401k Plan data: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN plan

DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 401k Plan overview

Plan Name	DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN
Plan identification number	001

DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DIRECTIONS FOR MENTAL HEALTH, INC has sponsored the creation of one or more 401k plans.

Company Name: DIRECTIONS FOR MENTAL HEALTH, INC

Employer identification number (EIN): 592092715

NAIC Classification: 621420
NAIC Description: Outpatient Mental Health and Substance Abuse Centers

Additional information about DIRECTIONS FOR MENTAL HEALTH, INC

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 1981-06-03

Company Identification Number: 758612

Legal Registered Office Address: 1437 S BELCHER RD

CLEARWATER

33764

More information about DIRECTIONS FOR MENTAL HEALTH, INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 PAULA GAINEY
001 2011-01-01 PAULA GAINEY
001 2010-01-01 IVAN QUIJANO
001 2009-01-01 HOWARD LATHAM

Plan Statistics for DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN

401k plan membership statisitcs for DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN

Measure Date Value
2015: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 494
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 248
Number of other retired or separated participants entitled to future benefits 2015-01-01 326
Total of all active and inactive participants 2015-01-01 574
Total participants 2015-01-01 574
Number of participants with account balances 2015-01-01 384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 18
2014: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 553
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 225
Number of other retired or separated participants entitled to future benefits 2014-01-01 269
Total of all active and inactive participants 2014-01-01 494
Total participants 2014-01-01 494
Number of participants with account balances 2014-01-01 349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 65
2013: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 434
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 333
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 220
Total of all active and inactive participants 2013-01-01 553
Total participants 2013-01-01 553
Number of participants with account balances 2013-01-01 355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 22
2012: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 341
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 304
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 124
Total of all active and inactive participants 2012-01-01 428
Total participants 2012-01-01 428
Number of participants with account balances 2012-01-01 317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 8
2011: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 202
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 239
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 102
Total of all active and inactive participants 2011-01-01 341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 341
Number of participants with account balances 2011-01-01 215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 209
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 132
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 70
Total of all active and inactive participants 2010-01-01 202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 202
Number of participants with account balances 2010-01-01 137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 12
2009: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 203
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 203
Number of participants with account balances 2009-01-01 156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	494
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	248
Number of other retired or separated participants entitled to future benefits	2015-01-01	326
Total of all active and inactive participants	2015-01-01	574
Total participants	2015-01-01	574
Number of participants with account balances	2015-01-01	384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	18
2014: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	553
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	225
Number of other retired or separated participants entitled to future benefits	2014-01-01	269
Total of all active and inactive participants	2014-01-01	494
Total participants	2014-01-01	494
Number of participants with account balances	2014-01-01	349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	65
2013: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	434
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	333
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	220
Total of all active and inactive participants	2013-01-01	553
Total participants	2013-01-01	553
Number of participants with account balances	2013-01-01	355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	22
2012: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	341
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	304
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	124
Total of all active and inactive participants	2012-01-01	428
Total participants	2012-01-01	428
Number of participants with account balances	2012-01-01	317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	8
2011: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	202
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	239
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	102
Total of all active and inactive participants	2011-01-01	341
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	341
Number of participants with account balances	2011-01-01	215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	209
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	132
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	70
Total of all active and inactive participants	2010-01-01	202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	202
Number of participants with account balances	2010-01-01	137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	12
2009: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	203
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	203
Number of participants with account balances	2009-01-01	156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN

Measure	Date	Value
2015 : DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$159,710
Total of all expenses incurred	2015-12-31	$472,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$462,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$170,145
Value of total assets at end of year	2015-12-31	$2,356,668
Value of total assets at beginning of year	2015-12-31	$2,669,340
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$9,688
Total interest from all sources	2015-12-31	$17,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$300,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$148,923
Participant contributions at end of year	2015-12-31	$31,573
Participant contributions at beginning of year	2015-12-31	$26,923
Participant contributions at end of year	2015-12-31	$3,908
Participant contributions at beginning of year	2015-12-31	$13,159
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$21,222
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$1,177
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-312,672
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,356,668
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,669,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$9,688
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$1,729,191
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,044,308
Interest on participant loans	2015-12-31	$1,378
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$16,088
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$591,996
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$584,950
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-29,078
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$462,694
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RIVERO GORDIMER & CO., PA
Accountancy firm EIN	2015-12-31	593040705
2014 : DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$466,984
Total of all expenses incurred	2014-12-31	$1,214,077
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,187,704
Expenses. Certain deemed distributions of participant loans	2014-12-31	$8,639
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$234,669
Value of total assets at end of year	2014-12-31	$2,669,340
Value of total assets at beginning of year	2014-12-31	$3,416,433
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$17,734
Total interest from all sources	2014-12-31	$19,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$400,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$205,553
Participant contributions at end of year	2014-12-31	$26,923
Participant contributions at beginning of year	2014-12-31	$21,203
Participant contributions at end of year	2014-12-31	$13,159
Participant contributions at beginning of year	2014-12-31	$20,894
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$29,116
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$589
Total non interest bearing cash at end of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-747,093
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,669,340
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,416,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,044,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,661,256
Interest on participant loans	2014-12-31	$1,093
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$18,747
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$584,950
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$713,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$211,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,187,704
Contract administrator fees	2014-12-31	$17,734
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	RIVERO GORDIMER & CO., PA
Accountancy firm EIN	2014-12-31	593040705
2013 : DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$745,446
Total of all expenses incurred	2013-12-31	$377,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$360,119
Expenses. Certain deemed distributions of participant loans	2013-12-31	$2,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$246,990
Value of total assets at end of year	2013-12-31	$3,416,433
Value of total assets at beginning of year	2013-12-31	$3,048,747
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$14,962
Total interest from all sources	2013-12-31	$22,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$1,975
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$300,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$244,103
Participant contributions at end of year	2013-12-31	$21,203
Participant contributions at beginning of year	2013-12-31	$22,878
Participant contributions at end of year	2013-12-31	$20,894
Participant contributions at beginning of year	2013-12-31	$7,669
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$2,887
Administrative expenses (other) incurred	2013-12-31	$12,987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$367,686
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,416,433
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,048,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,661,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,283,086
Interest on participant loans	2013-12-31	$968
Interest earned on other investments	2013-12-31	$21,586
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$713,080
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$703,294
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$475,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Employer contributions (assets) at beginning of year	2013-12-31	$31,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$360,119
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	RIVERO GORDIMER & CO., PA
Accountancy firm EIN	2013-12-31	593040705
2012 : DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$695,108
Total of all expenses incurred	2012-12-31	$372,283
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$370,583
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$438,438
Value of total assets at end of year	2012-12-31	$3,048,747
Value of total assets at beginning of year	2012-12-31	$2,725,922
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,700
Total interest from all sources	2012-12-31	$1,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$300,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$212,839
Participant contributions at end of year	2012-12-31	$22,878
Participant contributions at beginning of year	2012-12-31	$26,663
Participant contributions at end of year	2012-12-31	$7,669
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$175,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$322,825
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,048,747
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,725,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,283,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,933,077
Interest on participant loans	2012-12-31	$1,038
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$703,294
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$766,182
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$242,447
Net investment gain/loss from pooled separate accounts	2012-12-31	$13,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$50,037
Employer contributions (assets) at end of year	2012-12-31	$31,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$370,583
Contract administrator fees	2012-12-31	$1,700
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	RIVERO, GORDIMER & COMPANY, P.A.
Accountancy firm EIN	2012-12-31	593040705
2011 : DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$272,780
Total of all expenses incurred	2011-12-31	$197,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$196,315
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$270,105
Value of total assets at end of year	2011-12-31	$2,725,922
Value of total assets at beginning of year	2011-12-31	$2,650,747
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,290
Total interest from all sources	2011-12-31	$28,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$250,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$219,040
Participant contributions at end of year	2011-12-31	$26,663
Participant contributions at beginning of year	2011-12-31	$32,075
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$9,399
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$75,175
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,725,922
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,650,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,933,077
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,845,384
Interest on participant loans	2011-12-31	$1,397
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$26,672
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$766,182
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$773,288
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-25,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$41,666
Employer contributions (assets) at beginning of year	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$196,315
Contract administrator fees	2011-12-31	$1,290
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	RIVERO, GORDIMER & COMPANY, P.A.
Accountancy firm EIN	2011-12-31	593040705
2010 : DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$512,700
Total of all expenses incurred	2010-12-31	$103,957
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$102,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$256,491
Value of total assets at end of year	2010-12-31	$2,650,747
Value of total assets at beginning of year	2010-12-31	$2,242,004
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,080
Total interest from all sources	2010-12-31	$28,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$207,808
Participant contributions at end of year	2010-12-31	$32,075
Participant contributions at beginning of year	2010-12-31	$22,515
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$8,350
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$1,036
Total non interest bearing cash at end of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$408,743
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,650,747
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,242,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,845,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,234,348
Interest on participant loans	2010-12-31	$1,333
Interest earned on other investments	2010-12-31	$27,541
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$773,288
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$975,054
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$227,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$47,647
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$1,737
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$102,877
Contract administrator fees	2010-12-31	$1,080
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LEWIS, BIRCH & RICARDO, LLC
Accountancy firm EIN	2010-12-31	320000304

Form 5500 Responses for DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN

2015: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: DIRECTIONS FOR MENTAL HEALTH, INC. RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G75565

Policy instance

Insurance contract or identification number	G75565
Number of Individuals Covered	250
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46387

Policy instance

Insurance contract or identification number	46387
Number of Individuals Covered	69
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $32
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14
Insurance broker organization code?	3
Insurance broker name	SUSAN L. ALLEN

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G75565

Policy instance

Insurance contract or identification number	G75565
Number of Individuals Covered	268
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46387

Policy instance

Insurance contract or identification number	46387
Number of Individuals Covered	73
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $61
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $27
Insurance broker organization code?	3
Insurance broker name	SUSAN L. ALLEN

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46387

Policy instance

Insurance contract or identification number	46387
Number of Individuals Covered	79
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Insurance broker organization code?	3
Insurance broker name	SUSAN L. ALLEN

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G75565

Policy instance

Insurance contract or identification number	G75565
Number of Individuals Covered	241
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $8,180
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,180
Insurance broker organization code?	3
Insurance broker name	JHW FINANCIAL SERVICES, INC.

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46387

Policy instance

Insurance contract or identification number	46387
Number of Individuals Covered	79
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $81
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $55
Insurance broker organization code?	3
Insurance broker name	SUSAN L. ALLEN

AMERICAN UNITED LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60895 )

Policy contract number

G75565

Policy instance

Insurance contract or identification number	G75565
Number of Individuals Covered	254
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $9,139
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,139
Insurance broker organization code?	3
Insurance broker name	JHW FINANCIAL SERVICES, INC.

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46387

Policy instance

Insurance contract or identification number	46387
Number of Individuals Covered	89
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $218
Contracts With Unallocated Funds Deposit Administration	1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )

Policy contract number

46387

Policy instance

Insurance contract or identification number	46387
Number of Individuals Covered	95
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $241
Contracts With Unallocated Funds Deposit Administration	1
Commission paid to Insurance Broker	USD $169
Insurance broker organization code?	3
Insurance broker name	CHRIS BROWN

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	DIRECTIONS FOR MENTAL HEALTH, INC
Employer identification number (EIN):	592092715
NAIC Classification:	621420
NAIC Description:	Outpatient Mental Health and Substance Abuse Centers

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	1981-06-03
Company Identification Number:	758612
Legal Registered Office Address:	1437 S BELCHER RD CLEARWATER 33764