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THOMPSONBAKER AGENCY, INC. 401(K) PLAN 401k Plan overview

Plan NameTHOMPSONBAKER AGENCY, INC. 401(K) PLAN
Plan identification number 002

THOMPSONBAKER AGENCY, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THOMPSON BAKER AGENCY, INC. has sponsored the creation of one or more 401k plans.

Company Name:THOMPSON BAKER AGENCY, INC.
Employer identification number (EIN):590971099
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMPSONBAKER AGENCY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01MATTHEW BAKER2024-01-31
0022021-01-01MATTHEW BAKER2024-01-26
0022020-01-01MATTHEW BAKER2021-10-12
0022019-01-01MATTHEW BAKER2020-04-03
0022018-01-01MATTHEW BAKER2019-02-07
0022017-01-01MATTHEW BAKER2018-04-12
0022016-01-01MATTHEW BAKER2017-03-13
0022015-01-01MATTHEW BAKER2016-07-12
0022014-01-01
0022013-02-01
0022012-02-01MATT BAKER MATT BAKER2013-04-11
0022011-02-01MATT BAKER MATT BAKER2012-05-29
0022010-02-01MATT BAKER MATT BAKER2011-04-15
0022009-02-01MATT BAKER MATT BAKER2010-08-30

Plan Statistics for THOMPSONBAKER AGENCY, INC. 401(K) PLAN

401k plan membership statisitcs for THOMPSONBAKER AGENCY, INC. 401(K) PLAN

Measure Date Value
2014: THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0117
Total number of active participants reported on line 7a of the Form 55002014-01-018
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0115
Number of participants with account balances2014-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-02-0121
Total number of active participants reported on line 7a of the Form 55002013-02-0112
Number of retired or separated participants receiving benefits2013-02-010
Number of other retired or separated participants entitled to future benefits2013-02-015
Total of all active and inactive participants2013-02-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-02-010
Total participants2013-02-0117
Number of participants with account balances2013-02-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-02-010
2012: THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-02-0118
Total number of active participants reported on line 7a of the Form 55002012-02-0111
Number of retired or separated participants receiving benefits2012-02-010
Number of other retired or separated participants entitled to future benefits2012-02-014
Total of all active and inactive participants2012-02-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-02-010
Total participants2012-02-0115
Number of participants with account balances2012-02-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-02-011
2011: THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-02-0123
Total number of active participants reported on line 7a of the Form 55002011-02-0111
Number of retired or separated participants receiving benefits2011-02-013
Number of other retired or separated participants entitled to future benefits2011-02-013
Total of all active and inactive participants2011-02-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-02-010
Total participants2011-02-0117
Number of participants with account balances2011-02-0117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-02-011
2010: THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-02-0124
Total number of active participants reported on line 7a of the Form 55002010-02-0111
Number of retired or separated participants receiving benefits2010-02-012
Number of other retired or separated participants entitled to future benefits2010-02-018
Total of all active and inactive participants2010-02-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-02-010
Total participants2010-02-0121
Number of participants with account balances2010-02-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-02-013
2009: THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-02-0124
Total number of active participants reported on line 7a of the Form 55002009-02-0113
Number of retired or separated participants receiving benefits2009-02-010
Number of other retired or separated participants entitled to future benefits2009-02-0111
Total of all active and inactive participants2009-02-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-02-010
Total participants2009-02-0124
Number of participants with account balances2009-02-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-02-012

Financial Data on THOMPSONBAKER AGENCY, INC. 401(K) PLAN

Measure Date Value
2014 : THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$2,949
Total income from all sources2014-12-31$156,118
Expenses. Total of all expenses incurred2014-12-31$25,667
Benefits paid (including direct rollovers)2014-12-31$8,026
Total plan assets at end of year2014-12-31$1,892,487
Total plan assets at beginning of year2014-12-31$1,759,087
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$53,284
Other income received2014-12-31$79,802
Net income (gross income less expenses)2014-12-31$130,451
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,892,487
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,759,087
Assets. Value of participant loans2014-12-31$34,739
Total contributions received or receivable from employer(s)2014-12-31$23,032
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$17,641
2013 : THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$6,112
Total income from all sources2013-12-31$362,667
Expenses. Total of all expenses incurred2013-12-31$27,924
Benefits paid (including direct rollovers)2013-12-31$17,833
Total plan assets at end of year2013-12-31$1,759,087
Total plan assets at beginning of year2013-12-31$1,418,232
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$45,334
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$276,757
Net income (gross income less expenses)2013-12-31$334,743
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,759,087
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,418,232
Assets. Value of participant loans2013-12-31$8,412
Total contributions received or receivable from employer(s)2013-12-31$40,576
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$10,091
Total income from all sources2013-01-31$270,354
Expenses. Total of all expenses incurred2013-01-31$30,291
Benefits paid (including direct rollovers)2013-01-31$18,706
Total plan assets at end of year2013-01-31$1,418,232
Total plan assets at beginning of year2013-01-31$1,178,169
Value of fidelity bond covering the plan2013-01-31$1,000,000
Total contributions received or receivable from participants2013-01-31$37,794
Other income received2013-01-31$157,131
Net income (gross income less expenses)2013-01-31$240,063
Net plan assets at end of year (total assets less liabilities)2013-01-31$1,418,232
Net plan assets at beginning of year (total assets less liabilities)2013-01-31$1,178,169
Assets. Value of participant loans2013-01-31$15,089
Total contributions received or receivable from employer(s)2013-01-31$75,429
Expenses. Administrative service providers (salaries,fees and commissions)2013-01-31$11,585
2012 : THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-01-31$123,546
Expenses. Total of all expenses incurred2012-01-31$32,632
Benefits paid (including direct rollovers)2012-01-31$21,775
Total plan assets at end of year2012-01-31$1,178,169
Total plan assets at beginning of year2012-01-31$1,087,255
Value of fidelity bond covering the plan2012-01-31$1,000,000
Total contributions received or receivable from participants2012-01-31$58,947
Other income received2012-01-31$-9,252
Net income (gross income less expenses)2012-01-31$90,914
Net plan assets at end of year (total assets less liabilities)2012-01-31$1,178,169
Net plan assets at beginning of year (total assets less liabilities)2012-01-31$1,087,255
Assets. Value of participant loans2012-01-31$20,391
Total contributions received or receivable from employer(s)2012-01-31$73,851
Expenses. Administrative service providers (salaries,fees and commissions)2012-01-31$10,857
2011 : THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2011 401k financial data
Total plan liabilities at beginning of year2011-01-31$0
Total income from all sources2011-01-31$314,862
Expenses. Total of all expenses incurred2011-01-31$176,715
Benefits paid (including direct rollovers)2011-01-31$166,833
Total plan assets at end of year2011-01-31$1,087,255
Total plan assets at beginning of year2011-01-31$949,108
Value of fidelity bond covering the plan2011-01-31$1,000,000
Total contributions received or receivable from participants2011-01-31$63,144
Other income received2011-01-31$173,641
Net income (gross income less expenses)2011-01-31$138,147
Net plan assets at end of year (total assets less liabilities)2011-01-31$1,087,255
Net plan assets at beginning of year (total assets less liabilities)2011-01-31$949,108
Assets. Value of participant loans2011-01-31$9,663
Total contributions received or receivable from employer(s)2011-01-31$78,077
Expenses. Administrative service providers (salaries,fees and commissions)2011-01-31$9,882

Form 5500 Responses for THOMPSONBAKER AGENCY, INC. 401(K) PLAN

2014: THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2013 form 5500 responses
2013-02-01Type of plan entitySingle employer plan
2013-02-01Submission has been amendedNo
2013-02-01This submission is the final filingNo
2013-02-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-02-01Plan is a collectively bargained planNo
2013-02-01Plan funding arrangement – InsuranceYes
2013-02-01Plan funding arrangement – TrustYes
2013-02-01Plan benefit arrangement – InsuranceYes
2013-02-01Plan benefit arrangement - TrustYes
2012: THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2012 form 5500 responses
2012-02-01Type of plan entitySingle employer plan
2012-02-01Submission has been amendedNo
2012-02-01This submission is the final filingNo
2012-02-01This return/report is a short plan year return/report (less than 12 months)No
2012-02-01Plan is a collectively bargained planNo
2012-02-01Plan funding arrangement – InsuranceYes
2012-02-01Plan funding arrangement – TrustYes
2012-02-01Plan benefit arrangement – InsuranceYes
2012-02-01Plan benefit arrangement - TrustYes
2011: THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2011 form 5500 responses
2011-02-01Type of plan entitySingle employer plan
2011-02-01Submission has been amendedNo
2011-02-01This submission is the final filingNo
2011-02-01This return/report is a short plan year return/report (less than 12 months)No
2011-02-01Plan is a collectively bargained planNo
2011-02-01Plan funding arrangement – InsuranceYes
2011-02-01Plan funding arrangement – TrustYes
2011-02-01Plan benefit arrangement – InsuranceYes
2011-02-01Plan benefit arrangement - TrustYes
2010: THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2010 form 5500 responses
2010-02-01Type of plan entitySingle employer plan
2010-02-01Submission has been amendedNo
2010-02-01This submission is the final filingNo
2010-02-01This return/report is a short plan year return/report (less than 12 months)No
2010-02-01Plan is a collectively bargained planNo
2010-02-01Plan funding arrangement – InsuranceYes
2010-02-01Plan funding arrangement – TrustYes
2010-02-01Plan benefit arrangement – InsuranceYes
2010-02-01Plan benefit arrangement - TrustYes
2009: THOMPSONBAKER AGENCY, INC. 401(K) PLAN 2009 form 5500 responses
2009-02-01Type of plan entitySingle employer plan
2009-02-01Submission has been amendedNo
2009-02-01This submission is the final filingNo
2009-02-01This return/report is a short plan year return/report (less than 12 months)No
2009-02-01Plan is a collectively bargained planNo
2009-02-01Plan funding arrangement – InsuranceYes
2009-02-01Plan funding arrangement – TrustYes
2009-02-01Plan benefit arrangement – InsuranceYes
2009-02-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number27289
Policy instance 1
Insurance contract or identification number27289
Number of Individuals Covered16
Insurance policy start date2014-02-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $9,443
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $9,118
Insurance broker organization code?3
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameBLISS CONSULTANTS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number27289
Policy instance 1
Insurance contract or identification number27289
Number of Individuals Covered18
Insurance policy start date2013-02-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,668
Total amount of fees paid to insurance companyUSD $175
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $3,668
Insurance broker organization code?3
Amount paid for insurance broker fees175
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameBLISS CONSULTANTS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number27289
Policy instance 1
Insurance contract or identification number27289
Number of Individuals Covered16
Insurance policy start date2011-02-01
Insurance policy end date2012-01-31
Total amount of commissions paid to insurance brokerUSD $5,387
Total amount of fees paid to insurance companyUSD $500
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number27289
Policy instance 1
Insurance contract or identification number27289
Number of Individuals Covered21
Insurance policy start date2010-02-01
Insurance policy end date2011-01-31
Total amount of commissions paid to insurance brokerUSD $2,132
Total amount of fees paid to insurance companyUSD $600
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $2,132
Insurance broker organization code?3
Amount paid for insurance broker fees600
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameBLISS CONSULTANTS, INC.

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