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CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN
Plan identification number 002

CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARRIS, WILCOX & DONOVAN, P.A. DBA CLAY EYE PHYSI has sponsored the creation of one or more 401k plans.

Company Name:HARRIS, WILCOX & DONOVAN, P.A. DBA CLAY EYE PHYSI
Employer identification number (EIN):591910113
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022024-01-01ERIC KING
0022023-01-01
0022023-01-01ERIC KING
0022022-01-01
0022022-01-01ERIC KING
0022021-01-01ERIC KING2022-10-17
0022020-01-01ERIC KING2021-10-15
0022019-01-01DONALD DOWNER2020-07-14
0022018-01-01DONALD DOWNER2019-07-17
0022017-01-01DONALD DOWNER2018-09-11
0022016-01-01DONALD DOWNER2018-01-29
0022015-01-01ERIC KING
0022014-01-01ERIC KING
0022013-01-01ERIC KING
0022012-01-01JOHN WILCOX
0022011-01-01JOHN WILCOX
0022009-01-01JOHN WILCOX

Financial Data on CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$3,597,903
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$296,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$291,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,085,820
Value of total assets at end of year2023-12-31$15,442,052
Value of total assets at beginning of year2023-12-31$12,140,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$4,957
Total interest from all sources2023-12-31$4,806
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$474,274
Participant contributions at end of year2023-12-31$55,219
Participant contributions at beginning of year2023-12-31$46,226
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-12-31$0
Other income not declared elsewhere2023-12-31$-11
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$3,301,183
Value of net assets at end of year (total assets less liabilities)2023-12-31$15,442,052
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$12,140,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$4,957
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$14,695,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$11,534,402
Interest on participant loans2023-12-31$4,069
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$4,901
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$1,443
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$1,443
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$737
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$74,510
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$39,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$2,507,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$611,546
Employer contributions (assets) at end of year2023-12-31$611,546
Employer contributions (assets) at beginning of year2023-12-31$519,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$291,763
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31ENNIS, PELLUM, & ASSOCIATES
Accountancy firm EIN2023-12-31591843700
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$3,597,903
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$296,720
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$291,763
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$1,085,820
Value of total assets at end of year2023-01-01$15,442,052
Value of total assets at beginning of year2023-01-01$12,140,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$4,957
Total interest from all sources2023-01-01$4,806
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$1,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$474,274
Participant contributions at end of year2023-01-01$55,219
Participant contributions at beginning of year2023-01-01$46,226
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-01-01$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-01-01$0
Other income not declared elsewhere2023-01-01$-11
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$3,301,183
Value of net assets at end of year (total assets less liabilities)2023-01-01$15,442,052
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$12,140,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Investment advisory and management fees2023-01-01$4,957
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$14,695,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$11,534,402
Interest on participant loans2023-01-01$4,069
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$4,901
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$737
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-01$74,510
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-01$39,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$2,507,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01Yes
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$611,546
Employer contributions (assets) at end of year2023-01-01$611,546
Employer contributions (assets) at beginning of year2023-01-01$519,193
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$291,763
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01ENNIS, PELLUM, & ASSOCIATES
Accountancy firm EIN2023-01-01591843700
2022 : CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,620,756
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$426,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$422,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$975,715
Value of total assets at end of year2022-12-31$12,140,869
Value of total assets at beginning of year2022-12-31$14,187,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$3,662
Total interest from all sources2022-12-31$1,696
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$3,662
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$452,318
Participant contributions at end of year2022-12-31$46,226
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$13,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,046,935
Value of net assets at end of year (total assets less liabilities)2022-12-31$12,140,869
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,187,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$11,534,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,749,547
Interest on participant loans2022-12-31$1,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,443
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$520
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$39,605
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$43,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,598,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$509,761
Employer contributions (assets) at end of year2022-12-31$519,193
Employer contributions (assets) at beginning of year2022-12-31$394,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$422,517
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ENNIS, PELLUM, & ASSOCIATES
Accountancy firm EIN2022-12-31591843700
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-1,620,756
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$426,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$422,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$975,715
Value of total assets at end of year2022-01-01$12,140,869
Value of total assets at beginning of year2022-01-01$14,187,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$3,662
Total interest from all sources2022-01-01$1,696
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Administrative expenses professional fees incurred2022-01-01$3,662
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$1,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$452,318
Participant contributions at end of year2022-01-01$46,226
Participant contributions at beginning of year2022-01-01$0
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$13,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-2,046,935
Value of net assets at end of year (total assets less liabilities)2022-01-01$12,140,869
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$14,187,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$11,534,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$13,749,547
Interest on participant loans2022-01-01$1,176
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$1,443
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$520
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$39,605
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$43,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-2,598,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Contributions received in cash from employer2022-01-01$509,761
Employer contributions (assets) at end of year2022-01-01$519,193
Employer contributions (assets) at beginning of year2022-01-01$394,534
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$422,517
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01ENNIS, PELLUM, & ASSOCIATES
Accountancy firm EIN2022-01-01591843700
2015 : CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$496,107
Expenses. Total of all expenses incurred2015-12-31$395,267
Benefits paid (including direct rollovers)2015-12-31$394,787
Total plan assets at end of year2015-12-31$3,968,778
Total plan assets at beginning of year2015-12-31$3,867,938
Value of fidelity bond covering the plan2015-12-31$400,000
Total contributions received or receivable from participants2015-12-31$232,879
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$15,389
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$100,840
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,968,778
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,867,938
Total contributions received or receivable from employer(s)2015-12-31$247,839
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$480
2014 : CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$640,343
Expenses. Total of all expenses incurred2014-12-31$143,080
Benefits paid (including direct rollovers)2014-12-31$142,595
Total plan assets at end of year2014-12-31$3,867,938
Total plan assets at beginning of year2014-12-31$3,370,675
Value of fidelity bond covering the plan2014-12-31$400,000
Total contributions received or receivable from participants2014-12-31$227,106
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$194,559
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$497,263
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,867,938
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,370,675
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$218,678
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$485
2013 : CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$946,805
Expenses. Total of all expenses incurred2013-12-31$397,959
Benefits paid (including direct rollovers)2013-12-31$397,099
Total plan assets at end of year2013-12-31$3,370,675
Total plan assets at beginning of year2013-12-31$2,821,829
Value of fidelity bond covering the plan2013-12-31$282,183
Total contributions received or receivable from participants2013-12-31$218,352
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$495,630
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$548,846
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,370,675
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,821,829
Total contributions received or receivable from employer(s)2013-12-31$232,823
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$860
2012 : CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$798,631
Expenses. Total of all expenses incurred2012-12-31$1,804,783
Benefits paid (including direct rollovers)2012-12-31$1,804,056
Total plan assets at end of year2012-12-31$2,821,829
Total plan assets at beginning of year2012-12-31$3,827,981
Total contributions received or receivable from participants2012-12-31$158,341
Other income received2012-12-31$412,066
Net income (gross income less expenses)2012-12-31$-1,006,152
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,821,829
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$3,827,981
Total contributions received or receivable from employer(s)2012-12-31$228,224
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$727
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$282,926
Expenses. Total of all expenses incurred2011-12-31$165,995
Benefits paid (including direct rollovers)2011-12-31$165,400
Total plan assets at end of year2011-12-31$3,827,981
Total plan assets at beginning of year2011-12-31$3,711,050
Total contributions received or receivable from participants2011-12-31$147,693
Other income received2011-12-31$-87,882
Net income (gross income less expenses)2011-12-31$116,931
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,827,981
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,711,050
Total contributions received or receivable from employer(s)2011-12-31$223,115
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$595
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$790,201
Expenses. Total of all expenses incurred2010-12-31$92,237
Benefits paid (including direct rollovers)2010-12-31$91,466
Total plan assets at end of year2010-12-31$3,711,050
Total plan assets at beginning of year2010-12-31$3,013,086
Total contributions received or receivable from participants2010-12-31$145,791
Other income received2010-12-31$433,803
Net income (gross income less expenses)2010-12-31$697,964
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,711,050
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,013,086
Total contributions received or receivable from employer(s)2010-12-31$210,607
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$771
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN

2023: CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – General assets of the sponsorYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – General assets of the sponsorYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2015: CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: CLAY EYE PHYSICIANS & SURGEONS 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number816094
Policy instance 1
Insurance contract or identification number816094
Number of Individuals Covered140
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number816094
Policy instance 1

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