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TOOJAYS EMPLOYEES 401(K) PLAN 401k Plan overview

Plan NameTOOJAYS EMPLOYEES 401(K) PLAN
Plan identification number 001

TOOJAYS EMPLOYEES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TOOJAY'S MANAGEMENT CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:TOOJAY'S MANAGEMENT CORPORATION
Employer identification number (EIN):592320443
NAIC Classification:722511
NAIC Description:Full-Service Restaurants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TOOJAYS EMPLOYEES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KEVIN GAGNON
0012016-01-01KEVIN GAGNON
0012015-01-01KEVIN GAGNON
0012014-01-01KEVIN GAGNON
0012014-01-01KEVIN GAGNON
0012013-01-01NEAL CHIANESE
0012012-01-01WILLIAM D KORENBAUM
0012011-01-01WILLIAM D KORENBAUM
0012009-01-01WILLIAM KORENBAUM

Plan Statistics for TOOJAYS EMPLOYEES 401(K) PLAN

401k plan membership statisitcs for TOOJAYS EMPLOYEES 401(K) PLAN

Measure Date Value
2020: TOOJAYS EMPLOYEES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,208
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: TOOJAYS EMPLOYEES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,019
Total number of active participants reported on line 7a of the Form 55002019-01-011,186
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0121
Total of all active and inactive participants2019-01-011,208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,208
Number of participants with account balances2019-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: TOOJAYS EMPLOYEES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,027
Total number of active participants reported on line 7a of the Form 55002018-01-011,001
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0117
Total of all active and inactive participants2018-01-011,019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,019
Number of participants with account balances2018-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: TOOJAYS EMPLOYEES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,067
Total number of active participants reported on line 7a of the Form 55002017-01-01968
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0157
Total of all active and inactive participants2017-01-011,027
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,027
Number of participants with account balances2017-01-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: TOOJAYS EMPLOYEES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,025
Total number of active participants reported on line 7a of the Form 55002016-01-011,044
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-0132
Total of all active and inactive participants2016-01-011,078
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,078
Number of participants with account balances2016-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: TOOJAYS EMPLOYEES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,017
Total number of active participants reported on line 7a of the Form 55002015-01-01966
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0133
Total of all active and inactive participants2015-01-01999
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01999
Number of participants with account balances2015-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: TOOJAYS EMPLOYEES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,019
Total number of active participants reported on line 7a of the Form 55002014-01-01972
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0130
Total of all active and inactive participants2014-01-011,002
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,002
Number of participants with account balances2014-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: TOOJAYS EMPLOYEES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,063
Total number of active participants reported on line 7a of the Form 55002013-01-01970
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0129
Total of all active and inactive participants2013-01-01999
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01999
Number of participants with account balances2013-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: TOOJAYS EMPLOYEES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,092
Total number of active participants reported on line 7a of the Form 55002012-01-011,014
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0132
Total of all active and inactive participants2012-01-011,046
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,046
Number of participants with account balances2012-01-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: TOOJAYS EMPLOYEES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,168
Total number of active participants reported on line 7a of the Form 55002011-01-011,052
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0128
Total of all active and inactive participants2011-01-011,080
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,080
Number of participants with account balances2011-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: TOOJAYS EMPLOYEES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,114
Total number of active participants reported on line 7a of the Form 55002009-01-011,132
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0116
Total of all active and inactive participants2009-01-011,148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,148
Number of participants with account balances2009-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on TOOJAYS EMPLOYEES 401(K) PLAN

Measure Date Value
2020 : TOOJAYS EMPLOYEES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,700
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,234,872
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$6,710,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,670,173
Value of total corrective distributions2020-12-31$8,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$234,018
Value of total assets at end of year2020-12-31$1,700
Value of total assets at beginning of year2020-12-31$5,475,129
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$31,398
Total interest from all sources2020-12-31$11,466
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$30,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$30,675
Administrative expenses professional fees incurred2020-12-31$375
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$205,501
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$345,014
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$5,187
Other income not declared elsewhere2020-12-31$127
Liabilities. Value of operating payables at end of year2020-12-31$1,700
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-5,475,129
Value of net assets at end of year (total assets less liabilities)2020-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,475,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$9,506
Value of interest in pooled separate accounts at end of year2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$5,025,939
Interest on participant loans2020-12-31$11,466
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,700
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$90,173
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,112,740
Net investment gain/loss from pooled separate accounts2020-12-31$-154,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$23,330
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$13,249
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,670,173
Contract administrator fees2020-12-31$21,517
Did the plan have assets held for investment2020-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31Yes
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31FUOCO GROUP
Accountancy firm EIN2020-12-31208022284
2019 : TOOJAYS EMPLOYEES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,456,923
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$520,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$497,482
Value of total corrective distributions2019-12-31$3,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$426,365
Value of total assets at end of year2019-12-31$5,475,129
Value of total assets at beginning of year2019-12-31$4,538,946
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$19,749
Total interest from all sources2019-12-31$21,477
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$4,240
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$351,320
Participant contributions at end of year2019-12-31$345,014
Participant contributions at beginning of year2019-12-31$389,647
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$23,079
Other income not declared elsewhere2019-12-31$4,782
Administrative expenses (other) incurred2019-12-31$15,509
Total non interest bearing cash at end of year2019-12-31$754
Total non interest bearing cash at beginning of year2019-12-31$451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$936,183
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,475,129
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,538,946
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$5,025,939
Value of interest in pooled separate accounts at beginning of year2019-12-31$4,029,286
Interest on participant loans2019-12-31$20,320
Interest earned on other investments2019-12-31$1,157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$90,173
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$105,819
Net investment gain/loss from pooled separate accounts2019-12-31$1,004,299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$51,966
Employer contributions (assets) at end of year2019-12-31$13,249
Employer contributions (assets) at beginning of year2019-12-31$13,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$497,482
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31FUOCO GROUP
Accountancy firm EIN2019-12-31208022284
2018 : TOOJAYS EMPLOYEES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$267,004
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$939,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$907,754
Value of total corrective distributions2018-12-31$12,590
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$451,723
Value of total assets at end of year2018-12-31$4,538,946
Value of total assets at beginning of year2018-12-31$5,211,935
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$19,649
Total interest from all sources2018-12-31$16,765
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$5,200
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$348,580
Participant contributions at end of year2018-12-31$389,647
Participant contributions at beginning of year2018-12-31$265,131
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$12,827
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$51,498
Other income not declared elsewhere2018-12-31$3,942
Administrative expenses (other) incurred2018-12-31$14,449
Total non interest bearing cash at end of year2018-12-31$451
Total non interest bearing cash at beginning of year2018-12-31$111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-672,989
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,538,946
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,211,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$4,029,286
Value of interest in pooled separate accounts at beginning of year2018-12-31$4,814,601
Interest on participant loans2018-12-31$15,745
Interest earned on other investments2018-12-31$1,020
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$105,819
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$106,407
Net investment gain/loss from pooled separate accounts2018-12-31$-205,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at beginning of year2018-12-31$0
Contributions received in cash from employer2018-12-31$51,645
Employer contributions (assets) at end of year2018-12-31$13,743
Employer contributions (assets) at beginning of year2018-12-31$12,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$907,754
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FUOCO GROUP
Accountancy firm EIN2018-12-31208022284
2017 : TOOJAYS EMPLOYEES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,249,702
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$264,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$236,117
Expenses. Certain deemed distributions of participant loans2017-12-31$4,375
Value of total corrective distributions2017-12-31$6,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$395,518
Value of total assets at end of year2017-12-31$5,211,935
Value of total assets at beginning of year2017-12-31$4,227,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$17,628
Total interest from all sources2017-12-31$12,988
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$3,506
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$346,338
Participant contributions at end of year2017-12-31$265,131
Participant contributions at beginning of year2017-12-31$291,272
Participant contributions at end of year2017-12-31$12,827
Participant contributions at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$3,217
Administrative expenses (other) incurred2017-12-31$14,122
Total non interest bearing cash at end of year2017-12-31$111
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$984,767
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,211,935
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,227,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$4,814,601
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,816,300
Interest on participant loans2017-12-31$12,201
Interest earned on other investments2017-12-31$787
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$106,407
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$106,325
Net investment gain/loss from pooled separate accounts2017-12-31$837,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$49,180
Employer contributions (assets) at end of year2017-12-31$12,858
Employer contributions (assets) at beginning of year2017-12-31$13,271
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$236,117
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FUOCO GROUP
Accountancy firm EIN2017-12-31208022284
2016 : TOOJAYS EMPLOYEES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$628,935
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$320,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$304,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$402,327
Value of total assets at end of year2016-12-31$4,227,168
Value of total assets at beginning of year2016-12-31$3,918,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$15,596
Total interest from all sources2016-12-31$11,601
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$3,465
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$351,525
Participant contributions at end of year2016-12-31$291,272
Participant contributions at beginning of year2016-12-31$265,452
Other income not declared elsewhere2016-12-31$2,691
Administrative expenses (other) incurred2016-12-31$12,131
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$152
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$308,757
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,227,168
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,918,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$3,816,300
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,550,119
Interest on participant loans2016-12-31$11,092
Interest earned on other investments2016-12-31$509
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$106,325
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$102,668
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$19,164
Net investment gain/loss from pooled separate accounts2016-12-31$212,316
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$50,802
Employer contributions (assets) at end of year2016-12-31$13,271
Employer contributions (assets) at beginning of year2016-12-31$20
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$285,418
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FUOCO GROUP
Accountancy firm EIN2016-12-31208022284
2015 : TOOJAYS EMPLOYEES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$456,844
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$940,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$843,625
Value of total corrective distributions2015-12-31$80,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$383,858
Value of total assets at end of year2015-12-31$3,918,411
Value of total assets at beginning of year2015-12-31$4,401,724
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$15,801
Total interest from all sources2015-12-31$10,846
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$3,145
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$383,858
Participant contributions at end of year2015-12-31$265,452
Participant contributions at beginning of year2015-12-31$240,393
Other income not declared elsewhere2015-12-31$2,830
Administrative expenses (other) incurred2015-12-31$12,656
Total non interest bearing cash at end of year2015-12-31$152
Total non interest bearing cash at beginning of year2015-12-31$90
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-483,313
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,918,411
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$4,401,724
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$3,550,119
Value of interest in pooled separate accounts at beginning of year2015-12-31$3,999,744
Interest on participant loans2015-12-31$10,419
Interest earned on other investments2015-12-31$427
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$102,668
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$101,415
Net investment gain/loss from pooled separate accounts2015-12-31$59,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at beginning of year2015-12-31$0
Employer contributions (assets) at end of year2015-12-31$20
Employer contributions (assets) at beginning of year2015-12-31$60,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$843,625
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FUOCO GROUP
Accountancy firm EIN2015-12-31208022284
2014 : TOOJAYS EMPLOYEES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$824,263
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$451,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$394,351
Value of total corrective distributions2014-12-31$40,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$541,881
Value of total assets at end of year2014-12-31$4,401,724
Value of total assets at beginning of year2014-12-31$4,028,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$16,417
Total interest from all sources2014-12-31$10,335
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$3,755
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$393,106
Participant contributions at end of year2014-12-31$240,393
Participant contributions at beginning of year2014-12-31$216,035
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$88,713
Other income not declared elsewhere2014-12-31$966
Administrative expenses (other) incurred2014-12-31$12,662
Total non interest bearing cash at end of year2014-12-31$90
Total non interest bearing cash at beginning of year2014-12-31$253
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$373,157
Value of net assets at end of year (total assets less liabilities)2014-12-31$4,401,724
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,028,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$3,999,744
Value of interest in pooled separate accounts at beginning of year2014-12-31$3,638,430
Interest on participant loans2014-12-31$9,886
Interest earned on other investments2014-12-31$449
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$101,415
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$113,784
Net investment gain/loss from pooled separate accounts2014-12-31$271,081
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$60,062
Employer contributions (assets) at end of year2014-12-31$60,082
Employer contributions (assets) at beginning of year2014-12-31$60,065
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$394,351
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FUOCOGROUP
Accountancy firm EIN2014-12-31208022284
2013 : TOOJAYS EMPLOYEES 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,081,113
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$170,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$120,155
Value of total corrective distributions2013-12-31$35,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$411,586
Value of total assets at end of year2013-12-31$4,028,567
Value of total assets at beginning of year2013-12-31$3,117,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,766
Total interest from all sources2013-12-31$10,097
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$3,835
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$347,204
Participant contributions at end of year2013-12-31$216,035
Participant contributions at beginning of year2013-12-31$233,462
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$4,221
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$10,931
Total non interest bearing cash at end of year2013-12-31$253
Total non interest bearing cash at beginning of year2013-12-31$1,213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$910,618
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,028,567
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,117,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$3,638,430
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,734,311
Interest on participant loans2013-12-31$9,461
Interest earned on other investments2013-12-31$636
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$113,784
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$104,039
Net investment gain/loss from pooled separate accounts2013-12-31$659,430
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$60,161
Employer contributions (assets) at end of year2013-12-31$60,065
Employer contributions (assets) at beginning of year2013-12-31$44,924
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$120,155
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FUOCOGROUP
Accountancy firm EIN2013-12-31208022284
2012 : TOOJAYS EMPLOYEES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$25,648
Total income from all sources (including contributions)2012-12-31$741,988
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$62,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$39,374
Value of total corrective distributions2012-12-31$3,568
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$406,216
Value of total assets at end of year2012-12-31$3,117,949
Value of total assets at beginning of year2012-12-31$2,464,160
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$19,609
Total interest from all sources2012-12-31$10,611
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$2,915
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$314,216
Participant contributions at end of year2012-12-31$233,462
Participant contributions at beginning of year2012-12-31$206,402
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$47,096
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$25,648
Administrative expenses (other) incurred2012-12-31$16,694
Total non interest bearing cash at end of year2012-12-31$1,213
Total non interest bearing cash at beginning of year2012-12-31$135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$679,437
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,117,949
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,438,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,734,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,123,370
Interest on participant loans2012-12-31$9,828
Interest earned on other investments2012-12-31$783
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$104,039
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$90,650
Net investment gain/loss from pooled separate accounts2012-12-31$325,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$44,904
Employer contributions (assets) at end of year2012-12-31$44,924
Employer contributions (assets) at beginning of year2012-12-31$43,603
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$39,374
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FUOCOGROUP
Accountancy firm EIN2012-12-31208022284
2011 : TOOJAYS EMPLOYEES 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$25,648
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$29,049
Total income from all sources (including contributions)2011-12-31$252,193
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$316,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$254,296
Value of total corrective distributions2011-12-31$40,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$346,080
Value of total assets at end of year2011-12-31$2,464,160
Value of total assets at beginning of year2011-12-31$2,532,084
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,147
Total interest from all sources2011-12-31$10,635
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$2,423
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$287,696
Participant contributions at end of year2011-12-31$206,402
Participant contributions at beginning of year2011-12-31$241,966
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$14,801
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$25,648
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$29,049
Administrative expenses (other) incurred2011-12-31$19,724
Total non interest bearing cash at end of year2011-12-31$135
Total non interest bearing cash at beginning of year2011-12-31$135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-64,523
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,438,512
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,503,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,123,370
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,148,059
Interest on participant loans2011-12-31$9,682
Interest earned on other investments2011-12-31$953
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$90,650
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$98,229
Net investment gain/loss from pooled separate accounts2011-12-31$-104,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$43,583
Employer contributions (assets) at end of year2011-12-31$43,603
Employer contributions (assets) at beginning of year2011-12-31$43,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$254,296
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FUOCOGROUP
Accountancy firm EIN2011-12-31208022284
2010 : TOOJAYS EMPLOYEES 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$607,197
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$261,981
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$194,266
Value of total corrective distributions2010-12-31$42,768
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$340,662
Value of total assets at end of year2010-12-31$2,541,689
Value of total assets at beginning of year2010-12-31$2,196,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$24,947
Total interest from all sources2010-12-31$13,344
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$4,055
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$291,896
Participant contributions at end of year2010-12-31$241,966
Participant contributions at beginning of year2010-12-31$194,301
Participant contributions at end of year2010-12-31$9,605
Participant contributions at beginning of year2010-12-31$9,605
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$5,091
Other income not declared elsewhere2010-12-31$76
Administrative expenses (other) incurred2010-12-31$20,892
Total non interest bearing cash at end of year2010-12-31$135
Total non interest bearing cash at beginning of year2010-12-31$213
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$345,216
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,541,689
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,196,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,148,059
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,866,355
Interest on participant loans2010-12-31$10,815
Interest earned on other investments2010-12-31$2,529
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$98,229
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$81,167
Net investment gain/loss from pooled separate accounts2010-12-31$253,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$43,675
Employer contributions (assets) at end of year2010-12-31$43,695
Employer contributions (assets) at beginning of year2010-12-31$44,832
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$194,266
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FUOCOGROUP
Accountancy firm EIN2010-12-31208022284
2009 : TOOJAYS EMPLOYEES 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TOOJAYS EMPLOYEES 401(K) PLAN

2020: TOOJAYS EMPLOYEES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TOOJAYS EMPLOYEES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TOOJAYS EMPLOYEES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TOOJAYS EMPLOYEES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TOOJAYS EMPLOYEES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TOOJAYS EMPLOYEES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TOOJAYS EMPLOYEES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TOOJAYS EMPLOYEES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TOOJAYS EMPLOYEES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TOOJAYS EMPLOYEES 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: TOOJAYS EMPLOYEES 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12054
Policy instance 1
Insurance contract or identification number12054
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12054
Policy instance 1
Insurance contract or identification number12054
Number of Individuals Covered184
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $12,662
Total amount of fees paid to insurance companyUSD $2,539
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,662
Insurance broker organization code?4
Amount paid for insurance broker fees2539
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12054
Policy instance 1
Insurance contract or identification number12054
Number of Individuals Covered179
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $12,474
Total amount of fees paid to insurance companyUSD $2,501
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,474
Insurance broker organization code?4
Amount paid for insurance broker fees2501
Additional information about fees paid to insurance brokerTPA COMPENSATION
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12054
Policy instance 1
Insurance contract or identification number12054
Number of Individuals Covered174
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $11,664
Total amount of fees paid to insurance companyUSD $5,842
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,664
Insurance broker organization code?4
Amount paid for insurance broker fees5842
Additional information about fees paid to insurance brokerTPA FEES/COMPENSATION
Insurance broker nameSENTINEL BENEFITS GROUP INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12054
Policy instance 1
Insurance contract or identification number12054
Number of Individuals Covered199
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $10,541
Total amount of fees paid to insurance companyUSD $5,269
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
Commission paid to Insurance BrokerUSD $10,541
Insurance broker organization code?4
Amount paid for insurance broker fees5269
Additional information about fees paid to insurance brokerTPA FEES/COMPENSATION
Insurance broker nameSENTINEL BENEFITS GROUP INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12054
Policy instance 1
Insurance contract or identification number12054
Number of Individuals Covered196
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $10,339
Total amount of fees paid to insurance companyUSD $5,912
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,802
Insurance broker organization code?4
Amount paid for insurance broker fees5831
Additional information about fees paid to insurance brokerTPA FEES/COMPENSATION
Insurance broker nameMORGAN STANLEY SMITH BARNEY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12054
Policy instance 1
Insurance contract or identification number12054
Number of Individuals Covered186
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $8,625
Total amount of fees paid to insurance companyUSD $5,595
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,801
Insurance broker organization code?4
Amount paid for insurance broker fees3835
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameMORGAN STANLEY SMITH BARNEY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12054
Policy instance 1
Insurance contract or identification number12054
Number of Individuals Covered183
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $6,875
Total amount of fees paid to insurance companyUSD $1,386
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,875
Insurance broker organization code?4
Amount paid for insurance broker fees1386
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameSENTINEL BENEFITS GROUP INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12054
Policy instance 1
Insurance contract or identification number12054
Number of Individuals Covered163
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $6,610
Total amount of fees paid to insurance companyUSD $1,278
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number12054
Policy instance 1
Insurance contract or identification number12054
Number of Individuals Covered155
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $7,105
Total amount of fees paid to insurance companyUSD $1,112
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,105
Insurance broker organization code?4
Amount paid for insurance broker fees1112
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker nameSENTINEL BENEFITS GROUP INC

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