401k Plan data: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN plan

HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN
Plan identification number	001

HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, P.C. has sponsored the creation of one or more 401k plans.

Company Name: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, P.C.

Employer identification number (EIN): 582394003

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 WILLIAM B. WILEY
001 2016-01-01 WILLIAM B. WILEY
001 2015-01-01 P. JEFFREY JARRETT
001 2014-01-01 P. JEFFREY JARRETT
001 2013-01-01 P. JEFFREY JARRETT
001 2012-01-01 P. JEFFREY JARRETT
001 2011-01-01 P. JEFFREY JARRETT
001 2010-01-01 P. JEFFREY JARRETT 2011-07-19

Plan Statistics for HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 119
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 93
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 30
Total of all active and inactive participants 2022-01-01 123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 123
Number of participants with account balances 2022-01-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 11
2021: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 85
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 32
Total of all active and inactive participants 2021-01-01 117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 117
Number of participants with account balances 2021-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 6
2020: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 82
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 33
Total of all active and inactive participants 2020-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 115
Number of participants with account balances 2020-01-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 3
2019: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 96
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 30
Total of all active and inactive participants 2019-01-01 126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 126
Number of participants with account balances 2019-01-01 125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 7
2018: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 97
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 24
Total of all active and inactive participants 2018-01-01 121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 121
Number of participants with account balances 2018-01-01 117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 4
2017: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 94
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 25
Total of all active and inactive participants 2017-01-01 119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 119
Number of participants with account balances 2017-01-01 115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 11
2016: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 102
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 26
Total of all active and inactive participants 2016-01-01 128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 128
Number of participants with account balances 2016-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 7
2015: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 107
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 26
Total of all active and inactive participants 2015-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 133
Number of participants with account balances 2015-01-01 128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 29
2014: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 143
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 126
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 19
Total of all active and inactive participants 2014-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 145
Number of participants with account balances 2014-01-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 14
2013: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 129
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 14
Total of all active and inactive participants 2013-01-01 143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 143
Number of participants with account balances 2013-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 15
2012: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 159
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 132
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 21
Total of all active and inactive participants 2012-01-01 153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 153
Number of participants with account balances 2012-01-01 146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 15
2011: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 147
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 128
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 29
Total of all active and inactive participants 2011-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 157
Number of participants with account balances 2011-01-01 154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 17

Measure	Date	Value
2022: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	119
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	93
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	30
Total of all active and inactive participants	2022-01-01	123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	123
Number of participants with account balances	2022-01-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	11
2021: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	85
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	32
Total of all active and inactive participants	2021-01-01	117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	117
Number of participants with account balances	2021-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	6
2020: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	82
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	33
Total of all active and inactive participants	2020-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	115
Number of participants with account balances	2020-01-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	3
2019: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	96
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	30
Total of all active and inactive participants	2019-01-01	126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	126
Number of participants with account balances	2019-01-01	125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	7
2018: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	97
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	24
Total of all active and inactive participants	2018-01-01	121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	121
Number of participants with account balances	2018-01-01	117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	4
2017: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	94
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	25
Total of all active and inactive participants	2017-01-01	119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	119
Number of participants with account balances	2017-01-01	115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	11
2016: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	102
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	26
Total of all active and inactive participants	2016-01-01	128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	128
Number of participants with account balances	2016-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	7
2015: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	107
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	26
Total of all active and inactive participants	2015-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	133
Number of participants with account balances	2015-01-01	128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	29
2014: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	143
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	126
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	19
Total of all active and inactive participants	2014-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	145
Number of participants with account balances	2014-01-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	14
2013: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	129
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	14
Total of all active and inactive participants	2013-01-01	143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	143
Number of participants with account balances	2013-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	15
2012: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	159
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	132
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	21
Total of all active and inactive participants	2012-01-01	153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	153
Number of participants with account balances	2012-01-01	146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	15
2011: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	147
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	128
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	29
Total of all active and inactive participants	2011-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	157
Number of participants with account balances	2011-01-01	154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	17

Financial Data on HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-2,969,968
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$495,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$418,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$943,579
Value of total assets at end of year	2022-12-31	$16,704,682
Value of total assets at beginning of year	2022-12-31	$20,170,197
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$77,009
Total interest from all sources	2022-12-31	$1,984
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$159,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$159,364
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$436,513
Participant contributions at end of year	2022-12-31	$41,683
Participant contributions at beginning of year	2022-12-31	$44,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-3,465,515
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$16,704,682
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$20,170,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$31,949
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$12,282,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$15,826,649
Interest on participant loans	2022-12-31	$1,984
Income. Interest from loans (other than to participants)	2022-12-31	$0
Value of interest in common/collective trusts at end of year	2022-12-31	$4,060,562
Value of interest in common/collective trusts at beginning of year	2022-12-31	$3,961,747
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-3,774,948
Net investment gain or loss from common/collective trusts	2022-12-31	$-299,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$507,066
Employer contributions (assets) at end of year	2022-12-31	$319,769
Employer contributions (assets) at beginning of year	2022-12-31	$337,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$418,538
Contract administrator fees	2022-12-31	$45,060
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLH CPAS, LLC.
Accountancy firm EIN	2022-12-31	843967180
2021 : HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$4,096,166
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$578,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$503,639
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,262,124
Value of total assets at end of year	2021-12-31	$20,170,197
Value of total assets at beginning of year	2021-12-31	$16,652,979
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$75,309
Total interest from all sources	2021-12-31	$981
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$148,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$398,509
Participant contributions at end of year	2021-12-31	$44,065
Participant contributions at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$1,116
Administrative expenses (other) incurred	2021-12-31	$17,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$3,517,218
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$20,170,197
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$16,652,979
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$23,080
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$15,826,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$14,749,515
Interest on participant loans	2021-12-31	$981
Income. Interest from loans (other than to participants)	2021-12-31	$0
Value of interest in common/collective trusts at end of year	2021-12-31	$3,961,747
Value of interest in common/collective trusts at beginning of year	2021-12-31	$1,903,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,659,343
Net investment gain or loss from common/collective trusts	2021-12-31	$25,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$862,499
Employer contributions (assets) at end of year	2021-12-31	$337,736
Income. Dividends from common stock	2021-12-31	$148,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$503,639
Contract administrator fees	2021-12-31	$34,559
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CLIFTON LIPFORD HUDSON CPA'S LLC
Accountancy firm EIN	2021-12-31	843967180
2020 : HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$2,867,471
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$736,161
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$663,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$571,243
Value of total assets at end of year	2020-12-31	$16,652,979
Value of total assets at beginning of year	2020-12-31	$14,521,669
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$72,290
Total interest from all sources	2020-12-31	$48
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$423,582
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$423,582
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$398,815
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$1,406
Administrative expenses (other) incurred	2020-12-31	$27,146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,131,310
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$16,652,979
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$14,521,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$45,144
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$14,749,515
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$12,304,560
Interest on participant loans	2020-12-31	$48
Value of interest in common/collective trusts at end of year	2020-12-31	$1,903,464
Value of interest in common/collective trusts at beginning of year	2020-12-31	$1,871,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,836,753
Net investment gain or loss from common/collective trusts	2020-12-31	$35,845
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$172,428
Employer contributions (assets) at beginning of year	2020-12-31	$343,904
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$663,871
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	CLIFTON LIPFORD HUDSON CPA'S LLC
Accountancy firm EIN	2020-12-31	843967180
2019 : HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$3,477,662
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$343,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$278,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$968,271
Value of total assets at end of year	2019-12-31	$14,521,669
Value of total assets at beginning of year	2019-12-31	$11,387,439
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$65,343
Total interest from all sources	2019-12-31	$384
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$417,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$417,440
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$435,944
Participant contributions at end of year	2019-12-31	$1,406
Participant contributions at beginning of year	2019-12-31	$15,162
Administrative expenses (other) incurred	2019-12-31	$42,192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$3,134,230
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$14,521,669
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$11,387,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$23,151
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$12,304,560
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$9,199,931
Interest on participant loans	2019-12-31	$384
Value of interest in common/collective trusts at end of year	2019-12-31	$1,871,799
Value of interest in common/collective trusts at beginning of year	2019-12-31	$1,845,551
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,053,670
Net investment gain or loss from common/collective trusts	2019-12-31	$37,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$532,327
Employer contributions (assets) at end of year	2019-12-31	$343,904
Employer contributions (assets) at beginning of year	2019-12-31	$326,795
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$278,089
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CLIFTON LIPFORD HARDISON & PARKER
Accountancy firm EIN	2019-12-31	582253342
2018 : HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$133,004
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$385,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$323,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$898,304
Value of total assets at end of year	2018-12-31	$11,387,439
Value of total assets at beginning of year	2018-12-31	$11,639,839
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$61,904
Total interest from all sources	2018-12-31	$855
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$854,762
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$854,762
Administrative expenses professional fees incurred	2018-12-31	$45,272
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$403,692
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$2,207
Assets. Loans (other than to participants) at end of year	2018-12-31	$15,162
Assets. Loans (other than to participants) at beginning of year	2018-12-31	$38,787
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-252,400
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$11,387,439
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$11,639,839
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$16,632
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$9,199,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$9,582,688
Interest on participant loans	2018-12-31	$855
Value of interest in common/collective trusts at end of year	2018-12-31	$1,845,551
Value of interest in common/collective trusts at beginning of year	2018-12-31	$1,708,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,652,411
Net investment gain or loss from common/collective trusts	2018-12-31	$31,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$492,405
Employer contributions (assets) at end of year	2018-12-31	$326,795
Employer contributions (assets) at beginning of year	2018-12-31	$310,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$323,500
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CLIFTON LIPFORD HARDISON & PARKER
Accountancy firm EIN	2018-12-31	582253342
2017 : HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$1,177
Total income from all sources (including contributions)	2017-12-31	$2,756,233
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,829,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,764,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$847,361
Value of total assets at end of year	2017-12-31	$11,639,839
Value of total assets at beginning of year	2017-12-31	$11,714,597
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$65,012
Total interest from all sources	2017-12-31	$2,188
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$292,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$292,103
Administrative expenses professional fees incurred	2017-12-31	$47,266
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$364,693
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$16,035
Assets. Loans (other than to participants) at end of year	2017-12-31	$38,787
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$110,404
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$1,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$-73,581
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$11,639,839
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$11,713,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$17,746
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$9,582,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$9,552,289
Interest on participant loans	2017-12-31	$2,160
Value of interest in common/collective trusts at end of year	2017-12-31	$1,708,307
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,656,932
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$28
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,590,200
Net investment gain or loss from common/collective trusts	2017-12-31	$24,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$466,633
Employer contributions (assets) at end of year	2017-12-31	$310,057
Employer contributions (assets) at beginning of year	2017-12-31	$394,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,764,802
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CLIFTON LIPFORD HARDISON & PARKER
Accountancy firm EIN	2017-12-31	582253342
2016 : HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$1,177
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,141,698
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$466,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$414,145
Expenses. Certain deemed distributions of participant loans	2016-12-31	$3,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,109,482
Value of total assets at end of year	2016-12-31	$11,714,597
Value of total assets at beginning of year	2016-12-31	$10,038,055
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$49,152
Total interest from all sources	2016-12-31	$4,589
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$255,463
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$255,463
Administrative expenses professional fees incurred	2016-12-31	$31,977
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$409,537
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$139,408
Assets. Loans (other than to participants) at end of year	2016-12-31	$110,404
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$176,331
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$1,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,675,365
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$11,713,420
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$10,038,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$17,175
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$9,552,289
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,206,589
Interest on participant loans	2016-12-31	$4,589
Value of interest in common/collective trusts at end of year	2016-12-31	$1,656,932
Value of interest in common/collective trusts at beginning of year	2016-12-31	$2,334,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$750,364
Net investment gain or loss from common/collective trusts	2016-12-31	$21,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$560,537
Employer contributions (assets) at end of year	2016-12-31	$394,972
Employer contributions (assets) at beginning of year	2016-12-31	$320,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$414,145
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLIFTON LIPFORD HARDISON & PARKER
Accountancy firm EIN	2016-12-31	582253342
2015 : HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,136,267
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$331,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$290,782
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,264,621
Value of total assets at end of year	2015-12-31	$10,038,055
Value of total assets at beginning of year	2015-12-31	$9,233,194
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$40,624
Total interest from all sources	2015-12-31	$6,213
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$313,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$313,318
Administrative expenses professional fees incurred	2015-12-31	$6,400
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$427,672
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$3,216
Assets. Loans (other than to participants) at end of year	2015-12-31	$176,331
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$200,463
Administrative expenses (other) incurred	2015-12-31	$30,811
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$804,861
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$10,038,055
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$9,233,194
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$3,413
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,206,589
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$6,917,233
Interest on participant loans	2015-12-31	$6,213
Value of interest in common/collective trusts at end of year	2015-12-31	$2,334,275
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$2,115,498
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-459,161
Net investment gain or loss from common/collective trusts	2015-12-31	$11,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$833,733
Employer contributions (assets) at end of year	2015-12-31	$320,860
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$290,782
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CLIFTON LIPFORD HARDISON & PARKER
Accountancy firm EIN	2015-12-31	582253342
2014 : HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,468,914
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$93,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$76,935
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,009,349
Value of total assets at end of year	2014-12-31	$9,233,194
Value of total assets at beginning of year	2014-12-31	$7,857,419
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$16,204
Total interest from all sources	2014-12-31	$28,065
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$405,071
Participant contributions at end of year	2014-12-31	$200,463
Participant contributions at beginning of year	2014-12-31	$165,121
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$78,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,375,775
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$9,233,194
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$7,857,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$6,917,233
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$5,996,609
Interest on participant loans	2014-12-31	$5,256
Interest earned on other investments	2014-12-31	$22,809
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$2,115,498
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,695,689
Net investment gain/loss from pooled separate accounts	2014-12-31	$431,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$526,127
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$76,935
Contract administrator fees	2014-12-31	$16,204
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CLIFTON LIPFORD HARDISON & PARKER
Accountancy firm EIN	2014-12-31	582253342
2013 : HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,299,037
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$184,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$169,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$903,457
Value of total assets at end of year	2013-12-31	$7,857,419
Value of total assets at beginning of year	2013-12-31	$5,742,668
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$15,162
Total interest from all sources	2013-12-31	$26,035
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$378,525
Participant contributions at end of year	2013-12-31	$165,121
Participant contributions at beginning of year	2013-12-31	$92,628
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$24,999
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,114,751
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,857,419
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,742,668
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$5,996,609
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$4,161,273
Interest on participant loans	2013-12-31	$3,852
Interest earned on other investments	2013-12-31	$22,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,695,689
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,488,767
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,369,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$499,933
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$169,124
Contract administrator fees	2013-12-31	$15,162
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CLIFTON LIPFORD HARDISON & PARKER
Accountancy firm EIN	2013-12-31	582253342
2012 : HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,432,763
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$408,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$393,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$842,309
Value of total assets at end of year	2012-12-31	$5,742,668
Value of total assets at beginning of year	2012-12-31	$4,718,639
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$15,650
Total interest from all sources	2012-12-31	$31,767
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$354,967
Participant contributions at end of year	2012-12-31	$92,628
Participant contributions at beginning of year	2012-12-31	$90,355
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$11,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,024,029
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,742,668
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,718,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$4,161,273
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$3,364,443
Interest on participant loans	2012-12-31	$2,764
Interest earned on other investments	2012-12-31	$29,003
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,488,767
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,263,841
Net investment gain/loss from pooled separate accounts	2012-12-31	$558,687
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$476,216
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$393,084
Contract administrator fees	2012-12-31	$15,650
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CLIFTON LIPFORD HARDISON & PARKER
Accountancy firm EIN	2012-12-31	582253342
2011 : HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$613,437
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$71,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$63,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$776,498
Value of total assets at end of year	2011-12-31	$4,718,639
Value of total assets at beginning of year	2011-12-31	$4,176,499
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$8,004
Total interest from all sources	2011-12-31	$30,835
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$331,131
Participant contributions at end of year	2011-12-31	$90,355
Participant contributions at beginning of year	2011-12-31	$45,056
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$7,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$542,140
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,718,639
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,176,499
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$3,364,443
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$3,114,769
Interest on participant loans	2011-12-31	$1,671
Interest earned on other investments	2011-12-31	$29,164
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,263,841
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,016,674
Net investment gain/loss from pooled separate accounts	2011-12-31	$-193,896
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$438,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$63,293
Contract administrator fees	2011-12-31	$8,004
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CLIFTON, LIPFORD, HARDISON, & PARKE
Accountancy firm EIN	2011-12-31	582253342

Form 5500 Responses for HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN

2022: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, PC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

802574

Policy instance

Insurance contract or identification number	802574
Number of Individuals Covered	0
Insurance policy start date	2015-01-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $4,777
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,777
Insurance broker organization code?	3
Insurance broker name	BRETT VIRGIN

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

802574

Policy instance

Insurance contract or identification number	802574
Number of Individuals Covered	145
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $8,417
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,417
Insurance broker organization code?	3
Insurance broker name	BRETT VIRGIN

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

802574

Policy instance

Insurance contract or identification number	802574
Number of Individuals Covered	143
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $6,749
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,749
Insurance broker organization code?	3
Insurance broker name	BRETT VIRGIN

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

802574

Policy instance

Insurance contract or identification number	802574
Number of Individuals Covered	153
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $5,233
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,233
Insurance broker organization code?	3
Insurance broker name	BRETT VIRGIN

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

802574

Policy instance

Insurance contract or identification number	802574
Number of Individuals Covered	157
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $4,445
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	HOUSTON ORTHOPAEDIC SURGERY & SPORTS MEDICINE, P.C.
Employer identification number (EIN):	582394003
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)