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KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameKOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN
Plan identification number 001

KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

KOBELCO CONSTRUCTION MACHINERY AMERICA LLC has sponsored the creation of one or more 401k plans.

Company Name:KOBELCO CONSTRUCTION MACHINERY AMERICA LLC
Employer identification number (EIN):582642631
NAIC Classification:333100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01RICK AIDE
0012013-01-01THOMAS COOGAN
0012012-01-01JULIE RENEE HEATH
0012011-01-01JULIE RENEE HEATH
0012010-01-01THOMAS COOGAN THOMAS COOGAN2011-09-20
0012009-01-01ANGELA LAYTON

Plan Statistics for KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN

401k plan membership statisitcs for KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN

Measure Date Value
2014: KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01189
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01252
Total number of active participants reported on line 7a of the Form 55002013-01-01142
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0147
Total of all active and inactive participants2013-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01189
Number of participants with account balances2013-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01202
Total number of active participants reported on line 7a of the Form 55002012-01-01204
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0148
Total of all active and inactive participants2012-01-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01252
Number of participants with account balances2012-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01156
Total number of active participants reported on line 7a of the Form 55002011-01-01159
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0136
Total of all active and inactive participants2011-01-01195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01195
Number of participants with account balances2011-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01168
Total number of active participants reported on line 7a of the Form 55002010-01-01114
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0142
Total of all active and inactive participants2010-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01156
Number of participants with account balances2010-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01237
Total number of active participants reported on line 7a of the Form 55002009-01-01132
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0136
Total of all active and inactive participants2009-01-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01168
Number of participants with account balances2009-01-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN

Measure Date Value
2014 : KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-01-06$-60,515
Total unrealized appreciation/depreciation of assets2014-01-06$-60,515
Total transfer of assets from this plan2014-01-06$9,640,790
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-01-06$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-01-06$0
Total income from all sources (including contributions)2014-01-06$-60,515
Total loss/gain on sale of assets2014-01-06$0
Total of all expenses incurred2014-01-06$6,945
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-01-06$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-01-06$0
Value of total assets at end of year2014-01-06$0
Value of total assets at beginning of year2014-01-06$9,708,250
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-01-06$6,945
Total interest from all sources2014-01-06$0
Total dividends received (eg from common stock, registered investment company shares)2014-01-06$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-01-06Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-01-06$0
Was this plan covered by a fidelity bond2014-01-06Yes
Value of fidelity bond cover2014-01-06$600,000
If this is an individual account plan, was there a blackout period2014-01-06No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-01-06$0
Were there any nonexempt tranactions with any party-in-interest2014-01-06No
Participant contributions at beginning of year2014-01-06$182,195
Administrative expenses (other) incurred2014-01-06$6,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-01-06No
Value of net income/loss2014-01-06$-67,460
Value of net assets at end of year (total assets less liabilities)2014-01-06$0
Value of net assets at beginning of year (total assets less liabilities)2014-01-06$9,708,250
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-01-06No
Were any loans by the plan or fixed income obligations due to the plan in default2014-01-06No
Were any leases to which the plan was party in default or uncollectible2014-01-06No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-01-06$5,541,403
Value of interest in pooled separate accounts at beginning of year2014-01-06$2,750,825
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-01-06$1,233,827
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-01-06No
Was there a failure to transmit to the plan any participant contributions2014-01-06Yes
Has the plan failed to provide any benefit when due under the plan2014-01-06No
Did the plan have assets held for investment2014-01-06No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-01-06No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-01-06Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-01-06Yes
Opinion of an independent qualified public accountant for this plan2014-01-06Disclaimer
Accountancy firm name2014-01-06GILBERT, CRUMP & ASSOCIATES, P.C.
Accountancy firm EIN2014-01-06203457986
2013 : KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,151,589
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$891,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$869,321
Expenses. Certain deemed distributions of participant loans2013-12-31$14,440
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$699,916
Value of total assets at end of year2013-12-31$9,708,250
Value of total assets at beginning of year2013-12-31$8,448,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,975
Total interest from all sources2013-12-31$21,921
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$34,399
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$34,399
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$600,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$424,308
Participant contributions at end of year2013-12-31$182,195
Participant contributions at beginning of year2013-12-31$167,440
Administrative expenses (other) incurred2013-12-31$7,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,259,853
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,708,250
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,448,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,541,403
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,798,951
Value of interest in pooled separate accounts at end of year2013-12-31$2,750,825
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,384,638
Interest on participant loans2013-12-31$7,674
Interest earned on other investments2013-12-31$14,247
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,233,827
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,097,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,257,930
Net investment gain/loss from pooled separate accounts2013-12-31$137,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$275,608
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$869,321
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GILBERT, CRUMP & ASSOCIATES, P.C.
Accountancy firm EIN2013-12-31203457986
2012 : KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,743,295
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$59,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$53,900
Value of total corrective distributions2012-12-31$2,867
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$941,074
Value of total assets at end of year2012-12-31$8,448,397
Value of total assets at beginning of year2012-12-31$6,764,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,883
Total interest from all sources2012-12-31$23,180
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$40,721
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$40,721
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$600,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$476,138
Participant contributions at end of year2012-12-31$167,440
Participant contributions at beginning of year2012-12-31$143,496
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$58,667
Other income not declared elsewhere2012-12-31$-34,956
Administrative expenses (other) incurred2012-12-31$2,883
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,683,645
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,448,397
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,764,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,798,951
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,861,538
Value of interest in pooled separate accounts at end of year2012-12-31$2,384,638
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,872,367
Interest on participant loans2012-12-31$6,831
Interest earned on other investments2012-12-31$16,349
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,097,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$887,351
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$576,602
Net investment gain/loss from pooled separate accounts2012-12-31$196,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$406,269
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$53,900
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GILBERT, CRUMP & ASSOCIATES, P.C.
Accountancy firm EIN2012-12-31203457986
2011 : KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$622,542
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$619,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$617,708
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$685,640
Value of total assets at end of year2011-12-31$6,764,752
Value of total assets at beginning of year2011-12-31$6,761,690
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,772
Total interest from all sources2011-12-31$23,286
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$29,097
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$29,097
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$600,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$399,783
Participant contributions at end of year2011-12-31$143,496
Participant contributions at beginning of year2011-12-31$127,936
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,533
Other income not declared elsewhere2011-12-31$34,804
Administrative expenses (other) incurred2011-12-31$1,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$3,062
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,764,752
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,761,690
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,861,538
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,855,694
Value of interest in pooled separate accounts at end of year2011-12-31$1,872,367
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,850,785
Interest on participant loans2011-12-31$7,035
Interest earned on other investments2011-12-31$16,251
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$887,351
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$927,275
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-188,376
Net investment gain/loss from pooled separate accounts2011-12-31$38,091
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$283,324
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$617,708
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GILBERT, CRUMP & ASSOCIATES, P.C.
Accountancy firm EIN2011-12-31203457986
2010 : KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,228,744
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$739,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$711,769
Expenses. Certain deemed distributions of participant loans2010-12-31$22,355
Value of total corrective distributions2010-12-31$916
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$414,025
Value of total assets at end of year2010-12-31$6,761,690
Value of total assets at beginning of year2010-12-31$6,272,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,069
Total interest from all sources2010-12-31$20,106
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$33,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$33,876
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$600,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$253,602
Participant contributions at end of year2010-12-31$127,936
Participant contributions at beginning of year2010-12-31$208,795
Administrative expenses (other) incurred2010-12-31$4,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$489,635
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,761,690
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,272,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,855,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,366,429
Value of interest in pooled separate accounts at end of year2010-12-31$1,850,785
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$9,046
Interest earned on other investments2010-12-31$10,630
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$696,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$696,831
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$430
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$927,275
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$668,239
Net investment gain/loss from pooled separate accounts2010-12-31$92,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$160,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$711,769
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GILBERT, CRUMP & ASSOCIATES, P.C.
Accountancy firm EIN2010-12-31203457986
2009 : KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN

2014: KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingYes
2014-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: KOBELCO CONSTRUCTION MACHINERY AMERICA LLC 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040851
Policy instance 1
Insurance contract or identification number040851
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-01-06
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040851
Policy instance 1
Insurance contract or identification number040851
Number of Individuals Covered189
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,411
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7411
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameNFP INSURANCE SERVICES INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040851
Policy instance 1
Insurance contract or identification number040851
Number of Individuals Covered252
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,287
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6287
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameNFP INSURANCE SERVICES INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040851
Policy instance 1
Insurance contract or identification number040851
Number of Individuals Covered195
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,539
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040851
Policy instance 1
Insurance contract or identification number040851
Number of Individuals Covered156
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,307
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3307
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameNFP INSURANCE SERVICES INC

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