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RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 401k Plan overview

Plan NameRUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN
Plan identification number 026

RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION
Employer identification number (EIN):592089901
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1981-05-01
Company Identification Number: F32739
Legal Registered Office Address: 300 S Orange Ave

Orlando

32801

More information about RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0262022-01-01
0262021-01-01
0262020-01-01
0262019-01-01
0262018-01-01
0262017-01-01MARGARET HEROD
0262016-01-01MARGARET HEROD
0262015-01-01MARGARET HEROD
0262014-01-01MARGARET HEROD
0262013-01-01MARGARET HEROD
0262012-01-01MARGARET HEROD
0262011-01-01MARGARET HEROD

Plan Statistics for RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN

401k plan membership statisitcs for RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN

Measure Date Value
2022: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01269
Total number of active participants reported on line 7a of the Form 55002022-01-01175
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-0174
Total of all active and inactive participants2022-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-012
Total participants2022-01-01255
Number of participants with account balances2022-01-01254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01252
Total number of active participants reported on line 7a of the Form 55002021-01-01165
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-0175
Total of all active and inactive participants2021-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01244
Number of participants with account balances2021-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01236
Total number of active participants reported on line 7a of the Form 55002020-01-01166
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0163
Total of all active and inactive participants2020-01-01231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01233
Number of participants with account balances2020-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01233
Total number of active participants reported on line 7a of the Form 55002019-01-01157
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0165
Total of all active and inactive participants2019-01-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01225
Number of participants with account balances2019-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01242
Total number of active participants reported on line 7a of the Form 55002018-01-01160
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-0161
Total of all active and inactive participants2018-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01224
Number of participants with account balances2018-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-019
2017: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01243
Total number of active participants reported on line 7a of the Form 55002017-01-01162
Number of retired or separated participants receiving benefits2017-01-0113
Number of other retired or separated participants entitled to future benefits2017-01-0159
Total of all active and inactive participants2017-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01234
Number of participants with account balances2017-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0114
2016: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01232
Total number of active participants reported on line 7a of the Form 55002016-01-01173
Number of retired or separated participants receiving benefits2016-01-0115
Number of other retired or separated participants entitled to future benefits2016-01-0155
Total of all active and inactive participants2016-01-01243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01243
Number of participants with account balances2016-01-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0115
2015: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01220
Total number of active participants reported on line 7a of the Form 55002015-01-01175
Number of retired or separated participants receiving benefits2015-01-017
Number of other retired or separated participants entitled to future benefits2015-01-0150
Total of all active and inactive participants2015-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01232
Number of participants with account balances2015-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01221
Total number of active participants reported on line 7a of the Form 55002014-01-01162
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-0153
Total of all active and inactive participants2014-01-01220
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01220
Number of participants with account balances2014-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01216
Total number of active participants reported on line 7a of the Form 55002013-01-01172
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0148
Total of all active and inactive participants2013-01-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01221
Number of participants with account balances2013-01-01215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01204
Total number of active participants reported on line 7a of the Form 55002012-01-01166
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0148
Total of all active and inactive participants2012-01-01216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01216
Number of participants with account balances2012-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01198
Total number of active participants reported on line 7a of the Form 55002011-01-01155
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-0145
Total of all active and inactive participants2011-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01204
Number of participants with account balances2011-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014

Financial Data on RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN

Measure Date Value
2022 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-9,772,200
Total of all expenses incurred2022-12-31$1,875,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,755,840
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,647,515
Value of total assets at end of year2022-12-31$70,317,343
Value of total assets at beginning of year2022-12-31$81,964,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$119,545
Total interest from all sources2022-12-31$11,523
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,040,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,040,929
Administrative expenses professional fees incurred2022-12-31$11,500
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,035,438
Participant contributions at end of year2022-12-31$299,798
Participant contributions at beginning of year2022-12-31$215,897
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$6,105
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$578
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$162
Administrative expenses (other) incurred2022-12-31$63,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-11,647,585
Value of net assets at end of year (total assets less liabilities)2022-12-31$70,317,343
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$81,964,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$44,800
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$53,453,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$64,658,673
Interest on participant loans2022-12-31$11,335
Value of interest in common/collective trusts at end of year2022-12-31$16,518,481
Value of interest in common/collective trusts at beginning of year2022-12-31$17,034,383
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$45,056
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$55,813
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$55,813
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-12,617,999
Net investment gain or loss from common/collective trusts2022-12-31$-1,854,168
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,605,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,755,840
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31REHMANN ROBSON LLC
Accountancy firm EIN2022-12-31383635706
2021 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$14,057,912
Total of all expenses incurred2021-12-31$2,860,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,746,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,518,856
Value of total assets at end of year2021-12-31$81,964,928
Value of total assets at beginning of year2021-12-31$70,767,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$114,208
Total interest from all sources2021-12-31$7,877
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,927,703
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,927,703
Administrative expenses professional fees incurred2021-12-31$11,445
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,983,617
Participant contributions at end of year2021-12-31$215,897
Participant contributions at beginning of year2021-12-31$172,516
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$162
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$155
Administrative expenses (other) incurred2021-12-31$59,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$11,197,513
Value of net assets at end of year (total assets less liabilities)2021-12-31$81,964,928
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$70,767,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$43,391
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$64,658,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$59,252,308
Interest on participant loans2021-12-31$7,877
Value of interest in common/collective trusts at end of year2021-12-31$17,034,383
Value of interest in common/collective trusts at beginning of year2021-12-31$11,320,691
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$55,813
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$21,745
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$21,745
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,630,191
Net investment gain or loss from common/collective trusts2021-12-31$1,973,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,535,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,746,191
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31VESTAL & WILER, CPAS
Accountancy firm EIN2021-12-31593198021
2020 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$12,192,233
Total of all expenses incurred2020-12-31$4,463,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,352,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,319,863
Value of total assets at end of year2020-12-31$70,767,415
Value of total assets at beginning of year2020-12-31$63,038,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$110,980
Total interest from all sources2020-12-31$8,514
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,156,705
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,156,705
Administrative expenses professional fees incurred2020-12-31$10,150
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,838,904
Participant contributions at end of year2020-12-31$172,516
Participant contributions at beginning of year2020-12-31$169,582
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$37,934
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$23,385
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$155
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$142
Administrative expenses (other) incurred2020-12-31$58,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,729,215
Value of net assets at end of year (total assets less liabilities)2020-12-31$70,767,415
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$63,038,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$42,127
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$59,252,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$32,977,087
Interest on participant loans2020-12-31$8,488
Value of interest in common/collective trusts at end of year2020-12-31$11,320,691
Value of interest in common/collective trusts at beginning of year2020-12-31$29,827,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$21,745
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$25,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$25,737
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$26
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,844,050
Net investment gain or loss from common/collective trusts2020-12-31$863,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,457,574
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,352,038
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31VESTAL & WILER, CPAS
Accountancy firm EIN2020-12-31593198021
2019 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$14,425,274
Total of all expenses incurred2019-12-31$3,663,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,559,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,291,932
Value of total assets at end of year2019-12-31$63,038,200
Value of total assets at beginning of year2019-12-31$52,275,929
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$103,531
Total interest from all sources2019-12-31$12,162
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$594,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$594,215
Administrative expenses professional fees incurred2019-12-31$13,063
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,679,371
Participant contributions at end of year2019-12-31$169,582
Participant contributions at beginning of year2019-12-31$269,473
Participant contributions at end of year2019-12-31$37,934
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$179,571
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$142
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Administrative expenses (other) incurred2019-12-31$59,333
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$22,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,762,271
Value of net assets at end of year (total assets less liabilities)2019-12-31$63,038,200
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$52,275,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$31,135
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$32,977,087
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$32,164,692
Interest on participant loans2019-12-31$11,911
Value of interest in common/collective trusts at end of year2019-12-31$29,827,718
Value of interest in common/collective trusts at beginning of year2019-12-31$19,800,923
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$25,737
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$18,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$18,651
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$251
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,206,930
Net investment gain or loss from common/collective trusts2019-12-31$4,320,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,432,990
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,559,472
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31VESTAL & WILER, CPAS
Accountancy firm EIN2019-12-31593198021
2018 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-994,165
Total of all expenses incurred2018-12-31$4,420,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,375,616
Expenses. Certain deemed distributions of participant loans2018-12-31$9,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,057,149
Value of total assets at end of year2018-12-31$52,275,929
Value of total assets at beginning of year2018-12-31$57,690,240
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$34,597
Total interest from all sources2018-12-31$13,878
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$325,188
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$325,188
Administrative expenses professional fees incurred2018-12-31$978
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,516,056
Participant contributions at end of year2018-12-31$269,473
Participant contributions at beginning of year2018-12-31$263,550
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$520,065
Administrative expenses (other) incurred2018-12-31$23,619
Total non interest bearing cash at end of year2018-12-31$22,190
Total non interest bearing cash at beginning of year2018-12-31$13,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-5,414,311
Value of net assets at end of year (total assets less liabilities)2018-12-31$52,275,929
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$57,690,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$10,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$32,164,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$0
Value of interest in pooled separate accounts at beginning of year2018-12-31$55,848,551
Interest on participant loans2018-12-31$14,393
Interest earned on other investments2018-12-31$-565
Value of interest in common/collective trusts at end of year2018-12-31$19,800,923
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$18,651
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$50
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$140,852
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,978,816
Net investment gain/loss from pooled separate accounts2018-12-31$1,143,390
Net investment gain or loss from common/collective trusts2018-12-31$-1,554,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$21,028
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$1,423,663
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,375,616
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31VESTAL & WILER, CPAS
Accountancy firm EIN2018-12-31593198021
2017 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$11,469,098
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,450,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,386,775
Expenses. Certain deemed distributions of participant loans2017-12-31$9,118
Value of total corrective distributions2017-12-31$52,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,882,295
Value of total assets at end of year2017-12-31$57,690,240
Value of total assets at beginning of year2017-12-31$48,671,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,934
Total interest from all sources2017-12-31$13,758
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,411,799
Participant contributions at end of year2017-12-31$263,550
Participant contributions at beginning of year2017-12-31$326,592
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$46,716
Other income not declared elsewhere2017-12-31$111,639
Total non interest bearing cash at end of year2017-12-31$13,624
Total non interest bearing cash at beginning of year2017-12-31$59,092
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$9,018,988
Value of net assets at end of year (total assets less liabilities)2017-12-31$57,690,240
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$48,671,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$55,848,551
Value of interest in pooled separate accounts at beginning of year2017-12-31$46,784,222
Interest on participant loans2017-12-31$13,257
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$501
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$140,852
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$140,628
Net investment gain/loss from pooled separate accounts2017-12-31$8,461,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,423,780
Employer contributions (assets) at end of year2017-12-31$1,423,663
Employer contributions (assets) at beginning of year2017-12-31$1,360,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,386,775
Contract administrator fees2017-12-31$1,934
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31VESTAL & WILER, CPAS
Accountancy firm EIN2017-12-31593198021
2016 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,749,846
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$370,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$354,342
Expenses. Certain deemed distributions of participant loans2016-12-31$15,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,831,234
Value of total assets at end of year2016-12-31$48,671,252
Value of total assets at beginning of year2016-12-31$43,292,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,562
Total interest from all sources2016-12-31$16,752
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,438,457
Participant contributions at end of year2016-12-31$326,592
Participant contributions at beginning of year2016-12-31$478,487
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$30,917
Other income not declared elsewhere2016-12-31$94,675
Total non interest bearing cash at end of year2016-12-31$59,092
Total non interest bearing cash at beginning of year2016-12-31$5,254
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$1,142
Value of net income/loss2016-12-31$5,378,875
Value of net assets at end of year (total assets less liabilities)2016-12-31$48,671,252
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$43,292,377
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$1,562
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$46,784,222
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$41,188,473
Interest on participant loans2016-12-31$16,333
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$419
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$140,628
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$136,188
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,807,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,360,718
Employer contributions (assets) at end of year2016-12-31$1,360,718
Employer contributions (assets) at beginning of year2016-12-31$1,483,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$354,342
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31VESTAL & WILER, CPAS
Accountancy firm EIN2016-12-31593198021
2015 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,929,045
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$734,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$723,664
Expenses. Certain deemed distributions of participant loans2015-12-31$9,056
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,101,694
Value of total assets at end of year2015-12-31$43,292,377
Value of total assets at beginning of year2015-12-31$41,098,092
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,040
Total interest from all sources2015-12-31$18,369
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,451,949
Participant contributions at end of year2015-12-31$478,487
Participant contributions at beginning of year2015-12-31$400,324
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$165,770
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$2,088
Other income not declared elsewhere2015-12-31$88,453
Administrative expenses (other) incurred2015-12-31$640
Total non interest bearing cash at end of year2015-12-31$5,254
Total non interest bearing cash at beginning of year2015-12-31$6,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,194,285
Value of net assets at end of year (total assets less liabilities)2015-12-31$43,292,377
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$41,098,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$1,400
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$41,188,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$39,238,125
Interest on participant loans2015-12-31$18,085
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$284
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$136,188
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$134,741
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-279,471
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,483,975
Employer contributions (assets) at end of year2015-12-31$1,483,975
Employer contributions (assets) at beginning of year2015-12-31$1,318,794
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$721,576
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31VESTAL & WILER, CPAS
Accountancy firm EIN2015-12-31593198021
2014 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$248
Total unrealized appreciation/depreciation of assets2014-12-31$248
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,959,969
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$660,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$640,308
Expenses. Certain deemed distributions of participant loans2014-12-31$18,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,165,472
Value of total assets at end of year2014-12-31$41,098,092
Value of total assets at beginning of year2014-12-31$36,798,407
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,598
Total interest from all sources2014-12-31$15,984
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,242,379
Participant contributions at end of year2014-12-31$400,324
Participant contributions at beginning of year2014-12-31$358,188
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$604,299
Other income not declared elsewhere2014-12-31$45,525
Administrative expenses (other) incurred2014-12-31$1,000
Total non interest bearing cash at end of year2014-12-31$6,108
Total non interest bearing cash at beginning of year2014-12-31$6,488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,299,685
Value of net assets at end of year (total assets less liabilities)2014-12-31$41,098,092
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$36,798,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$39,238,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$35,044,315
Interest on participant loans2014-12-31$15,618
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$366
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$134,741
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$131,438
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,732,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,318,794
Employer contributions (assets) at end of year2014-12-31$1,318,794
Employer contributions (assets) at beginning of year2014-12-31$1,257,978
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$640,308
Contract administrator fees2014-12-31$598
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31VESTAL & WILER, CPAS
Accountancy firm EIN2014-12-31593198021
2013 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,559,115
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,677,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,675,440
Value of total corrective distributions2013-12-31$20
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,495,034
Value of total assets at end of year2013-12-31$36,798,407
Value of total assets at beginning of year2013-12-31$29,916,944
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,192
Total interest from all sources2013-12-31$13,228
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,237,056
Participant contributions at end of year2013-12-31$358,188
Participant contributions at beginning of year2013-12-31$133,356
Other income not declared elsewhere2013-12-31$18,406
Administrative expenses (other) incurred2013-12-31$492
Total non interest bearing cash at end of year2013-12-31$6,488
Total non interest bearing cash at beginning of year2013-12-31$3,673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,881,463
Value of net assets at end of year (total assets less liabilities)2013-12-31$36,798,407
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$29,916,944
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$35,044,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$28,419,331
Interest on participant loans2013-12-31$12,820
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$408
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$131,438
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$131,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,257,978
Employer contributions (assets) at end of year2013-12-31$1,257,978
Employer contributions (assets) at beginning of year2013-12-31$1,229,207
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,675,440
Contract administrator fees2013-12-31$1,700
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31VESTAL & WILER, CPAS
Accountancy firm EIN2013-12-31593198021
2012 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,750,471
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,386,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,386,473
Value of total corrective distributions2012-12-31$20
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,457,746
Value of total assets at end of year2012-12-31$29,916,944
Value of total assets at beginning of year2012-12-31$25,553,272
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$306
Total interest from all sources2012-12-31$6,395
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,140,446
Participant contributions at end of year2012-12-31$133,356
Participant contributions at beginning of year2012-12-31$82,251
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$88,093
Other income not declared elsewhere2012-12-31$-346
Administrative expenses (other) incurred2012-12-31$306
Total non interest bearing cash at end of year2012-12-31$3,673
Total non interest bearing cash at beginning of year2012-12-31$6,572
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,363,672
Value of net assets at end of year (total assets less liabilities)2012-12-31$29,916,944
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$25,553,272
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$28,419,331
Value of interest in pooled separate accounts at beginning of year2012-12-31$24,201,646
Interest on participant loans2012-12-31$5,911
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$484
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$131,377
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$125,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,229,207
Employer contributions (assets) at end of year2012-12-31$1,229,207
Employer contributions (assets) at beginning of year2012-12-31$1,136,944
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,386,473
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31VESTAL & WILER, CPAS
Accountancy firm EIN2012-12-31593198021
2011 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,161,629
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,698,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,679,815
Expenses. Certain deemed distributions of participant loans2011-12-31$18,764
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,171,726
Value of total assets at end of year2011-12-31$25,553,272
Value of total assets at beginning of year2011-12-31$26,090,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$330
Total interest from all sources2011-12-31$8,629
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$993,477
Participant contributions at end of year2011-12-31$82,251
Participant contributions at beginning of year2011-12-31$104,241
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$34,732
Other income not declared elsewhere2011-12-31$-6,572
Total non interest bearing cash at end of year2011-12-31$6,572
Total non interest bearing cash at beginning of year2011-12-31$22,770
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$-537,280
Value of net assets at end of year (total assets less liabilities)2011-12-31$25,553,272
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,090,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$24,201,646
Value of interest in pooled separate accounts at beginning of year2011-12-31$24,809,397
Interest on participant loans2011-12-31$7,055
Interest earned on other investments2011-12-31$-94
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,668
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$125,859
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$121,975
Net investment gain/loss from pooled separate accounts2011-12-31$-1,012,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,143,517
Employer contributions (assets) at end of year2011-12-31$1,136,944
Employer contributions (assets) at beginning of year2011-12-31$1,032,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,679,815
Contract administrator fees2011-12-31$330
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31VESTAL & WILER, CPAS
Accountancy firm EIN2011-12-31593198021
2010 : RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,811,447
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$739,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$739,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,978,534
Value of total assets at end of year2010-12-31$26,090,552
Value of total assets at beginning of year2010-12-31$22,018,509
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$305
Total interest from all sources2010-12-31$9,310
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$922,429
Participant contributions at end of year2010-12-31$104,241
Participant contributions at beginning of year2010-12-31$88,067
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$23,936
Other income not declared elsewhere2010-12-31$6,213
Total non interest bearing cash at end of year2010-12-31$22,770
Total non interest bearing cash at beginning of year2010-12-31$6,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,072,043
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,090,552
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$22,018,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$24,809,397
Value of interest in pooled separate accounts at beginning of year2010-12-31$20,775,079
Interest on participant loans2010-12-31$7,566
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,744
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$121,975
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$108,121
Net investment gain/loss from pooled separate accounts2010-12-31$2,817,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,032,169
Employer contributions (assets) at end of year2010-12-31$1,032,169
Employer contributions (assets) at beginning of year2010-12-31$1,040,587
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$739,099
Contract administrator fees2010-12-31$305
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31VESTAL & WILER, CPAS
Accountancy firm EIN2010-12-31593198021

Form 5500 Responses for RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN

2022: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RUMBERGER, KIRK & CALDWELL, PROFESSIONAL ASSOCIATION PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50382
Policy instance 1
Insurance contract or identification number50382
Number of Individuals Covered234
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $115,610
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees59136
Additional information about fees paid to insurance brokerP.E.R.A. PAYMENTS
Insurance broker organization code?0
Insurance broker nameEJREYNOLDS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50382
Policy instance 1
Insurance contract or identification number50382
Number of Individuals Covered236
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $60,943
Total amount of fees paid to insurance companyUSD $32,639
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $60,943
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerP.E.R.A. PAYMENTS
Insurance broker organization code?0
Insurance broker nameDABBS LAW FIRM, LLC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50382
Policy instance 1
Insurance contract or identification number50382
Number of Individuals Covered237
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $131,368
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees56582
Additional information about fees paid to insurance brokerP.E.R.A. PAYMENTS
Insurance broker organization code?0
Insurance broker nameEJREYNOLDS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50382
Policy instance 1
Insurance contract or identification number50382
Number of Individuals Covered217
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $76,506
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?Yes
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees37713
Additional information about fees paid to insurance brokerP.E.R.A. PAYMENTS
Insurance broker organization code?0
Insurance broker nameEJREYNOLDS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50382
Policy instance 1
Insurance contract or identification number50382
Number of Individuals Covered217
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $71,203
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees45732
Additional information about fees paid to insurance brokerP.E.R.A.PAYMENTS
Insurance broker organization code?0
Insurance broker nameRAYMOND JAMES & ASSOCIATES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50382
Policy instance 1
Insurance contract or identification number50382
Number of Individuals Covered198
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $37,434
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number50382
Policy instance 1
Insurance contract or identification number50382
Number of Individuals Covered192
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $31,696
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees21036
Additional information about fees paid to insurance brokerP.E.R.A.PAYMENTS
Insurance broker organization code?0
Insurance broker nameEJREYNOLDS, INC.

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