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KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameKNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN
Plan identification number 001

KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

KNOWLES AFFILIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:KNOWLES AFFILIATES, INC.
Employer identification number (EIN):591921017
NAIC Classification:541940
NAIC Description:Veterinary Services

Additional information about KNOWLES AFFILIATES, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1979-04-02
Company Identification Number: 617987
Legal Registered Office Address: 1000 N.W. 27 AVE.

MIAMI

33125

More information about KNOWLES AFFILIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01
0012017-01-01
0012016-01-01JANE ANN WISE2017-03-14
0012015-01-01JANE ANN WISE2016-03-29
0012014-01-01JANE ANN WISE2015-03-12
0012013-01-01JANE ANN WISE2014-06-04
0012012-01-01JANE ANN WISE2013-07-12
0012011-01-01JANE ANN WISE
0012010-01-01JANE ANN WISE
0012009-01-01JANE ANN WISE

Plan Statistics for KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN

Measure Date Value
2011: KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01105
Total number of active participants reported on line 7a of the Form 55002011-01-0177
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-018
Total of all active and inactive participants2011-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0186
Number of participants with account balances2011-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01124
Total number of active participants reported on line 7a of the Form 55002010-01-0190
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-018
Total of all active and inactive participants2010-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0198
Number of participants with account balances2010-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01127
Total number of active participants reported on line 7a of the Form 55002009-01-01100
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-01108
Total participants2009-01-01108

Financial Data on KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN

Measure Date Value
2011 : KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$5,118
Total income from all sources (including contributions)2011-12-31$164,424
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$34,587
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,056
Expenses. Certain deemed distributions of participant loans2011-12-31$1,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$213,417
Value of total assets at end of year2011-12-31$1,537,687
Value of total assets at beginning of year2011-12-31$1,412,968
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$26,284
Total interest from all sources2011-12-31$3,479
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$13,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$13,253
Administrative expenses professional fees incurred2011-12-31$11,700
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$151,244
Participant contributions at end of year2011-12-31$70,569
Participant contributions at beginning of year2011-12-31$66,568
Participant contributions at end of year2011-12-31$11,432
Participant contributions at beginning of year2011-12-31$13,212
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$5,118
Other income not declared elsewhere2011-12-31$222
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$5,118
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$129,837
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,537,687
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,407,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$5,240
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$507,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$473,169
Value of interest in pooled separate accounts at end of year2011-12-31$924,029
Value of interest in pooled separate accounts at beginning of year2011-12-31$826,380
Interest on participant loans2011-12-31$3,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$12,451
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$16,052
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$16,052
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$21
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$920
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-34,988
Net investment gain/loss from pooled separate accounts2011-12-31$-30,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$62,173
Employer contributions (assets) at end of year2011-12-31$11,389
Employer contributions (assets) at beginning of year2011-12-31$11,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,056
Contract administrator fees2011-12-31$9,344
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31COLBERT, BOUE AND JUNCADELLA, P.A.
Accountancy firm EIN2011-12-31650435070
2010 : KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$5,118
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,296
Total income from all sources (including contributions)2010-12-31$340,412
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$270,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$250,124
Expenses. Certain deemed distributions of participant loans2010-12-31$2,754
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$214,142
Value of total assets at end of year2010-12-31$1,412,968
Value of total assets at beginning of year2010-12-31$1,342,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$17,538
Total interest from all sources2010-12-31$1,846
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$9,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$9,346
Administrative expenses professional fees incurred2010-12-31$975
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$100,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$152,982
Participant contributions at end of year2010-12-31$66,568
Participant contributions at beginning of year2010-12-31$27,571
Participant contributions at end of year2010-12-31$13,212
Participant contributions at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$5,118
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$4,296
Other income not declared elsewhere2010-12-31$-822
Total non interest bearing cash at end of year2010-12-31$5,118
Total non interest bearing cash at beginning of year2010-12-31$4,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$69,996
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,407,850
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,337,854
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$4,068
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$473,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$343,885
Value of interest in pooled separate accounts at end of year2010-12-31$826,380
Value of interest in pooled separate accounts at beginning of year2010-12-31$914,832
Interest on participant loans2010-12-31$1,815
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$16,052
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$49,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$49,375
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$31
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$920
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,127
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$13,405
Net investment gain/loss from pooled separate accounts2010-12-31$102,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$61,160
Employer contributions (assets) at end of year2010-12-31$11,549
Employer contributions (assets) at beginning of year2010-12-31$1,064
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$250,124
Contract administrator fees2010-12-31$12,495
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31COLBERT, BOUE AND JUNCADELLA, P.A.
Accountancy firm EIN2010-12-31650435070
2009 : KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN

2011: KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: KNOWLES ANIMAL CLINIC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number52556
Policy instance 1
Insurance contract or identification number52556
Number of Individuals Covered38
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4,727
Total amount of fees paid to insurance companyUSD $735
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number52556
Policy instance 1
Insurance contract or identification number52556
Number of Individuals Covered40
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4,550
Total amount of fees paid to insurance companyUSD $1,518
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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