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DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameDRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN
Plan identification number 001

DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

DRS. MORI, BEAN & BROOKS, P.A. has sponsored the creation of one or more 401k plans.

Company Name:DRS. MORI, BEAN & BROOKS, P.A.
Employer identification number (EIN):591226176
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-11-01
0012018-11-01
0012017-11-01
0012016-11-01KURT W. MORI
0012015-11-01KURT W. MORI
0012014-11-01KURT W. MORI
0012013-11-01JEFFREY WEST
0012012-11-01JEFFREY WEST
0012011-11-01JEFFREY WEST
0012010-11-01DENNIS WULFECK
0012009-11-01DENNIS WULFECK

Plan Statistics for DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN

Measure Date Value
2019: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-11-011
Total number of active participants reported on line 7a of the Form 55002019-11-010
Number of retired or separated participants receiving benefits2019-11-010
Number of other retired or separated participants entitled to future benefits2019-11-010
Total of all active and inactive participants2019-11-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-11-010
Total participants2019-11-010
Number of participants with account balances2019-11-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-11-010
2018: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-11-01145
Total number of active participants reported on line 7a of the Form 55002018-11-010
Number of retired or separated participants receiving benefits2018-11-010
Number of other retired or separated participants entitled to future benefits2018-11-011
Total of all active and inactive participants2018-11-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-11-010
Total participants2018-11-011
Number of participants with account balances2018-11-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-11-010
2017: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-11-01135
Total number of active participants reported on line 7a of the Form 55002017-11-010
Number of retired or separated participants receiving benefits2017-11-010
Number of other retired or separated participants entitled to future benefits2017-11-01141
Total of all active and inactive participants2017-11-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-11-010
Total participants2017-11-01141
Number of participants with account balances2017-11-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-11-010
2016: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-11-01126
Total number of active participants reported on line 7a of the Form 55002016-11-01103
Number of retired or separated participants receiving benefits2016-11-010
Number of other retired or separated participants entitled to future benefits2016-11-0132
Total of all active and inactive participants2016-11-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-11-010
Total participants2016-11-01135
Number of participants with account balances2016-11-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-11-014
2015: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-11-01126
Total number of active participants reported on line 7a of the Form 55002015-11-01101
Number of retired or separated participants receiving benefits2015-11-010
Number of other retired or separated participants entitled to future benefits2015-11-0125
Total of all active and inactive participants2015-11-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-11-010
Total participants2015-11-01126
Number of participants with account balances2015-11-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-11-012
2014: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-01125
Total number of active participants reported on line 7a of the Form 55002014-11-0196
Number of retired or separated participants receiving benefits2014-11-010
Number of other retired or separated participants entitled to future benefits2014-11-0130
Total of all active and inactive participants2014-11-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-11-010
Total participants2014-11-01126
Number of participants with account balances2014-11-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-016
2013: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-01120
Total number of active participants reported on line 7a of the Form 55002013-11-0198
Number of retired or separated participants receiving benefits2013-11-010
Number of other retired or separated participants entitled to future benefits2013-11-0127
Total of all active and inactive participants2013-11-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-010
Total participants2013-11-01125
Number of participants with account balances2013-11-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-012
2012: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-01122
Total number of active participants reported on line 7a of the Form 55002012-11-0195
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-0125
Total of all active and inactive participants2012-11-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-010
Total participants2012-11-01120
Number of participants with account balances2012-11-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-012
2011: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-01123
Total number of active participants reported on line 7a of the Form 55002011-11-0193
Number of retired or separated participants receiving benefits2011-11-010
Number of other retired or separated participants entitled to future benefits2011-11-0129
Total of all active and inactive participants2011-11-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-010
Total participants2011-11-01122
Number of participants with account balances2011-11-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-012
2010: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-11-01115
Total number of active participants reported on line 7a of the Form 55002010-11-0193
Number of retired or separated participants receiving benefits2010-11-010
Number of other retired or separated participants entitled to future benefits2010-11-0123
Total of all active and inactive participants2010-11-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-11-010
Total participants2010-11-01116
Number of participants with account balances2010-11-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-11-012
2009: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-01118
Total number of active participants reported on line 7a of the Form 55002009-11-0189
Number of retired or separated participants receiving benefits2009-11-010
Number of other retired or separated participants entitled to future benefits2009-11-0123
Total of all active and inactive participants2009-11-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-11-010
Total participants2009-11-01112
Number of participants with account balances2009-11-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-11-017

Financial Data on DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN

Measure Date Value
2020 : DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources2020-05-31$-67,271
Expenses. Total of all expenses incurred2020-05-31$1,099,858
Benefits paid (including direct rollovers)2020-05-31$1,099,482
Total plan assets at end of year2020-05-31$0
Total plan assets at beginning of year2020-05-31$1,167,129
Value of fidelity bond covering the plan2020-05-31$500,000
Other income received2020-05-31$-67,271
Net income (gross income less expenses)2020-05-31$-1,167,129
Net plan assets at end of year (total assets less liabilities)2020-05-31$0
Net plan assets at beginning of year (total assets less liabilities)2020-05-31$1,167,129
Expenses. Administrative service providers (salaries,fees and commissions)2020-05-31$376
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-05-31$0
2019 : DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-10-31$-44,185
Total unrealized appreciation/depreciation of assets2019-10-31$-44,185
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-31$0
Total income from all sources (including contributions)2019-10-31$588,395
Total loss/gain on sale of assets2019-10-31$-13,927
Total of all expenses incurred2019-10-31$55,859,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-10-31$55,836,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-10-31$0
Value of total assets at end of year2019-10-31$1,167,129
Value of total assets at beginning of year2019-10-31$56,437,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-10-31$23,095
Total interest from all sources2019-10-31$2,777
Total dividends received (eg from common stock, registered investment company shares)2019-10-31$101,499
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-10-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-10-31$0
Administrative expenses professional fees incurred2019-10-31$22,844
Was this plan covered by a fidelity bond2019-10-31Yes
Value of fidelity bond cover2019-10-31$500,000
If this is an individual account plan, was there a blackout period2019-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-10-31$5,065,087
Were there any nonexempt tranactions with any party-in-interest2019-10-31No
Participant contributions at end of year2019-10-31$0
Participant contributions at beginning of year2019-10-31$217,447
Other income not declared elsewhere2019-10-31$5,823
Administrative expenses (other) incurred2019-10-31$251
Total non interest bearing cash at end of year2019-10-31$0
Total non interest bearing cash at beginning of year2019-10-31$1,146,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-31No
Value of net income/loss2019-10-31$-55,270,755
Value of net assets at end of year (total assets less liabilities)2019-10-31$1,167,129
Value of net assets at beginning of year (total assets less liabilities)2019-10-31$56,437,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-10-31No
Were any leases to which the plan was party in default or uncollectible2019-10-31No
Assets. partnership/joint venture interests at end of year2019-10-31$0
Assets. partnership/joint venture interests at beginning of year2019-10-31$657,072
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-10-31$1,167,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-10-31$50,142,175
Interest on participant loans2019-10-31$2,777
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-10-31$536,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-10-31No
Was there a failure to transmit to the plan any participant contributions2019-10-31No
Has the plan failed to provide any benefit when due under the plan2019-10-31No
Employer contributions (assets) at end of year2019-10-31$0
Employer contributions (assets) at beginning of year2019-10-31$1,719,585
Income. Dividends from common stock2019-10-31$101,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-10-31$55,836,055
Asset. Corporate debt instrument debt (other) at end of year2019-10-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-10-31$515,663
Assets. Corporate common stocks other than exployer securities at end of year2019-10-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-10-31$2,039,362
Did the plan have assets held for investment2019-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-10-31No
Aggregate proceeds on sale of assets2019-10-31$1,102,986
Aggregate carrying amount (costs) on sale of assets2019-10-31$1,116,913
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-10-31Yes
Opinion of an independent qualified public accountant for this plan2019-10-31Disclaimer
Accountancy firm name2019-10-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2019-10-31721396621
2018 : DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-31$0
Total income from all sources (including contributions)2018-10-31$3,123,814
Total loss/gain on sale of assets2018-10-31$14,231
Total of all expenses incurred2018-10-31$5,592,780
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-10-31$5,560,413
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-10-31$2,789,965
Value of total assets at end of year2018-10-31$56,437,884
Value of total assets at beginning of year2018-10-31$58,906,850
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-10-31$32,367
Total interest from all sources2018-10-31$13,632
Total dividends received (eg from common stock, registered investment company shares)2018-10-31$190,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-10-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-10-31$0
Was this plan covered by a fidelity bond2018-10-31Yes
Value of fidelity bond cover2018-10-31$500,000
If this is an individual account plan, was there a blackout period2018-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-10-31$0
Were there any nonexempt tranactions with any party-in-interest2018-10-31No
Contributions received from participants2018-10-31$968,963
Participant contributions at end of year2018-10-31$217,447
Participant contributions at beginning of year2018-10-31$243,171
Income. Received or receivable in cash from other sources (including rollovers)2018-10-31$101,417
Other income not declared elsewhere2018-10-31$607
Total non interest bearing cash at end of year2018-10-31$1,146,580
Total non interest bearing cash at beginning of year2018-10-31$603,644
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-31No
Value of net income/loss2018-10-31$-2,468,966
Value of net assets at end of year (total assets less liabilities)2018-10-31$56,437,884
Value of net assets at beginning of year (total assets less liabilities)2018-10-31$58,906,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-10-31No
Were any leases to which the plan was party in default or uncollectible2018-10-31No
Assets. partnership/joint venture interests at end of year2018-10-31$657,072
Assets. partnership/joint venture interests at beginning of year2018-10-31$677,250
Investment advisory and management fees2018-10-31$32,367
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-10-31$50,142,175
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-10-31$53,418,943
Interest on participant loans2018-10-31$13,632
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-10-31$114,939
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-10-31No
Was there a failure to transmit to the plan any participant contributions2018-10-31No
Has the plan failed to provide any benefit when due under the plan2018-10-31No
Contributions received in cash from employer2018-10-31$1,719,585
Employer contributions (assets) at end of year2018-10-31$1,719,585
Employer contributions (assets) at beginning of year2018-10-31$1,856,957
Income. Dividends from common stock2018-10-31$190,440
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-10-31$5,560,413
Asset. Corporate debt instrument debt (other) at end of year2018-10-31$515,663
Asset. Corporate debt instrument debt (other) at beginning of year2018-10-31$482,042
Assets. Corporate common stocks other than exployer securities at end of year2018-10-31$2,039,362
Assets. Corporate common stocks other than exployer securities at beginning of year2018-10-31$1,624,843
Did the plan have assets held for investment2018-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-10-31No
Aggregate proceeds on sale of assets2018-10-31$1,996,433
Aggregate carrying amount (costs) on sale of assets2018-10-31$1,982,202
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-10-31Yes
Opinion of an independent qualified public accountant for this plan2018-10-31Disclaimer
Accountancy firm name2018-10-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2018-10-31721396621
2017 : DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-10-31$284,818
Total unrealized appreciation/depreciation of assets2017-10-31$284,818
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total income from all sources (including contributions)2017-10-31$10,668,278
Total loss/gain on sale of assets2017-10-31$161,400
Total of all expenses incurred2017-10-31$136,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-10-31$105,252
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-10-31$2,802,221
Value of total assets at end of year2017-10-31$58,906,850
Value of total assets at beginning of year2017-10-31$48,374,801
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-10-31$30,977
Total interest from all sources2017-10-31$11,968
Total dividends received (eg from common stock, registered investment company shares)2017-10-31$175,175
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-10-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-10-31$12,199
Was this plan covered by a fidelity bond2017-10-31Yes
Value of fidelity bond cover2017-10-31$500,000
If this is an individual account plan, was there a blackout period2017-10-31No
Were there any nonexempt tranactions with any party-in-interest2017-10-31No
Contributions received from participants2017-10-31$912,777
Participant contributions at end of year2017-10-31$243,171
Participant contributions at beginning of year2017-10-31$180,779
Income. Received or receivable in cash from other sources (including rollovers)2017-10-31$32,487
Administrative expenses (other) incurred2017-10-31$322
Total non interest bearing cash at end of year2017-10-31$603,644
Total non interest bearing cash at beginning of year2017-10-31$742,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Value of net income/loss2017-10-31$10,532,049
Value of net assets at end of year (total assets less liabilities)2017-10-31$58,906,850
Value of net assets at beginning of year (total assets less liabilities)2017-10-31$48,374,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-10-31No
Were any leases to which the plan was party in default or uncollectible2017-10-31No
Assets. partnership/joint venture interests at end of year2017-10-31$677,250
Assets. partnership/joint venture interests at beginning of year2017-10-31$150,842
Investment advisory and management fees2017-10-31$30,655
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-10-31$53,418,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-10-31$42,681,520
Interest on participant loans2017-10-31$11,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-10-31$7,232,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-10-31No
Was there a failure to transmit to the plan any participant contributions2017-10-31No
Has the plan failed to provide any benefit when due under the plan2017-10-31No
Contributions received in cash from employer2017-10-31$1,856,957
Employer contributions (assets) at end of year2017-10-31$1,856,957
Employer contributions (assets) at beginning of year2017-10-31$1,864,329
Income. Dividends from common stock2017-10-31$162,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-10-31$105,252
Asset. Corporate debt instrument debt (other) at end of year2017-10-31$482,042
Asset. Corporate debt instrument debt (other) at beginning of year2017-10-31$430,222
Assets. Corporate common stocks other than exployer securities at end of year2017-10-31$1,624,843
Assets. Corporate common stocks other than exployer securities at beginning of year2017-10-31$2,324,230
Did the plan have assets held for investment2017-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-10-31No
Aggregate proceeds on sale of assets2017-10-31$2,257,307
Aggregate carrying amount (costs) on sale of assets2017-10-31$2,095,907
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-10-31Yes
Opinion of an independent qualified public accountant for this plan2017-10-31Disclaimer
Accountancy firm name2017-10-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2017-10-31721396621
2016 : DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-10-31$70,972
Total unrealized appreciation/depreciation of assets2016-10-31$70,972
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Total income from all sources (including contributions)2016-10-31$4,555,074
Total loss/gain on sale of assets2016-10-31$-73,829
Total of all expenses incurred2016-10-31$4,565,200
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-10-31$4,533,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-10-31$2,858,433
Value of total assets at end of year2016-10-31$48,374,801
Value of total assets at beginning of year2016-10-31$48,384,927
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-10-31$31,430
Total interest from all sources2016-10-31$9,631
Total dividends received (eg from common stock, registered investment company shares)2016-10-31$156,081
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-10-31No
Was this plan covered by a fidelity bond2016-10-31Yes
Value of fidelity bond cover2016-10-31$500,000
If this is an individual account plan, was there a blackout period2016-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-10-31$0
Were there any nonexempt tranactions with any party-in-interest2016-10-31No
Contributions received from participants2016-10-31$993,726
Participant contributions at end of year2016-10-31$180,779
Participant contributions at beginning of year2016-10-31$164,429
Other income not declared elsewhere2016-10-31$-81
Administrative expenses (other) incurred2016-10-31$386
Total non interest bearing cash at end of year2016-10-31$742,879
Total non interest bearing cash at beginning of year2016-10-31$870,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Value of net income/loss2016-10-31$-10,126
Value of net assets at end of year (total assets less liabilities)2016-10-31$48,374,801
Value of net assets at beginning of year (total assets less liabilities)2016-10-31$48,384,927
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-10-31No
Were any leases to which the plan was party in default or uncollectible2016-10-31No
Assets. partnership/joint venture interests at end of year2016-10-31$150,842
Assets. partnership/joint venture interests at beginning of year2016-10-31$0
Investment advisory and management fees2016-10-31$31,044
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-10-31$42,681,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-10-31$43,286,611
Interest on participant loans2016-10-31$9,631
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-10-31$1,533,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-10-31No
Was there a failure to transmit to the plan any participant contributions2016-10-31No
Has the plan failed to provide any benefit when due under the plan2016-10-31No
Contributions received in cash from employer2016-10-31$1,864,707
Employer contributions (assets) at end of year2016-10-31$1,864,329
Employer contributions (assets) at beginning of year2016-10-31$1,826,673
Income. Dividends from common stock2016-10-31$156,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-10-31$4,533,770
Asset. Corporate debt instrument debt (other) at end of year2016-10-31$430,222
Asset. Corporate debt instrument debt (other) at beginning of year2016-10-31$241,761
Assets. Corporate common stocks other than exployer securities at end of year2016-10-31$2,324,230
Assets. Corporate common stocks other than exployer securities at beginning of year2016-10-31$1,994,507
Did the plan have assets held for investment2016-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-10-31No
Aggregate proceeds on sale of assets2016-10-31$2,187,900
Aggregate carrying amount (costs) on sale of assets2016-10-31$2,261,729
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-10-31Yes
Opinion of an independent qualified public accountant for this plan2016-10-31Disclaimer
Accountancy firm name2016-10-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2016-10-31721396621
2015 : DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-10-31$-361,703
Total unrealized appreciation/depreciation of assets2015-10-31$-361,703
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$0
Total income from all sources (including contributions)2015-10-31$3,098,482
Total loss/gain on sale of assets2015-10-31$-27,431
Total of all expenses incurred2015-10-31$4,220,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-10-31$4,156,114
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-10-31$2,766,675
Value of total assets at end of year2015-10-31$48,384,927
Value of total assets at beginning of year2015-10-31$49,506,974
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-10-31$64,415
Total interest from all sources2015-10-31$8,258
Total dividends received (eg from common stock, registered investment company shares)2015-10-31$230,094
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-10-31No
Was this plan covered by a fidelity bond2015-10-31Yes
Value of fidelity bond cover2015-10-31$500,000
If this is an individual account plan, was there a blackout period2015-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-10-31$0
Were there any nonexempt tranactions with any party-in-interest2015-10-31No
Contributions received from participants2015-10-31$934,925
Participant contributions at end of year2015-10-31$164,429
Participant contributions at beginning of year2015-10-31$109,116
Assets. Other investments not covered elsewhere at end of year2015-10-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-10-31$861,595
Income. Received or receivable in cash from other sources (including rollovers)2015-10-31$5,077
Administrative expenses (other) incurred2015-10-31$3,082
Total non interest bearing cash at end of year2015-10-31$870,946
Total non interest bearing cash at beginning of year2015-10-31$1,104,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Value of net income/loss2015-10-31$-1,122,047
Value of net assets at end of year (total assets less liabilities)2015-10-31$48,384,927
Value of net assets at beginning of year (total assets less liabilities)2015-10-31$49,506,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-10-31No
Were any leases to which the plan was party in default or uncollectible2015-10-31No
Investment advisory and management fees2015-10-31$61,333
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-10-31$43,286,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-10-31$42,493,681
Interest on participant loans2015-10-31$8,258
Asset value of US Government securities at end of year2015-10-31$0
Asset value of US Government securities at beginning of year2015-10-31$38,803
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-10-31$482,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-10-31No
Was there a failure to transmit to the plan any participant contributions2015-10-31No
Has the plan failed to provide any benefit when due under the plan2015-10-31No
Contributions received in cash from employer2015-10-31$1,826,673
Employer contributions (assets) at end of year2015-10-31$1,826,673
Employer contributions (assets) at beginning of year2015-10-31$1,829,391
Income. Dividends from common stock2015-10-31$230,094
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-10-31$4,156,114
Asset. Corporate debt instrument debt (other) at end of year2015-10-31$241,761
Asset. Corporate debt instrument debt (other) at beginning of year2015-10-31$229,106
Assets. Corporate common stocks other than exployer securities at end of year2015-10-31$1,994,507
Assets. Corporate common stocks other than exployer securities at beginning of year2015-10-31$2,840,445
Did the plan have assets held for investment2015-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-10-31No
Aggregate proceeds on sale of assets2015-10-31$2,719,490
Aggregate carrying amount (costs) on sale of assets2015-10-31$2,746,921
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-10-31Yes
Opinion of an independent qualified public accountant for this plan2015-10-31Disclaimer
Accountancy firm name2015-10-31CARR, RIGGS & INGRAM, LLC
Accountancy firm EIN2015-10-31721396621
2014 : DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-10-31$454,230
Total unrealized appreciation/depreciation of assets2014-10-31$454,230
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total income from all sources (including contributions)2014-10-31$6,584,696
Total loss/gain on sale of assets2014-10-31$246,346
Total of all expenses incurred2014-10-31$2,519,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-10-31$2,444,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-10-31$2,993,174
Value of total assets at end of year2014-10-31$49,506,974
Value of total assets at beginning of year2014-10-31$45,441,886
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-10-31$74,838
Total interest from all sources2014-10-31$9,082
Total dividends received (eg from common stock, registered investment company shares)2014-10-31$230,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-10-31No
Was this plan covered by a fidelity bond2014-10-31Yes
Value of fidelity bond cover2014-10-31$500,000
If this is an individual account plan, was there a blackout period2014-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-10-31$0
Were there any nonexempt tranactions with any party-in-interest2014-10-31No
Contributions received from participants2014-10-31$935,515
Participant contributions at end of year2014-10-31$109,116
Participant contributions at beginning of year2014-10-31$133,380
Assets. Other investments not covered elsewhere at end of year2014-10-31$861,595
Assets. Other investments not covered elsewhere at beginning of year2014-10-31$589,599
Income. Received or receivable in cash from other sources (including rollovers)2014-10-31$228,268
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-10-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-10-31$13,597
Total non interest bearing cash at end of year2014-10-31$1,104,837
Total non interest bearing cash at beginning of year2014-10-31$1,343,876
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Value of net income/loss2014-10-31$4,065,088
Value of net assets at end of year (total assets less liabilities)2014-10-31$49,506,974
Value of net assets at beginning of year (total assets less liabilities)2014-10-31$45,441,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-10-31No
Were any leases to which the plan was party in default or uncollectible2014-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-10-31$42,493,681
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-10-31$35,457,471
Interest on participant loans2014-10-31$9,082
Asset value of US Government securities at end of year2014-10-31$38,803
Asset value of US Government securities at beginning of year2014-10-31$160,371
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-10-31$2,651,437
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-10-31No
Was there a failure to transmit to the plan any participant contributions2014-10-31No
Has the plan failed to provide any benefit when due under the plan2014-10-31No
Contributions received in cash from employer2014-10-31$1,829,391
Employer contributions (assets) at end of year2014-10-31$1,829,391
Employer contributions (assets) at beginning of year2014-10-31$1,655,301
Income. Dividends from common stock2014-10-31$230,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-10-31$2,444,770
Asset. Corporate debt instrument debt (other) at end of year2014-10-31$229,106
Asset. Corporate debt instrument debt (other) at beginning of year2014-10-31$462,228
Contract administrator fees2014-10-31$74,838
Assets. Corporate common stocks other than exployer securities at end of year2014-10-31$2,840,445
Assets. Corporate common stocks other than exployer securities at beginning of year2014-10-31$5,626,063
Did the plan have assets held for investment2014-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-10-31No
Aggregate proceeds on sale of assets2014-10-31$5,834,472
Aggregate carrying amount (costs) on sale of assets2014-10-31$5,588,126
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-10-31Yes
Opinion of an independent qualified public accountant for this plan2014-10-31Disclaimer
Accountancy firm name2014-10-31HARBESON, FLETCHER & BATEH, LLP
Accountancy firm EIN2014-10-31591681708
2013 : DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total income from all sources (including contributions)2013-10-31$9,755,001
Total loss/gain on sale of assets2013-10-31$0
Total of all expenses incurred2013-10-31$1,114,357
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-10-31$1,024,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-10-31$2,579,939
Value of total assets at end of year2013-10-31$45,441,886
Value of total assets at beginning of year2013-10-31$36,801,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-10-31$90,187
Total interest from all sources2013-10-31$10,261
Total dividends received (eg from common stock, registered investment company shares)2013-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-10-31No
Was this plan covered by a fidelity bond2013-10-31Yes
Value of fidelity bond cover2013-10-31$500,000
If this is an individual account plan, was there a blackout period2013-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-10-31$0
Were there any nonexempt tranactions with any party-in-interest2013-10-31No
Contributions received from participants2013-10-31$924,638
Participant contributions at end of year2013-10-31$133,380
Participant contributions at beginning of year2013-10-31$112,676
Participant contributions at end of year2013-10-31$0
Participant contributions at beginning of year2013-10-31$40,720
Assets. Other investments not covered elsewhere at end of year2013-10-31$589,599
Assets. Other investments not covered elsewhere at beginning of year2013-10-31$413,156
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-10-31$13,597
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-10-31$0
Total non interest bearing cash at end of year2013-10-31$1,343,876
Total non interest bearing cash at beginning of year2013-10-31$1,820,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Value of net income/loss2013-10-31$8,640,644
Value of net assets at end of year (total assets less liabilities)2013-10-31$45,441,886
Value of net assets at beginning of year (total assets less liabilities)2013-10-31$36,801,242
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-10-31No
Were any leases to which the plan was party in default or uncollectible2013-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-10-31$35,457,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-10-31$26,870,489
Interest on participant loans2013-10-31$10,261
Asset value of US Government securities at end of year2013-10-31$160,371
Asset value of US Government securities at beginning of year2013-10-31$139,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-10-31$7,164,801
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-10-31No
Was there a failure to transmit to the plan any participant contributions2013-10-31No
Has the plan failed to provide any benefit when due under the plan2013-10-31No
Contributions received in cash from employer2013-10-31$1,655,301
Employer contributions (assets) at end of year2013-10-31$1,655,301
Employer contributions (assets) at beginning of year2013-10-31$1,713,468
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-10-31$1,024,170
Asset. Corporate debt instrument debt (other) at end of year2013-10-31$462,228
Asset. Corporate debt instrument debt (other) at beginning of year2013-10-31$333,935
Contract administrator fees2013-10-31$90,187
Assets. Corporate common stocks other than exployer securities at end of year2013-10-31$5,626,063
Assets. Corporate common stocks other than exployer securities at beginning of year2013-10-31$5,356,917
Did the plan have assets held for investment2013-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-10-31Yes
Opinion of an independent qualified public accountant for this plan2013-10-31Disclaimer
Accountancy firm name2013-10-31HARBESON, FLETCHER & BATEH, LLP
Accountancy firm EIN2013-10-31591681708
2012 : DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-10-31$2,747,005
Total unrealized appreciation/depreciation of assets2012-10-31$2,747,005
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total income from all sources (including contributions)2012-10-31$5,415,963
Total loss/gain on sale of assets2012-10-31$32,605
Total of all expenses incurred2012-10-31$3,114,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-10-31$3,041,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-10-31$2,628,349
Value of total assets at end of year2012-10-31$36,801,242
Value of total assets at beginning of year2012-10-31$34,499,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-10-31$72,686
Total interest from all sources2012-10-31$8,004
Total dividends received (eg from common stock, registered investment company shares)2012-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-10-31No
Administrative expenses professional fees incurred2012-10-31$72,366
Was this plan covered by a fidelity bond2012-10-31Yes
Value of fidelity bond cover2012-10-31$500,000
If this is an individual account plan, was there a blackout period2012-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-10-31$0
Were there any nonexempt tranactions with any party-in-interest2012-10-31No
Contributions received from participants2012-10-31$842,085
Participant contributions at end of year2012-10-31$112,676
Participant contributions at beginning of year2012-10-31$88,551
Participant contributions at end of year2012-10-31$40,720
Participant contributions at beginning of year2012-10-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-10-31$72,796
Administrative expenses (other) incurred2012-10-31$320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Value of net income/loss2012-10-31$2,301,760
Value of net assets at end of year (total assets less liabilities)2012-10-31$36,801,242
Value of net assets at beginning of year (total assets less liabilities)2012-10-31$34,499,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-10-31No
Were any leases to which the plan was party in default or uncollectible2012-10-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-10-31$34,934,378
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-10-31$32,717,127
Interest on participant loans2012-10-31$8,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-10-31No
Was there a failure to transmit to the plan any participant contributions2012-10-31No
Has the plan failed to provide any benefit when due under the plan2012-10-31No
Contributions received in cash from employer2012-10-31$1,713,468
Employer contributions (assets) at end of year2012-10-31$1,713,468
Employer contributions (assets) at beginning of year2012-10-31$1,693,804
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-10-31$3,041,517
Did the plan have assets held for investment2012-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-10-31No
Aggregate proceeds on sale of assets2012-10-31$3,367,807
Aggregate carrying amount (costs) on sale of assets2012-10-31$3,335,202
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-10-31Yes
Opinion of an independent qualified public accountant for this plan2012-10-31Disclaimer
Accountancy firm name2012-10-31HARBESON, FLETCHER & BATEH, LLP
Accountancy firm EIN2012-10-31591681708
2011 : DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-10-31$0
Total plan liabilities at beginning of year2011-10-31$0
Total income from all sources2011-10-31$3,080,519
Expenses. Total of all expenses incurred2011-10-31$1,991,377
Benefits paid (including direct rollovers)2011-10-31$1,918,038
Total plan assets at end of year2011-10-31$34,451,887
Total plan assets at beginning of year2011-10-31$33,362,745
Value of fidelity bond covering the plan2011-10-31$500,000
Total contributions received or receivable from participants2011-10-31$799,305
Contributions received from other sources (not participants or employers)2011-10-31$54,097
Other income received2011-10-31$533,313
Net income (gross income less expenses)2011-10-31$1,089,142
Net plan assets at end of year (total assets less liabilities)2011-10-31$34,451,887
Net plan assets at beginning of year (total assets less liabilities)2011-10-31$33,362,745
Assets. Value of participant loans2011-10-31$88,551
Total contributions received or receivable from employer(s)2011-10-31$1,693,804
Expenses. Administrative service providers (salaries,fees and commissions)2011-10-31$73,339
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-10-31$0
2010 : DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-10-31$0

Form 5500 Responses for DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN

2019: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-11-01Type of plan entitySingle employer plan
2019-11-01Submission has been amendedNo
2019-11-01This submission is the final filingYes
2019-11-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-11-01Plan is a collectively bargained planNo
2019-11-01Plan funding arrangement – InsuranceYes
2019-11-01Plan funding arrangement – TrustYes
2019-11-01Plan benefit arrangement - TrustYes
2018: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-11-01Type of plan entitySingle employer plan
2018-11-01Submission has been amendedNo
2018-11-01This submission is the final filingNo
2018-11-01This return/report is a short plan year return/report (less than 12 months)No
2018-11-01Plan is a collectively bargained planNo
2018-11-01Plan funding arrangement – InsuranceYes
2018-11-01Plan funding arrangement – TrustYes
2018-11-01Plan benefit arrangement - TrustYes
2017: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-11-01Type of plan entitySingle employer plan
2017-11-01Submission has been amendedNo
2017-11-01This submission is the final filingNo
2017-11-01This return/report is a short plan year return/report (less than 12 months)No
2017-11-01Plan is a collectively bargained planNo
2017-11-01Plan funding arrangement – TrustYes
2017-11-01Plan benefit arrangement - TrustYes
2016: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Submission has been amendedNo
2016-11-01This submission is the final filingNo
2016-11-01This return/report is a short plan year return/report (less than 12 months)No
2016-11-01Plan is a collectively bargained planNo
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement - TrustYes
2015: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Submission has been amendedNo
2015-11-01This submission is the final filingNo
2015-11-01This return/report is a short plan year return/report (less than 12 months)No
2015-11-01Plan is a collectively bargained planNo
2015-11-01Plan funding arrangement – TrustYes
2015-11-01Plan benefit arrangement - TrustYes
2014: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedNo
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)No
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement - TrustYes
2013: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement - TrustYes
2012: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement - TrustYes
2011: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement - TrustYes
2010: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-11-01Type of plan entitySingle employer plan
2010-11-01Submission has been amendedNo
2010-11-01This submission is the final filingNo
2010-11-01This return/report is a short plan year return/report (less than 12 months)No
2010-11-01Plan is a collectively bargained planNo
2010-11-01Plan funding arrangement – TrustYes
2010-11-01Plan benefit arrangement - TrustYes
2009: DRS. MORI, BEAN & BROOKS, P.A. EMPLOYEES' 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01Submission has been amendedNo
2009-11-01This submission is the final filingNo
2009-11-01This return/report is a short plan year return/report (less than 12 months)No
2009-11-01Plan is a collectively bargained planNo
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810140
Policy instance 1
Insurance contract or identification number810140
Number of Individuals Covered3
Insurance policy start date2020-01-01
Insurance policy end date2020-05-22
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $287
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees287
Additional information about fees paid to insurance brokerSETUP AND MAINTENANCE OF CONTRACTS
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810140
Policy instance 1
Insurance contract or identification number810140
Number of Individuals Covered1
Insurance policy start date2018-11-01
Insurance policy end date2019-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,170
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees7170
Additional information about fees paid to insurance brokerSETUP AND MAINTENANCE OF CONTRACTS
Insurance broker organization code?5
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number810140
Policy instance 1
Insurance contract or identification number810140
Number of Individuals Covered140
Insurance policy start date2017-11-01
Insurance policy end date2018-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $25,136
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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