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O.A.W.F. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameO.A.W.F. RETIREMENT SAVINGS PLAN
Plan identification number 001

O.A.W.F. RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ORTHOPAEDIC ASSOCIATES OF WEST FLORIDA, P.A. has sponsored the creation of one or more 401k plans.

Company Name:ORTHOPAEDIC ASSOCIATES OF WEST FLORIDA, P.A.
Employer identification number (EIN):593464925
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about ORTHOPAEDIC ASSOCIATES OF WEST FLORIDA, P.A.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1997-08-29
Company Identification Number: P97000075310
Legal Registered Office Address: 430 MORTON PLANT ST

CLEARWATER

33756

More information about ORTHOPAEDIC ASSOCIATES OF WEST FLORIDA, P.A.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan O.A.W.F. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01JOHN KILGORE, M.D.
0012011-01-01JOHN KILGORE, M.D.2012-08-03
0012010-01-01JOHN KILGORE, M.D.2011-09-28

Plan Statistics for O.A.W.F. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for O.A.W.F. RETIREMENT SAVINGS PLAN

Measure Date Value
2015: O.A.W.F. RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01130
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: O.A.W.F. RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01115
Total number of active participants reported on line 7a of the Form 55002014-01-0180
Number of other retired or separated participants entitled to future benefits2014-01-0145
Total of all active and inactive participants2014-01-01125
Total participants2014-01-01125
Number of participants with account balances2014-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0118
2013: O.A.W.F. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01106
Total number of active participants reported on line 7a of the Form 55002013-01-0179
Number of other retired or separated participants entitled to future benefits2013-01-0136
Total of all active and inactive participants2013-01-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01115
Number of participants with account balances2013-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0118
2012: O.A.W.F. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01123
Total number of active participants reported on line 7a of the Form 55002012-01-0181
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0122
Total of all active and inactive participants2012-01-01103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01103
Number of participants with account balances2012-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111

Financial Data on O.A.W.F. RETIREMENT SAVINGS PLAN

Measure Date Value
2015 : O.A.W.F. RETIREMENT SAVINGS PLAN 2015 401k financial data
Total transfer of assets from this plan2015-09-30$6,688,542
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$3,470
Total income from all sources (including contributions)2015-09-30$-1,451,203
Total of all expenses incurred2015-09-30$972,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$918,548
Value of total assets at end of year2015-09-30$0
Value of total assets at beginning of year2015-09-30$9,116,019
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$54,256
Total interest from all sources2015-09-30$20,353
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$76,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$76,579
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30Yes
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Participant contributions at end of year2015-09-30$0
Participant contributions at beginning of year2015-09-30$155,176
Assets. Other investments not covered elsewhere at end of year2015-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2015-09-30$1,184,139
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-09-30$3,470
Other income not declared elsewhere2015-09-30$-1,211,715
Administrative expenses (other) incurred2015-09-30$17,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-2,424,007
Value of net assets at end of year (total assets less liabilities)2015-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$9,112,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$6,055,754
Interest on participant loans2015-09-30$4,937
Interest earned on other investments2015-09-30$15,416
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$1,299,209
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-336,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Employer contributions (assets) at end of year2015-09-30$0
Employer contributions (assets) at beginning of year2015-09-30$421,741
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$918,548
Contract administrator fees2015-09-30$36,628
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-09-30Yes
Did the plan have assets held for investment2015-09-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30MAYER HOFFMAN MCCANN PC
Accountancy firm EIN2015-09-30431947695
2014 : O.A.W.F. RETIREMENT SAVINGS PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,470
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$17,459
Total income from all sources (including contributions)2014-12-31$1,384,283
Total of all expenses incurred2014-12-31$403,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$354,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,039,833
Value of total assets at end of year2014-12-31$9,116,019
Value of total assets at beginning of year2014-12-31$8,149,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$49,432
Total interest from all sources2014-12-31$29,447
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$213,169
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$213,169
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$411,091
Participant contributions at end of year2014-12-31$155,176
Participant contributions at beginning of year2014-12-31$161,547
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,184,139
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$988,041
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$3,470
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$17,459
Other income not declared elsewhere2014-12-31$8,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$980,339
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,112,549
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,132,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$6,055,754
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,512,532
Interest on participant loans2014-12-31$10,279
Interest earned on other investments2014-12-31$19,168
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,299,209
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,085,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$93,638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$628,742
Employer contributions (assets) at end of year2014-12-31$421,741
Employer contributions (assets) at beginning of year2014-12-31$401,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$354,512
Contract administrator fees2014-12-31$49,432
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MAYER HOFFMAN MCCANN, PC
Accountancy firm EIN2014-12-31431947695
2013 : O.A.W.F. RETIREMENT SAVINGS PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$17,459
Total income from all sources (including contributions)2013-12-31$2,043,270
Total of all expenses incurred2013-12-31$1,300,950
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,259,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$965,193
Value of total assets at end of year2013-12-31$8,149,669
Value of total assets at beginning of year2013-12-31$7,389,890
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$40,968
Total interest from all sources2013-12-31$21,961
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$143,071
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$143,071
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$374,518
Participant contributions at end of year2013-12-31$161,547
Participant contributions at beginning of year2013-12-31$111,932
Participant contributions at beginning of year2013-12-31$4,210
Assets. Other investments not covered elsewhere at end of year2013-12-31$988,041
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$635,274
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$17,459
Other income not declared elsewhere2013-12-31$198,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$742,320
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,132,210
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$7,389,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,512,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,123,761
Interest on participant loans2013-12-31$3,605
Interest earned on other investments2013-12-31$18,356
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,085,604
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,120,155
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$714,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$590,675
Employer contributions (assets) at end of year2013-12-31$401,945
Employer contributions (assets) at beginning of year2013-12-31$394,558
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,259,982
Contract administrator fees2013-12-31$40,968
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MAYER HOFFMAN MCCANN, PC
Accountancy firm EIN2013-12-31431947695
2012 : O.A.W.F. RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,697,040
Total of all expenses incurred2012-12-31$227,112
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$222,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$976,059
Value of total assets at end of year2012-12-31$7,389,890
Value of total assets at beginning of year2012-12-31$5,919,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,380
Total interest from all sources2012-12-31$123,746
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$28,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$28,953
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$381,611
Participant contributions at end of year2012-12-31$111,932
Participant contributions at beginning of year2012-12-31$92,486
Participant contributions at end of year2012-12-31$4,210
Participant contributions at beginning of year2012-12-31$2,376
Assets. Other investments not covered elsewhere at end of year2012-12-31$635,274
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$10,850
Other income not declared elsewhere2012-12-31$-117,311
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,469,928
Value of net assets at end of year (total assets less liabilities)2012-12-31$7,389,890
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,919,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,123,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,560,542
Interest on participant loans2012-12-31$4,850
Interest earned on other investments2012-12-31$118,896
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,120,155
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$876,984
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$685,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$583,598
Employer contributions (assets) at end of year2012-12-31$394,558
Employer contributions (assets) at beginning of year2012-12-31$387,574
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$222,732
Contract administrator fees2012-12-31$4,380
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LEWIS, BIRCH & RICARDO, LLC
Accountancy firm EIN2012-12-31320000304

Form 5500 Responses for O.A.W.F. RETIREMENT SAVINGS PLAN

2015: O.A.W.F. RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: O.A.W.F. RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: O.A.W.F. RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: O.A.W.F. RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893547+087
Policy instance 1
Insurance contract or identification number893547+087
Insurance policy start date2015-01-01
Insurance policy end date2015-09-29
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893547+087
Policy instance 1
Insurance contract or identification number893547+087
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,922
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,922
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893547+087
Policy instance 1
Insurance contract or identification number893547+087
Number of Individuals Covered109
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,621
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,621
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-026067
Policy instance 1
Insurance contract or identification numberGA-026067
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $22,234
Total amount of fees paid to insurance companyUSD $2,845
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees66
Additional information about fees paid to insurance brokerSALES/MARKETING
Insurance broker organization code?3
Commission paid to Insurance BrokerUSD $11,156
Insurance broker nameMATTHEWS BENEFIT GROUP
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberORTH-001
Policy instance 2
Insurance contract or identification numberORTH-001
Insurance policy start date2012-12-15
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $11,485
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,485
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS

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