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Plan Name | EXCELSIOR DEFENSE, INC. 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | EXCELSIOR DEFENSE, INC. |
Employer identification number (EIN): | 593541210 |
NAIC Classification: | 561600 |
Additional information about EXCELSIOR DEFENSE, INC.
Jurisdiction of Incorporation: | Florida Department of State Division of Corporations |
Incorporation Date: | 1999-01-07 |
Company Identification Number: | P99000002113 |
Legal Registered Office Address: |
2660 5th Avenue North SAINT PETERSBURG 33713 |
More information about EXCELSIOR DEFENSE, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2013-01-01 | KRISTOFOR HALVERSON | |||
001 | 2012-01-01 | KRIS HALVERSON | KRIS HALVERSON | 2013-10-10 | |
001 | 2011-01-01 | KRIS HALVERSON |
Measure | Date | Value |
---|---|---|
2013: EXCELSIOR DEFENSE, INC. 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 238 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
Total of all active and inactive participants | 2013-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 0 |
Number of participants with account balances | 2013-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
2012: EXCELSIOR DEFENSE, INC. 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 217 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 233 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 3 |
Total of all active and inactive participants | 2012-01-01 | 236 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 236 |
Number of participants with account balances | 2012-01-01 | 14 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
2011: EXCELSIOR DEFENSE, INC. 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 172 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 206 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 4 |
Total of all active and inactive participants | 2011-01-01 | 210 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 210 |
Number of participants with account balances | 2011-01-01 | 22 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2013 : EXCELSIOR DEFENSE, INC. 401(K) PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-09-13 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-13 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-13 | $0 |
Total income from all sources (including contributions) | 2013-09-13 | $2,875 |
Total loss/gain on sale of assets | 2013-09-13 | $0 |
Total of all expenses incurred | 2013-09-13 | $26,885 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-13 | $26,295 |
Value of total corrective distributions | 2013-09-13 | $180 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-13 | $0 |
Value of total assets at end of year | 2013-09-13 | $0 |
Value of total assets at beginning of year | 2013-09-13 | $24,010 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-13 | $410 |
Total interest from all sources | 2013-09-13 | $26 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-09-13 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-13 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2013-09-13 | $0 |
Was this plan covered by a fidelity bond | 2013-09-13 | No |
If this is an individual account plan, was there a blackout period | 2013-09-13 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-09-13 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-09-13 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-13 | No |
Value of net income/loss | 2013-09-13 | $-24,010 |
Value of net assets at end of year (total assets less liabilities) | 2013-09-13 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-09-13 | $24,010 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-13 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-13 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-09-13 | No |
Value of interest in pooled separate accounts at end of year | 2013-09-13 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2013-09-13 | $21,918 |
Interest earned on other investments | 2013-09-13 | $26 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-09-13 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-09-13 | $2,092 |
Net investment gain/loss from pooled separate accounts | 2013-09-13 | $2,849 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-13 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-09-13 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-09-13 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-13 | $26,295 |
Contract administrator fees | 2013-09-13 | $410 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-09-13 | Yes |
Did the plan have assets held for investment | 2013-09-13 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-13 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-13 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-13 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-09-13 | Disclaimer |
Accountancy firm name | 2013-09-13 | FOELGNER RONZ & STRAW PA |
Accountancy firm EIN | 2013-09-13 | 592482214 |
2012 : EXCELSIOR DEFENSE, INC. 401(K) PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $20,878 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $21,000 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $15,413 |
Value of total corrective distributions | 2012-12-31 | $4,668 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $18,092 |
Value of total assets at end of year | 2012-12-31 | $24,010 |
Value of total assets at beginning of year | 2012-12-31 | $24,132 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $919 |
Total interest from all sources | 2012-12-31 | $31 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | No |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $18,092 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $-122 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $24,010 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $24,132 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $21,918 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $22,088 |
Interest earned on other investments | 2012-12-31 | $31 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $2,092 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $2,044 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $2,755 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $15,413 |
Contract administrator fees | 2012-12-31 | $919 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | FOELGNER RONZ & STRAW PA |
Accountancy firm EIN | 2012-12-31 | 592482214 |
2011 : EXCELSIOR DEFENSE, INC. 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $25,739 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,607 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $976 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $26,494 |
Value of total assets at end of year | 2011-12-31 | $24,132 |
Value of total assets at beginning of year | 2011-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $631 |
Total interest from all sources | 2011-12-31 | $18 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | No |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $26,494 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $24,132 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $24,132 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $0 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $22,088 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $0 |
Interest earned on other investments | 2011-12-31 | $18 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $2,044 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-773 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $976 |
Contract administrator fees | 2011-12-31 | $631 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | FOELGNER RONZ & STRAW PA |
Accountancy firm EIN | 2011-12-31 | 592482214 |
2013: EXCELSIOR DEFENSE, INC. 401(K) PLAN 2013 form 5500 responses | ||
---|---|---|
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | Yes |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Insurance | Yes |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement – Insurance | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: EXCELSIOR DEFENSE, INC. 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Insurance | Yes |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement – Insurance | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: EXCELSIOR DEFENSE, INC. 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | First time form 5500 has been submitted | Yes |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Insurance | Yes |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement – Insurance | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |