401k Plan data: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN plan

THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN
Plan identification number	001

THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE SHOPPING CENTER GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name: THE SHOPPING CENTER GROUP, LLC

Employer identification number (EIN): 593708465

NAIC Classification: 531390
NAIC Description: Other Activities Related to Real Estate

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 ROBERT WORDES 2023-10-04
001 2021-01-01 ROBERT WORDES 2022-10-17
001 2020-01-01 SAMUEL LATONE 2021-08-23 SAMUEL LATONE 2021-08-23
001 2019-01-01 ROBERT WORDES 2020-10-07 ROBERT WORDES 2020-10-07
001 2018-01-01 SAMUEL P. LATONE 2019-09-25 SAMUEL P. LATONE 2019-09-25
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 SAMUEL P. LATONE SAMUEL P. LATONE 2013-07-25
001 2011-01-01 SAMUEL P. LATONE 2012-10-09 SAMUEL P. LATONE 2012-10-09
001 2010-01-01 SAMUEL P. LATONE 2011-09-26 SAMUEL P. LATONE 2011-09-26

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	ROBERT WORDES	2023-10-04
001	2021-01-01	ROBERT WORDES	2022-10-17
001	2020-01-01	SAMUEL LATONE	2021-08-23	SAMUEL LATONE	2021-08-23
001	2019-01-01	ROBERT WORDES	2020-10-07	ROBERT WORDES	2020-10-07
001	2018-01-01	SAMUEL P. LATONE	2019-09-25	SAMUEL P. LATONE	2019-09-25
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	SAMUEL P. LATONE		SAMUEL P. LATONE	2013-07-25
001	2011-01-01	SAMUEL P. LATONE	2012-10-09	SAMUEL P. LATONE	2012-10-09
001	2010-01-01	SAMUEL P. LATONE	2011-09-26	SAMUEL P. LATONE	2011-09-26

Plan Statistics for THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 109
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 22
Total of all active and inactive participants 2022-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 131
Number of participants with account balances 2022-01-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 4
2021: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 124
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 97
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 20
Total of all active and inactive participants 2021-01-01 117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 117
Number of participants with account balances 2021-01-01 79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 8
2020: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 116
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 109
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 15
Total of all active and inactive participants 2020-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 124
Number of participants with account balances 2020-01-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1
2019: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 115
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 102
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 13
Total of all active and inactive participants 2019-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 115
Number of participants with account balances 2019-01-01 85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 102
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 8
Total of all active and inactive participants 2018-01-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 110
Number of participants with account balances 2018-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 90
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 95
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 8
Total of all active and inactive participants 2017-01-01 103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 103
Number of participants with account balances 2017-01-01 60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 99
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 80
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 10
Total of all active and inactive participants 2016-01-01 90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 90
Number of participants with account balances 2016-01-01 53
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 95
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 88
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 8
Total of all active and inactive participants 2015-01-01 96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 96
Number of participants with account balances 2015-01-01 53
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 85
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 86
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 7
Total of all active and inactive participants 2014-01-01 93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 93
Number of participants with account balances 2014-01-01 48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 80
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 75
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 7
Total of all active and inactive participants 2013-01-01 82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 82
Number of participants with account balances 2013-01-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 64
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 10
Total of all active and inactive participants 2012-01-01 74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 74
Number of participants with account balances 2012-01-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0

Measure	Date	Value
2022: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	109
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	22
Total of all active and inactive participants	2022-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	131
Number of participants with account balances	2022-01-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	4
2021: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	124
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	97
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	20
Total of all active and inactive participants	2021-01-01	117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	117
Number of participants with account balances	2021-01-01	79
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	8
2020: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	116
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	109
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	15
Total of all active and inactive participants	2020-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	124
Number of participants with account balances	2020-01-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1
2019: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	115
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	102
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	13
Total of all active and inactive participants	2019-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	115
Number of participants with account balances	2019-01-01	85
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	102
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	8
Total of all active and inactive participants	2018-01-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	110
Number of participants with account balances	2018-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	90
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	95
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	8
Total of all active and inactive participants	2017-01-01	103
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	103
Number of participants with account balances	2017-01-01	60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	99
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	80
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	10
Total of all active and inactive participants	2016-01-01	90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	90
Number of participants with account balances	2016-01-01	53
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	95
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	88
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	8
Total of all active and inactive participants	2015-01-01	96
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	96
Number of participants with account balances	2015-01-01	53
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	85
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	86
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	7
Total of all active and inactive participants	2014-01-01	93
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	93
Number of participants with account balances	2014-01-01	48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	80
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	75
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	7
Total of all active and inactive participants	2013-01-01	82
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	82
Number of participants with account balances	2013-01-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	64
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	10
Total of all active and inactive participants	2012-01-01	74
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	74
Number of participants with account balances	2012-01-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0

Financial Data on THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$-482,385
Total unrealized appreciation/depreciation of assets	2022-12-31	$-482,385
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$12,336
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$12,336
Total income from all sources (including contributions)	2022-12-31	$-873,070
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$248,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$242,013
Expenses. Certain deemed distributions of participant loans	2022-12-31	$2,756
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$680,631
Value of total assets at end of year	2022-12-31	$7,187,561
Value of total assets at beginning of year	2022-12-31	$8,309,535
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$4,135
Total interest from all sources	2022-12-31	$8,220
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$28,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$28,692
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$550,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$449,084
Participant contributions at end of year	2022-12-31	$78,972
Participant contributions at beginning of year	2022-12-31	$97,213
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$1,853,554
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$2,267,269
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$12,336
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$12,336
Administrative expenses (other) incurred	2022-12-31	$0
Total non interest bearing cash at end of year	2022-12-31	$627
Total non interest bearing cash at beginning of year	2022-12-31	$685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-1,121,974
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$7,175,225
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$8,297,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$2,110
Value of interest in pooled separate accounts at end of year	2022-12-31	$5,222,353
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$5,879,364
Interest on participant loans	2022-12-31	$5,333
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$2,887
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$32,055
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$65,004
Net investment gain/loss from pooled separate accounts	2022-12-31	$-1,108,228
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$231,547
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$242,013
Contract administrator fees	2022-12-31	$2,025
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	BATES, CARTER, & CO.
Accountancy firm EIN	2022-12-31	208004844
2021 : THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$12,336
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$38,357
Total income from all sources (including contributions)	2021-12-31	$1,721,743
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$816,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$808,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$711,745
Value of total assets at end of year	2021-12-31	$8,309,535
Value of total assets at beginning of year	2021-12-31	$7,430,294
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$8,443
Total interest from all sources	2021-12-31	$8,533
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$26,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$26,795
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$550,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$472,735
Participant contributions at end of year	2021-12-31	$97,213
Participant contributions at beginning of year	2021-12-31	$84,426
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$2,267,269
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$2,042,273
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$12,336
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$38,357
Total non interest bearing cash at end of year	2021-12-31	$685
Total non interest bearing cash at beginning of year	2021-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$905,262
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$8,297,199
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$7,391,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$6,118
Value of interest in pooled separate accounts at end of year	2021-12-31	$5,879,364
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$5,303,595
Interest on participant loans	2021-12-31	$5,419
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$3,114
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$65,004
Net investment gain/loss from pooled separate accounts	2021-12-31	$974,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$239,010
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$808,038
Contract administrator fees	2021-12-31	$2,325
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	BATES, CARTER, & CO.
Accountancy firm EIN	2021-12-31	208004844
2020 : THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-12-31	$38,357
Total plan liabilities at beginning of year	2020-12-31	$43
Total income from all sources	2020-12-31	$1,825,502
Expenses. Total of all expenses incurred	2020-12-31	$682,450
Benefits paid (including direct rollovers)	2020-12-31	$643,279
Total plan assets at end of year	2020-12-31	$7,430,294
Total plan assets at beginning of year	2020-12-31	$6,248,928
Value of fidelity bond covering the plan	2020-12-31	$550,000
Total contributions received or receivable from participants	2020-12-31	$382,572
Contributions received from other sources (not participants or employers)	2020-12-31	$0
Other income received	2020-12-31	$1,364,118
Net income (gross income less expenses)	2020-12-31	$1,143,052
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$7,391,937
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$6,248,885
Assets. Value of participant loans	2020-12-31	$84,426
Total contributions received or receivable from employer(s)	2020-12-31	$78,812
Value of corrective distributions	2020-12-31	$38,314
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$857
2019 : THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year	2019-12-31	$43
Total plan liabilities at beginning of year	2019-12-31	$1,543
Total income from all sources	2019-12-31	$1,837,022
Expenses. Total of all expenses incurred	2019-12-31	$369,380
Benefits paid (including direct rollovers)	2019-12-31	$367,423
Total plan assets at end of year	2019-12-31	$6,248,928
Total plan assets at beginning of year	2019-12-31	$4,782,786
Value of fidelity bond covering the plan	2019-12-31	$550,000
Total contributions received or receivable from participants	2019-12-31	$484,851
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$17,030
Other income received	2019-12-31	$1,093,593
Net income (gross income less expenses)	2019-12-31	$1,467,642
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$6,248,885
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$4,781,243
Assets. Value of participant loans	2019-12-31	$89,110
Total contributions received or receivable from employer(s)	2019-12-31	$241,548
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$1,957
2018 : THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$1,543
Total plan liabilities at beginning of year	2018-12-31	$1,543
Total income from all sources	2018-12-31	$1,445,685
Expenses. Total of all expenses incurred	2018-12-31	$296,802
Benefits paid (including direct rollovers)	2018-12-31	$296,070
Total plan assets at end of year	2018-12-31	$4,782,786
Total plan assets at beginning of year	2018-12-31	$3,633,903
Value of fidelity bond covering the plan	2018-12-31	$450,000
Total contributions received or receivable from participants	2018-12-31	$381,275
Contributions received from other sources (not participants or employers)	2018-12-31	$1,134,326
Other income received	2018-12-31	$-272,541
Net income (gross income less expenses)	2018-12-31	$1,148,883
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$4,781,243
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$3,632,360
Assets. Value of participant loans	2018-12-31	$21,137
Total contributions received or receivable from employer(s)	2018-12-31	$202,625
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$732
2017 : THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$1,543
Total plan liabilities at beginning of year	2017-12-31	$1,543
Total income from all sources	2017-12-31	$1,020,146
Expenses. Total of all expenses incurred	2017-12-31	$192,460
Benefits paid (including direct rollovers)	2017-12-31	$191,591
Total plan assets at end of year	2017-12-31	$3,633,903
Total plan assets at beginning of year	2017-12-31	$2,806,217
Value of fidelity bond covering the plan	2017-12-31	$350,000
Total contributions received or receivable from participants	2017-12-31	$269,897
Other income received	2017-12-31	$597,767
Net income (gross income less expenses)	2017-12-31	$827,686
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$3,632,360
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,804,674
Assets. Value of participant loans	2017-12-31	$39,770
Total contributions received or receivable from employer(s)	2017-12-31	$152,482
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$869
2016 : THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$1,543
Total plan liabilities at beginning of year	2016-12-31	$5,639
Total income from all sources	2016-12-31	$527,702
Expenses. Total of all expenses incurred	2016-12-31	$14,980
Benefits paid (including direct rollovers)	2016-12-31	$14,522
Total plan assets at end of year	2016-12-31	$2,806,217
Total plan assets at beginning of year	2016-12-31	$2,297,591
Value of fidelity bond covering the plan	2016-12-31	$250,000
Total contributions received or receivable from participants	2016-12-31	$222,415
Contributions received from other sources (not participants or employers)	2016-12-31	$959
Other income received	2016-12-31	$171,982
Net income (gross income less expenses)	2016-12-31	$512,722
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,804,674
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,291,952
Assets. Value of participant loans	2016-12-31	$54,928
Total contributions received or receivable from employer(s)	2016-12-31	$132,346
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$458
2015 : THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$5,639
Total income from all sources	2015-12-31	$355,288
Expenses. Total of all expenses incurred	2015-12-31	$12,887
Benefits paid (including direct rollovers)	2015-12-31	$6,717
Total plan assets at end of year	2015-12-31	$2,297,591
Total plan assets at beginning of year	2015-12-31	$1,949,551
Value of fidelity bond covering the plan	2015-12-31	$225,000
Total contributions received or receivable from participants	2015-12-31	$207,461
Contributions received from other sources (not participants or employers)	2015-12-31	$17,181
Other income received	2015-12-31	$2,705
Net income (gross income less expenses)	2015-12-31	$342,401
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,291,952
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,949,551
Assets. Value of participant loans	2015-12-31	$64,445
Total contributions received or receivable from employer(s)	2015-12-31	$127,941
Value of corrective distributions	2015-12-31	$5,639
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$531
2014 : THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$389,421
Expenses. Total of all expenses incurred	2014-12-31	$12,706
Benefits paid (including direct rollovers)	2014-12-31	$11,926
Total plan assets at end of year	2014-12-31	$1,949,551
Total plan assets at beginning of year	2014-12-31	$1,572,836
Value of fidelity bond covering the plan	2014-12-31	$175,000
Total contributions received or receivable from participants	2014-12-31	$171,359
Contributions received from other sources (not participants or employers)	2014-12-31	$2,347
Other income received	2014-12-31	$106,851
Net income (gross income less expenses)	2014-12-31	$376,715
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,949,551
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,572,836
Assets. Value of participant loans	2014-12-31	$78,542
Total contributions received or receivable from employer(s)	2014-12-31	$108,864
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$780
2013 : THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$431,558
Expenses. Total of all expenses incurred	2013-12-31	$328,170
Benefits paid (including direct rollovers)	2013-12-31	$324,784
Total plan assets at end of year	2013-12-31	$1,572,836
Total plan assets at beginning of year	2013-12-31	$1,469,448
Value of fidelity bond covering the plan	2013-12-31	$150,000
Total contributions received or receivable from participants	2013-12-31	$107,684
Other income received	2013-12-31	$256,717
Net income (gross income less expenses)	2013-12-31	$103,388
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,572,836
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,469,448
Assets. Value of participant loans	2013-12-31	$19,567
Total contributions received or receivable from employer(s)	2013-12-31	$67,157
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$3,386
2012 : THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$245,444
Expenses. Total of all expenses incurred	2012-12-31	$5,717
Total plan assets at end of year	2012-12-31	$1,469,448
Total plan assets at beginning of year	2012-12-31	$1,229,721
Value of fidelity bond covering the plan	2012-12-31	$150,000
Total contributions received or receivable from participants	2012-12-31	$64,058
Other income received	2012-12-31	$181,386
Net income (gross income less expenses)	2012-12-31	$239,727
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,469,448
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,229,721
Assets. Value of participant loans	2012-12-31	$19,490
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$5,717

Form 5500 Responses for THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN

2022: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE SHOPPING CENTER GROUP 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

81H873

Policy instance

Insurance contract or identification number	81H873
Number of Individuals Covered	83
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $27,140
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $27,140
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

81H873

Policy instance

Insurance contract or identification number	81H873
Number of Individuals Covered	79
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $12,274
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $12,274
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

872701

Policy instance

Insurance contract or identification number	872701
Number of Individuals Covered	84
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $22,758
Total amount of fees paid to insurance company	USD $2,261
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $22,758
Insurance broker organization code?	3
Amount paid for insurance broker fees	2261
Additional information about fees paid to insurance broker	TPA FEES AND OTHER COMPENSATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

872701

Policy instance

Insurance contract or identification number	872701
Number of Individuals Covered	84
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $21,464
Total amount of fees paid to insurance company	USD $2,067
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $21,464
Insurance broker organization code?	3
Amount paid for insurance broker fees	2067
Additional information about fees paid to insurance broker	TPA FEES AND OTHER COMPENSATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

872701

Policy instance

Insurance contract or identification number	872701
Number of Individuals Covered	78
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $15,944
Total amount of fees paid to insurance company	USD $1,525
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,944
Insurance broker organization code?	3
Amount paid for insurance broker fees	1525
Additional information about fees paid to insurance broker	TPA FEES AND OTHER COMPENSATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

872701

Policy instance

Insurance contract or identification number	872701
Number of Individuals Covered	59
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $13,244
Total amount of fees paid to insurance company	USD $1,268
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $13,244
Insurance broker organization code?	3
Amount paid for insurance broker fees	1268
Additional information about fees paid to insurance broker	TPA FEES AND OTHER COMPENSATION
Insurance broker name	RETIREMENT PLAN ADMINISTRATORS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

872701

Policy instance

Insurance contract or identification number	872701
Number of Individuals Covered	52
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $8,535
Total amount of fees paid to insurance company	USD $825
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,535
Insurance broker organization code?	3
Amount paid for insurance broker fees	825
Additional information about fees paid to insurance broker	TPA FEES AND OTHER COMPENSATION
Insurance broker name	RETIREMENT PLAN ADMINISTRATORS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

872701

Policy instance

Insurance contract or identification number	872701
Number of Individuals Covered	47
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $5,228
Total amount of fees paid to insurance company	USD $2,818
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,228
Insurance broker organization code?	3
Amount paid for insurance broker fees	2818
Additional information about fees paid to insurance broker	TPA FEES AND OTHER COMPENSATION
Insurance broker name	RETIREMENT PLAN ADMINISTRATORS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

872701

Policy instance

Insurance contract or identification number	872701
Number of Individuals Covered	45
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $11,535
Total amount of fees paid to insurance company	USD $1,625
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $11,535
Insurance broker organization code?	3
Amount paid for insurance broker fees	1625
Additional information about fees paid to insurance broker	TPA FEES AND COMPENSATION
Insurance broker name	RETIREMENT PLAN ADMINISTRATORS

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

16384

Policy instance

Insurance contract or identification number	16384
Number of Individuals Covered	43
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $1,277
Total amount of fees paid to insurance company	USD $523
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,277
Amount paid for insurance broker fees	57
Additional information about fees paid to insurance broker	OTHER ALLOWANCES
Insurance broker organization code?	4
Insurance broker name	RETIREMENT PLAN ADMINISTRATORS, LLC

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THE SHOPPING BAG 401(K) PROFIT SHARING PLAN [EIN = 161168201]

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Company Name:	THE SHOPPING CENTER GROUP, LLC
Employer identification number (EIN):	593708465
NAIC Classification:	531390
NAIC Description:	Other Activities Related to Real Estate