401k Plan data: USHW 401(K) PLAN plan

USHW 401(K) PLAN 401k Plan overview

Plan Name	USHW 401(K) PLAN
Plan identification number	005

USHW 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

U.S. HEALTHWORKS HOLDING COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: U.S. HEALTHWORKS HOLDING COMPANY, INC.

Employer identification number (EIN): 582420844

NAIC Classification: 621340
NAIC Description: Offices of Physical, Occupational and Speech Therapists, and Audiologists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan USHW 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2016-01-01 BRIAN ARNDS BRIAN ARNDS 2017-08-11
005 2015-01-01 BRIAN ARNDS BRIAN ARNDS 2016-10-11
005 2014-01-01 BRIAN ARNDS
005 2013-01-01 BRIAN ARNDS
005 2012-01-01 BRIAN ARNDS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
005	2016-01-01	BRIAN ARNDS	BRIAN ARNDS	2017-08-11
005	2015-01-01	BRIAN ARNDS	BRIAN ARNDS	2016-10-11
005	2014-01-01	BRIAN ARNDS
005	2013-01-01	BRIAN ARNDS
005	2012-01-01	BRIAN ARNDS

Plan Statistics for USHW 401(K) PLAN

401k plan membership statisitcs for USHW 401(K) PLAN

Measure Date Value
2016: USHW 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1,409
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: USHW 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,135
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,396
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 13
Total of all active and inactive participants 2015-01-01 1,409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 1,409
Number of participants with account balances 2015-01-01 418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 20
2014: USHW 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,077
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,082
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 1,082
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 1,082
Number of participants with account balances 2014-01-01 300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: USHW 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 984
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 995
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 8
Total of all active and inactive participants 2013-01-01 1,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,003
Number of participants with account balances 2013-01-01 292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: USHW 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 922
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 26
Total of all active and inactive participants 2012-01-01 948
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 948
Number of participants with account balances 2012-01-01 278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2016: USHW 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,409
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: USHW 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,135
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,396
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	13
Total of all active and inactive participants	2015-01-01	1,409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,409
Number of participants with account balances	2015-01-01	418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	20
2014: USHW 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,077
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,082
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	1,082
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	1,082
Number of participants with account balances	2014-01-01	300
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: USHW 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	984
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	995
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	8
Total of all active and inactive participants	2013-01-01	1,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,003
Number of participants with account balances	2013-01-01	292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: USHW 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	922
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	26
Total of all active and inactive participants	2012-01-01	948
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	948
Number of participants with account balances	2012-01-01	278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on USHW 401(K) PLAN

Measure	Date	Value
2016 : USHW 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-10-31	$0
Total unrealized appreciation/depreciation of assets	2016-10-31	$0
Total transfer of assets to this plan	2016-10-31	$15,749
Total transfer of assets from this plan	2016-10-31	$2,261,501
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-10-31	$0
Expenses. Interest paid	2016-10-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-10-31	$0
Total income from all sources (including contributions)	2016-10-31	$1,630,669
Total loss/gain on sale of assets	2016-10-31	$0
Total of all expenses incurred	2016-10-31	$388,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-10-31	$220,495
Expenses. Certain deemed distributions of participant loans	2016-10-31	$973
Value of total corrective distributions	2016-10-31	$618
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-10-31	$1,526,611
Value of total assets at end of year	2016-10-31	$0
Value of total assets at beginning of year	2016-10-31	$1,003,958
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-10-31	$166,789
Total interest from all sources	2016-10-31	$1,272
Total dividends received (eg from common stock, registered investment company shares)	2016-10-31	$14,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-10-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-10-31	$14,767
Assets. Real estate other than employer real property at end of year	2016-10-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-10-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-10-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-10-31	$0
Was this plan covered by a fidelity bond	2016-10-31	Yes
Value of fidelity bond cover	2016-10-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-10-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-10-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-10-31	No
Contributions received from participants	2016-10-31	$1,396,105
Participant contributions at end of year	2016-10-31	$0
Participant contributions at beginning of year	2016-10-31	$28,772
Participant contributions at beginning of year	2016-10-31	$19,340
Assets. Other investments not covered elsewhere at end of year	2016-10-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-10-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-10-31	$29,630
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-10-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-10-31	$0
Assets. Loans (other than to participants) at end of year	2016-10-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-10-31	$0
Other income not declared elsewhere	2016-10-31	$6,341
Administrative expenses (other) incurred	2016-10-31	$166,789
Total non interest bearing cash at end of year	2016-10-31	$0
Total non interest bearing cash at beginning of year	2016-10-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-31	No
Income. Non cash contributions	2016-10-31	$0
Value of net income/loss	2016-10-31	$1,241,794
Value of net assets at end of year (total assets less liabilities)	2016-10-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-10-31	$1,003,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-10-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-10-31	No
Were any leases to which the plan was party in default or uncollectible	2016-10-31	No
Assets. partnership/joint venture interests at end of year	2016-10-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-10-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-10-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-10-31	$843,276
Interest on participant loans	2016-10-31	$1,272
Interest earned on other investments	2016-10-31	$0
Income. Interest from US Government securities	2016-10-31	$0
Income. Interest from corporate debt instruments	2016-10-31	$0
Value of interest in common/collective trusts at end of year	2016-10-31	$0
Value of interest in common/collective trusts at beginning of year	2016-10-31	$97,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-10-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-10-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-10-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-10-31	$0
Asset value of US Government securities at end of year	2016-10-31	$0
Asset value of US Government securities at beginning of year	2016-10-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-10-31	$80,829
Net investment gain/loss from pooled separate accounts	2016-10-31	$0
Net investment gain or loss from common/collective trusts	2016-10-31	$849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-10-31	No
Was there a failure to transmit to the plan any participant contributions	2016-10-31	No
Has the plan failed to provide any benefit when due under the plan	2016-10-31	No
Assets. Invements in employer securities at end of year	2016-10-31	$0
Assets. Invements in employer securities at beginning of year	2016-10-31	$0
Contributions received in cash from employer	2016-10-31	$100,876
Employer contributions (assets) at beginning of year	2016-10-31	$15,451
Income. Dividends from preferred stock	2016-10-31	$0
Income. Dividends from common stock	2016-10-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-10-31	$220,495
Asset. Corporate debt instrument preferred debt at end of year	2016-10-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-10-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-10-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-10-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2016-10-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-10-31	$0
Did the plan have assets held for investment	2016-10-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-10-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-10-31	No
Aggregate proceeds on sale of assets	2016-10-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-10-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-10-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-10-31	Disclaimer
Accountancy firm name	2016-10-31	ROSS LANE & COMPANY LLC
Accountancy firm EIN	2016-10-31	581686745
2015 : USHW 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$521,082
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$114,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$76,689
Expenses. Certain deemed distributions of participant loans	2015-12-31	$14,593
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$526,898
Value of total assets at end of year	2015-12-31	$1,003,958
Value of total assets at beginning of year	2015-12-31	$596,917
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$22,759
Total interest from all sources	2015-12-31	$964
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$27,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$27,498
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$29,894
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$330,024
Participant contributions at end of year	2015-12-31	$28,772
Participant contributions at end of year	2015-12-31	$19,340
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$163,225
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$-3,491
Administrative expenses (other) incurred	2015-12-31	$22,759
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$567,023
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$407,041
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,003,958
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$596,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$843,276
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$964
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$97,119
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-31,460
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$33,649
Employer contributions (assets) at end of year	2015-12-31	$15,451
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$76,689
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ROSS LANE & COMPANY LLC
Accountancy firm EIN	2015-12-31	581686745
2014 : USHW 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$249,104
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$27,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$26,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$223,604
Value of total assets at end of year	2014-12-31	$596,917
Value of total assets at beginning of year	2014-12-31	$374,822
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$693
Total interest from all sources	2014-12-31	$1,285
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$4,630
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$4,630
Assets. Real estate other than employer real property at end of year	2014-12-31	$29,894
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$27,900
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$142,426
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$81,178
Administrative expenses (other) incurred	2014-12-31	$1
Total non interest bearing cash at end of year	2014-12-31	$567,023
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$222,095
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$596,917
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$374,822
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$346,922
Interest on participant loans	2014-12-31	$1,285
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$19,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$26,316
Contract administrator fees	2014-12-31	$692
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ROSS LANE & COMPANY LLC
Accountancy firm EIN	2014-12-31	581686745
2013 : USHW 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$47,478
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$195,155
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$69,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$69,424
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$140,858
Value of total assets at end of year	2013-12-31	$374,822
Value of total assets at beginning of year	2013-12-31	$201,982
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$369
Total interest from all sources	2013-12-31	$742
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,457
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$77,831
Participant contributions at end of year	2013-12-31	$27,900
Participant contributions at beginning of year	2013-12-31	$5,749
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$63,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$125,362
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$374,822
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$201,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$346,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$196,233
Interest on participant loans	2013-12-31	$742
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$51,098
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$69,424
Contract administrator fees	2013-12-31	$369
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ROSS LANE & COMPANY LLC
Accountancy firm EIN	2013-12-31	581686745
2012 : USHW 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$177,242
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$53,450
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$28,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$28,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$35,352
Value of total assets at end of year	2012-12-31	$201,982
Value of total assets at beginning of year	2012-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$124
Total interest from all sources	2012-12-31	$181
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,714
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$32,307
Participant contributions at end of year	2012-12-31	$5,749
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$3,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$24,740
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$201,982
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$196,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$181
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$16,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Income. Dividends from common stock	2012-12-31	$1,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$28,586
Contract administrator fees	2012-12-31	$124
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	ROSS LANE & COMPANY LLC
Accountancy firm EIN	2012-12-31	581686745

Form 5500 Responses for USHW 401(K) PLAN

2016: USHW 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: USHW 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: USHW 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: USHW 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: USHW 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	First time form 5500 has been submitted	Yes
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	U.S. HEALTHWORKS HOLDING COMPANY, INC.
Employer identification number (EIN):	582420844
NAIC Classification:	621340
NAIC Description:	Offices of Physical, Occupational and Speech Therapists, and Audiologists