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HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 401k Plan overview

Plan NameHARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC.
Plan identification number 002

HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LANIER UPSHAW, INC. has sponsored the creation of one or more 401k plans.

Company Name:LANIER UPSHAW, INC.
Employer identification number (EIN):590770252
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Additional information about LANIER UPSHAW, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1956-04-03
Company Identification Number: 192108
Legal Registered Office Address: 1115 U S 98 SOUTH

LAKELAND

33801

More information about LANIER UPSHAW, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-01-01
0022019-01-01
0022018-01-01BRUCE A. BULMAN
0022017-01-01BRUCE A. BULMAN
0022016-01-01BRUCE A. BULMAN
0022016-01-01LEE VOGT2017-01-05
0022015-01-01
0022015-01-01BRUCE A. BULMAN
0022014-01-01BRUCE A. BULMAN
0022014-01-01LEE VOGT
0022013-01-01BRUCE A. BULMAN
0022012-01-01LEE VOGT
0022011-02-01LEE VOGT
0022011-01-01BRUCE A. BULMAN
0022010-01-01BRUCE A. BULMAN BRUCE A. BULMAN2011-06-15
0022009-01-01BRUCE A. BULMAN

Plan Statistics for HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC.

401k plan membership statisitcs for HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC.

Measure Date Value
2020: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2020 401k membership
Total participants, beginning-of-year2020-01-0177
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2019 401k membership
Total participants, beginning-of-year2019-01-0178
Total number of active participants reported on line 7a of the Form 55002019-01-0148
Number of retired or separated participants receiving benefits2019-01-0115
Number of other retired or separated participants entitled to future benefits2019-01-0114
Total of all active and inactive participants2019-01-0177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0177
Number of participants with account balances2019-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2018 401k membership
Total participants, beginning-of-year2018-01-0181
Total number of active participants reported on line 7a of the Form 55002018-01-0146
Number of retired or separated participants receiving benefits2018-01-019
Number of other retired or separated participants entitled to future benefits2018-01-0123
Total of all active and inactive participants2018-01-0178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0178
Number of participants with account balances2018-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2017 401k membership
Total participants, beginning-of-year2017-01-0185
Total number of active participants reported on line 7a of the Form 55002017-01-0146
Number of retired or separated participants receiving benefits2017-01-0112
Number of other retired or separated participants entitled to future benefits2017-01-0122
Total of all active and inactive participants2017-01-0180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-0181
Number of participants with account balances2017-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2016 401k membership
Total participants, beginning-of-year2016-01-0186
Total number of active participants reported on line 7a of the Form 55002016-01-0146
Number of retired or separated participants receiving benefits2016-01-0116
Number of other retired or separated participants entitled to future benefits2016-01-0122
Total of all active and inactive participants2016-01-0184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-0185
Number of participants with account balances2016-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-0173
Total number of active participants reported on line 7a of the Form 55002015-01-0158
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0173
Number of participants with account balances2015-01-0166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-0185
Total number of active participants reported on line 7a of the Form 55002014-01-0159
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0129
Total of all active and inactive participants2014-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0189
Number of participants with account balances2014-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-0183
Total number of active participants reported on line 7a of the Form 55002013-01-0157
Number of retired or separated participants receiving benefits2013-01-017
Number of other retired or separated participants entitled to future benefits2013-01-0120
Total of all active and inactive participants2013-01-0184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-0185
Number of participants with account balances2013-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-0184
Total number of active participants reported on line 7a of the Form 55002012-01-0163
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0110
Total of all active and inactive participants2012-01-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0173
Number of participants with account balances2012-01-0162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2011 401k membership
Total participants, beginning-of-year2011-02-010
Total number of active participants reported on line 7a of the Form 55002011-02-0164
Number of retired or separated participants receiving benefits2011-02-010
Number of other retired or separated participants entitled to future benefits2011-02-019
Total of all active and inactive participants2011-02-0173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-02-010
Total participants2011-02-0173
Number of participants with account balances2011-02-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-02-010
Total participants, beginning-of-year2011-01-0171
Total number of active participants reported on line 7a of the Form 55002011-01-010
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-010
Number of participants with account balances2011-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2010 401k membership
Total participants, beginning-of-year2010-01-0190
Total number of active participants reported on line 7a of the Form 55002010-01-0166
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0122
Total of all active and inactive participants2010-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0188
Number of participants with account balances2010-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-015
2009: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-0190
Total number of active participants reported on line 7a of the Form 55002009-01-0168
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0120
Total of all active and inactive participants2009-01-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-0190
Number of participants with account balances2009-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016

Financial Data on HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC.

Measure Date Value
2020 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2020 401k financial data
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$9,868
Expenses. Total of all expenses incurred2020-12-31$12,638,430
Benefits paid (including direct rollovers)2020-12-31$12,628,562
Total plan assets at end of year2020-12-31$0
Total plan assets at beginning of year2020-12-31$12,628,562
Value of fidelity bond covering the plan2020-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2020-12-31$9,868
Other income received2020-12-31$9,868
Net income (gross income less expenses)2020-12-31$-12,628,562
Net plan assets at end of year (total assets less liabilities)2020-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$12,628,562
Assets. Value of employer securities2020-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
2019 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2019 401k financial data
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$8,082,721
Expenses. Total of all expenses incurred2019-12-31$333,373
Benefits paid (including direct rollovers)2019-12-31$289,454
Total plan assets at end of year2019-12-31$12,628,562
Total plan assets at beginning of year2019-12-31$4,879,214
Value of fidelity bond covering the plan2019-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2019-12-31$43,919
Other income received2019-12-31$7,962,721
Net income (gross income less expenses)2019-12-31$7,749,348
Net plan assets at end of year (total assets less liabilities)2019-12-31$12,628,562
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$4,879,214
Assets. Value of employer securities2019-12-31$10,511,445
Total contributions received or receivable from employer(s)2019-12-31$120,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
2018 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2018 401k financial data
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$818,852
Expenses. Total of all expenses incurred2018-12-31$285,587
Benefits paid (including direct rollovers)2018-12-31$247,472
Total plan assets at end of year2018-12-31$4,879,214
Total plan assets at beginning of year2018-12-31$4,345,949
Value of fidelity bond covering the plan2018-12-31$1,000,000
Expenses. Other expenses not covered elsewhere2018-12-31$38,115
Other income received2018-12-31$698,852
Net income (gross income less expenses)2018-12-31$533,265
Net plan assets at end of year (total assets less liabilities)2018-12-31$4,879,214
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$4,345,949
Assets. Value of employer securities2018-12-31$3,153,697
Total contributions received or receivable from employer(s)2018-12-31$120,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2017 401k financial data
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$557,810
Expenses. Total of all expenses incurred2017-12-31$207,786
Benefits paid (including direct rollovers)2017-12-31$173,374
Total plan assets at end of year2017-12-31$4,345,949
Total plan assets at beginning of year2017-12-31$3,995,925
Value of fidelity bond covering the plan2017-12-31$750,000
Expenses. Other expenses not covered elsewhere2017-12-31$34,412
Other income received2017-12-31$437,810
Net income (gross income less expenses)2017-12-31$350,024
Net plan assets at end of year (total assets less liabilities)2017-12-31$4,345,949
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,995,925
Assets. Value of employer securities2017-12-31$2,709,846
Total contributions received or receivable from employer(s)2017-12-31$120,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$692,553
Expenses. Total of all expenses incurred2016-12-31$201,288
Benefits paid (including direct rollovers)2016-12-31$171,818
Total plan assets at end of year2016-12-31$3,995,925
Total plan assets at beginning of year2016-12-31$3,504,660
Value of fidelity bond covering the plan2016-12-31$750,000
Other income received2016-12-31$452,553
Net income (gross income less expenses)2016-12-31$491,265
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,995,925
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,504,660
Assets. Value of employer securities2016-12-31$2,671,325
Total contributions received or receivable from employer(s)2016-12-31$240,000
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$29,470
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Transfers to/from the plan2016-03-31$-4,946,112
Total plan liabilities at end of year2016-03-31$0
Total plan liabilities at beginning of year2016-03-31$0
Total income from all sources2016-03-31$36,957
Expenses. Total of all expenses incurred2016-03-31$698,464
Benefits paid (including direct rollovers)2016-03-31$697,779
Total plan assets at end of year2016-03-31$0
Total plan assets at beginning of year2016-03-31$5,607,619
Value of fidelity bond covering the plan2016-03-31$750,000
Total contributions received or receivable from participants2016-03-31$69,130
Expenses. Other expenses not covered elsewhere2016-03-31$485
Contributions received from other sources (not participants or employers)2016-03-31$0
Other income received2016-03-31$-32,173
Noncash contributions received2016-03-31$0
Net income (gross income less expenses)2016-03-31$-661,507
Net plan assets at end of year (total assets less liabilities)2016-03-31$0
Net plan assets at beginning of year (total assets less liabilities)2016-03-31$5,607,619
Total contributions received or receivable from employer(s)2016-03-31$0
Value of certain deemed distributions of participant loans2016-03-31$0
Value of corrective distributions2016-03-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-03-31$200
2015 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2015 401k financial data
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$572,679
Expenses. Total of all expenses incurred2015-12-31$240,931
Benefits paid (including direct rollovers)2015-12-31$210,578
Total plan assets at end of year2015-12-31$3,504,660
Total plan assets at beginning of year2015-12-31$3,172,912
Value of fidelity bond covering the plan2015-12-31$750,000
Total contributions received or receivable from participants2015-12-31$364,085
Expenses. Other expenses not covered elsewhere2015-12-31$5,157
Other income received2015-12-31$332,679
Net income (gross income less expenses)2015-12-31$331,748
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,504,660
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,172,912
Assets. Value of participant loans2015-12-31$113,365
Assets. Value of employer securities2015-12-31$2,567,983
Total contributions received or receivable from employer(s)2015-12-31$240,000
Value of corrective distributions2015-12-31$117
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$30,353
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$66,480
Total income from all sources2014-12-31$384,394
Expenses. Total of all expenses incurred2014-12-31$165,755
Benefits paid (including direct rollovers)2014-12-31$138,694
Total plan assets at end of year2014-12-31$3,172,912
Total plan assets at beginning of year2014-12-31$3,020,753
Value of fidelity bond covering the plan2014-12-31$750,000
Total contributions received or receivable from participants2014-12-31$360,134
Expenses. Other expenses not covered elsewhere2014-12-31$666
Contributions received from other sources (not participants or employers)2014-12-31$53,711
Other income received2014-12-31$126,749
Net income (gross income less expenses)2014-12-31$218,639
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,172,912
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,954,273
Assets. Value of participant loans2014-12-31$151,686
Assets. Value of employer securities2014-12-31$2,299,814
Total contributions received or receivable from employer(s)2014-12-31$257,645
Value of certain deemed distributions of participant loans2014-12-31$11,975
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$26,395
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2013 401k financial data
Total plan liabilities at end of year2013-12-31$66,480
Total plan liabilities at beginning of year2013-12-31$322,669
Total income from all sources2013-12-31$1,560,408
Expenses. Total of all expenses incurred2013-12-31$734,073
Benefits paid (including direct rollovers)2013-12-31$718,991
Total plan assets at end of year2013-12-31$5,773,885
Total plan assets at beginning of year2013-12-31$4,947,550
Value of fidelity bond covering the plan2013-12-31$750,000
Total contributions received or receivable from participants2013-12-31$317,280
Expenses. Other expenses not covered elsewhere2013-12-31$37,855
Contributions received from other sources (not participants or employers)2013-12-31$460,000
Other income received2013-12-31$783,128
Net income (gross income less expenses)2013-12-31$826,335
Net plan assets at end of year (total assets less liabilities)2013-12-31$5,773,885
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$4,947,550
Assets. Value of participant loans2013-12-31$117,771
Assets. Value of employer securities2013-12-31$2,259,070
Total contributions received or receivable from employer(s)2013-12-31$278,580
Value of certain deemed distributions of participant loans2013-12-31$13,163
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$1,919
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2012 401k financial data
Total plan liabilities at end of year2012-12-31$322,669
Total plan liabilities at beginning of year2012-12-31$563,976
Total income from all sources2012-12-31$542,639
Expenses. Total of all expenses incurred2012-12-31$127,549
Benefits paid (including direct rollovers)2012-12-31$79,731
Total plan assets at end of year2012-12-31$2,648,973
Total plan assets at beginning of year2012-12-31$2,475,190
Value of fidelity bond covering the plan2012-12-31$750,000
Total contributions received or receivable from participants2012-12-31$299,727
Expenses. Other expenses not covered elsewhere2012-12-31$27,274
Other income received2012-12-31$264,058
Net income (gross income less expenses)2012-12-31$415,090
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,326,304
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,911,214
Assets. Value of participant loans2012-12-31$154,490
Assets. Value of employer securities2012-12-31$1,909,782
Total contributions received or receivable from employer(s)2012-12-31$278,581
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$20,544
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2011 401k financial data
Transfers to/from the plan2011-12-31$-5,164,449
Total plan liabilities at end of year2011-12-31$563,976
Total plan liabilities at beginning of year2011-12-31$791,264
Total income from all sources2011-12-31$256,914
Expenses. Total of all expenses incurred2011-12-31$125,110
Benefits paid (including direct rollovers)2011-12-31$64,991
Total plan assets at end of year2011-12-31$2,475,190
Total plan assets at beginning of year2011-12-31$2,570,674
Value of fidelity bond covering the plan2011-12-31$750,000
Total contributions received or receivable from participants2011-12-31$17,973
Expenses. Other expenses not covered elsewhere2011-12-31$41,293
Contributions received from other sources (not participants or employers)2011-12-31$478
Other income received2011-12-31$77,798
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$131,804
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,911,214
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,779,410
Assets. Value of participant loans2011-12-31$0
Assets. Value of employer securities2011-12-31$1,769,771
Total contributions received or receivable from employer(s)2011-12-31$179,116
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$18,826
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2010 401k financial data
Total plan liabilities at end of year2010-12-31$791,264
Total plan liabilities at beginning of year2010-12-31$1,005,347
Total income from all sources2010-12-31$4,022
Expenses. Total of all expenses incurred2010-12-31$116,040
Benefits paid (including direct rollovers)2010-12-31$46,111
Total plan assets at end of year2010-12-31$2,570,674
Total plan assets at beginning of year2010-12-31$2,896,775
Value of fidelity bond covering the plan2010-12-31$750,000
Expenses. Other expenses not covered elsewhere2010-12-31$69,929
Other income received2010-12-31$-85,505
Net income (gross income less expenses)2010-12-31$-112,018
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,779,410
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,891,428
Assets. Value of employer securities2010-12-31$1,685,690
Total contributions received or receivable from employer(s)2010-12-31$89,527
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC.

2020: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2011 form 5500 responses
2011-02-01Type of plan entityMulitple employer plan
2011-02-01First time form 5500 has been submittedYes
2011-02-01Submission has been amendedNo
2011-02-01This submission is the final filingNo
2011-02-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-02-01Plan is a collectively bargained planNo
2011-02-01Plan funding arrangement – InsuranceYes
2011-02-01Plan funding arrangement – TrustYes
2011-02-01Plan benefit arrangement - TrustYes
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingYes
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824941
Policy instance 1
Insurance contract or identification numberGA-824941
Number of Individuals Covered0
Insurance policy start date2016-01-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $4,418
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,682
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameAMERICAN PENSION SERVICES, LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824941
Policy instance 1
Insurance contract or identification numberGA-824941
Number of Individuals Covered66
Insurance policy start date2015-02-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $18,244
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,203
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameAMERICAN PENSION SERVICES, LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824941
Policy instance 1
Insurance contract or identification numberGA-824941
Number of Individuals Covered62
Insurance policy start date2014-02-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $14,045
Total amount of fees paid to insurance companyUSD $2,809
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,045
Insurance broker organization code?3
Amount paid for insurance broker fees2809
Additional information about fees paid to insurance brokerSALES/ADMINISTRATION
Insurance broker nameAMERICAN PENSION SERVICES, LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824941
Policy instance 1
Insurance contract or identification numberGA-824941
Number of Individuals Covered64
Insurance policy start date2013-02-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $12,361
Total amount of fees paid to insurance companyUSD $2,742
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824941
Policy instance 1
Insurance contract or identification numberGA-824941
Number of Individuals Covered62
Insurance policy start date2012-02-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $9,422
Total amount of fees paid to insurance companyUSD $2,432
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,422
Insurance broker organization code?3
Amount paid for insurance broker fees2432
Additional information about fees paid to insurance brokerSALES/ADMINISTRATION
Insurance broker nameAMERICAN PENSION SERVICES, LLC
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-824941
Policy instance 1
Insurance contract or identification numberGA-824941
Number of Individuals Covered66
Insurance policy start date2011-02-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $27,107
Total amount of fees paid to insurance companyUSD $9,827
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number19620
Policy instance 1
Insurance contract or identification number19620
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-01-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $421
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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