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STONEX GROUP INC. 401(K) PLAN 401k Plan overview

Plan NameSTONEX GROUP INC. 401(K) PLAN
Plan identification number 004

STONEX GROUP INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STONEX GROUP INC. has sponsored the creation of one or more 401k plans.

Company Name:STONEX GROUP INC.
Employer identification number (EIN):592921318
NAIC Classification:523130
NAIC Description:Commodity Contracts Dealing

Additional information about STONEX GROUP INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2141726

More information about STONEX GROUP INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STONEX GROUP INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01JAMES RICHEY
0042017-01-01JAMES RICHEY JAMES RICHEY2019-01-02
0042016-01-01JAMES RICHEY
0042015-01-01JAMES RICHEY
0042014-01-01JAMES RICHEY
0042013-01-01KATHY HOLMES
0042012-01-01KELLY HAYERTZ KATHY HOLMES2013-10-14
0042011-01-01KELLY HAYERTZ2012-07-22 KATHY HOLMES2012-07-23
0042010-01-01KELLY HAYERTZ2011-07-07 KATHY HOLMES2011-07-10

Plan Statistics for STONEX GROUP INC. 401(K) PLAN

401k plan membership statisitcs for STONEX GROUP INC. 401(K) PLAN

Measure Date Value
2022: STONEX GROUP INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,958
Total number of active participants reported on line 7a of the Form 55002022-01-011,711
Number of retired or separated participants receiving benefits2022-01-016
Number of other retired or separated participants entitled to future benefits2022-01-01464
Total of all active and inactive participants2022-01-012,181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-016
Total participants2022-01-012,187
Number of participants with account balances2022-01-012,106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01156
2020: STONEX GROUP INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,496
Total number of active participants reported on line 7a of the Form 55002020-01-011,519
Number of retired or separated participants receiving benefits2020-01-019
Number of other retired or separated participants entitled to future benefits2020-01-01266
Total of all active and inactive participants2020-01-011,794
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-019
Total participants2020-01-011,803
Number of participants with account balances2020-01-011,733
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0162
2019: STONEX GROUP INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,335
Total number of active participants reported on line 7a of the Form 55002019-01-011,203
Number of retired or separated participants receiving benefits2019-01-018
Number of other retired or separated participants entitled to future benefits2019-01-01278
Total of all active and inactive participants2019-01-011,489
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-017
Total participants2019-01-011,496
Number of participants with account balances2019-01-011,445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0199
2018: STONEX GROUP INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,275
Total number of active participants reported on line 7a of the Form 55002018-01-011,091
Number of retired or separated participants receiving benefits2018-01-017
Number of other retired or separated participants entitled to future benefits2018-01-01227
Total of all active and inactive participants2018-01-011,325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0110
Total participants2018-01-011,335
Number of participants with account balances2018-01-011,283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0195
2017: STONEX GROUP INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,216
Total number of active participants reported on line 7a of the Form 55002017-01-011,019
Number of retired or separated participants receiving benefits2017-01-018
Number of other retired or separated participants entitled to future benefits2017-01-01240
Total of all active and inactive participants2017-01-011,267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-018
Total participants2017-01-011,275
Number of participants with account balances2017-01-011,214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01108
2016: STONEX GROUP INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,004
Total number of active participants reported on line 7a of the Form 55002016-01-011,031
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-01168
Total of all active and inactive participants2016-01-011,207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-019
Total participants2016-01-011,216
Number of participants with account balances2016-01-011,151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0163
2015: STONEX GROUP INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01957
Total number of active participants reported on line 7a of the Form 55002015-01-01845
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-01154
Total of all active and inactive participants2015-01-011,003
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-011,004
Number of participants with account balances2015-01-01938
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0184
2014: STONEX GROUP INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01964
Total number of active participants reported on line 7a of the Form 55002014-01-01798
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-01145
Total of all active and inactive participants2014-01-01946
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01947
Number of participants with account balances2014-01-01849
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0184
2013: STONEX GROUP INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01812
Total number of active participants reported on line 7a of the Form 55002013-01-01826
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01137
Total of all active and inactive participants2013-01-01963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01964
Number of participants with account balances2013-01-01898
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: STONEX GROUP INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01669
Total number of active participants reported on line 7a of the Form 55002012-01-01681
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-01126
Total of all active and inactive participants2012-01-01810
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01812
Number of participants with account balances2012-01-01794
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0125

Financial Data on STONEX GROUP INC. 401(K) PLAN

Measure Date Value
2022 : STONEX GROUP INC. 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$141,163
Total unrealized appreciation/depreciation of assets2022-12-31$141,163
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Expenses. Interest paid2022-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,562,288
Total loss/gain on sale of assets2022-12-31$542
Total of all expenses incurred2022-12-31$10,827,142
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,177,208
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$28,642,925
Value of total assets at end of year2022-12-31$212,706,940
Value of total assets at beginning of year2022-12-31$230,096,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$649,934
Total interest from all sources2022-12-31$115,805
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$12,472,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$12,472,560
Assets. Real estate other than employer real property at end of year2022-12-31$0
Assets. Real estate other than employer real property at beginning of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$17,766,144
Participant contributions at end of year2022-12-31$2,689,402
Participant contributions at beginning of year2022-12-31$2,492,762
Participant contributions at beginning of year2022-12-31$0
Assets. Other investments not covered elsewhere at end of year2022-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$637,803
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Assets. Loans (other than to participants) at end of year2022-12-31$0
Assets. Loans (other than to participants) at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$213,138
Administrative expenses (other) incurred2022-12-31$649,934
Total non interest bearing cash at end of year2022-12-31$540
Total non interest bearing cash at beginning of year2022-12-31$750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-17,389,430
Value of net assets at end of year (total assets less liabilities)2022-12-31$212,706,940
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$230,096,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$0
Assets. partnership/joint venture interests at beginning of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$185,343,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$200,917,651
Interest on participant loans2022-12-31$115,797
Interest earned on other investments2022-12-31$0
Income. Interest from US Government securities2022-12-31$0
Income. Interest from corporate debt instruments2022-12-31$0
Value of interest in common/collective trusts at end of year2022-12-31$24,278,070
Value of interest in common/collective trusts at beginning of year2022-12-31$26,822,423
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$249
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$-394,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$-394,643
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$8
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-48,358,926
Net investment gain/loss from pooled separate accounts2022-12-31$0
Net investment gain or loss from common/collective trusts2022-12-31$210,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$395,089
Assets. Invements in employer securities at beginning of year2022-12-31$257,427
Contributions received in cash from employer2022-12-31$10,238,978
Employer contributions (assets) at beginning of year2022-12-31$0
Income. Dividends from preferred stock2022-12-31$0
Income. Dividends from common stock2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,177,208
Asset. Corporate debt instrument preferred debt at end of year2022-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$0
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$16,158
Aggregate carrying amount (costs) on sale of assets2022-12-31$15,616
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2022-12-31431947695
2021 : STONEX GROUP INC. 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$14,079
Total unrealized appreciation/depreciation of assets2021-12-31$14,079
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$53,091,838
Total loss/gain on sale of assets2021-12-31$1,659
Total of all expenses incurred2021-12-31$18,072,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$17,688,951
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$7,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$27,150,530
Value of total assets at end of year2021-12-31$230,096,370
Value of total assets at beginning of year2021-12-31$195,077,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$375,913
Total interest from all sources2021-12-31$115,044
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$13,487,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$13,487,225
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$15,740,453
Participant contributions at end of year2021-12-31$2,492,762
Participant contributions at beginning of year2021-12-31$1,988,349
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$323,187
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,234,308
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$156,732
Administrative expenses (other) incurred2021-12-31$375,913
Total non interest bearing cash at end of year2021-12-31$750
Total non interest bearing cash at beginning of year2021-12-31$345
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$35,019,142
Value of net assets at end of year (total assets less liabilities)2021-12-31$230,096,370
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$195,077,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$200,917,651
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$164,590,477
Interest on participant loans2021-12-31$115,043
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$26,822,423
Value of interest in common/collective trusts at beginning of year2021-12-31$27,145,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$-394,643
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$-11,417
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$-11,417
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$1
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$12,020,185
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$146,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$257,427
Assets. Invements in employer securities at beginning of year2021-12-31$261,155
Contributions received in cash from employer2021-12-31$8,175,769
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$779,369
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$17,688,951
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$30,692
Aggregate carrying amount (costs) on sale of assets2021-12-31$29,033
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2021-12-31431947695
2020 : STONEX GROUP INC. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$40,910
Total unrealized appreciation/depreciation of assets2020-12-31$40,910
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$45,499,399
Total loss/gain on sale of assets2020-12-31$124
Total of all expenses incurred2020-12-31$12,292,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,698,439
Expenses. Certain deemed distributions of participant loans2020-12-31$70
Value of total corrective distributions2020-12-31$4,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$23,465,938
Value of total assets at end of year2020-12-31$195,077,228
Value of total assets at beginning of year2020-12-31$161,870,596
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$589,445
Total interest from all sources2020-12-31$115,481
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$5,541,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$5,541,184
Assets. Real estate other than employer real property at end of year2020-12-31$0
Assets. Real estate other than employer real property at beginning of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$12,867,753
Participant contributions at end of year2020-12-31$1,988,349
Participant contributions at beginning of year2020-12-31$2,144,179
Participant contributions at end of year2020-12-31$323,187
Participant contributions at beginning of year2020-12-31$272,110
Assets. Other investments not covered elsewhere at end of year2020-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,893,827
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Assets. Loans (other than to participants) at end of year2020-12-31$0
Assets. Loans (other than to participants) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$111,366
Administrative expenses (other) incurred2020-12-31$589,445
Total non interest bearing cash at end of year2020-12-31$345
Total non interest bearing cash at beginning of year2020-12-31$420
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$33,206,632
Value of net assets at end of year (total assets less liabilities)2020-12-31$195,077,228
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$161,870,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$0
Assets. partnership/joint venture interests at beginning of year2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$164,590,477
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$136,657,415
Interest on participant loans2020-12-31$115,477
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$27,145,763
Value of interest in common/collective trusts at beginning of year2020-12-31$22,435,267
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$-11,417
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$447
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$447
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$4
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$15,921,061
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$303,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$261,155
Assets. Invements in employer securities at beginning of year2020-12-31$222,562
Contributions received in cash from employer2020-12-31$7,704,358
Employer contributions (assets) at end of year2020-12-31$779,369
Employer contributions (assets) at beginning of year2020-12-31$138,196
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,698,439
Asset. Corporate debt instrument preferred debt at end of year2020-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$55,575
Aggregate carrying amount (costs) on sale of assets2020-12-31$55,451
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2020-12-31431947695
2019 : STONEX GROUP INC. 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$55,834
Total unrealized appreciation/depreciation of assets2019-12-31$55,834
Total unrealized appreciation/depreciation of assets2019-12-31$55,834
Total transfer of assets to this plan2019-12-31$12,926,821
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$40,944,357
Total income from all sources (including contributions)2019-12-31$40,944,357
Total loss/gain on sale of assets2019-12-31$41
Total loss/gain on sale of assets2019-12-31$41
Total of all expenses incurred2019-12-31$11,834,113
Total of all expenses incurred2019-12-31$11,834,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,762,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,762,839
Expenses. Certain deemed distributions of participant loans2019-12-31$22,814
Expenses. Certain deemed distributions of participant loans2019-12-31$22,814
Value of total corrective distributions2019-12-31$8,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$16,967,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$16,967,280
Value of total assets at end of year2019-12-31$161,870,596
Value of total assets at end of year2019-12-31$161,870,596
Value of total assets at beginning of year2019-12-31$119,833,531
Value of total assets at beginning of year2019-12-31$119,833,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$40,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$40,125
Total interest from all sources2019-12-31$108,755
Total interest from all sources2019-12-31$108,755
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,374,035
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$4,374,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,374,035
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$4,374,035
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at end of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Real estate other than employer real property at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$10,651,600
Contributions received from participants2019-12-31$10,651,600
Participant contributions at end of year2019-12-31$2,144,179
Participant contributions at end of year2019-12-31$2,144,179
Participant contributions at beginning of year2019-12-31$1,928,088
Participant contributions at beginning of year2019-12-31$1,928,088
Participant contributions at end of year2019-12-31$272,110
Participant contributions at end of year2019-12-31$272,110
Participant contributions at beginning of year2019-12-31$241,956
Participant contributions at beginning of year2019-12-31$241,956
Assets. Other investments not covered elsewhere at end of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,091,146
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,091,146
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at end of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Assets. Loans (other than to participants) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$113,291
Other income not declared elsewhere2019-12-31$113,291
Administrative expenses (other) incurred2019-12-31$40,125
Administrative expenses (other) incurred2019-12-31$40,125
Total non interest bearing cash at end of year2019-12-31$420
Total non interest bearing cash at end of year2019-12-31$420
Total non interest bearing cash at beginning of year2019-12-31$150
Total non interest bearing cash at beginning of year2019-12-31$150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$29,110,244
Value of net income/loss2019-12-31$29,110,244
Value of net assets at end of year (total assets less liabilities)2019-12-31$161,870,596
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$119,833,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at end of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Assets. partnership/joint venture interests at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$136,657,415
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$136,657,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$96,147,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$96,147,086
Interest on participant loans2019-12-31$108,650
Interest on participant loans2019-12-31$108,650
Interest earned on other investments2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$22,435,267
Value of interest in common/collective trusts at beginning of year2019-12-31$21,103,085
Value of interest in common/collective trusts at beginning of year2019-12-31$21,103,085
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$447
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$447
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$19,628
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$19,628
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$19,628
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$19,628
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$105
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$105
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at end of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Asset value of US Government securities at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$18,933,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$18,933,068
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain/loss from pooled separate accounts2019-12-31$0
Net investment gain or loss from common/collective trusts2019-12-31$392,053
Net investment gain or loss from common/collective trusts2019-12-31$392,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$222,562
Assets. Invements in employer securities at beginning of year2019-12-31$173,446
Assets. Invements in employer securities at beginning of year2019-12-31$173,446
Contributions received in cash from employer2019-12-31$5,224,534
Contributions received in cash from employer2019-12-31$5,224,534
Employer contributions (assets) at end of year2019-12-31$138,196
Employer contributions (assets) at end of year2019-12-31$138,196
Employer contributions (assets) at beginning of year2019-12-31$220,092
Employer contributions (assets) at beginning of year2019-12-31$220,092
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Income. Dividends from common stock2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,762,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,762,839
Asset. Corporate debt instrument preferred debt at end of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$19,886
Aggregate proceeds on sale of assets2019-12-31$19,886
Aggregate carrying amount (costs) on sale of assets2019-12-31$19,845
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2019-12-31431947695
Accountancy firm EIN2019-12-31431947695
2018 : STONEX GROUP INC. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-28,212
Total unrealized appreciation/depreciation of assets2018-12-31$-28,212
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Expenses. Interest paid2018-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$0
Total income from all sources (including contributions)2018-12-31$8,618,710
Total loss/gain on sale of assets2018-12-31$226
Total of all expenses incurred2018-12-31$10,547,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,392,199
Expenses. Certain deemed distributions of participant loans2018-12-31$122,379
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$15,128,418
Value of total assets at end of year2018-12-31$119,833,531
Value of total assets at beginning of year2018-12-31$121,762,743
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$33,344
Total interest from all sources2018-12-31$88,028
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$4,083,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$4,083,930
Assets. Real estate other than employer real property at end of year2018-12-31$0
Assets. Real estate other than employer real property at beginning of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$9,019,587
Participant contributions at end of year2018-12-31$1,928,088
Participant contributions at beginning of year2018-12-31$1,644,590
Participant contributions at end of year2018-12-31$241,956
Participant contributions at beginning of year2018-12-31$206,418
Assets. Other investments not covered elsewhere at end of year2018-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,566,200
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Assets. Loans (other than to participants) at end of year2018-12-31$0
Assets. Loans (other than to participants) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$83,626
Administrative expenses (other) incurred2018-12-31$33,344
Total non interest bearing cash at end of year2018-12-31$150
Total non interest bearing cash at beginning of year2018-12-31$645
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$-1,929,212
Value of net assets at end of year (total assets less liabilities)2018-12-31$119,833,531
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$121,762,743
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$0
Assets. partnership/joint venture interests at beginning of year2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$96,147,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$95,467,834
Interest on participant loans2018-12-31$87,941
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$21,103,085
Value of interest in common/collective trusts at beginning of year2018-12-31$23,718,309
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$19,628
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$197,204
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$197,204
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$87
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-11,032,281
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$294,975
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$173,446
Assets. Invements in employer securities at beginning of year2018-12-31$203,933
Contributions received in cash from employer2018-12-31$4,542,631
Employer contributions (assets) at end of year2018-12-31$220,092
Employer contributions (assets) at beginning of year2018-12-31$323,810
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$10,392,199
Asset. Corporate debt instrument preferred debt at end of year2018-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$17,657
Aggregate carrying amount (costs) on sale of assets2018-12-31$17,431
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2018-12-31431947695
2017 : STONEX GROUP INC. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$14,043
Total unrealized appreciation/depreciation of assets2017-12-31$14,043
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$29,716,914
Total loss/gain on sale of assets2017-12-31$-858
Total of all expenses incurred2017-12-31$6,922,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,670,536
Expenses. Certain deemed distributions of participant loans2017-12-31$220,639
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$15,072,696
Value of total assets at end of year2017-12-31$121,762,743
Value of total assets at beginning of year2017-12-31$98,968,055
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$31,051
Total interest from all sources2017-12-31$70,250
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,929,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,929,054
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$8,394,225
Participant contributions at end of year2017-12-31$1,644,590
Participant contributions at beginning of year2017-12-31$1,586,128
Participant contributions at end of year2017-12-31$206,418
Participant contributions at beginning of year2017-12-31$201,281
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,275,447
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$55,438
Administrative expenses (other) incurred2017-12-31$31,051
Total non interest bearing cash at end of year2017-12-31$645
Total non interest bearing cash at beginning of year2017-12-31$315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$22,794,688
Value of net assets at end of year (total assets less liabilities)2017-12-31$121,762,743
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$98,968,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$95,467,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$74,416,350
Interest on participant loans2017-12-31$70,222
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$23,718,309
Value of interest in common/collective trusts at beginning of year2017-12-31$22,271,909
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$197,204
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$17
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$17
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$28
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$10,318,890
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$257,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$203,933
Assets. Invements in employer securities at beginning of year2017-12-31$202,022
Contributions received in cash from employer2017-12-31$4,403,024
Employer contributions (assets) at end of year2017-12-31$323,810
Employer contributions (assets) at beginning of year2017-12-31$290,033
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,670,536
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$20,951
Aggregate carrying amount (costs) on sale of assets2017-12-31$21,809
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2017-12-31431947695
2016 : STONEX GROUP INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$31,329
Total unrealized appreciation/depreciation of assets2016-12-31$31,329
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$19,380,648
Total loss/gain on sale of assets2016-12-31$4,443
Total of all expenses incurred2016-12-31$5,665,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,555,956
Expenses. Certain deemed distributions of participant loans2016-12-31$79,063
Value of total corrective distributions2016-12-31$2,024
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$12,294,767
Value of total assets at end of year2016-12-31$98,968,055
Value of total assets at beginning of year2016-12-31$85,252,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$27,960
Total interest from all sources2016-12-31$62,299
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,829,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,829,349
Assets. Real estate other than employer real property at end of year2016-12-31$0
Assets. Real estate other than employer real property at beginning of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,433,592
Participant contributions at end of year2016-12-31$1,586,128
Participant contributions at beginning of year2016-12-31$1,450,895
Participant contributions at end of year2016-12-31$201,281
Participant contributions at beginning of year2016-12-31$139,093
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,057,599
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$15
Assets. Loans (other than to participants) at end of year2016-12-31$0
Assets. Loans (other than to participants) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$83,476
Administrative expenses (other) incurred2016-12-31$27,960
Total non interest bearing cash at end of year2016-12-31$315
Total non interest bearing cash at beginning of year2016-12-31$570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$13,715,645
Value of net assets at end of year (total assets less liabilities)2016-12-31$98,968,055
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$85,252,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$0
Assets. partnership/joint venture interests at beginning of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$74,416,350
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$63,386,684
Interest on participant loans2016-12-31$62,297
Interest earned on other investments2016-12-31$0
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$22,271,909
Value of interest in common/collective trusts at beginning of year2016-12-31$19,962,930
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$17
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,864,314
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$210,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$202,022
Assets. Invements in employer securities at beginning of year2016-12-31$205,348
Contributions received in cash from employer2016-12-31$3,803,576
Employer contributions (assets) at end of year2016-12-31$290,033
Employer contributions (assets) at beginning of year2016-12-31$106,875
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,555,956
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$83,353
Aggregate carrying amount (costs) on sale of assets2016-12-31$78,910
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2016-12-31431947695
2015 : STONEX GROUP INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$100,934
Total unrealized appreciation/depreciation of assets2015-12-31$100,934
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$11,726,513
Total loss/gain on sale of assets2015-12-31$99,929
Total of all expenses incurred2015-12-31$12,658,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$12,579,291
Expenses. Certain deemed distributions of participant loans2015-12-31$54,303
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$11,802,212
Value of total assets at end of year2015-12-31$85,252,410
Value of total assets at beginning of year2015-12-31$86,184,241
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$24,750
Total interest from all sources2015-12-31$60,019
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,388,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,388,550
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,809,701
Participant contributions at end of year2015-12-31$1,450,895
Participant contributions at beginning of year2015-12-31$1,392,063
Participant contributions at end of year2015-12-31$139,093
Participant contributions at beginning of year2015-12-31$119,925
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,573,382
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$15
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$6
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$98,765
Administrative expenses (other) incurred2015-12-31$24,750
Total non interest bearing cash at end of year2015-12-31$570
Total non interest bearing cash at beginning of year2015-12-31$285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$-931,831
Value of net assets at end of year (total assets less liabilities)2015-12-31$85,252,410
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$86,184,241
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$63,386,684
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$62,424,795
Interest on participant loans2015-12-31$60,010
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$19,962,930
Value of interest in common/collective trusts at beginning of year2015-12-31$21,789,091
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$9
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,801,023
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$-22,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$205,348
Assets. Invements in employer securities at beginning of year2015-12-31$398,238
Contributions received in cash from employer2015-12-31$3,419,129
Employer contributions (assets) at end of year2015-12-31$106,875
Employer contributions (assets) at beginning of year2015-12-31$59,838
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$12,579,291
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$550,437
Aggregate carrying amount (costs) on sale of assets2015-12-31$450,508
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2015-12-31431947695
2014 : STONEX GROUP INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$38,793
Total unrealized appreciation/depreciation of assets2014-12-31$38,793
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$14,133,626
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$8,942,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,912,594
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$9,317,255
Value of total assets at end of year2014-12-31$86,184,241
Value of total assets at beginning of year2014-12-31$80,992,721
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$29,512
Total interest from all sources2014-12-31$57,978
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,345,782
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,345,782
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,460,592
Participant contributions at end of year2014-12-31$1,392,063
Participant contributions at beginning of year2014-12-31$1,309,550
Participant contributions at end of year2014-12-31$119,925
Participant contributions at beginning of year2014-12-31$330,746
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,166,347
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$6
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$282,647
Administrative expenses (other) incurred2014-12-31$29,512
Total non interest bearing cash at end of year2014-12-31$285
Total non interest bearing cash at beginning of year2014-12-31$85,429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$5,191,520
Value of net assets at end of year (total assets less liabilities)2014-12-31$86,184,241
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$80,992,721
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$62,424,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$54,896,119
Interest on participant loans2014-12-31$57,972
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$21,789,091
Value of interest in common/collective trusts at beginning of year2014-12-31$23,657,487
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$6
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$551,786
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$539,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$398,238
Assets. Invements in employer securities at beginning of year2014-12-31$422,257
Contributions received in cash from employer2014-12-31$2,690,316
Employer contributions (assets) at end of year2014-12-31$59,838
Employer contributions (assets) at beginning of year2014-12-31$291,133
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,912,594
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2014-12-31431947695
2013 : STONEX GROUP INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-55,199
Total unrealized appreciation/depreciation of assets2013-12-31$-55,199
Total transfer of assets to this plan2013-12-31$0
Total transfer of assets from this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$18,545,265
Total loss/gain on sale of assets2013-12-31$75,696
Total of all expenses incurred2013-12-31$4,466,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,299,720
Expenses. Certain deemed distributions of participant loans2013-12-31$84,766
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,154,684
Value of total assets at end of year2013-12-31$80,992,721
Value of total assets at beginning of year2013-12-31$66,914,387
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$82,445
Total interest from all sources2013-12-31$51,123
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$705,397
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$705,397
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,216,810
Participant contributions at end of year2013-12-31$1,309,550
Participant contributions at beginning of year2013-12-31$1,254,932
Participant contributions at end of year2013-12-31$330,746
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$530,627
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$98,334
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$-1,655
Administrative expenses (other) incurred2013-12-31$82,445
Total non interest bearing cash at end of year2013-12-31$85,429
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$14,078,334
Value of net assets at end of year (total assets less liabilities)2013-12-31$80,992,721
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$66,914,387
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$54,896,119
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$43,717,464
Interest on participant loans2013-12-31$51,123
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$23,657,487
Value of interest in common/collective trusts at beginning of year2013-12-31$8,283,170
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$840,923
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$840,923
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$6,836,523
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,983,986
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$631,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$422,257
Assets. Invements in employer securities at beginning of year2013-12-31$417,205
Contributions received in cash from employer2013-12-31$2,839,540
Employer contributions (assets) at end of year2013-12-31$291,133
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,299,720
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$5,033,543
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$175,953
Aggregate carrying amount (costs) on sale of assets2013-12-31$100,257
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN, P.C.
Accountancy firm EIN2013-12-31431947695
2012 : STONEX GROUP INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$4,392,100
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$14,392,034
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,006,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,002,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$7,976,167
Value of total assets at end of year2012-12-31$66,914,387
Value of total assets at beginning of year2012-12-31$51,136,304
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,240
Total interest from all sources2012-12-31$416,473
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$37,655
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$163,252
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,815,542
Participant contributions at end of year2012-12-31$1,254,932
Participant contributions at beginning of year2012-12-31$1,085,967
Assets. Other investments not covered elsewhere at end of year2012-12-31$530,627
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$12,198
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$491,476
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$11,385,983
Value of net assets at end of year (total assets less liabilities)2012-12-31$66,914,387
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$51,136,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$3,240
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$43,717,464
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$32,278,687
Interest on participant loans2012-12-31$53,455
Interest earned on other investments2012-12-31$10,838
Income. Interest from US Government securities2012-12-31$189,418
Income. Interest from corporate debt instruments2012-12-31$139,463
Value of interest in common/collective trusts at end of year2012-12-31$8,283,170
Value of interest in common/collective trusts at beginning of year2012-12-31$3,095,120
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$840,923
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$877,485
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$877,485
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$23,299
Asset value of US Government securities at end of year2012-12-31$6,836,523
Asset value of US Government securities at beginning of year2012-12-31$11,176,284
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,496,529
Net investment gain or loss from common/collective trusts2012-12-31$465,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$417,205
Assets. Invements in employer securities at beginning of year2012-12-31$406,890
Contributions received in cash from employer2012-12-31$2,669,149
Income. Dividends from common stock2012-12-31$-125,597
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,002,811
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$5,033,543
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$2,203,673
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2012-12-31133891517

Form 5500 Responses for STONEX GROUP INC. 401(K) PLAN

2022: STONEX GROUP INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2020: STONEX GROUP INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STONEX GROUP INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STONEX GROUP INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STONEX GROUP INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STONEX GROUP INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STONEX GROUP INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STONEX GROUP INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STONEX GROUP INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STONEX GROUP INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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