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CONNECTURE, INC. 401(K) PLAN 401k Plan overview

Plan NameCONNECTURE, INC. 401(K) PLAN
Plan identification number 001

CONNECTURE, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CONNECTURE, INC. has sponsored the creation of one or more 401k plans.

Company Name:CONNECTURE, INC.
Employer identification number (EIN):582488736
NAIC Classification:541511
NAIC Description:Custom Computer Programming Services

Additional information about CONNECTURE, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2015-02-04
Company Identification Number: 0802150185
Legal Registered Office Address: 1 ANTARES DR STE 400

OTTAWA
United States of America (USA)

More information about CONNECTURE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONNECTURE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01CHRISTINA DONINO2021-03-02 CHRISTINA DONINO2021-03-02
0012019-01-01CHRISTINA DONINO2020-08-25 CHRISTINA DONINO2020-08-25
0012018-01-01TONI GOODLOW2019-10-03 TONI GOODLOW2019-10-03
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01MONIQUE TREASE
0012012-01-01ROBERT COLLEY ROBERT COLLEY2013-10-10
0012011-01-01ROBERT COLLEY
0012009-01-01ROBERT COLLEY

Plan Statistics for CONNECTURE, INC. 401(K) PLAN

401k plan membership statisitcs for CONNECTURE, INC. 401(K) PLAN

Measure Date Value
2020: CONNECTURE, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01321
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CONNECTURE, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01466
Total number of active participants reported on line 7a of the Form 55002019-01-0199
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01222
Total of all active and inactive participants2019-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01321
Number of participants with account balances2019-01-01299
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0122
2018: CONNECTURE, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01513
Total number of active participants reported on line 7a of the Form 55002018-01-01238
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01204
Total of all active and inactive participants2018-01-01442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01442
Number of participants with account balances2018-01-01401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0138
2017: CONNECTURE, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01569
Total number of active participants reported on line 7a of the Form 55002017-01-01337
Number of other retired or separated participants entitled to future benefits2017-01-01181
Total of all active and inactive participants2017-01-01518
Total participants2017-01-01518
Number of participants with account balances2017-01-01455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0118
2016: CONNECTURE, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01617
Total number of active participants reported on line 7a of the Form 55002016-01-01375
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01198
Total of all active and inactive participants2016-01-01573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01573
Number of participants with account balances2016-01-01490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0150
2015: CONNECTURE, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01559
Total number of active participants reported on line 7a of the Form 55002015-01-01371
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01166
Total of all active and inactive participants2015-01-01537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01537
Number of participants with account balances2015-01-01475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0147
2014: CONNECTURE, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01531
Total number of active participants reported on line 7a of the Form 55002014-01-01422
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01131
Total of all active and inactive participants2014-01-01553
Total participants2014-01-01553
Number of participants with account balances2014-01-01440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0148
2013: CONNECTURE, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01342
Total number of active participants reported on line 7a of the Form 55002013-01-01351
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0173
Total of all active and inactive participants2013-01-01424
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01424
Number of participants with account balances2013-01-01334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0134
2012: CONNECTURE, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01272
Total number of active participants reported on line 7a of the Form 55002012-01-01288
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0154
Total of all active and inactive participants2012-01-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01342
Number of participants with account balances2012-01-01258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: CONNECTURE, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01196
Total number of active participants reported on line 7a of the Form 55002011-01-01210
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0162
Total of all active and inactive participants2011-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01272
Number of participants with account balances2011-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: CONNECTURE, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01220
Total number of active participants reported on line 7a of the Form 55002009-01-01134
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0163
Total of all active and inactive participants2009-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01197
Number of participants with account balances2009-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on CONNECTURE, INC. 401(K) PLAN

Measure Date Value
2020 : CONNECTURE, INC. 401(K) PLAN 2020 401k financial data
Total transfer of assets from this plan2020-06-30$19,549,056
Total income from all sources (including contributions)2020-06-30$-646,128
Total of all expenses incurred2020-06-30$7,985,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$7,971,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$384,855
Value of total assets at end of year2020-06-30$0
Value of total assets at beginning of year2020-06-30$28,180,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$13,574
Total interest from all sources2020-06-30$3,341
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$118,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-06-30$0
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$118,303
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$5,000,000
If this is an individual account plan, was there a blackout period2020-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-06-30$0
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$384,855
Participant contributions at end of year2020-06-30$0
Participant contributions at beginning of year2020-06-30$178,981
Participant contributions at end of year2020-06-30$0
Participant contributions at beginning of year2020-06-30$21,816
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$-8,631,698
Value of net assets at end of year (total assets less liabilities)2020-06-30$0
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$28,180,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$27,060,712
Interest on participant loans2020-06-30$3,341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$874,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$-1,152,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Employer contributions (assets) at end of year2020-06-30$0
Employer contributions (assets) at beginning of year2020-06-30$45,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$7,971,996
Contract administrator fees2020-06-30$13,574
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30JMM CPA
Accountancy firm EIN2020-06-30472940358
2019 : CONNECTURE, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$7,569,402
Total of all expenses incurred2019-12-31$9,009,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$8,984,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,429,424
Value of total assets at end of year2019-12-31$28,180,754
Value of total assets at beginning of year2019-12-31$29,620,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$25,083
Total interest from all sources2019-12-31$25,898
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,427,338
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,427,338
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,144,831
Participant contributions at end of year2019-12-31$178,981
Participant contributions at beginning of year2019-12-31$312,127
Participant contributions at end of year2019-12-31$21,816
Participant contributions at beginning of year2019-12-31$58,064
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$115,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-1,440,048
Value of net assets at end of year (total assets less liabilities)2019-12-31$28,180,754
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$29,620,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$27,060,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$28,296,131
Interest on participant loans2019-12-31$14,671
Interest earned on other investments2019-12-31$11,227
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$874,072
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$843,043
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,686,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$169,301
Employer contributions (assets) at end of year2019-12-31$45,173
Employer contributions (assets) at beginning of year2019-12-31$111,437
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$8,984,367
Contract administrator fees2019-12-31$25,083
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
2018 : CONNECTURE, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,355,099
Total of all expenses incurred2018-12-31$6,046,333
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,993,748
Expenses. Certain deemed distributions of participant loans2018-12-31$27,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,031,931
Value of total assets at end of year2018-12-31$29,620,802
Value of total assets at beginning of year2018-12-31$34,312,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$25,076
Total interest from all sources2018-12-31$23,511
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,821,299
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,821,299
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,428,118
Participant contributions at end of year2018-12-31$312,127
Participant contributions at beginning of year2018-12-31$240,270
Participant contributions at end of year2018-12-31$58,064
Participant contributions at beginning of year2018-12-31$88,400
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$122,127
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,691,234
Value of net assets at end of year (total assets less liabilities)2018-12-31$29,620,802
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$34,312,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$28,296,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$33,009,837
Interest on participant loans2018-12-31$13,273
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$10,238
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$843,043
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$802,780
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,521,642
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$481,686
Employer contributions (assets) at end of year2018-12-31$111,437
Employer contributions (assets) at beginning of year2018-12-31$170,749
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,993,748
Contract administrator fees2018-12-31$25,076
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31JMM CPA
Accountancy firm EIN2018-12-31472940358
2017 : CONNECTURE, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$9,353,842
Total of all expenses incurred2017-12-31$4,142,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,102,051
Expenses. Certain deemed distributions of participant loans2017-12-31$16,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,790,371
Value of total assets at end of year2017-12-31$34,312,036
Value of total assets at beginning of year2017-12-31$29,100,569
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$23,619
Total interest from all sources2017-12-31$15,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,887,071
Participant contributions at end of year2017-12-31$240,270
Participant contributions at beginning of year2017-12-31$382,886
Participant contributions at end of year2017-12-31$88,400
Participant contributions at beginning of year2017-12-31$91,756
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$253,088
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,211,467
Value of net assets at end of year (total assets less liabilities)2017-12-31$34,312,036
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$29,100,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$17,019
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$33,009,837
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$27,336,800
Interest on participant loans2017-12-31$15,093
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$802,780
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,105,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,548,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$650,212
Employer contributions (assets) at end of year2017-12-31$170,749
Employer contributions (assets) at beginning of year2017-12-31$183,554
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,102,051
Contract administrator fees2017-12-31$6,600
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31JMM CPA
Accountancy firm EIN2017-12-31472940358
2016 : CONNECTURE, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$6,550,024
Total of all expenses incurred2016-12-31$3,597,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,577,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,372,963
Value of total assets at end of year2016-12-31$29,100,569
Value of total assets at beginning of year2016-12-31$26,147,658
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$20,088
Total interest from all sources2016-12-31$14,596
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$878,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$878,938
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,238,691
Participant contributions at end of year2016-12-31$382,886
Participant contributions at beginning of year2016-12-31$341,905
Participant contributions at end of year2016-12-31$91,756
Participant contributions at beginning of year2016-12-31$96,488
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$398,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,952,911
Value of net assets at end of year (total assets less liabilities)2016-12-31$29,100,569
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$26,147,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$27,336,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$24,508,889
Interest on participant loans2016-12-31$14,596
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,105,573
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,041,186
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,283,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$735,294
Employer contributions (assets) at end of year2016-12-31$183,554
Employer contributions (assets) at beginning of year2016-12-31$159,190
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,577,025
Contract administrator fees2016-12-31$20,088
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31JMM CPA
Accountancy firm EIN2016-12-31472940358
2015 : CONNECTURE, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$4,725,162
Total of all expenses incurred2015-12-31$2,418,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,403,957
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,734,061
Value of total assets at end of year2015-12-31$26,147,658
Value of total assets at beginning of year2015-12-31$23,841,092
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$14,639
Total interest from all sources2015-12-31$24,180
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,218,131
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,218,131
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,259,794
Participant contributions at end of year2015-12-31$341,905
Participant contributions at beginning of year2015-12-31$401,784
Participant contributions at end of year2015-12-31$96,488
Participant contributions at beginning of year2015-12-31$98,089
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$794,493
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,306,566
Value of net assets at end of year (total assets less liabilities)2015-12-31$26,147,658
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$23,841,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$14,639
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$24,508,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$22,639,997
Interest on participant loans2015-12-31$15,898
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$8,282
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,041,186
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$628,120
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,251,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$679,774
Employer contributions (assets) at end of year2015-12-31$159,190
Employer contributions (assets) at beginning of year2015-12-31$73,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,403,957
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31JMM CPA
Accountancy firm EIN2015-12-31472940358
2014 : CONNECTURE, INC. 401(K) PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$2,200,099
Total income from all sources (including contributions)2014-12-31$6,243,326
Total of all expenses incurred2014-12-31$1,339,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,332,602
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,671,309
Value of total assets at end of year2014-12-31$23,841,092
Value of total assets at beginning of year2014-12-31$16,737,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,350
Total interest from all sources2014-12-31$14,450
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,318,465
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,318,465
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,314,793
Participant contributions at end of year2014-12-31$401,784
Participant contributions at beginning of year2014-12-31$330,404
Participant contributions at end of year2014-12-31$98,089
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$933,920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,903,374
Value of net assets at end of year (total assets less liabilities)2014-12-31$23,841,092
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$16,737,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$22,639,997
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,145,497
Interest on participant loans2014-12-31$14,450
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$261,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$261,718
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$628,120
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$239,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$422,596
Employer contributions (assets) at end of year2014-12-31$73,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,332,602
Contract administrator fees2014-12-31$7,350
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31JMM CPA
Accountancy firm EIN2014-12-31472940358
2013 : CONNECTURE, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,875,619
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$561,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$558,349
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$1,327
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,378,493
Value of total assets at end of year2013-12-31$16,737,619
Value of total assets at beginning of year2013-12-31$11,423,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,858
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$6,784
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,068,568
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,068,568
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,402,458
Participant contributions at end of year2013-12-31$330,404
Participant contributions at beginning of year2013-12-31$116,766
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$733,903
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$1,858
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$5,314,085
Value of net assets at end of year (total assets less liabilities)2013-12-31$16,737,619
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,423,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,145,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$11,001,796
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$6,661
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$261,718
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$304,972
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$304,972
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$123
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,421,774
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$242,132
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$558,349
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ROBINS, ESKEW, SMITH & JORDAN
Accountancy firm EIN2013-12-31582647076
2012 : CONNECTURE, INC. 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,608,120
Total of all expenses incurred2012-12-31$485,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$445,307
Expenses. Certain deemed distributions of participant loans2012-12-31$39,029
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,363,995
Value of total assets at end of year2012-12-31$11,423,534
Value of total assets at beginning of year2012-12-31$8,300,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$867
Total interest from all sources2012-12-31$3,788
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$251,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$251,054
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,625,374
Participant contributions at end of year2012-12-31$116,766
Participant contributions at beginning of year2012-12-31$62,753
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$577,960
Administrative expenses (other) incurred2012-12-31$867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,122,917
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,423,534
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,300,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$11,001,796
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,904,654
Interest on participant loans2012-12-31$3,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$304,972
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$333,210
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$333,210
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$28
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$989,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$160,661
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$445,307
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ROBINS, ESKEW, SMITH & JORDAN
Accountancy firm EIN2012-12-31582647076
2011 : CONNECTURE, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$939,227
Total of all expenses incurred2011-12-31$174,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$174,171
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,444,961
Value of total assets at end of year2011-12-31$8,300,617
Value of total assets at beginning of year2011-12-31$7,536,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$563
Total interest from all sources2011-12-31$2,221
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$235,699
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$235,699
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,070,795
Participant contributions at end of year2011-12-31$62,753
Participant contributions at beginning of year2011-12-31$48,231
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$335,800
Administrative expenses (other) incurred2011-12-31$563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$764,493
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,300,617
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,536,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,904,654
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,318,952
Interest on participant loans2011-12-31$2,189
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$333,210
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$168,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$168,941
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$32
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-743,654
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$38,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$174,171
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ROBBINS, ESKEW, SMITH & JORDAN, PC
Accountancy firm EIN2011-12-31582647076
2010 : CONNECTURE, INC. 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,884,252
Total of all expenses incurred2010-12-31$177,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$177,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$909,070
Value of total assets at end of year2010-12-31$7,536,124
Value of total assets at beginning of year2010-12-31$5,829,757
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$306
Total interest from all sources2010-12-31$2,548
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$126,605
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$126,605
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$871,558
Participant contributions at end of year2010-12-31$48,231
Participant contributions at beginning of year2010-12-31$38,785
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$37,512
Administrative expenses (other) incurred2010-12-31$306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,706,367
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,536,124
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,829,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,318,952
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,622,790
Interest on participant loans2010-12-31$2,531
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$168,941
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$168,182
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$168,182
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$17
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$846,029
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$177,579
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ROBINS, ESKEW, SMITH AND JORDAN
Accountancy firm EIN2010-12-31582647076
2009 : CONNECTURE, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CONNECTURE, INC. 401(K) PLAN

2020: CONNECTURE, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CONNECTURE, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CONNECTURE, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CONNECTURE, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CONNECTURE, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CONNECTURE, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CONNECTURE, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CONNECTURE, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CONNECTURE, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CONNECTURE, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CONNECTURE, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370042-01
Policy instance 1
Insurance contract or identification number370042-01
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-06-30
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Other information about contractGROUP ANNUITY CONTRACT
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370042-01
Policy instance 1
Insurance contract or identification number370042-01
Number of Individuals Covered134
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370042-01
Policy instance 1
Insurance contract or identification number370042-01
Number of Individuals Covered180
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370042-01
Policy instance 1
Insurance contract or identification number370042-01
Number of Individuals Covered205
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370042-01
Policy instance 1
Insurance contract or identification number370042-01
Number of Individuals Covered243
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,257
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,128
Insurance broker organization code?3
Insurance broker nameCASEY OGORMAN
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number370042-01
Policy instance 1
Insurance contract or identification number370042-01
Number of Individuals Covered251
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,074
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $537
Insurance broker organization code?3
Insurance broker nameCASEY OGORMAN

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