401k Plan data: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. plan

HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 401k Plan overview

Plan Name	HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC.
Plan identification number	002

HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Stock bonus
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
The employer maintaining this ESOP is an S Corporation
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LANIER UPSHAW, INC. has sponsored the creation of one or more 401k plans.

Company Name: LANIER UPSHAW, INC.

Employer identification number (EIN): 590770252

NAIC Classification: 524210
NAIC Description: Insurance Agencies and Brokerages

Additional information about LANIER UPSHAW, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 1956-04-03

Company Identification Number: 192108

Legal Registered Office Address: 1115 U S 98 SOUTH

LAKELAND

33801

More information about LANIER UPSHAW, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2020-01-01
002 2019-01-01
002 2018-01-01 BRUCE A. BULMAN
002 2017-01-01 BRUCE A. BULMAN
002 2016-01-01 BRUCE A. BULMAN
002 2016-01-01 LEE VOGT 2017-01-05
002 2015-01-01
002 2015-01-01 BRUCE A. BULMAN
002 2014-01-01 BRUCE A. BULMAN
002 2014-01-01 LEE VOGT
002 2013-01-01 BRUCE A. BULMAN
002 2012-01-01 LEE VOGT
002 2011-02-01 LEE VOGT
002 2011-01-01 BRUCE A. BULMAN
002 2010-01-01 BRUCE A. BULMAN BRUCE A. BULMAN 2011-06-15
002 2009-01-01 BRUCE A. BULMAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2020-01-01
002	2019-01-01
002	2018-01-01	BRUCE A. BULMAN
002	2017-01-01	BRUCE A. BULMAN
002	2016-01-01	BRUCE A. BULMAN
002	2016-01-01	LEE VOGT	2017-01-05
002	2015-01-01
002	2015-01-01	BRUCE A. BULMAN
002	2014-01-01	BRUCE A. BULMAN
002	2014-01-01	LEE VOGT
002	2013-01-01	BRUCE A. BULMAN
002	2012-01-01	LEE VOGT
002	2011-02-01	LEE VOGT
002	2011-01-01	BRUCE A. BULMAN
002	2010-01-01	BRUCE A. BULMAN		BRUCE A. BULMAN	2011-06-15
002	2009-01-01	BRUCE A. BULMAN

Plan Statistics for HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC.

401k plan membership statisitcs for HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC.

Measure Date Value
2020: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2020 401k membership
Total participants, beginning-of-year 2020-01-01 77
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2019 401k membership
Total participants, beginning-of-year 2019-01-01 78
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 48
Number of retired or separated participants receiving benefits 2019-01-01 15
Number of other retired or separated participants entitled to future benefits 2019-01-01 14
Total of all active and inactive participants 2019-01-01 77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 77
Number of participants with account balances 2019-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2018 401k membership
Total participants, beginning-of-year 2018-01-01 81
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 46
Number of retired or separated participants receiving benefits 2018-01-01 9
Number of other retired or separated participants entitled to future benefits 2018-01-01 23
Total of all active and inactive participants 2018-01-01 78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 78
Number of participants with account balances 2018-01-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2017 401k membership
Total participants, beginning-of-year 2017-01-01 85
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 46
Number of retired or separated participants receiving benefits 2017-01-01 12
Number of other retired or separated participants entitled to future benefits 2017-01-01 22
Total of all active and inactive participants 2017-01-01 80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 81
Number of participants with account balances 2017-01-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 4
2016: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2016 401k membership
Total participants, beginning-of-year 2016-01-01 86
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 46
Number of retired or separated participants receiving benefits 2016-01-01 16
Number of other retired or separated participants entitled to future benefits 2016-01-01 22
Total of all active and inactive participants 2016-01-01 84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 85
Number of participants with account balances 2016-01-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 5
2015: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2015 401k membership
Total participants, beginning-of-year 2015-01-01 73
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 58
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 15
Total of all active and inactive participants 2015-01-01 73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 73
Number of participants with account balances 2015-01-01 66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2014 401k membership
Total participants, beginning-of-year 2014-01-01 85
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 59
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 29
Total of all active and inactive participants 2014-01-01 88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 89
Number of participants with account balances 2014-01-01 89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2013 401k membership
Total participants, beginning-of-year 2013-01-01 83
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 57
Number of retired or separated participants receiving benefits 2013-01-01 7
Number of other retired or separated participants entitled to future benefits 2013-01-01 20
Total of all active and inactive participants 2013-01-01 84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 85
Number of participants with account balances 2013-01-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2012 401k membership
Total participants, beginning-of-year 2012-01-01 84
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 63
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 10
Total of all active and inactive participants 2012-01-01 73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 73
Number of participants with account balances 2012-01-01 62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2011 401k membership
Total participants, beginning-of-year 2011-02-01 0
Total number of active participants reported on line 7a of the Form 5500 2011-02-01 64
Number of retired or separated participants receiving benefits 2011-02-01 0
Number of other retired or separated participants entitled to future benefits 2011-02-01 9
Total of all active and inactive participants 2011-02-01 73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-02-01 0
Total participants 2011-02-01 73
Number of participants with account balances 2011-02-01 67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-02-01 0
Total participants, beginning-of-year 2011-01-01 71
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 0
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 0
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2010 401k membership
Total participants, beginning-of-year 2010-01-01 90
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 66
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 22
Total of all active and inactive participants 2010-01-01 88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 88
Number of participants with account balances 2010-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 5
2009: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2009 401k membership
Total participants, beginning-of-year 2009-01-01 90
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 68
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 20
Total of all active and inactive participants 2009-01-01 89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 90
Number of participants with account balances 2009-01-01 90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6

Measure	Date	Value
2020: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2020 401k membership
Total participants, beginning-of-year	2020-01-01	77
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2019 401k membership
Total participants, beginning-of-year	2019-01-01	78
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	48
Number of retired or separated participants receiving benefits	2019-01-01	15
Number of other retired or separated participants entitled to future benefits	2019-01-01	14
Total of all active and inactive participants	2019-01-01	77
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	77
Number of participants with account balances	2019-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2018 401k membership
Total participants, beginning-of-year	2018-01-01	81
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	46
Number of retired or separated participants receiving benefits	2018-01-01	9
Number of other retired or separated participants entitled to future benefits	2018-01-01	23
Total of all active and inactive participants	2018-01-01	78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	78
Number of participants with account balances	2018-01-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2017 401k membership
Total participants, beginning-of-year	2017-01-01	85
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	46
Number of retired or separated participants receiving benefits	2017-01-01	12
Number of other retired or separated participants entitled to future benefits	2017-01-01	22
Total of all active and inactive participants	2017-01-01	80
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	81
Number of participants with account balances	2017-01-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	4
2016: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2016 401k membership
Total participants, beginning-of-year	2016-01-01	86
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	46
Number of retired or separated participants receiving benefits	2016-01-01	16
Number of other retired or separated participants entitled to future benefits	2016-01-01	22
Total of all active and inactive participants	2016-01-01	84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	85
Number of participants with account balances	2016-01-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	5
2015: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2015 401k membership
Total participants, beginning-of-year	2015-01-01	73
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	58
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	15
Total of all active and inactive participants	2015-01-01	73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	73
Number of participants with account balances	2015-01-01	66
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2014 401k membership
Total participants, beginning-of-year	2014-01-01	85
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	59
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	29
Total of all active and inactive participants	2014-01-01	88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	89
Number of participants with account balances	2014-01-01	89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2013 401k membership
Total participants, beginning-of-year	2013-01-01	83
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	57
Number of retired or separated participants receiving benefits	2013-01-01	7
Number of other retired or separated participants entitled to future benefits	2013-01-01	20
Total of all active and inactive participants	2013-01-01	84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	85
Number of participants with account balances	2013-01-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2012 401k membership
Total participants, beginning-of-year	2012-01-01	84
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	63
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	10
Total of all active and inactive participants	2012-01-01	73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	73
Number of participants with account balances	2012-01-01	62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2011 401k membership
Total participants, beginning-of-year	2011-02-01	0
Total number of active participants reported on line 7a of the Form 5500	2011-02-01	64
Number of retired or separated participants receiving benefits	2011-02-01	0
Number of other retired or separated participants entitled to future benefits	2011-02-01	9
Total of all active and inactive participants	2011-02-01	73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-02-01	0
Total participants	2011-02-01	73
Number of participants with account balances	2011-02-01	67
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-02-01	0
Total participants, beginning-of-year	2011-01-01	71
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	0
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	0
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2010 401k membership
Total participants, beginning-of-year	2010-01-01	90
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	66
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	22
Total of all active and inactive participants	2010-01-01	88
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	88
Number of participants with account balances	2010-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	5
2009: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2009 401k membership
Total participants, beginning-of-year	2009-01-01	90
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	68
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	20
Total of all active and inactive participants	2009-01-01	89
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	90
Number of participants with account balances	2009-01-01	90
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6

Financial Data on HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC.

Measure	Date	Value
2020 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2020 401k financial data
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$9,868
Expenses. Total of all expenses incurred	2020-12-31	$12,638,430
Benefits paid (including direct rollovers)	2020-12-31	$12,628,562
Total plan assets at end of year	2020-12-31	$0
Total plan assets at beginning of year	2020-12-31	$12,628,562
Value of fidelity bond covering the plan	2020-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2020-12-31	$9,868
Other income received	2020-12-31	$9,868
Net income (gross income less expenses)	2020-12-31	$-12,628,562
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$12,628,562
Assets. Value of employer securities	2020-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2019 401k financial data
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$8,082,721
Expenses. Total of all expenses incurred	2019-12-31	$333,373
Benefits paid (including direct rollovers)	2019-12-31	$289,454
Total plan assets at end of year	2019-12-31	$12,628,562
Total plan assets at beginning of year	2019-12-31	$4,879,214
Value of fidelity bond covering the plan	2019-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2019-12-31	$43,919
Other income received	2019-12-31	$7,962,721
Net income (gross income less expenses)	2019-12-31	$7,749,348
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$12,628,562
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$4,879,214
Assets. Value of employer securities	2019-12-31	$10,511,445
Total contributions received or receivable from employer(s)	2019-12-31	$120,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$818,852
Expenses. Total of all expenses incurred	2018-12-31	$285,587
Benefits paid (including direct rollovers)	2018-12-31	$247,472
Total plan assets at end of year	2018-12-31	$4,879,214
Total plan assets at beginning of year	2018-12-31	$4,345,949
Value of fidelity bond covering the plan	2018-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2018-12-31	$38,115
Other income received	2018-12-31	$698,852
Net income (gross income less expenses)	2018-12-31	$533,265
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$4,879,214
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$4,345,949
Assets. Value of employer securities	2018-12-31	$3,153,697
Total contributions received or receivable from employer(s)	2018-12-31	$120,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$557,810
Expenses. Total of all expenses incurred	2017-12-31	$207,786
Benefits paid (including direct rollovers)	2017-12-31	$173,374
Total plan assets at end of year	2017-12-31	$4,345,949
Total plan assets at beginning of year	2017-12-31	$3,995,925
Value of fidelity bond covering the plan	2017-12-31	$750,000
Expenses. Other expenses not covered elsewhere	2017-12-31	$34,412
Other income received	2017-12-31	$437,810
Net income (gross income less expenses)	2017-12-31	$350,024
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$4,345,949
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$3,995,925
Assets. Value of employer securities	2017-12-31	$2,709,846
Total contributions received or receivable from employer(s)	2017-12-31	$120,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$692,553
Expenses. Total of all expenses incurred	2016-12-31	$201,288
Benefits paid (including direct rollovers)	2016-12-31	$171,818
Total plan assets at end of year	2016-12-31	$3,995,925
Total plan assets at beginning of year	2016-12-31	$3,504,660
Value of fidelity bond covering the plan	2016-12-31	$750,000
Other income received	2016-12-31	$452,553
Net income (gross income less expenses)	2016-12-31	$491,265
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$3,995,925
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$3,504,660
Assets. Value of employer securities	2016-12-31	$2,671,325
Total contributions received or receivable from employer(s)	2016-12-31	$240,000
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$29,470
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Transfers to/from the plan	2016-03-31	$-4,946,112
Total plan liabilities at end of year	2016-03-31	$0
Total plan liabilities at beginning of year	2016-03-31	$0
Total income from all sources	2016-03-31	$36,957
Expenses. Total of all expenses incurred	2016-03-31	$698,464
Benefits paid (including direct rollovers)	2016-03-31	$697,779
Total plan assets at end of year	2016-03-31	$0
Total plan assets at beginning of year	2016-03-31	$5,607,619
Value of fidelity bond covering the plan	2016-03-31	$750,000
Total contributions received or receivable from participants	2016-03-31	$69,130
Expenses. Other expenses not covered elsewhere	2016-03-31	$485
Contributions received from other sources (not participants or employers)	2016-03-31	$0
Other income received	2016-03-31	$-32,173
Noncash contributions received	2016-03-31	$0
Net income (gross income less expenses)	2016-03-31	$-661,507
Net plan assets at end of year (total assets less liabilities)	2016-03-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2016-03-31	$5,607,619
Total contributions received or receivable from employer(s)	2016-03-31	$0
Value of certain deemed distributions of participant loans	2016-03-31	$0
Value of corrective distributions	2016-03-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-03-31	$200
2015 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$0
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$572,679
Expenses. Total of all expenses incurred	2015-12-31	$240,931
Benefits paid (including direct rollovers)	2015-12-31	$210,578
Total plan assets at end of year	2015-12-31	$3,504,660
Total plan assets at beginning of year	2015-12-31	$3,172,912
Value of fidelity bond covering the plan	2015-12-31	$750,000
Total contributions received or receivable from participants	2015-12-31	$364,085
Expenses. Other expenses not covered elsewhere	2015-12-31	$5,157
Other income received	2015-12-31	$332,679
Net income (gross income less expenses)	2015-12-31	$331,748
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,504,660
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,172,912
Assets. Value of participant loans	2015-12-31	$113,365
Assets. Value of employer securities	2015-12-31	$2,567,983
Total contributions received or receivable from employer(s)	2015-12-31	$240,000
Value of corrective distributions	2015-12-31	$117
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$30,353
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$66,480
Total income from all sources	2014-12-31	$384,394
Expenses. Total of all expenses incurred	2014-12-31	$165,755
Benefits paid (including direct rollovers)	2014-12-31	$138,694
Total plan assets at end of year	2014-12-31	$3,172,912
Total plan assets at beginning of year	2014-12-31	$3,020,753
Value of fidelity bond covering the plan	2014-12-31	$750,000
Total contributions received or receivable from participants	2014-12-31	$360,134
Expenses. Other expenses not covered elsewhere	2014-12-31	$666
Contributions received from other sources (not participants or employers)	2014-12-31	$53,711
Other income received	2014-12-31	$126,749
Net income (gross income less expenses)	2014-12-31	$218,639
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,172,912
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,954,273
Assets. Value of participant loans	2014-12-31	$151,686
Assets. Value of employer securities	2014-12-31	$2,299,814
Total contributions received or receivable from employer(s)	2014-12-31	$257,645
Value of certain deemed distributions of participant loans	2014-12-31	$11,975
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$26,395
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$66,480
Total plan liabilities at beginning of year	2013-12-31	$322,669
Total income from all sources	2013-12-31	$1,560,408
Expenses. Total of all expenses incurred	2013-12-31	$734,073
Benefits paid (including direct rollovers)	2013-12-31	$718,991
Total plan assets at end of year	2013-12-31	$5,773,885
Total plan assets at beginning of year	2013-12-31	$4,947,550
Value of fidelity bond covering the plan	2013-12-31	$750,000
Total contributions received or receivable from participants	2013-12-31	$317,280
Expenses. Other expenses not covered elsewhere	2013-12-31	$37,855
Contributions received from other sources (not participants or employers)	2013-12-31	$460,000
Other income received	2013-12-31	$783,128
Net income (gross income less expenses)	2013-12-31	$826,335
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$5,773,885
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$4,947,550
Assets. Value of participant loans	2013-12-31	$117,771
Assets. Value of employer securities	2013-12-31	$2,259,070
Total contributions received or receivable from employer(s)	2013-12-31	$278,580
Value of certain deemed distributions of participant loans	2013-12-31	$13,163
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$1,919
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2012 401k financial data
Total plan liabilities at end of year	2012-12-31	$322,669
Total plan liabilities at beginning of year	2012-12-31	$563,976
Total income from all sources	2012-12-31	$542,639
Expenses. Total of all expenses incurred	2012-12-31	$127,549
Benefits paid (including direct rollovers)	2012-12-31	$79,731
Total plan assets at end of year	2012-12-31	$2,648,973
Total plan assets at beginning of year	2012-12-31	$2,475,190
Value of fidelity bond covering the plan	2012-12-31	$750,000
Total contributions received or receivable from participants	2012-12-31	$299,727
Expenses. Other expenses not covered elsewhere	2012-12-31	$27,274
Other income received	2012-12-31	$264,058
Net income (gross income less expenses)	2012-12-31	$415,090
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,326,304
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,911,214
Assets. Value of participant loans	2012-12-31	$154,490
Assets. Value of employer securities	2012-12-31	$1,909,782
Total contributions received or receivable from employer(s)	2012-12-31	$278,581
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$20,544
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2011 401k financial data
Transfers to/from the plan	2011-12-31	$-5,164,449
Total plan liabilities at end of year	2011-12-31	$563,976
Total plan liabilities at beginning of year	2011-12-31	$791,264
Total income from all sources	2011-12-31	$256,914
Expenses. Total of all expenses incurred	2011-12-31	$125,110
Benefits paid (including direct rollovers)	2011-12-31	$64,991
Total plan assets at end of year	2011-12-31	$2,475,190
Total plan assets at beginning of year	2011-12-31	$2,570,674
Value of fidelity bond covering the plan	2011-12-31	$750,000
Total contributions received or receivable from participants	2011-12-31	$17,973
Expenses. Other expenses not covered elsewhere	2011-12-31	$41,293
Contributions received from other sources (not participants or employers)	2011-12-31	$478
Other income received	2011-12-31	$77,798
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$131,804
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,911,214
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,779,410
Assets. Value of participant loans	2011-12-31	$0
Assets. Value of employer securities	2011-12-31	$1,769,771
Total contributions received or receivable from employer(s)	2011-12-31	$179,116
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$18,826
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$791,264
Total plan liabilities at beginning of year	2010-12-31	$1,005,347
Total income from all sources	2010-12-31	$4,022
Expenses. Total of all expenses incurred	2010-12-31	$116,040
Benefits paid (including direct rollovers)	2010-12-31	$46,111
Total plan assets at end of year	2010-12-31	$2,570,674
Total plan assets at beginning of year	2010-12-31	$2,896,775
Value of fidelity bond covering the plan	2010-12-31	$750,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$69,929
Other income received	2010-12-31	$-85,505
Net income (gross income less expenses)	2010-12-31	$-112,018
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,779,410
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,891,428
Assets. Value of employer securities	2010-12-31	$1,685,690
Total contributions received or receivable from employer(s)	2010-12-31	$89,527
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC.

2020: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2011 form 5500 responses
2011-02-01	Type of plan entity	Mulitple employer plan
2011-02-01	First time form 5500 has been submitted	Yes
2011-02-01	Submission has been amended	No
2011-02-01	This submission is the final filing	No
2011-02-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-02-01	Plan is a collectively bargained plan	No
2011-02-01	Plan funding arrangement – Insurance	Yes
2011-02-01	Plan funding arrangement – Trust	Yes
2011-02-01	Plan benefit arrangement - Trust	Yes
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	Yes
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HARTFORD AFFILIATED EMPLOYERS RETIREMENT SAVINGS PLAN FBO LANIER UPSHAW, INC. 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824941

Policy instance

Insurance contract or identification number	GA-824941
Number of Individuals Covered	0
Insurance policy start date	2016-01-01
Insurance policy end date	2016-03-31
Total amount of commissions paid to insurance broker	USD $4,418
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,682
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSION
Insurance broker organization code?	3
Insurance broker name	AMERICAN PENSION SERVICES, LLC

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824941

Policy instance

Insurance contract or identification number	GA-824941
Number of Individuals Covered	66
Insurance policy start date	2015-02-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $18,244
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,203
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	COMMISSION
Insurance broker organization code?	3
Insurance broker name	AMERICAN PENSION SERVICES, LLC

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824941

Policy instance

Insurance contract or identification number	GA-824941
Number of Individuals Covered	62
Insurance policy start date	2014-02-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $14,045
Total amount of fees paid to insurance company	USD $2,809
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,045
Insurance broker organization code?	3
Amount paid for insurance broker fees	2809
Additional information about fees paid to insurance broker	SALES/ADMINISTRATION
Insurance broker name	AMERICAN PENSION SERVICES, LLC

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824941

Policy instance

Insurance contract or identification number	GA-824941
Number of Individuals Covered	64
Insurance policy start date	2013-02-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $12,361
Total amount of fees paid to insurance company	USD $2,742
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824941

Policy instance

Insurance contract or identification number	GA-824941
Number of Individuals Covered	62
Insurance policy start date	2012-02-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $9,422
Total amount of fees paid to insurance company	USD $2,432
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,422
Insurance broker organization code?	3
Amount paid for insurance broker fees	2432
Additional information about fees paid to insurance broker	SALES/ADMINISTRATION
Insurance broker name	AMERICAN PENSION SERVICES, LLC

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-824941

Policy instance

Insurance contract or identification number	GA-824941
Number of Individuals Covered	66
Insurance policy start date	2011-02-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $27,107
Total amount of fees paid to insurance company	USD $9,827
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

19620

Policy instance

Insurance contract or identification number	19620
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-01-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $421
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	LANIER UPSHAW, INC.
Employer identification number (EIN):	590770252
NAIC Classification:	524210
NAIC Description:	Insurance Agencies and Brokerages

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	1956-04-03
Company Identification Number:	192108
Legal Registered Office Address:	1115 U S 98 SOUTH LAKELAND 33801