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U.S. HEALTHWORKS 401(K) PLAN 401k Plan overview

Plan NameU.S. HEALTHWORKS 401(K) PLAN
Plan identification number 001

U.S. HEALTHWORKS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

U.S. HEALTHWORKS HOLDING COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:U.S. HEALTHWORKS HOLDING COMPANY, INC.
Employer identification number (EIN):582420844
NAIC Classification:621340
NAIC Description:Offices of Physical, Occupational and Speech Therapists, and Audiologists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan U.S. HEALTHWORKS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01BECKY L. HEINDEL BECKY L. HEINDEL2019-02-15
0012017-01-01BECKY L. HEINDEL BECKY L. HEINDEL2018-10-12
0012016-01-01BRIAN ARNDS BRIAN ARNDS2017-10-16
0012015-01-01BRIAN ARNDS BRIAN ARNDS2016-10-11
0012014-01-01BRIAN ARNDS
0012013-01-01BRIAN ARNDS
0012012-01-01BRIAN ARNDS
0012011-01-01BRIAN ARNDS
0012010-01-01BRIAN ARNDS BRIAN ARNDS2011-10-10
0012009-01-01BRIAN ARNDS BRIAN ARNDS2010-10-08

Plan Statistics for U.S. HEALTHWORKS 401(K) PLAN

401k plan membership statisitcs for U.S. HEALTHWORKS 401(K) PLAN

Measure Date Value
2018: U.S. HEALTHWORKS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014,635
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: U.S. HEALTHWORKS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,768
Total number of active participants reported on line 7a of the Form 55002017-01-014,046
Number of retired or separated participants receiving benefits2017-01-016
Number of other retired or separated participants entitled to future benefits2017-01-01574
Total of all active and inactive participants2017-01-014,626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-019
Total participants2017-01-014,635
Number of participants with account balances2017-01-014,164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01395
2016: U.S. HEALTHWORKS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,353
Total number of active participants reported on line 7a of the Form 55002016-01-014,204
Number of retired or separated participants receiving benefits2016-01-019
Number of other retired or separated participants entitled to future benefits2016-01-01548
Total of all active and inactive participants2016-01-014,761
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-017
Total participants2016-01-014,768
Number of participants with account balances2016-01-014,232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01175
2015: U.S. HEALTHWORKS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,566
Total number of active participants reported on line 7a of the Form 55002015-01-013,130
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01222
Total of all active and inactive participants2015-01-013,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-013,353
Number of participants with account balances2015-01-011,581
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0173
2014: U.S. HEALTHWORKS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,404
Total number of active participants reported on line 7a of the Form 55002014-01-012,352
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01167
Total of all active and inactive participants2014-01-012,519
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012,519
Number of participants with account balances2014-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: U.S. HEALTHWORKS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,304
Total number of active participants reported on line 7a of the Form 55002013-01-012,093
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01208
Total of all active and inactive participants2013-01-012,301
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012,301
Number of participants with account balances2013-01-011,357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: U.S. HEALTHWORKS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,420
Total number of active participants reported on line 7a of the Form 55002012-01-012,012
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01220
Total of all active and inactive participants2012-01-012,232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012,232
Number of participants with account balances2012-01-011,367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: U.S. HEALTHWORKS 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,450
Total number of active participants reported on line 7a of the Form 55002011-01-012,174
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01173
Total of all active and inactive participants2011-01-012,347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-012,347
Number of participants with account balances2011-01-011,691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0114
2010: U.S. HEALTHWORKS 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012,383
Total number of active participants reported on line 7a of the Form 55002010-01-012,124
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01200
Total of all active and inactive participants2010-01-012,324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-012,324
Number of participants with account balances2010-01-011,931
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01123
2009: U.S. HEALTHWORKS 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,571
Total number of active participants reported on line 7a of the Form 55002009-01-012,078
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01365
Total of all active and inactive participants2009-01-012,443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-012,444
Number of participants with account balances2009-01-011,039
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01229

Financial Data on U.S. HEALTHWORKS 401(K) PLAN

Measure Date Value
2018 : U.S. HEALTHWORKS 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-04-30$0
Total transfer of assets from this plan2018-04-30$120,443,854
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-04-30$0
Total income from all sources (including contributions)2018-04-30$7,523,668
Total loss/gain on sale of assets2018-04-30$0
Total of all expenses incurred2018-04-30$8,874,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-04-30$8,556,986
Expenses. Certain deemed distributions of participant loans2018-04-30$71,692
Value of total corrective distributions2018-04-30$1,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-04-30$7,367,587
Value of total assets at end of year2018-04-30$0
Value of total assets at beginning of year2018-04-30$121,795,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-04-30$244,344
Total interest from all sources2018-04-30$27,302
Total dividends received (eg from common stock, registered investment company shares)2018-04-30$305,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-04-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-04-30$0
Total dividends received from registered investment company shares (eg mutual funds)2018-04-30$305,841
Was this plan covered by a fidelity bond2018-04-30Yes
Value of fidelity bond cover2018-04-30$1,000,000
If this is an individual account plan, was there a blackout period2018-04-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-04-30$0
Were there any nonexempt tranactions with any party-in-interest2018-04-30No
Contributions received from participants2018-04-30$5,912,606
Participant contributions at end of year2018-04-30$0
Participant contributions at beginning of year2018-04-30$1,676,098
Participant contributions at end of year2018-04-30$0
Participant contributions at beginning of year2018-04-30$496,693
Income. Received or receivable in cash from other sources (including rollovers)2018-04-30$422,489
Other income not declared elsewhere2018-04-30$51,205
Administrative expenses (other) incurred2018-04-30$244,344
Total non interest bearing cash at end of year2018-04-30$0
Total non interest bearing cash at beginning of year2018-04-30$3,214
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Value of net income/loss2018-04-30$-1,351,147
Value of net assets at end of year (total assets less liabilities)2018-04-30$0
Value of net assets at beginning of year (total assets less liabilities)2018-04-30$121,795,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-04-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-04-30No
Were any leases to which the plan was party in default or uncollectible2018-04-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-04-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-04-30$112,405,802
Interest on participant loans2018-04-30$27,356
Value of interest in common/collective trusts at end of year2018-04-30$0
Value of interest in common/collective trusts at beginning of year2018-04-30$7,109,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-04-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-04-30$285
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-04-30$285
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-04-30$-54
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-04-30$-256,207
Net investment gain or loss from common/collective trusts2018-04-30$27,940
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-04-30No
Was there a failure to transmit to the plan any participant contributions2018-04-30No
Has the plan failed to provide any benefit when due under the plan2018-04-30No
Contributions received in cash from employer2018-04-30$1,032,492
Employer contributions (assets) at end of year2018-04-30$0
Employer contributions (assets) at beginning of year2018-04-30$103,655
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-04-30$8,556,986
Did the plan have assets held for investment2018-04-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-04-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-04-30Yes
Aggregate proceeds on sale of assets2018-04-30$20,113
Aggregate carrying amount (costs) on sale of assets2018-04-30$20,113
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-04-30Yes
Opinion of an independent qualified public accountant for this plan2018-04-30Disclaimer
Accountancy firm name2018-04-30ROSS LANE & COMPANY LLC
Accountancy firm EIN2018-04-30581686745
2017 : U.S. HEALTHWORKS 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$41,969,354
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$10,047,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,419,672
Expenses. Certain deemed distributions of participant loans2017-12-31$107,642
Value of total corrective distributions2017-12-31$3,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$24,863,522
Value of total assets at end of year2017-12-31$121,795,001
Value of total assets at beginning of year2017-12-31$89,872,930
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$516,384
Total interest from all sources2017-12-31$57,362
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,964,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,964,381
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$15,763,885
Participant contributions at end of year2017-12-31$1,676,098
Participant contributions at beginning of year2017-12-31$1,169,152
Participant contributions at end of year2017-12-31$496,693
Participant contributions at beginning of year2017-12-31$0
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$5,987,940
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$81,230
Administrative expenses (other) incurred2017-12-31$516,384
Total non interest bearing cash at end of year2017-12-31$3,214
Total non interest bearing cash at beginning of year2017-12-31$2,279
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$31,922,071
Value of net assets at end of year (total assets less liabilities)2017-12-31$121,795,001
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$89,872,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$112,405,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$82,482,934
Interest on participant loans2017-12-31$57,308
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$7,109,254
Value of interest in common/collective trusts at beginning of year2017-12-31$6,146,315
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$285
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$8,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$8,891
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$54
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,912,254
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$90,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$3,111,697
Employer contributions (assets) at end of year2017-12-31$103,655
Employer contributions (assets) at beginning of year2017-12-31$63,359
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,419,672
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ROSS LANE & COMPANY LLC
Accountancy firm EIN2017-12-31581686745
2016 : U.S. HEALTHWORKS 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$2,261,501
Total transfer of assets from this plan2016-12-31$15,749
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$30,299,441
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,317,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,750,410
Expenses. Certain deemed distributions of participant loans2016-12-31$162,093
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$23,367,331
Value of total assets at end of year2016-12-31$89,872,930
Value of total assets at beginning of year2016-12-31$62,645,128
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$404,888
Total interest from all sources2016-12-31$48,299
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,214,605
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,214,605
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$11,919,633
Participant contributions at end of year2016-12-31$1,169,152
Participant contributions at beginning of year2016-12-31$1,289,710
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$213,379
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$10,701,710
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$39,061
Administrative expenses (other) incurred2016-12-31$404,888
Total non interest bearing cash at end of year2016-12-31$2,279
Total non interest bearing cash at beginning of year2016-12-31$390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$24,982,050
Value of net assets at end of year (total assets less liabilities)2016-12-31$89,872,930
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$62,645,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$82,482,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$55,253,672
Interest on participant loans2016-12-31$48,299
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$6,146,315
Value of interest in common/collective trusts at beginning of year2016-12-31$5,658,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$8,891
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$8,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$8,891
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,563,942
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$66,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$745,988
Employer contributions (assets) at end of year2016-12-31$63,359
Employer contributions (assets) at beginning of year2016-12-31$220,342
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,750,410
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ROSS LANE & COMPANY LLC
Accountancy firm EIN2016-12-31581686745
2015 : U.S. HEALTHWORKS 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$12,621,391
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$4,387,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$4,144,174
Expenses. Certain deemed distributions of participant loans2015-12-31$90,420
Value of total corrective distributions2015-12-31$17,557
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$12,538,274
Value of total assets at end of year2015-12-31$62,645,128
Value of total assets at beginning of year2015-12-31$54,411,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$135,251
Total interest from all sources2015-12-31$51,175
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,278,926
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,278,926
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$7,213,238
Participant contributions at end of year2015-12-31$1,289,710
Participant contributions at beginning of year2015-12-31$1,194,335
Participant contributions at end of year2015-12-31$213,379
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,873,518
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$19,428
Administrative expenses (other) incurred2015-12-31$135,251
Total non interest bearing cash at end of year2015-12-31$390
Total non interest bearing cash at beginning of year2015-12-31$53,163,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$8,233,989
Value of net assets at end of year (total assets less liabilities)2015-12-31$62,645,128
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$54,411,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$55,253,672
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$53,490
Interest on participant loans2015-12-31$51,175
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$5,658,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$8,891
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,314,212
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$47,800
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Contributions received in cash from employer2015-12-31$451,518
Employer contributions (assets) at end of year2015-12-31$220,342
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$4,144,174
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ROSS LANE & COMPANY LLC
Accountancy firm EIN2015-12-31581686745
2014 : U.S. HEALTHWORKS 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$6,882
Total unrealized appreciation/depreciation of assets2014-12-31$6,882
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$53,775
Total income from all sources (including contributions)2014-12-31$9,890,548
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$4,449,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,425,698
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,244,316
Value of total assets at end of year2014-12-31$54,411,139
Value of total assets at beginning of year2014-12-31$49,024,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$24,110
Total interest from all sources2014-12-31$48,941
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$476,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$475,893
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,876,400
Participant contributions at end of year2014-12-31$1,194,335
Participant contributions at beginning of year2014-12-31$1,105,064
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$1,117
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,367,916
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$167
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$53,775
Other income not declared elsewhere2014-12-31$-1,115
Administrative expenses (other) incurred2014-12-31$204
Total non interest bearing cash at end of year2014-12-31$53,163,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,440,740
Value of net assets at end of year (total assets less liabilities)2014-12-31$54,411,139
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$48,970,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$53,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$47,907,142
Interest on participant loans2014-12-31$48,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,115,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Income. Dividends from common stock2014-12-31$139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,425,531
Contract administrator fees2014-12-31$23,906
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$10,851
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ROSS LANE & COMPANY LLC
Accountancy firm EIN2014-12-31581686745
2013 : U.S. HEALTHWORKS 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-7,122
Total unrealized appreciation/depreciation of assets2013-12-31$-7,122
Total transfer of assets from this plan2013-12-31$47,478
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$53,775
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$87,460
Total income from all sources (including contributions)2013-12-31$13,596,941
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,058,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,982,891
Value of total corrective distributions2013-12-31$53,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,880,825
Value of total assets at end of year2013-12-31$49,024,174
Value of total assets at beginning of year2013-12-31$39,567,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$22,017
Total interest from all sources2013-12-31$47,879
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$414,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$414,435
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,326,450
Participant contributions at end of year2013-12-31$1,105,064
Participant contributions at beginning of year2013-12-31$964,180
Participant contributions at end of year2013-12-31$1,117
Participant contributions at beginning of year2013-12-31$518
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$554,248
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$53,775
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$87,460
Other income not declared elsewhere2013-12-31$-1,453
Administrative expenses (other) incurred2013-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$9,538,154
Value of net assets at end of year (total assets less liabilities)2013-12-31$48,970,399
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$39,479,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$47,907,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$38,561,308
Interest on participant loans2013-12-31$47,879
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$7,262,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$127
Income. Dividends from common stock2013-12-31$117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,982,891
Contract administrator fees2013-12-31$22,015
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$10,851
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$41,177
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ROSS LANE & COMPANY LLC
Accountancy firm EIN2013-12-31581686745
2012 : U.S. HEALTHWORKS 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$5,554
Total unrealized appreciation/depreciation of assets2012-12-31$5,554
Total transfer of assets from this plan2012-12-31$177,242
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$87,460
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$287,817
Total income from all sources (including contributions)2012-12-31$9,135,983
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,157,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,062,665
Value of total corrective distributions2012-12-31$87,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,296,934
Value of total assets at end of year2012-12-31$39,567,183
Value of total assets at beginning of year2012-12-31$32,966,126
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,202
Total interest from all sources2012-12-31$47,444
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$430,229
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$430,229
Administrative expenses professional fees incurred2012-12-31$1,631
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,699,788
Participant contributions at end of year2012-12-31$964,180
Participant contributions at beginning of year2012-12-31$1,037,976
Participant contributions at end of year2012-12-31$518
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$597,146
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$87,460
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$287,817
Other income not declared elsewhere2012-12-31$4
Administrative expenses (other) incurred2012-12-31$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,978,656
Value of net assets at end of year (total assets less liabilities)2012-12-31$39,479,723
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$32,678,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$862
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$38,561,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$31,885,169
Interest on participant loans2012-12-31$47,444
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,355,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,062,665
Contract administrator fees2012-12-31$4,690
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$41,177
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$42,981
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ROSS LANE & COMPANY LLC
Accountancy firm EIN2012-12-31581686745
2011 : U.S. HEALTHWORKS 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$287,817
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$141,164
Total income from all sources (including contributions)2011-12-31$3,968,985
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,603,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,292,087
Value of total corrective distributions2011-12-31$287,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,682,418
Value of total assets at end of year2011-12-31$32,966,126
Value of total assets at beginning of year2011-12-31$31,454,431
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$24,039
Total interest from all sources2011-12-31$42,252
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$324,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$324,598
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,748,496
Participant contributions at end of year2011-12-31$1,037,976
Participant contributions at beginning of year2011-12-31$941,305
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$933,922
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$287,817
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$141,164
Other income not declared elsewhere2011-12-31$-10,839
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,365,042
Value of net assets at end of year (total assets less liabilities)2011-12-31$32,678,309
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$31,313,267
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$31,885,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$30,513,126
Interest on participant loans2011-12-31$42,252
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,069,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,292,087
Contract administrator fees2011-12-31$24,039
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$42,981
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ROSS LANE & COMPANY LLC
Accountancy firm EIN2011-12-31581686745
2010 : U.S. HEALTHWORKS 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$8,445
Total unrealized appreciation/depreciation of assets2010-12-31$8,445
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$141,164
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$153,325
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,953,308
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,871,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,701,375
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$157,889
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,521,933
Value of total assets at end of year2010-12-31$31,454,431
Value of total assets at beginning of year2010-12-31$27,385,085
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$12,537
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$100,803
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$272,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$272,786
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$3,427,410
Participant contributions at end of year2010-12-31$941,305
Participant contributions at beginning of year2010-12-31$764,037
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$94,523
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$688
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$141,164
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$153,325
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$54
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$4,081,507
Value of net assets at end of year (total assets less liabilities)2010-12-31$31,313,267
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$27,231,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$30,513,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$22,243,469
Interest on participant loans2010-12-31$46,765
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$54,038
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,373
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,373
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,353,014
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,049,341
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$0
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,700,687
Contract administrator fees2010-12-31$12,483
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$23,192
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ROSS LANE & COMPANY LLC
Accountancy firm EIN2010-12-31581686745
2009 : U.S. HEALTHWORKS 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for U.S. HEALTHWORKS 401(K) PLAN

2018: U.S. HEALTHWORKS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: U.S. HEALTHWORKS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: U.S. HEALTHWORKS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: U.S. HEALTHWORKS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: U.S. HEALTHWORKS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: U.S. HEALTHWORKS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: U.S. HEALTHWORKS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: U.S. HEALTHWORKS 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: U.S. HEALTHWORKS 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: U.S. HEALTHWORKS 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered2162
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $30,821
Total amount of fees paid to insurance companyUSD $63,930
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered2324
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $35,587
Total amount of fees paid to insurance companyUSD $42,551
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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