIATES 401(K) PSP 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ENGLE MARTIN & ASSOCIATES 401(K) PSP

2020: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ENGLE MARTIN & ASSOCIATES 401(K) PSP 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number194625-01
Policy instance 1
Insurance contract or identification number194625-01
Number of Individuals Covered83
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number194625-01
Policy instance 1
Insurance contract or identification number194625-01
Number of Individuals Covered47
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number524966
Policy instance 1
Insurance contract or identification number524966
Number of Individuals Covered539
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number524966
Policy instance 1
Insurance contract or identification number524966
Number of Individuals Covered539
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number524966
Policy instance 1
Insurance contract or identification number524966
Number of Individuals Covered479
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number524966
Policy instance 1
Insurance contract or identification number524966
Number of Individuals Covered384
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number100900
Policy instance 1
Insurance contract or identification number100900
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-05-31
Total amount of commissions paid to insurance brokerUSD $14,068
Total amount of fees paid to insurance companyUSD $6,955
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,441
Insurance broker organization code?7
Amount paid for insurance broker fees6792
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameFIDELITY MANAGEMENT & RESEARCH COMP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number100900
Policy instance 1
Insurance contract or identification number100900
Number of Individuals Covered276
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $163,116
Total amount of fees paid to insurance companyUSD $1,233
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,123
Insurance broker organization code?7
Amount paid for insurance broker fees1190
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameVANGUARD GROUP, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number100900
Policy instance 1
Insurance contract or identification number100900
Number of Individuals Covered251
Insurance policy start date2011-03-22
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $61,159
Total amount of fees paid to insurance companyUSD $713
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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