401k Plan data: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN plan

SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
The employer maintaining this ESOP is an S Corporation
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

SPERRY & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: SPERRY & ASSOCIATES, INC.

Employer identification number (EIN): 591481055

NAIC Classification: 236200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2023-01-01 BARTLETT C. WELLS 2024-06-14 BARTLETT C. WELLS 2024-06-14
002 2022-01-01 BARTLETT C. WELLS 2023-10-10 BARTLETT C. WELLS 2023-10-10
002 2021-01-01 TONY C. BENTON 2022-05-25 TONY C. BENTON 2022-05-25
002 2020-01-01 TONY C. BENTON 2021-08-20 TONY C. BENTON 2021-08-20
002 2019-01-01 TONY C. BENTON 2020-08-12 TONY C. BENTON 2020-08-12
002 2018-01-01 CANITA GUNTER PETERSON
002 2017-01-01 CANITA GUNTER PETERSON
002 2016-01-01 CANITA GUNTER PETERSON
002 2015-01-01 CANITA GUNTER PETERSON
002 2014-01-01 CANITA GUNTER PETERSON
002 2013-01-01 CANITA GUNTER PETERSON
002 2012-01-01 CANITA GUNTER PETERSON
002 2011-01-01 CANITA GUNTER PETERSON
002 2009-01-01
002 2009-01-01 CANITA GUNTER PETERSON
002 2009-01-01 CANITA GUNTER PETERSON

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2023-01-01	BARTLETT C. WELLS	2024-06-14	BARTLETT C. WELLS	2024-06-14
002	2022-01-01	BARTLETT C. WELLS	2023-10-10	BARTLETT C. WELLS	2023-10-10
002	2021-01-01	TONY C. BENTON	2022-05-25	TONY C. BENTON	2022-05-25
002	2020-01-01	TONY C. BENTON	2021-08-20	TONY C. BENTON	2021-08-20
002	2019-01-01	TONY C. BENTON	2020-08-12	TONY C. BENTON	2020-08-12
002	2018-01-01	CANITA GUNTER PETERSON
002	2017-01-01	CANITA GUNTER PETERSON
002	2016-01-01	CANITA GUNTER PETERSON
002	2015-01-01	CANITA GUNTER PETERSON
002	2014-01-01	CANITA GUNTER PETERSON
002	2013-01-01	CANITA GUNTER PETERSON
002	2012-01-01	CANITA GUNTER PETERSON
002	2011-01-01	CANITA GUNTER PETERSON
002	2009-01-01
002	2009-01-01	CANITA GUNTER PETERSON
002	2009-01-01	CANITA GUNTER PETERSON

Plan Statistics for SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2023: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 37
Number of retired or separated participants receiving benefits 2023-01-01 1
Number of other retired or separated participants entitled to future benefits 2023-01-01 13
Total of all active and inactive participants 2023-01-01 51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 51
Number of participants with account balances 2023-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 3
2022: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 34
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 12
Total of all active and inactive participants 2022-01-01 47
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 47
Number of participants with account balances 2022-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 2
2021: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 57
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 39
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 9
Total of all active and inactive participants 2021-01-01 49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 49
Number of participants with account balances 2021-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 2
2020: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 62
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 40
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 14
Total of all active and inactive participants 2020-01-01 55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 55
Number of participants with account balances 2020-01-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1
2019: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 58
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 38
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 19
Total of all active and inactive participants 2019-01-01 58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 58
Number of participants with account balances 2019-01-01 58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 54
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 41
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 14
Total of all active and inactive participants 2018-01-01 56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 56
Number of participants with account balances 2018-01-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 3
2017: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 54
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 42
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 11
Total of all active and inactive participants 2017-01-01 53
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 53
Number of participants with account balances 2017-01-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 35
Number of retired or separated participants receiving benefits 2016-01-01 3
Number of other retired or separated participants entitled to future benefits 2016-01-01 12
Total of all active and inactive participants 2016-01-01 50
Total participants 2016-01-01 50
Number of participants with account balances 2016-01-01 50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 46
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 34
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 11
Total of all active and inactive participants 2015-01-01 48
Total participants 2015-01-01 48
Number of participants with account balances 2015-01-01 47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 2
2014: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 45
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 28
Number of retired or separated participants receiving benefits 2014-01-01 5
Number of other retired or separated participants entitled to future benefits 2014-01-01 12
Total of all active and inactive participants 2014-01-01 45
Total participants 2014-01-01 45
Number of participants with account balances 2014-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 50
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 29
Number of retired or separated participants receiving benefits 2013-01-01 5
Number of other retired or separated participants entitled to future benefits 2013-01-01 10
Total of all active and inactive participants 2013-01-01 44
Total participants 2013-01-01 44
Number of participants with account balances 2013-01-01 44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 57
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 27
Number of retired or separated participants receiving benefits 2012-01-01 3
Number of other retired or separated participants entitled to future benefits 2012-01-01 17
Total of all active and inactive participants 2012-01-01 47
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 48
Number of participants with account balances 2012-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 61
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 33
Number of other retired or separated participants entitled to future benefits 2011-01-01 24
Total of all active and inactive participants 2011-01-01 57
Total participants 2011-01-01 57
Number of participants with account balances 2011-01-01 57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2009: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 68
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 45
Number of other retired or separated participants entitled to future benefits 2009-01-01 23
Total of all active and inactive participants 2009-01-01 68
Total participants 2009-01-01 68
Number of participants with account balances 2009-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2023: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	37
Number of retired or separated participants receiving benefits	2023-01-01	1
Number of other retired or separated participants entitled to future benefits	2023-01-01	13
Total of all active and inactive participants	2023-01-01	51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	51
Number of participants with account balances	2023-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	3
2022: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	34
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	12
Total of all active and inactive participants	2022-01-01	47
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	47
Number of participants with account balances	2022-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	2
2021: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	57
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	39
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	9
Total of all active and inactive participants	2021-01-01	49
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	49
Number of participants with account balances	2021-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	2
2020: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	62
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	40
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	14
Total of all active and inactive participants	2020-01-01	55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	55
Number of participants with account balances	2020-01-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1
2019: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	58
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	38
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	19
Total of all active and inactive participants	2019-01-01	58
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	58
Number of participants with account balances	2019-01-01	58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	54
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	41
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	14
Total of all active and inactive participants	2018-01-01	56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	56
Number of participants with account balances	2018-01-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	3
2017: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	54
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	42
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	11
Total of all active and inactive participants	2017-01-01	53
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	53
Number of participants with account balances	2017-01-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	35
Number of retired or separated participants receiving benefits	2016-01-01	3
Number of other retired or separated participants entitled to future benefits	2016-01-01	12
Total of all active and inactive participants	2016-01-01	50
Total participants	2016-01-01	50
Number of participants with account balances	2016-01-01	50
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	46
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	34
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	11
Total of all active and inactive participants	2015-01-01	48
Total participants	2015-01-01	48
Number of participants with account balances	2015-01-01	47
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	45
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	28
Number of retired or separated participants receiving benefits	2014-01-01	5
Number of other retired or separated participants entitled to future benefits	2014-01-01	12
Total of all active and inactive participants	2014-01-01	45
Total participants	2014-01-01	45
Number of participants with account balances	2014-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	50
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	29
Number of retired or separated participants receiving benefits	2013-01-01	5
Number of other retired or separated participants entitled to future benefits	2013-01-01	10
Total of all active and inactive participants	2013-01-01	44
Total participants	2013-01-01	44
Number of participants with account balances	2013-01-01	44
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	57
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	27
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	17
Total of all active and inactive participants	2012-01-01	47
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	48
Number of participants with account balances	2012-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	61
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	33
Number of other retired or separated participants entitled to future benefits	2011-01-01	24
Total of all active and inactive participants	2011-01-01	57
Total participants	2011-01-01	57
Number of participants with account balances	2011-01-01	57
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2009: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	68
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	45
Number of other retired or separated participants entitled to future benefits	2009-01-01	23
Total of all active and inactive participants	2009-01-01	68
Total participants	2009-01-01	68
Number of participants with account balances	2009-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2024 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2024 401k financial data
Total income from all sources	2024-01-01	$256,523
Expenses. Total of all expenses incurred	2024-01-01	$3,132,784
Benefits paid (including direct rollovers)	2024-01-01	$3,132,507
Total plan assets at end of year	2024-01-01	$0
Total plan assets at beginning of year	2024-01-01	$2,876,261
Value of fidelity bond covering the plan	2024-01-01	$1,000,000
Expenses. Other expenses not covered elsewhere	2024-01-01	$277
Other income received	2024-01-01	$256,523
Net income (gross income less expenses)	2024-01-01	$-2,876,261
Net plan assets at end of year (total assets less liabilities)	2024-01-01	$0
Net plan assets at beginning of year (total assets less liabilities)	2024-01-01	$2,876,261
Assets. Value of employer securities	2024-01-01	$0
2023 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 401k financial data
Total income from all sources	2023-12-31	$728,669
Expenses. Total of all expenses incurred	2023-12-31	$532,778
Benefits paid (including direct rollovers)	2023-12-31	$526,508
Total plan assets at end of year	2023-12-31	$2,876,261
Total plan assets at beginning of year	2023-12-31	$2,680,370
Value of fidelity bond covering the plan	2023-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2023-12-31	$6,270
Other income received	2023-12-31	$349,676
Net income (gross income less expenses)	2023-12-31	$195,891
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$2,876,261
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$2,680,370
Assets. Value of employer securities	2023-12-31	$2,338,877
Total contributions received or receivable from employer(s)	2023-12-31	$378,993
2022 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$133,598
Expenses. Total of all expenses incurred	2022-12-31	$215,423
Benefits paid (including direct rollovers)	2022-12-31	$208,983
Total plan assets at end of year	2022-12-31	$2,680,370
Total plan assets at beginning of year	2022-12-31	$2,762,195
Value of fidelity bond covering the plan	2022-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2022-12-31	$6,440
Other income received	2022-12-31	$22,591
Net income (gross income less expenses)	2022-12-31	$-81,825
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$2,680,370
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$2,762,195
Assets. Value of employer securities	2022-12-31	$2,060,484
Total contributions received or receivable from employer(s)	2022-12-31	$111,007
2021 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$120,475
Expenses. Total of all expenses incurred	2021-12-31	$57,712
Benefits paid (including direct rollovers)	2021-12-31	$48,450
Total plan assets at end of year	2021-12-31	$2,762,195
Total plan assets at beginning of year	2021-12-31	$2,699,432
Value of fidelity bond covering the plan	2021-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2021-12-31	$9,262
Other income received	2021-12-31	$120,475
Net income (gross income less expenses)	2021-12-31	$62,763
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$2,762,195
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$2,699,432
Assets. Value of employer securities	2021-12-31	$1,944,383
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$444,344
Expenses. Total of all expenses incurred	2020-12-31	$92,061
Benefits paid (including direct rollovers)	2020-12-31	$85,826
Total plan assets at end of year	2020-12-31	$2,699,432
Total plan assets at beginning of year	2020-12-31	$2,347,149
Value of fidelity bond covering the plan	2020-12-31	$234,715
Expenses. Other expenses not covered elsewhere	2020-12-31	$6,235
Other income received	2020-12-31	$244,344
Net income (gross income less expenses)	2020-12-31	$352,283
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$2,699,432
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$2,347,149
Assets. Value of employer securities	2020-12-31	$1,897,880
Total contributions received or receivable from employer(s)	2020-12-31	$200,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$493,835
Expenses. Total of all expenses incurred	2019-12-31	$25,010
Benefits paid (including direct rollovers)	2019-12-31	$20,000
Total plan assets at end of year	2019-12-31	$2,347,149
Total plan assets at beginning of year	2019-12-31	$1,878,324
Value of fidelity bond covering the plan	2019-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2019-12-31	$5,010
Other income received	2019-12-31	$293,835
Net income (gross income less expenses)	2019-12-31	$468,825
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$2,347,149
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,878,324
Assets. Value of employer securities	2019-12-31	$1,712,180
Total contributions received or receivable from employer(s)	2019-12-31	$200,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$23,581
Expenses. Total of all expenses incurred	2018-12-31	$24,095
Benefits paid (including direct rollovers)	2018-12-31	$20,000
Total plan assets at end of year	2018-12-31	$1,878,324
Total plan assets at beginning of year	2018-12-31	$1,878,838
Value of fidelity bond covering the plan	2018-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2018-12-31	$4,095
Other income received	2018-12-31	$-1,419
Net income (gross income less expenses)	2018-12-31	$-514
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,878,324
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,878,838
Assets. Value of employer securities	2018-12-31	$1,479,978
Total contributions received or receivable from employer(s)	2018-12-31	$25,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2018-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Minimum employer required contribution for this plan year	2018-12-31	$0
Amount contributed by the employer to the plan for this plan year	2018-12-31	$0
2017 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$160,174
Expenses. Total of all expenses incurred	2017-12-31	$67,053
Benefits paid (including direct rollovers)	2017-12-31	$61,994
Total plan assets at end of year	2017-12-31	$1,878,838
Total plan assets at beginning of year	2017-12-31	$1,785,717
Value of fidelity bond covering the plan	2017-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2017-12-31	$5,059
Other income received	2017-12-31	$110,174
Net income (gross income less expenses)	2017-12-31	$93,121
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,878,838
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,785,717
Assets. Value of employer securities	2017-12-31	$1,468,430
Total contributions received or receivable from employer(s)	2017-12-31	$50,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2017-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Minimum employer required contribution for this plan year	2017-12-31	$0
Amount contributed by the employer to the plan for this plan year	2017-12-31	$0
2016 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$606,304
Expenses. Total of all expenses incurred	2016-12-31	$108,292
Benefits paid (including direct rollovers)	2016-12-31	$103,742
Total plan assets at end of year	2016-12-31	$1,785,717
Total plan assets at beginning of year	2016-12-31	$1,287,705
Value of fidelity bond covering the plan	2016-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2016-12-31	$4,550
Other income received	2016-12-31	$456,304
Net income (gross income less expenses)	2016-12-31	$498,012
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,785,717
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,287,705
Assets. Value of employer securities	2016-12-31	$1,445,023
Total contributions received or receivable from employer(s)	2016-12-31	$150,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2016-12-31	0
Minimum employer required contribution for this plan year	2016-12-31	$0
Amount contributed by the employer to the plan for this plan year	2016-12-31	$0
2015 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$116,035
Expenses. Total of all expenses incurred	2015-12-31	$170,228
Benefits paid (including direct rollovers)	2015-12-31	$165,060
Total plan assets at end of year	2015-12-31	$1,287,705
Total plan assets at beginning of year	2015-12-31	$1,341,898
Value of fidelity bond covering the plan	2015-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2015-12-31	$5,168
Other income received	2015-12-31	$68,035
Net income (gross income less expenses)	2015-12-31	$-54,193
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,287,705
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,341,898
Assets. Value of employer securities	2015-12-31	$1,006,835
Total contributions received or receivable from employer(s)	2015-12-31	$48,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2015-12-31	0
Minimum employer required contribution for this plan year	2015-12-31	$0
Amount contributed by the employer to the plan for this plan year	2015-12-31	$0
2014 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$113,701
Expenses. Total of all expenses incurred	2014-12-31	$149,245
Benefits paid (including direct rollovers)	2014-12-31	$142,627
Total plan assets at end of year	2014-12-31	$1,341,898
Total plan assets at beginning of year	2014-12-31	$1,377,442
Value of fidelity bond covering the plan	2014-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2014-12-31	$6,618
Other income received	2014-12-31	$53,701
Net income (gross income less expenses)	2014-12-31	$-35,544
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,341,898
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,377,442
Assets. Value of employer securities	2014-12-31	$941,294
Total contributions received or receivable from employer(s)	2014-12-31	$60,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2014-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2013 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$109,994
Expenses. Total of all expenses incurred	2013-12-31	$155,778
Benefits paid (including direct rollovers)	2013-12-31	$132,317
Total plan assets at end of year	2013-12-31	$1,377,442
Total plan assets at beginning of year	2013-12-31	$1,423,226
Value of fidelity bond covering the plan	2013-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$23,461
Other income received	2013-12-31	$69,994
Net income (gross income less expenses)	2013-12-31	$-45,784
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,377,442
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,423,226
Assets. Value of employer securities	2013-12-31	$917,886
Total contributions received or receivable from employer(s)	2013-12-31	$40,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2013-12-31	0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
2012 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$32,692
Expenses. Total of all expenses incurred	2012-12-31	$141,068
Benefits paid (including direct rollovers)	2012-12-31	$120,161
Total plan assets at end of year	2012-12-31	$1,423,226
Total plan assets at beginning of year	2012-12-31	$1,531,602
Value of fidelity bond covering the plan	2012-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2012-12-31	$20,907
Other income received	2012-12-31	$32,692
Net income (gross income less expenses)	2012-12-31	$-108,376
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,423,226
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,531,602
Assets. Value of employer securities	2012-12-31	$908,835
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2012-12-31	0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
2011 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$-597,413
Expenses. Total of all expenses incurred	2011-12-31	$167,412
Benefits paid (including direct rollovers)	2011-12-31	$143,391
Total plan assets at end of year	2011-12-31	$1,531,602
Total plan assets at beginning of year	2011-12-31	$2,296,427
Value of fidelity bond covering the plan	2011-12-31	$500,000
Expenses. Other expenses not covered elsewhere	2011-12-31	$24,021
Other income received	2011-12-31	$-597,413
Net income (gross income less expenses)	2011-12-31	$-764,825
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,531,602
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$2,296,427
Assets. Value of employer securities	2011-12-31	$955,338
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
2010 : SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$-328,488
Expenses. Total of all expenses incurred	2010-12-31	$127,342
Benefits paid (including direct rollovers)	2010-12-31	$104,314
Total plan assets at end of year	2010-12-31	$2,296,427
Total plan assets at beginning of year	2010-12-31	$2,752,257
Value of fidelity bond covering the plan	2010-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2010-12-31	$23,028
Other income received	2010-12-31	$-328,488
Net income (gross income less expenses)	2010-12-31	$-455,830
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,296,427
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,752,257
Assets. Value of employer securities	2010-12-31	$1,557,067
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2023: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SPERRY & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SPERRY & ASSOCIATES, INC.
Employer identification number (EIN):	591481055
NAIC Classification:	236200