401k Plan data: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST plan

COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST
Plan identification number	002

COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

COPYTRONICS, INC. has sponsored the creation of one or more 401k plans.

Company Name: COPYTRONICS, INC.

Employer identification number (EIN): 591400035

NAIC Classification: 423800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01
002 2014-01-01
002 2013-01-01 WALTER ROBINSON
002 2012-01-01 ROBERT SHIELDS
002 2011-01-01 ROBERT D. SHIELDS ROBERT D. SHIELDS 2012-08-23
002 2009-01-01 ROBERT D. SHIELDS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01
002	2014-01-01
002	2013-01-01	WALTER ROBINSON
002	2012-01-01	ROBERT SHIELDS
002	2011-01-01	ROBERT D. SHIELDS	ROBERT D. SHIELDS	2012-08-23
002	2009-01-01	ROBERT D. SHIELDS

Plan Statistics for COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST

Measure Date Value
2014: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 186
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 200
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 86
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 100
Total of all active and inactive participants 2013-01-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 186
Number of participants with account balances 2013-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 197
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 86
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 100
Total of all active and inactive participants 2012-01-01 186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 186
Number of participants with account balances 2012-01-01 170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 202
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 93
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 96
Total of all active and inactive participants 2011-01-01 189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 189
Number of participants with account balances 2011-01-01 170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 204
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 96
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 92
Total of all active and inactive participants 2009-01-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 188
Number of participants with account balances 2009-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2014: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	186
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	200
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	86
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	100
Total of all active and inactive participants	2013-01-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	186
Number of participants with account balances	2013-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	197
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	86
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	100
Total of all active and inactive participants	2012-01-01	186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	186
Number of participants with account balances	2012-01-01	170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	202
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	93
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	96
Total of all active and inactive participants	2011-01-01	189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	189
Number of participants with account balances	2011-01-01	170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	204
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	96
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	92
Total of all active and inactive participants	2009-01-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	188
Number of participants with account balances	2009-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2014 : COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-08-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-08-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-08-31	$0
Total income from all sources (including contributions)	2014-08-31	$194,480
Total loss/gain on sale of assets	2014-08-31	$0
Total of all expenses incurred	2014-08-31	$3,720,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-08-31	$3,694,940
Expenses. Certain deemed distributions of participant loans	2014-08-31	$2,912
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-08-31	$62,410
Value of total assets at end of year	2014-08-31	$0
Value of total assets at beginning of year	2014-08-31	$3,526,152
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-08-31	$25,692
Total interest from all sources	2014-08-31	$3,250
Total dividends received (eg from common stock, registered investment company shares)	2014-08-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-08-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-08-31	$0
Administrative expenses professional fees incurred	2014-08-31	$17,003
Was this plan covered by a fidelity bond	2014-08-31	Yes
Value of fidelity bond cover	2014-08-31	$500,000
If this is an individual account plan, was there a blackout period	2014-08-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-08-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-08-31	No
Contributions received from participants	2014-08-31	$62,410
Participant contributions at end of year	2014-08-31	$0
Participant contributions at beginning of year	2014-08-31	$137,272
Other income not declared elsewhere	2014-08-31	$861
Total non interest bearing cash at end of year	2014-08-31	$0
Total non interest bearing cash at beginning of year	2014-08-31	$1,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-08-31	No
Value of net income/loss	2014-08-31	$-3,526,152
Value of net assets at end of year (total assets less liabilities)	2014-08-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-08-31	$3,526,152
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-08-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-08-31	No
Were any leases to which the plan was party in default or uncollectible	2014-08-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-08-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-08-31	$3,376,442
Interest on participant loans	2014-08-31	$3,241
Interest earned on other investments	2014-08-31	$9
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-08-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-08-31	$11,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-08-31	$127,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-08-31	No
Was there a failure to transmit to the plan any participant contributions	2014-08-31	No
Has the plan failed to provide any benefit when due under the plan	2014-08-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-08-31	$3,694,940
Contract administrator fees	2014-08-31	$8,689
Did the plan have assets held for investment	2014-08-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-08-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-08-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-08-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-08-31	Disclaimer
Accountancy firm name	2014-08-31	LBA CERTIFIED PUBLIC ACCOUNTS
Accountancy firm EIN	2014-08-31	591302284
2013 : COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$658,575
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$282,187
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$252,345
Expenses. Certain deemed distributions of participant loans	2013-12-31	$4,809
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$139,439
Value of total assets at end of year	2013-12-31	$3,526,152
Value of total assets at beginning of year	2013-12-31	$3,149,764
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$25,033
Total interest from all sources	2013-12-31	$4,861
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$139,439
Participant contributions at end of year	2013-12-31	$137,272
Participant contributions at beginning of year	2013-12-31	$147,046
Administrative expenses (other) incurred	2013-12-31	$6,496
Total non interest bearing cash at end of year	2013-12-31	$1,360
Total non interest bearing cash at beginning of year	2013-12-31	$691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$376,388
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,526,152
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,149,764
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,376,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,991,611
Interest on participant loans	2013-12-31	$4,826
Interest earned on other investments	2013-12-31	$35
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$11,078
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$10,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$514,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$252,345
Contract administrator fees	2013-12-31	$18,537
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LBA CERTIFIED PUBLIC ACCOUNTS
Accountancy firm EIN	2013-12-31	591302284
2012 : COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$628,095
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$257,331
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$234,082
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$265,287
Value of total assets at end of year	2012-12-31	$3,149,764
Value of total assets at beginning of year	2012-12-31	$2,779,000
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$23,249
Total interest from all sources	2012-12-31	$4,901
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$143,438
Participant contributions at end of year	2012-12-31	$147,046
Participant contributions at beginning of year	2012-12-31	$161,017
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$121,849
Administrative expenses (other) incurred	2012-12-31	$5,628
Total non interest bearing cash at end of year	2012-12-31	$691
Total non interest bearing cash at beginning of year	2012-12-31	$1,095
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$370,764
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,149,764
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,779,000
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,991,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,607,234
Interest on participant loans	2012-12-31	$4,860
Interest earned on other investments	2012-12-31	$41
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$10,416
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$9,654
Net investment gain/loss from pooled separate accounts	2012-12-31	$357,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$234,082
Contract administrator fees	2012-12-31	$17,621
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LBA CERTIFIED PUBLIC ACCOUNTS
Accountancy firm EIN	2012-12-31	591302284
2011 : COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$42,730
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$146,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$124,231
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$127,665
Value of total assets at end of year	2011-12-31	$2,779,000
Value of total assets at beginning of year	2011-12-31	$2,882,625
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$22,124
Total interest from all sources	2011-12-31	$5,746
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$127,665
Participant contributions at end of year	2011-12-31	$161,017
Participant contributions at beginning of year	2011-12-31	$164,054
Other income not declared elsewhere	2011-12-31	$1,725
Administrative expenses (other) incurred	2011-12-31	$5,614
Total non interest bearing cash at end of year	2011-12-31	$1,095
Total non interest bearing cash at beginning of year	2011-12-31	$523
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-103,625
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,779,000
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,882,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,607,234
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,706,089
Interest on participant loans	2011-12-31	$5,687
Interest earned on other investments	2011-12-31	$59
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$9,654
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$11,959
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-92,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$124,231
Contract administrator fees	2011-12-31	$16,510
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LBA CERTIFIED PUBLIC ACCOUNTANTS
Accountancy firm EIN	2011-12-31	591302284
2010 : COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$464,791
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$385,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$363,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$127,637
Value of total assets at end of year	2010-12-31	$2,882,625
Value of total assets at beginning of year	2010-12-31	$2,802,941
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$21,736
Total interest from all sources	2010-12-31	$7,274
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$127,637
Participant contributions at end of year	2010-12-31	$164,054
Participant contributions at beginning of year	2010-12-31	$149,872
Administrative expenses (other) incurred	2010-12-31	$5,798
Total non interest bearing cash at end of year	2010-12-31	$523
Total non interest bearing cash at beginning of year	2010-12-31	$1,342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$79,684
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,882,625
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,802,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,706,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,641,764
Interest on participant loans	2010-12-31	$7,058
Interest earned on other investments	2010-12-31	$216
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$11,959
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$9,963
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$329,880
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$363,371
Contract administrator fees	2010-12-31	$15,938
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LBA CERTIFIED PUBLIC ACCOUNTS
Accountancy firm EIN	2010-12-31	591302284
2009 : COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST

2014: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: COPYTRONICS, INC. SAVINGS AND PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

56082

Policy instance

Insurance contract or identification number	56082
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-08-31
Total amount of commissions paid to insurance broker	USD $9,493
Total amount of fees paid to insurance company	USD $17,937
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	17937
Additional information about fees paid to insurance broker	SET UP AND MAINTENANCE OF CONTRACTS
Insurance broker organization code?	5
Insurance broker name	WOODBURY FINANCIAL SERVICES

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

56082

Policy instance

Insurance contract or identification number	56082
Number of Individuals Covered	174
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $14,797
Total amount of fees paid to insurance company	USD $8,373
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,797
Insurance broker organization code?	3
Amount paid for insurance broker fees	8373
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	PENCOR, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

56082

Policy instance

Insurance contract or identification number	56082
Number of Individuals Covered	180
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $13,663
Total amount of fees paid to insurance company	USD $7,149
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $13,663
Insurance broker organization code?	3
Amount paid for insurance broker fees	7149
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	PENCOR, INC.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

56082

Policy instance

Insurance contract or identification number	56082
Number of Individuals Covered	177
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $12,996
Total amount of fees paid to insurance company	USD $7,048
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

56082

Policy instance

Insurance contract or identification number	56082
Number of Individuals Covered	187
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $12,438
Total amount of fees paid to insurance company	USD $7,138
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $12,438
Insurance broker organization code?	3
Amount paid for insurance broker fees	7138
Additional information about fees paid to insurance broker	TPA COMPENSATION
Insurance broker name	PENCOR, INC.

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Company Name:	COPYTRONICS, INC.
Employer identification number (EIN):	591400035
NAIC Classification:	423800