SBK CAPITAL, LLC has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2022 : SBK CAPITAL, LLC 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total transfer of assets to this plan | 2022-12-31 | $0 |
Total transfer of assets from this plan | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-151,092 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,352,291 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,343,775 |
Value of total corrective distributions | 2022-12-31 | $1,527 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,638,995 |
Value of total assets at end of year | 2022-12-31 | $9,074,857 |
Value of total assets at beginning of year | 2022-12-31 | $10,578,240 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $6,989 |
Total interest from all sources | 2022-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $430,219 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $430,219 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,407,166 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $231,829 |
Administrative expenses (other) incurred | 2022-12-31 | $6,989 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-1,503,383 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $9,074,857 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $10,578,240 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $8,998,118 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $10,568,759 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $76,739 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $9,481 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-2,220,853 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $547 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,343,775 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | BERMAN HOPKINS WRIGHT & LAHAM |
Accountancy firm EIN | 2022-12-31 | 591152714 |
2021 : SBK CAPITAL, LLC 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $3,154,599 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,979,565 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,955,555 |
Value of total corrective distributions | 2021-12-31 | $18,889 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,777,012 |
Value of total assets at end of year | 2021-12-31 | $10,578,240 |
Value of total assets at beginning of year | 2021-12-31 | $9,403,206 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $5,121 |
Total interest from all sources | 2021-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $527,440 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $527,440 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,453,781 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $323,231 |
Other income not declared elsewhere | 2021-12-31 | $258 |
Administrative expenses (other) incurred | 2021-12-31 | $5,121 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,175,034 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $10,578,240 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $9,403,206 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $10,568,759 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $9,397,568 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $9,481 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $5,638 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $849,789 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $100 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,955,555 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BERMAN HOPKINS WRIGHT & LAHAM |
Accountancy firm EIN | 2021-12-31 | 591152714 |
2020 : SBK CAPITAL, LLC 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $0 |
Total transfer of assets from this plan | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $2,435,636 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $562,912 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $541,981 |
Value of total corrective distributions | 2020-12-31 | $18,109 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,169,130 |
Value of total assets at end of year | 2020-12-31 | $9,403,206 |
Value of total assets at beginning of year | 2020-12-31 | $7,530,482 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $2,822 |
Total interest from all sources | 2020-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $279,715 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $279,715 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,169,130 |
Other income not declared elsewhere | 2020-12-31 | $350 |
Administrative expenses (other) incurred | 2020-12-31 | $2,822 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,872,724 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $9,403,206 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $7,530,482 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $9,397,568 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $7,525,599 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $5,638 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $4,883 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $986,277 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $164 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $541,981 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | BERMAN HOPKINS WRIGHT & LAHAM |
Accountancy firm EIN | 2020-12-31 | 591152714 |
2019 : SBK CAPITAL, LLC 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total transfer of assets from this plan | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $2,311,103 |
Total income from all sources (including contributions) | 2019-12-31 | $2,311,103 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $366,005 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $360,511 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $360,511 |
Value of total corrective distributions | 2019-12-31 | $2,806 |
Value of total corrective distributions | 2019-12-31 | $2,806 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,091,892 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,091,892 |
Value of total assets at end of year | 2019-12-31 | $7,530,482 |
Value of total assets at end of year | 2019-12-31 | $7,530,482 |
Value of total assets at beginning of year | 2019-12-31 | $5,585,384 |
Value of total assets at beginning of year | 2019-12-31 | $5,585,384 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $2,688 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $2,688 |
Total interest from all sources | 2019-12-31 | $0 |
Total interest from all sources | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $281,393 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $281,393 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $281,393 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $281,393 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,091,892 |
Contributions received from participants | 2019-12-31 | $1,091,892 |
Other income not declared elsewhere | 2019-12-31 | $0 |
Other income not declared elsewhere | 2019-12-31 | $0 |
Administrative expenses (other) incurred | 2019-12-31 | $2,688 |
Administrative expenses (other) incurred | 2019-12-31 | $2,688 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $1,945,098 |
Value of net income/loss | 2019-12-31 | $1,945,098 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $7,530,482 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $7,530,482 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $5,585,384 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $5,585,384 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $7,525,599 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $7,525,599 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $5,585,379 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $5,585,379 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $4,883 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $4,883 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $5 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $5 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $937,782 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $937,782 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $36 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $36 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $360,511 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $360,511 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BERMAN HOPKINS WRIGHT & LAHAM, CPAS |
Accountancy firm name | 2019-12-31 | BERMAN HOPKINS WRIGHT & LAHAM, CPAS |
Accountancy firm EIN | 2019-12-31 | 591152714 |
Accountancy firm EIN | 2019-12-31 | 591152714 |
2018 : SBK CAPITAL, LLC 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total transfer of assets from this plan | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $799,003 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $437,266 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $421,675 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $859,799 |
Value of total assets at end of year | 2018-12-31 | $5,585,384 |
Value of total assets at beginning of year | 2018-12-31 | $5,223,647 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $15,591 |
Total interest from all sources | 2018-12-31 | $2,342 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $229,643 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $229,643 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $856,142 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $3,657 |
Administrative expenses (other) incurred | 2018-12-31 | $15,591 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $361,737 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $5,585,384 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $5,223,647 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $5,585,379 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $4,950,650 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $5 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $2,342 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $272,997 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-292,781 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $421,675 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BERMAN HOPKINS WRIGHT & LAHAM, CPAS |
Accountancy firm EIN | 2018-12-31 | 591152714 |
2017 : SBK CAPITAL, LLC 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $1,464,679 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $312,875 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $289,824 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $776,359 |
Value of total assets at end of year | 2017-12-31 | $5,223,647 |
Value of total assets at beginning of year | 2017-12-31 | $4,071,843 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $23,051 |
Total interest from all sources | 2017-12-31 | $7,740 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Administrative expenses professional fees incurred | 2017-12-31 | $18,949 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $16,565 |
Administrative expenses (other) incurred | 2017-12-31 | $2,250 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,151,804 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $5,223,647 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,071,843 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $4,950,650 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $3,808,554 |
Interest earned on other investments | 2017-12-31 | $7,740 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $272,997 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $263,289 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $680,580 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $759,794 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $289,824 |
Contract administrator fees | 2017-12-31 | $1,852 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BERMAN HOPKINS WRIGHT & LAHAM |
Accountancy firm EIN | 2017-12-31 | 591152714 |
2016 : SBK CAPITAL, LLC 401(K) PLAN 2016 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2016-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Expenses. Interest paid | 2016-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $990,522 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $308,151 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $276,470 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $0 |
Value of total corrective distributions | 2016-12-31 | $8,899 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $703,261 |
Value of total assets at end of year | 2016-12-31 | $4,071,843 |
Value of total assets at beginning of year | 2016-12-31 | $3,389,472 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $22,782 |
Total income from rents | 2016-12-31 | $0 |
Total interest from all sources | 2016-12-31 | $7,908 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $0 |
Administrative expenses professional fees incurred | 2016-12-31 | $18,186 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $681,461 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $21,800 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $0 |
Other income not declared elsewhere | 2016-12-31 | $0 |
Administrative expenses (other) incurred | 2016-12-31 | $2,250 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Income. Non cash contributions | 2016-12-31 | $0 |
Value of net income/loss | 2016-12-31 | $682,371 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $4,071,843 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,389,472 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $3,808,554 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $3,133,590 |
Interest on participant loans | 2016-12-31 | $0 |
Income. Interest from loans (other than to participants) | 2016-12-31 | $0 |
Interest earned on other investments | 2016-12-31 | $7,908 |
Income. Interest from US Government securities | 2016-12-31 | $0 |
Income. Interest from corporate debt instruments | 2016-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $263,289 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $255,882 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $279,353 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2016-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Income. Dividends from preferred stock | 2016-12-31 | $0 |
Income. Dividends from common stock | 2016-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $276,470 |
Contract administrator fees | 2016-12-31 | $2,346 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BERMAN HOPKINS WRIGHT & LAHAM LLP |
Accountancy firm EIN | 2016-12-31 | 591152714 |
2015 : SBK CAPITAL, LLC 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $695,954 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $223,231 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $204,565 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $663,763 |
Value of total assets at end of year | 2015-12-31 | $3,389,472 |
Value of total assets at beginning of year | 2015-12-31 | $2,916,749 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $18,666 |
Total interest from all sources | 2015-12-31 | $8,322 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Administrative expenses professional fees incurred | 2015-12-31 | $15,316 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $640,987 |
Participant contributions at beginning of year | 2015-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $22,776 |
Administrative expenses (other) incurred | 2015-12-31 | $2,250 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $472,723 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,389,472 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,916,749 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $3,133,590 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $2,639,907 |
Interest earned on other investments | 2015-12-31 | $8,322 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $255,882 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $276,842 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $23,869 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $204,565 |
Contract administrator fees | 2015-12-31 | $1,100 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BERMAN HOPKINS WRIGHT & LAHAM LLP |
Accountancy firm EIN | 2015-12-31 | 591152714 |
2014 : SBK CAPITAL, LLC 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $707,330 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $271,076 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $221,141 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $1,208 |
Value of total corrective distributions | 2014-12-31 | $31,869 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $517,002 |
Value of total assets at end of year | 2014-12-31 | $2,916,749 |
Value of total assets at beginning of year | 2014-12-31 | $2,480,495 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $16,858 |
Total interest from all sources | 2014-12-31 | $9,119 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Administrative expenses professional fees incurred | 2014-12-31 | $13,368 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $288,727 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $516,071 |
Participant contributions at end of year | 2014-12-31 | $0 |
Participant contributions at beginning of year | 2014-12-31 | $728 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $931 |
Administrative expenses (other) incurred | 2014-12-31 | $2,250 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $436,254 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,916,749 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,480,495 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $2,639,907 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $2,205,620 |
Interest on participant loans | 2014-12-31 | $0 |
Interest earned on other investments | 2014-12-31 | $9,119 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $276,842 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $274,147 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $181,209 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $221,141 |
Contract administrator fees | 2014-12-31 | $1,240 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MICHAEL DURANTE |
Accountancy firm EIN | 2014-12-31 | 591152714 |
2013 : SBK CAPITAL, LLC 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $891,135 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $361,811 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $342,013 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $500,384 |
Value of total assets at end of year | 2013-12-31 | $2,480,495 |
Value of total assets at beginning of year | 2013-12-31 | $1,951,171 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $19,798 |
Total interest from all sources | 2013-12-31 | $9,479 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Administrative expenses professional fees incurred | 2013-12-31 | $7,227 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $487,060 |
Participant contributions at end of year | 2013-12-31 | $728 |
Participant contributions at beginning of year | 2013-12-31 | $1 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $13,237 |
Other income not declared elsewhere | 2013-12-31 | $1,916 |
Administrative expenses (other) incurred | 2013-12-31 | $2,550 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $529,324 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,480,495 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,951,171 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $2,205,620 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $1,656,849 |
Interest on participant loans | 2013-12-31 | $81 |
Interest earned on other investments | 2013-12-31 | $9,398 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $274,147 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $294,321 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $379,356 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $87 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $342,013 |
Contract administrator fees | 2013-12-31 | $10,021 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BERMAN HOPKINS WRIGHT & LAHAM CPAS |
Accountancy firm EIN | 2013-12-31 | 591152714 |
2012 : SBK CAPITAL, LLC 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $673,192 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $458,925 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $448,296 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $3,905 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $472,242 |
Value of total assets at end of year | 2012-12-31 | $1,951,171 |
Value of total assets at beginning of year | 2012-12-31 | $1,736,904 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $6,724 |
Total interest from all sources | 2012-12-31 | $10,166 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $456,603 |
Participant contributions at end of year | 2012-12-31 | $1 |
Participant contributions at beginning of year | 2012-12-31 | $5,960 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $15,639 |
Other income not declared elsewhere | 2012-12-31 | $23 |
Administrative expenses (other) incurred | 2012-12-31 | $2,550 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $214,267 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,951,171 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,736,904 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $1,656,849 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $1,415,423 |
Interest earned on other investments | 2012-12-31 | $9,341 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $825 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $294,321 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $315,521 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $190,761 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $448,296 |
Contract administrator fees | 2012-12-31 | $4,174 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BERMAN HOPKINS WRIGHT & LAHAM CPAS |
Accountancy firm EIN | 2012-12-31 | 591152714 |
2009 : SBK CAPITAL, LLC 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |