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INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameINTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN
Plan identification number 001

INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY MD PA has sponsored the creation of one or more 401k plans.

Company Name:INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY MD PA
Employer identification number (EIN):591614118
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01JEFFREY PAKROSNIS2019-07-24 JEFFREY PAKROSNIS2019-07-24
0012017-01-01
0012016-01-01
0012015-01-01MICHAEL E. COLLIER, M.D.
0012014-01-01MICHAEL E. COLLIER, M.D.
0012013-01-01STEPHEN R. ZELLNER, M.D. STEPHEN R. ZELLNER, M.D.2014-10-15
0012012-01-01STEPHEN R. ZELLNER, M.D. STEPHEN R. ZELLNER, M.D.2013-10-11
0012011-01-01STEPHEN R. ZELLNER, M.D. STEPHEN R. ZELLNER, M.D.2012-10-15
0012009-01-01STEPHEN R. ZELLNER, M.D. STEPHEN R. ZELLNER, M.D.2010-10-14

Plan Statistics for INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2018: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01298
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01297
Total number of active participants reported on line 7a of the Form 55002017-01-01195
Number of retired or separated participants receiving benefits2017-01-018
Number of other retired or separated participants entitled to future benefits2017-01-0175
Total of all active and inactive participants2017-01-01278
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01278
Number of participants with account balances2017-01-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01284
Total number of active participants reported on line 7a of the Form 55002016-01-01210
Number of retired or separated participants receiving benefits2016-01-017
Number of other retired or separated participants entitled to future benefits2016-01-0155
Total of all active and inactive participants2016-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01272
Number of participants with account balances2016-01-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01267
Total number of active participants reported on line 7a of the Form 55002015-01-01189
Number of retired or separated participants receiving benefits2015-01-016
Number of other retired or separated participants entitled to future benefits2015-01-0156
Total of all active and inactive participants2015-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01251
Number of participants with account balances2015-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01273
Total number of active participants reported on line 7a of the Form 55002014-01-01190
Number of retired or separated participants receiving benefits2014-01-0110
Number of other retired or separated participants entitled to future benefits2014-01-0150
Total of all active and inactive participants2014-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01250
Number of participants with account balances2014-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01262
Total number of active participants reported on line 7a of the Form 55002013-01-01204
Number of retired or separated participants receiving benefits2013-01-0111
Number of other retired or separated participants entitled to future benefits2013-01-0139
Total of all active and inactive participants2013-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01254
Number of participants with account balances2013-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01264
Total number of active participants reported on line 7a of the Form 55002012-01-01205
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-0142
Total of all active and inactive participants2012-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01254
Number of participants with account balances2012-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01256
Total number of active participants reported on line 7a of the Form 55002011-01-01206
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-0139
Total of all active and inactive participants2011-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01249
Number of participants with account balances2011-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01255
Total number of active participants reported on line 7a of the Form 55002009-01-01186
Number of retired or separated participants receiving benefits2009-01-0110
Number of other retired or separated participants entitled to future benefits2009-01-0140
Total of all active and inactive participants2009-01-01236
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01236
Number of participants with account balances2009-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2018 : INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$12,150,252
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$308,205
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$11,004,472
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,934,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,379,553
Value of total assets at end of year2018-12-31$0
Value of total assets at beginning of year2018-12-31$22,846,519
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$70,430
Total interest from all sources2018-12-31$51,162
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$30
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$802,241
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$242,742
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$168,597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-10,696,267
Value of net assets at end of year (total assets less liabilities)2018-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$22,846,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$22,133,112
Interest on participant loans2018-12-31$13,887
Interest earned on other investments2018-12-31$32,528
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$195,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$195,614
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$4,747
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$265,870
Net investment gain/loss from pooled separate accounts2018-12-31$-1,122,510
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$408,715
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$9,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$10,934,042
Contract administrator fees2018-12-31$70,400
Did the plan have assets held for investment2018-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HUGHES, SNELL & CO., P.A.
Accountancy firm EIN2018-12-31592309183
2017 : INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,751,791
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,564,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,510,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,405,594
Value of total assets at end of year2017-12-31$22,846,519
Value of total assets at beginning of year2017-12-31$19,659,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$53,883
Total interest from all sources2017-12-31$78,111
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$900,450
Participant contributions at end of year2017-12-31$242,742
Participant contributions at beginning of year2017-12-31$233,921
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$26,065
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,187,184
Value of net assets at end of year (total assets less liabilities)2017-12-31$22,846,519
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$19,659,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$22,133,112
Value of interest in pooled separate accounts at beginning of year2017-12-31$18,862,924
Interest on participant loans2017-12-31$11,613
Interest earned on other investments2017-12-31$60,884
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$195,614
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$194,875
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$194,875
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$5,614
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$265,870
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$345,924
Net investment gain/loss from pooled separate accounts2017-12-31$3,268,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$479,079
Employer contributions (assets) at end of year2017-12-31$9,181
Employer contributions (assets) at beginning of year2017-12-31$21,691
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,510,724
Contract administrator fees2017-12-31$53,883
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HUGHES, SNELL & CO., P.A.
Accountancy firm EIN2017-12-31592309183
2016 : INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,766,599
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,679,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,627,270
Expenses. Certain deemed distributions of participant loans2016-12-31$4,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,464,664
Value of total assets at end of year2016-12-31$19,659,335
Value of total assets at beginning of year2016-12-31$18,571,817
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$47,755
Total interest from all sources2016-12-31$69,948
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$959,846
Participant contributions at end of year2016-12-31$233,921
Participant contributions at beginning of year2016-12-31$202,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,087,518
Value of net assets at end of year (total assets less liabilities)2016-12-31$19,659,335
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$18,571,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$18,862,924
Value of interest in pooled separate accounts at beginning of year2016-12-31$17,809,989
Interest on participant loans2016-12-31$9,321
Interest earned on other investments2016-12-31$53,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$194,875
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$194,056
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$194,056
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$6,699
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$345,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$337,062
Net investment gain/loss from pooled separate accounts2016-12-31$1,231,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$504,818
Employer contributions (assets) at end of year2016-12-31$21,691
Employer contributions (assets) at beginning of year2016-12-31$28,493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,627,270
Contract administrator fees2016-12-31$47,755
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HUGHES, SNELL & CO., P.A.
Accountancy firm EIN2016-12-31592309183
2015 : INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$61,400
Total income from all sources (including contributions)2015-12-31$1,346,189
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,238,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,183,366
Expenses. Certain deemed distributions of participant loans2015-12-31$7,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,436,549
Value of total assets at end of year2015-12-31$18,571,817
Value of total assets at beginning of year2015-12-31$18,525,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$47,386
Total interest from all sources2015-12-31$69,225
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$50
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$934,970
Participant contributions at end of year2015-12-31$202,217
Participant contributions at beginning of year2015-12-31$273,931
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,616
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$61,400
Total non interest bearing cash at beginning of year2015-12-31$218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$108,128
Value of net assets at end of year (total assets less liabilities)2015-12-31$18,571,817
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,463,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$17,809,989
Value of interest in pooled separate accounts at beginning of year2015-12-31$17,688,545
Interest on participant loans2015-12-31$9,292
Interest earned on other investments2015-12-31$53,228
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$194,056
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$265,260
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$265,260
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$6,705
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$337,062
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$293,632
Net investment gain/loss from pooled separate accounts2015-12-31$-159,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$499,963
Employer contributions (assets) at end of year2015-12-31$28,493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,183,366
Contract administrator fees2015-12-31$47,336
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$3,503
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HUGHES, SNELL & CO., P.A.
Accountancy firm EIN2015-12-31592309183
2014 : INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-115
Total unrealized appreciation/depreciation of assets2014-12-31$-115
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$61,400
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$4,000
Total income from all sources (including contributions)2014-12-31$2,431,509
Total loss/gain on sale of assets2014-12-31$9,395
Total of all expenses incurred2014-12-31$2,482,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,434,224
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,440,634
Value of total assets at end of year2014-12-31$18,525,089
Value of total assets at beginning of year2014-12-31$18,518,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$48,110
Total interest from all sources2014-12-31$58,092
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$41
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$60
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$913,461
Participant contributions at end of year2014-12-31$273,931
Participant contributions at beginning of year2014-12-31$368,425
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$221,649
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$46,086
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$61,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$4,000
Total non interest bearing cash at end of year2014-12-31$218
Total non interest bearing cash at beginning of year2014-12-31$218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-50,825
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,463,689
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,514,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$17,688,545
Value of interest in pooled separate accounts at beginning of year2014-12-31$17,363,119
Interest on participant loans2014-12-31$13,806
Interest earned on other investments2014-12-31$37,404
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$265,260
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$262,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$262,674
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$6,882
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$293,632
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$277,773
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$4,000
Net investment gain/loss from pooled separate accounts2014-12-31$923,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$481,087
Employer contributions (assets) at beginning of year2014-12-31$21,078
Income. Dividends from common stock2014-12-31$41
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,430,224
Contract administrator fees2014-12-31$48,050
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$3,503
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$3,578
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$9,395
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HUGHES, SNELL & CO., P.A.
Accountancy firm EIN2014-12-31592309183
2013 : INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$13,750
Total unrealized appreciation/depreciation of assets2013-12-31$13,750
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$4,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$4,894
Total income from all sources (including contributions)2013-12-31$4,329,167
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,529,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,486,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,511,348
Value of total assets at end of year2013-12-31$18,518,514
Value of total assets at beginning of year2013-12-31$15,719,883
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$43,150
Total interest from all sources2013-12-31$18,132
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$938,135
Participant contributions at end of year2013-12-31$368,425
Participant contributions at beginning of year2013-12-31$374,612
Assets. Other investments not covered elsewhere at end of year2013-12-31$221,649
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$208,877
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$60,479
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$4,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$4,894
Administrative expenses (other) incurred2013-12-31$15
Total non interest bearing cash at end of year2013-12-31$218
Total non interest bearing cash at beginning of year2013-12-31$27,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$2,799,525
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,514,514
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$15,714,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$17,363,119
Value of interest in pooled separate accounts at beginning of year2013-12-31$14,621,367
Interest on participant loans2013-12-31$15,267
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$262,674
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$260,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$260,740
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$2,865
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$277,773
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$209,984
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$4,000
Net investment gain/loss from pooled separate accounts2013-12-31$2,785,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$512,734
Employer contributions (assets) at end of year2013-12-31$21,078
Employer contributions (assets) at beginning of year2013-12-31$14,732
Income. Dividends from common stock2013-12-31$281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,482,492
Contract administrator fees2013-12-31$43,135
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$3,578
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$2,524
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HUGHES, SNELL & CO., P.A.
Accountancy firm EIN2013-12-31592309183
2012 : INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$-30,309
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$12,444
Total unrealized appreciation/depreciation of assets2012-12-31$-17,865
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,894
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$17,296
Total income from all sources (including contributions)2012-12-31$3,185,710
Total loss/gain on sale of assets2012-12-31$82,172
Total of all expenses incurred2012-12-31$940,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$900,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,513,147
Value of total assets at end of year2012-12-31$15,719,883
Value of total assets at beginning of year2012-12-31$13,487,540
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$40,020
Total interest from all sources2012-12-31$35,766
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$160,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$133,761
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$251,049
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$970,565
Participant contributions at end of year2012-12-31$374,612
Participant contributions at beginning of year2012-12-31$338,504
Assets. Other investments not covered elsewhere at end of year2012-12-31$208,877
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$310,022
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$22,056
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$2,033
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$4,894
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$17,296
Administrative expenses (other) incurred2012-12-31$176
Total non interest bearing cash at end of year2012-12-31$27,047
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$2,244,745
Value of net assets at end of year (total assets less liabilities)2012-12-31$15,714,989
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,470,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at beginning of year2012-12-31$40,309
Investment advisory and management fees2012-12-31$6,639
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$310,983
Value of interest in pooled separate accounts at end of year2012-12-31$14,621,367
Value of interest in pooled separate accounts at beginning of year2012-12-31$11,057,573
Interest on participant loans2012-12-31$15,625
Income. Interest from US Government securities2012-12-31$1,272
Income. Interest from corporate debt instruments2012-12-31$6,788
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$260,740
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$370,199
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$370,199
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$12,081
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$209,984
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$171,926
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$4,000
Asset value of US Government securities at beginning of year2012-12-31$22,298
Net investment gain/loss from pooled separate accounts2012-12-31$1,411,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$520,526
Employer contributions (assets) at end of year2012-12-31$14,732
Income. Dividends from preferred stock2012-12-31$9,575
Income. Dividends from common stock2012-12-31$17,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$896,945
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$150,134
Contract administrator fees2012-12-31$33,205
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$2,524
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$462,510
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$82,172
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HUGHES, SNELL & CO., P.A.
Accountancy firm EIN2012-12-31592309183
2011 : INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$-128,584
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-17,675
Total unrealized appreciation/depreciation of assets2011-12-31$-146,259
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$17,296
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$7,461
Total income from all sources (including contributions)2011-12-31$1,037,058
Total loss/gain on sale of assets2011-12-31$-3,845
Total of all expenses incurred2011-12-31$1,768,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,706,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,499,080
Value of total assets at end of year2011-12-31$13,487,540
Value of total assets at beginning of year2011-12-31$14,209,144
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$61,913
Total interest from all sources2011-12-31$27,115
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$38,445
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$6,927
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$251,049
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$253,188
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$908,061
Participant contributions at end of year2011-12-31$338,504
Participant contributions at beginning of year2011-12-31$252,243
Participant contributions at beginning of year2011-12-31$1,556
Assets. Other investments not covered elsewhere at end of year2011-12-31$310,022
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$305,662
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$116,637
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$2,033
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$7,513
Assets. Loans (other than to participants) at beginning of year2011-12-31$10,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$17,296
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$7,461
Administrative expenses (other) incurred2011-12-31$21,468
Total non interest bearing cash at beginning of year2011-12-31$472
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-731,439
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,470,244
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,201,683
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31Yes
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$14,308
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$40,309
Assets. partnership/joint venture interests at beginning of year2011-12-31$168,893
Investment advisory and management fees2011-12-31$10,193
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$310,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$464,088
Value of interest in pooled separate accounts at end of year2011-12-31$11,057,573
Value of interest in pooled separate accounts at beginning of year2011-12-31$10,817,854
Interest on participant loans2011-12-31$13,803
Interest earned on other investments2011-12-31$1,695
Income. Interest from US Government securities2011-12-31$1,625
Income. Interest from corporate debt instruments2011-12-31$7,135
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$370,199
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$667,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$667,256
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$2,857
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$171,926
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$141,008
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$4,000
Asset value of US Government securities at end of year2011-12-31$22,298
Asset value of US Government securities at beginning of year2011-12-31$43,863
Net investment gain/loss from pooled separate accounts2011-12-31$-377,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$474,382
Employer contributions (assets) at beginning of year2011-12-31$2,640
Income. Dividends from preferred stock2011-12-31$17,059
Income. Dividends from common stock2011-12-31$14,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,702,584
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$150,134
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$258,063
Contract administrator fees2011-12-31$30,252
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$462,510
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$814,845
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$-3,845
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HUGHES, SNELL & CO., P.A.
Accountancy firm EIN2011-12-31592309183
2010 : INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$37,356
Total unrealized appreciation/depreciation of assets2010-12-31$37,356
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$7,461
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$17,062
Total income from all sources (including contributions)2010-12-31$2,747,955
Total loss/gain on sale of assets2010-12-31$56,078
Total of all expenses incurred2010-12-31$1,198,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,143,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,247,463
Value of total assets at end of year2010-12-31$14,209,144
Value of total assets at beginning of year2010-12-31$12,669,027
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$54,541
Total interest from all sources2010-12-31$42,927
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$40,114
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$12,131
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$253,188
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$270,949
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$810,500
Participant contributions at end of year2010-12-31$252,243
Participant contributions at beginning of year2010-12-31$175,840
Participant contributions at end of year2010-12-31$1,556
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$305,662
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$878,154
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$9,510
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$7,513
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$12,634
Assets. Loans (other than to participants) at end of year2010-12-31$10,000
Assets. Loans (other than to participants) at beginning of year2010-12-31$10,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$7,461
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$2,041
Administrative expenses (other) incurred2010-12-31$8,000
Total non interest bearing cash at end of year2010-12-31$472
Total non interest bearing cash at beginning of year2010-12-31$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,549,718
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,201,683
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,651,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$168,893
Assets. partnership/joint venture interests at beginning of year2010-12-31$225,950
Investment advisory and management fees2010-12-31$10,674
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$464,088
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$286,317
Value of interest in pooled separate accounts at end of year2010-12-31$10,817,854
Value of interest in pooled separate accounts at beginning of year2010-12-31$9,067,228
Interest on participant loans2010-12-31$12,558
Interest earned on other investments2010-12-31$2,663
Income. Interest from US Government securities2010-12-31$2,673
Income. Interest from corporate debt instruments2010-12-31$19,320
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$667,256
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$589,323
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$589,323
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$5,713
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$141,008
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$153,478
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$4,000
Asset value of US Government securities at end of year2010-12-31$43,863
Asset value of US Government securities at beginning of year2010-12-31$25,110
Net investment gain/loss from pooled separate accounts2010-12-31$1,324,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$427,453
Employer contributions (assets) at end of year2010-12-31$2,640
Employer contributions (assets) at beginning of year2010-12-31$94,490
Income. Dividends from preferred stock2010-12-31$9,872
Income. Dividends from common stock2010-12-31$18,111
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,139,696
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$258,063
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$189,610
Contract administrator fees2010-12-31$35,867
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$814,845
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$689,937
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$15,021
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$56,078
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HUGHES, SNELL & CO., P.A.
Accountancy firm EIN2010-12-31592309183

Form 5500 Responses for INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN

2018: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: INTERNAL MEDICINE ASSOCIATES OF LEE COUNTY, M.D., P.A. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number18829
Policy instance 1
Insurance contract or identification number18829
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $53,422
Total amount of fees paid to insurance companyUSD $10,781
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees10781
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
Commission paid to Insurance BrokerUSD $53,422
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number18829
Policy instance 1
Insurance contract or identification number18829
Number of Individuals Covered248
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $52,309
Total amount of fees paid to insurance companyUSD $10,464
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $52,309
Insurance broker organization code?3
Amount paid for insurance broker fees10464
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePROGRESSIVE PENSION ADMIN., INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number18829
Policy instance 1
Insurance contract or identification number18829
Number of Individuals Covered217
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $46,211
Total amount of fees paid to insurance companyUSD $9,324
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $46,211
Insurance broker organization code?3
Amount paid for insurance broker fees9324
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePROGRESSIVE PENSION ADMIN., INC.
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP8072919
Policy instance 1
Insurance contract or identification numberP8072919
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number18829
Policy instance 2
Insurance contract or identification number18829
Number of Individuals Covered217
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $46,653
Total amount of fees paid to insurance companyUSD $9,419
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $46,653
Insurance broker organization code?3
Amount paid for insurance broker fees9419
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePROGRESSIVE PENSION ADMIN., INC.
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP8072919
Policy instance 1
Insurance contract or identification numberP8072919
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number18829
Policy instance 2
Insurance contract or identification number18829
Number of Individuals Covered224
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $41,256
Total amount of fees paid to insurance companyUSD $8,280
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $41,256
Insurance broker organization code?3
Amount paid for insurance broker fees8280
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePROGRESSIVE PENSION ADMIN., INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number18829
Policy instance 2
Insurance contract or identification number18829
Number of Individuals Covered224
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $31,193
Total amount of fees paid to insurance companyUSD $6,251
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $31,193
Insurance broker organization code?3
Amount paid for insurance broker fees6251
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker namePROGRESSIVE PENSION ADMIN., INC.
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP8072919
Policy instance 1
Insurance contract or identification numberP8072919
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP8072919
Policy instance 1
Insurance contract or identification numberP8072919
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number18829
Policy instance 2
Insurance contract or identification number18829
Number of Individuals Covered196
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $29,121
Total amount of fees paid to insurance companyUSD $5,795
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberP8072919
Policy instance 1
Insurance contract or identification numberP8072919
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number18829
Policy instance 2
Insurance contract or identification number18829
Number of Individuals Covered181
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $24,285
Total amount of fees paid to insurance companyUSD $4,948
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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