401k Plan data: THE SPEAR GROUP, INC. 401(K) PLAN plan

THE SPEAR GROUP, INC. 401(K) PLAN 401k Plan overview

Plan Name	THE SPEAR GROUP, INC. 401(K) PLAN
Plan identification number	002

THE SPEAR GROUP, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE SPEAR GROUP LLC has sponsored the creation of one or more 401k plans.

Company Name: THE SPEAR GROUP LLC

Employer identification number (EIN): 582629438

NAIC Classification: 221500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SPEAR GROUP, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 SEAN DURKIN
002 2015-01-01 SEAN DURKIN
002 2015-01-01 LIBBY WALKER SEAN DURKIN 2016-10-14
002 2014-01-01 SEAN DURKIN
002 2013-01-01 ROGER MORRISON
002 2012-01-01 DENNIS BUSH
002 2011-01-01 ANDREW J HECKER ANDREW J HECKER 2012-10-11
002 2009-01-01 ANDREW HECKER 2010-09-02
002 2009-01-01 ANDREW HECKER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01	SEAN DURKIN
002	2015-01-01	SEAN DURKIN
002	2015-01-01	LIBBY WALKER	SEAN DURKIN	2016-10-14
002	2014-01-01	SEAN DURKIN
002	2013-01-01	ROGER MORRISON
002	2012-01-01	DENNIS BUSH
002	2011-01-01	ANDREW J HECKER	ANDREW J HECKER	2012-10-11
002	2009-01-01		ANDREW HECKER	2010-09-02
002	2009-01-01	ANDREW HECKER

Plan Statistics for THE SPEAR GROUP, INC. 401(K) PLAN

401k plan membership statisitcs for THE SPEAR GROUP, INC. 401(K) PLAN

Measure Date Value
2016: THE SPEAR GROUP, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 207
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE SPEAR GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 194
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 157
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 49
Total of all active and inactive participants 2015-01-01 206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 207
Number of participants with account balances 2015-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE SPEAR GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 213
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 138
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 50
Total of all active and inactive participants 2014-01-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 189
Number of participants with account balances 2014-01-01 81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE SPEAR GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 195
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 165
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 31
Total of all active and inactive participants 2013-01-01 196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 197
Number of participants with account balances 2013-01-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE SPEAR GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 524
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 158
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 36
Total of all active and inactive participants 2012-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 195
Number of participants with account balances 2012-01-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: THE SPEAR GROUP, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 455
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 490
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 33
Total of all active and inactive participants 2011-01-01 523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 524
Number of participants with account balances 2011-01-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: THE SPEAR GROUP, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 458
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 426
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 58
Total of all active and inactive participants 2009-01-01 484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 485
Number of participants with account balances 2009-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2016: THE SPEAR GROUP, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	207
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE SPEAR GROUP, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	194
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	157
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	49
Total of all active and inactive participants	2015-01-01	206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	207
Number of participants with account balances	2015-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE SPEAR GROUP, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	213
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	138
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	50
Total of all active and inactive participants	2014-01-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	189
Number of participants with account balances	2014-01-01	81
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE SPEAR GROUP, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	195
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	165
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	31
Total of all active and inactive participants	2013-01-01	196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	197
Number of participants with account balances	2013-01-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE SPEAR GROUP, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	524
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	158
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	36
Total of all active and inactive participants	2012-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	195
Number of participants with account balances	2012-01-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: THE SPEAR GROUP, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	455
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	490
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	33
Total of all active and inactive participants	2011-01-01	523
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	524
Number of participants with account balances	2011-01-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: THE SPEAR GROUP, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	458
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	426
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	58
Total of all active and inactive participants	2009-01-01	484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	485
Number of participants with account balances	2009-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on THE SPEAR GROUP, INC. 401(K) PLAN

Measure	Date	Value
2016 : THE SPEAR GROUP, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-01-31	$0
Total transfer of assets to this plan	2016-01-31	$0
Total transfer of assets from this plan	2016-01-31	$3,114,714
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-01-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-01-31	$0
Total income from all sources (including contributions)	2016-01-31	$-151,880
Total loss/gain on sale of assets	2016-01-31	$0
Total of all expenses incurred	2016-01-31	$31,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-01-31	$31,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-01-31	$0
Value of total assets at end of year	2016-01-31	$0
Value of total assets at beginning of year	2016-01-31	$3,297,848
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-01-31	$70
Total interest from all sources	2016-01-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-01-31	$361
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-01-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-01-31	$361
Was this plan covered by a fidelity bond	2016-01-31	Yes
Value of fidelity bond cover	2016-01-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-01-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-01-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-01-31	No
Participant contributions at beginning of year	2016-01-31	$24,218
Administrative expenses (other) incurred	2016-01-31	$70
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-31	No
Value of net income/loss	2016-01-31	$-183,134
Value of net assets at end of year (total assets less liabilities)	2016-01-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-01-31	$3,297,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-01-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-01-31	No
Were any leases to which the plan was party in default or uncollectible	2016-01-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-01-31	$3,273,630
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-01-31	$-152,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-01-31	No
Was there a failure to transmit to the plan any participant contributions	2016-01-31	No
Has the plan failed to provide any benefit when due under the plan	2016-01-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-01-31	$31,184
Did the plan have assets held for investment	2016-01-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-01-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-01-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-01-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-01-31	Disclaimer
Accountancy firm name	2016-01-31	SANTI & ASSOCIATES, PC
Accountancy firm EIN	2016-01-31	582019486
2015 : THE SPEAR GROUP, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$-810,547
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$504,211
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$864,290
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$860,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$508,319
Value of total assets at end of year	2015-12-31	$3,297,848
Value of total assets at beginning of year	2015-12-31	$4,468,474
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,838
Total interest from all sources	2015-12-31	$1,019
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$155,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$155,954
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$468,901
Participant contributions at end of year	2015-12-31	$24,218
Participant contributions at beginning of year	2015-12-31	$34,367
Participant contributions at beginning of year	2015-12-31	$11,052
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$39,418
Other income not declared elsewhere	2015-12-31	$5
Administrative expenses (other) incurred	2015-12-31	$3,838
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-360,079
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,297,848
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$4,468,474
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,273,630
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$4,423,055
Interest on participant loans	2015-12-31	$1,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-161,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$860,452
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	SANTI & ASSOCIATES, PC
Accountancy firm EIN	2015-12-31	582019486
2014 : THE SPEAR GROUP, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$108,864
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$764,819
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,355,789
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,345,439
Value of total corrective distributions	2014-12-31	$5,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$547,474
Value of total assets at end of year	2014-12-31	$4,468,474
Value of total assets at beginning of year	2014-12-31	$4,950,580
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$4,559
Total interest from all sources	2014-12-31	$3,334
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$337,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$337,519
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$547,474
Participant contributions at end of year	2014-12-31	$34,367
Participant contributions at beginning of year	2014-12-31	$85,636
Participant contributions at end of year	2014-12-31	$11,052
Participant contributions at beginning of year	2014-12-31	$56,744
Other income not declared elsewhere	2014-12-31	$77
Administrative expenses (other) incurred	2014-12-31	$4,559
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-590,970
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$4,468,474
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,950,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$4,423,055
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,808,200
Interest on participant loans	2014-12-31	$3,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-123,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,345,439
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	SANTI & ASSOCIATES, PC
Accountancy firm EIN	2014-12-31	582019486
2013 : THE SPEAR GROUP, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$41,276
Total income from all sources (including contributions)	2013-12-31	$1,399,444
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$353,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$316,868
Expenses. Certain deemed distributions of participant loans	2013-12-31	$32,192
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$684,774
Value of total assets at end of year	2013-12-31	$4,950,580
Value of total assets at beginning of year	2013-12-31	$3,946,168
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$4,696
Total interest from all sources	2013-12-31	$2,301
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$233,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$233,823
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$684,774
Participant contributions at end of year	2013-12-31	$85,636
Participant contributions at beginning of year	2013-12-31	$494
Participant contributions at end of year	2013-12-31	$56,744
Participant contributions at beginning of year	2013-12-31	$60,766
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$41,276
Administrative expenses (other) incurred	2013-12-31	$4,696
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,045,688
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,950,580
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,904,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$4,808,200
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,884,908
Interest on participant loans	2013-12-31	$2,301
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$478,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$316,868
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BENNETT THRASHER PC
Accountancy firm EIN	2013-12-31	581673613
2012 : THE SPEAR GROUP, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$1,484,572
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$41,276
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$128,666
Total income from all sources (including contributions)	2012-12-31	$1,012,787
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$398,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$394,288
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$668,018
Value of total assets at end of year	2012-12-31	$3,946,168
Value of total assets at beginning of year	2012-12-31	$4,903,859
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,228
Total interest from all sources	2012-12-31	$300
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$94,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$94,486
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$668,018
Participant contributions at end of year	2012-12-31	$494
Participant contributions at beginning of year	2012-12-31	$127,281
Participant contributions at end of year	2012-12-31	$60,766
Participant contributions at beginning of year	2012-12-31	$54,057
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$41,276
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$128,666
Other income not declared elsewhere	2012-12-31	$30
Administrative expenses (other) incurred	2012-12-31	$4,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$614,271
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,904,892
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,775,193
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,884,908
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,722,521
Interest on participant loans	2012-12-31	$300
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$249,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$394,288
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BENNETT THRASHER PC
Accountancy firm EIN	2012-12-31	581673613
2011 : THE SPEAR GROUP, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$128,666
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$106,651
Total income from all sources (including contributions)	2011-12-31	$464,604
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$507,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$501,668
Expenses. Certain deemed distributions of participant loans	2011-12-31	$348
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$546,560
Value of total assets at end of year	2011-12-31	$4,903,859
Value of total assets at beginning of year	2011-12-31	$4,924,399
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,143
Total interest from all sources	2011-12-31	$6,059
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$78,716
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$78,716
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$524,289
Participant contributions at end of year	2011-12-31	$127,281
Participant contributions at beginning of year	2011-12-31	$131,043
Participant contributions at end of year	2011-12-31	$54,057
Participant contributions at beginning of year	2011-12-31	$11,772
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$22,271
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$128,666
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$106,651
Other income not declared elsewhere	2011-12-31	$24
Administrative expenses (other) incurred	2011-12-31	$5,143
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-42,555
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,775,193
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,817,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,722,521
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,594,168
Interest on participant loans	2011-12-31	$6,059
Value of interest in common/collective trusts at beginning of year	2011-12-31	$1,187,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-193,750
Net investment gain or loss from common/collective trusts	2011-12-31	$26,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$501,668
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BENNETT THRASHER PC
Accountancy firm EIN	2011-12-31	581673613
2010 : THE SPEAR GROUP, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$106,651
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$121,405
Total income from all sources (including contributions)	2010-12-31	$1,012,898
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$442,258
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$324,188
Expenses. Certain deemed distributions of participant loans	2010-12-31	$6,198
Value of total corrective distributions	2010-12-31	$106,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$556,469
Value of total assets at end of year	2010-12-31	$4,924,399
Value of total assets at beginning of year	2010-12-31	$4,368,513
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$5,221
Total interest from all sources	2010-12-31	$7,591
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$65,159
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$65,159
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$556,469
Participant contributions at end of year	2010-12-31	$131,043
Participant contributions at beginning of year	2010-12-31	$104,015
Participant contributions at end of year	2010-12-31	$11,772
Participant contributions at beginning of year	2010-12-31	$10,490
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$106,651
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$121,405
Other income not declared elsewhere	2010-12-31	$5,285
Administrative expenses (other) incurred	2010-12-31	$5,221
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$570,640
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,817,748
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,247,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$3,594,168
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,342,047
Interest on participant loans	2010-12-31	$7,591
Value of interest in common/collective trusts at end of year	2010-12-31	$1,187,416
Value of interest in common/collective trusts at beginning of year	2010-12-31	$911,961
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$360,281
Net investment gain or loss from common/collective trusts	2010-12-31	$18,113
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$324,188
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SANTI & ASSOCIATES
Accountancy firm EIN	2010-12-31	582019486
2009 : THE SPEAR GROUP, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for THE SPEAR GROUP, INC. 401(K) PLAN

2016: THE SPEAR GROUP, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE SPEAR GROUP, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE SPEAR GROUP, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE SPEAR GROUP, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE SPEAR GROUP, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE SPEAR GROUP, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: THE SPEAR GROUP, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THE SPEAR GROUP LLC
Employer identification number (EIN):	582629438
NAIC Classification:	221500