TROPITONE FURNITURE CO., INC. has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2016 : TROPITONE 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-06-03 | $0 |
| Total transfer of assets from this plan | 2016-06-03 | $6,840,641 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-03 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-03 | $0 |
| Total income from all sources (including contributions) | 2016-06-03 | $6,946 |
| Total loss/gain on sale of assets | 2016-06-03 | $0 |
| Total of all expenses incurred | 2016-06-03 | $6,371 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-03 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-03 | $0 |
| Value of total assets at end of year | 2016-06-03 | $0 |
| Value of total assets at beginning of year | 2016-06-03 | $6,840,066 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-03 | $6,371 |
| Total interest from all sources | 2016-06-03 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-06-03 | $579 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-03 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-06-03 | $579 |
| Administrative expenses professional fees incurred | 2016-06-03 | $6,371 |
| Was this plan covered by a fidelity bond | 2016-06-03 | Yes |
| Value of fidelity bond cover | 2016-06-03 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-06-03 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2016-06-03 | No |
| Participant contributions at beginning of year | 2016-06-03 | $531,217 |
| Total non interest bearing cash at beginning of year | 2016-06-03 | $4 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-03 | No |
| Value of net income/loss | 2016-06-03 | $575 |
| Value of net assets at end of year (total assets less liabilities) | 2016-06-03 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-06-03 | $6,840,066 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-03 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-03 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-06-03 | No |
| Investment advisory and management fees | 2016-06-03 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-06-03 | $6,187,449 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-06-03 | $121,396 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-06-03 | $121,396 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-06-03 | $6,367 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-03 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-06-03 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-06-03 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-06-03 | Yes |
| Did the plan have assets held for investment | 2016-06-03 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-03 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-03 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-03 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-06-03 | Disclaimer |
| Accountancy firm name | 2016-06-03 | HAFLINGER & ASSOCIATES |
| Accountancy firm EIN | 2016-06-03 | 522207502 |
| 2015 : TROPITONE 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $460,461 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $612,029 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $546,907 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $430,590 |
| Value of total assets at end of year | 2015-12-31 | $6,840,066 |
| Value of total assets at beginning of year | 2015-12-31 | $6,991,634 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $65,122 |
| Total interest from all sources | 2015-12-31 | $25,042 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $127,120 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $127,120 |
| Administrative expenses professional fees incurred | 2015-12-31 | $32,472 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $430,590 |
| Participant contributions at end of year | 2015-12-31 | $531,217 |
| Participant contributions at beginning of year | 2015-12-31 | $457,431 |
| Other income not declared elsewhere | 2015-12-31 | $21,505 |
| Administrative expenses (other) incurred | 2015-12-31 | $2,751 |
| Total non interest bearing cash at end of year | 2015-12-31 | $4 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $537 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-151,568 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $6,840,066 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,991,634 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $29,899 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $6,187,449 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $6,360,980 |
| Interest on participant loans | 2015-12-31 | $25,031 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $121,396 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $172,686 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $172,686 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $11 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-143,796 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $546,907 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| 2014 : TROPITONE 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $788,692 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $328,834 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $275,234 |
| Value of total corrective distributions | 2014-12-31 | $2,516 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $425,363 |
| Value of total assets at end of year | 2014-12-31 | $6,991,634 |
| Value of total assets at beginning of year | 2014-12-31 | $6,531,776 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $51,084 |
| Total interest from all sources | 2014-12-31 | $25,512 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $172,905 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $172,905 |
| Administrative expenses professional fees incurred | 2014-12-31 | $27,603 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $425,359 |
| Participant contributions at end of year | 2014-12-31 | $457,431 |
| Participant contributions at beginning of year | 2014-12-31 | $525,809 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $0 |
| Other income not declared elsewhere | 2014-12-31 | $20,012 |
| Total non interest bearing cash at end of year | 2014-12-31 | $537 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $459,858 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $6,991,634 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,531,776 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $23,481 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $6,360,980 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $5,952,676 |
| Interest on participant loans | 2014-12-31 | $25,502 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $172,686 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $53,291 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $53,291 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $10 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $144,900 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $4 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $275,234 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | HAFLINGER & ASSOCIATES |
| Accountancy firm EIN | 2014-12-31 | 522207502 |
| 2013 : TROPITONE 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $177 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,131,546 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $416,552 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $340,103 |
| Value of total corrective distributions | 2013-12-31 | $15,918 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $426,117 |
| Value of total assets at end of year | 2013-12-31 | $6,531,776 |
| Value of total assets at beginning of year | 2013-12-31 | $5,816,959 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $60,531 |
| Total interest from all sources | 2013-12-31 | $26,705 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $152,581 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $152,581 |
| Administrative expenses professional fees incurred | 2013-12-31 | $39,771 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $404,803 |
| Participant contributions at end of year | 2013-12-31 | $525,809 |
| Participant contributions at beginning of year | 2013-12-31 | $526,090 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $21,314 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $177 |
| Other income not declared elsewhere | 2013-12-31 | $13,526 |
| Total non interest bearing cash at end of year | 2013-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $177 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $714,994 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $6,531,776 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $5,816,782 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $20,760 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $5,952,676 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $5,290,692 |
| Interest on participant loans | 2013-12-31 | $26,704 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $53,291 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $1 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $512,617 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $340,103 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | HAFLINGER & ASSOCIATES |
| Accountancy firm EIN | 2013-12-31 | 522207502 |
| 2012 : TROPITONE 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $177 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,128,192 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $244,532 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $168,285 |
| Value of total corrective distributions | 2012-12-31 | $17,637 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $367,468 |
| Value of total assets at end of year | 2012-12-31 | $5,816,959 |
| Value of total assets at beginning of year | 2012-12-31 | $4,933,122 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $58,610 |
| Total interest from all sources | 2012-12-31 | $93,746 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $34,442 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $34,442 |
| Administrative expenses professional fees incurred | 2012-12-31 | $14,982 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $480,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $366,988 |
| Participant contributions at end of year | 2012-12-31 | $526,090 |
| Participant contributions at beginning of year | 2012-12-31 | $530,248 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $480 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $177 |
| Other income not declared elsewhere | 2012-12-31 | $341,663 |
| Total non interest bearing cash at end of year | 2012-12-31 | $177 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $883,660 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $5,816,782 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,933,122 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $32,177 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $5,290,692 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $2,033,609 |
| Interest on participant loans | 2012-12-31 | $26,466 |
| Interest earned on other investments | 2012-12-31 | $67,280 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $2,369,265 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $10,307 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $280,566 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $168,285 |
| Contract administrator fees | 2012-12-31 | $11,451 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | HAFLINGER & ASSOCIATES |
| Accountancy firm EIN | 2012-12-31 | 522207502 |
| 2011 : TROPITONE 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $359,956 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $222,189 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $167,985 |
| Value of total corrective distributions | 2011-12-31 | $18,335 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $327,784 |
| Value of total assets at end of year | 2011-12-31 | $4,933,122 |
| Value of total assets at beginning of year | 2011-12-31 | $4,795,355 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $35,869 |
| Total interest from all sources | 2011-12-31 | $95,312 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $950 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $480,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $311,448 |
| Participant contributions at end of year | 2011-12-31 | $530,248 |
| Participant contributions at beginning of year | 2011-12-31 | $522,080 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $16,336 |
| Administrative expenses (other) incurred | 2011-12-31 | $12 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $137,767 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,933,122 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,795,355 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $24,022 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $2,033,609 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $2,035,876 |
| Interest on participant loans | 2011-12-31 | $27,098 |
| Interest earned on other investments | 2011-12-31 | $68,214 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $2,369,265 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $2,237,399 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-63,140 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $167,985 |
| Contract administrator fees | 2011-12-31 | $10,885 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | HALFINGER & ASSOCIATES INC |
| Accountancy firm EIN | 2011-12-31 | 522207502 |
| 2010 : TROPITONE 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $642,848 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $387,217 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $318,220 |
| Value of total corrective distributions | 2010-12-31 | $29,470 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $276,513 |
| Value of total assets at end of year | 2010-12-31 | $4,795,355 |
| Value of total assets at beginning of year | 2010-12-31 | $4,539,724 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $39,527 |
| Total interest from all sources | 2010-12-31 | $91,953 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $200,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $276,445 |
| Participant contributions at end of year | 2010-12-31 | $522,080 |
| Participant contributions at beginning of year | 2010-12-31 | $403,412 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $255,631 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,795,355 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $4,539,724 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $22,391 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $2,035,876 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $1,867,249 |
| Interest on participant loans | 2010-12-31 | $25,708 |
| Interest earned on other investments | 2010-12-31 | $66,245 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $2,237,399 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $2,269,063 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $274,382 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $68 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $318,220 |
| Contract administrator fees | 2010-12-31 | $17,136 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | HAFLINGER & ASSOCIATES INC |
| Accountancy firm EIN | 2010-12-31 | 522207502 |
| 2009 : TROPITONE 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |