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NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 401k Plan overview

Plan NameNORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN
Plan identification number 001

NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHWEST VALLEY ORAL AND FACIAL SURGERY has sponsored the creation of one or more 401k plans.

Company Name:NORTHWEST VALLEY ORAL AND FACIAL SURGERY
Employer identification number (EIN):593761140
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01M. PAUL TURNER
0012014-01-01M. PAUL TURNER
0012013-01-01M. PAUL TURNER
0012012-01-01M. PAUL TURNER
0012011-01-01M. PAUL TURNER

Plan Statistics for NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN

401k plan membership statisitcs for NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN

Measure Date Value
2017: NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2017 401k membership
Market value of plan assets2017-12-31206,385
Acturial value of plan assets2017-12-31206,385
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-312
Fundng target for terminated vested participants2017-12-3111,303
Active participant vested funding target2017-12-31248,503
Number of active participants2017-12-318
Total funding liabilities for active participants2017-12-31249,114
Total participant count2017-12-3110
Total funding target for all participants2017-12-31260,417
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-319,596
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-319,596
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-3111,179
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-3110,461
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31787
Net shortfall amortization installment of oustanding balance2017-12-3154,032
Total funding amount beforereflecting carryover/prefunding balances2017-12-3110,461
Additional cash requirement2017-12-3110,461
Contributions allocatedtoward minimum required contributions for current year2017-12-3110,461
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
2016: NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2016 401k membership
Market value of plan assets2016-12-31220,746
Acturial value of plan assets2016-12-31220,746
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-311
Fundng target for terminated vested participants2016-12-319,041
Active participant vested funding target2016-12-31243,620
Number of active participants2016-12-315
Total funding liabilities for active participants2016-12-31243,620
Total participant count2016-12-316
Total funding target for all participants2016-12-31252,661
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-3117,000
Total employee contributions2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-3116,194
Unpaid minimum required contributions for all prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-310
Net shortfall amortization installment of oustanding balance2016-12-3131,915
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-316,598
Additional cash requirement2016-12-316,598
Contributions allocatedtoward minimum required contributions for current year2016-12-3116,194
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
2015: NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015
Total number of active participants reported on line 7a of the Form 55002015-01-015
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015
Total number of active participants reported on line 7a of the Form 55002014-01-015
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-015
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016
Total number of active participants reported on line 7a of the Form 55002012-01-015
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-016
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN

Measure Date Value
2015 : NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$-4,512
Expenses. Total of all expenses incurred2015-12-31$0
Benefits paid (including direct rollovers)2015-12-31$0
Total plan assets at end of year2015-12-31$248,830
Total plan assets at beginning of year2015-12-31$253,342
Value of fidelity bond covering the plan2015-12-31$20,000
Total contributions received or receivable from participants2015-12-31$0
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-12,012
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$-4,512
Net plan assets at end of year (total assets less liabilities)2015-12-31$248,830
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$253,342
Total contributions received or receivable from employer(s)2015-12-31$7,500
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$5,657
Expenses. Total of all expenses incurred2014-12-31$0
Benefits paid (including direct rollovers)2014-12-31$0
Total plan assets at end of year2014-12-31$253,342
Total plan assets at beginning of year2014-12-31$247,685
Value of fidelity bond covering the plan2014-12-31$20,000
Total contributions received or receivable from participants2014-12-31$0
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$-1,343
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$5,657
Net plan assets at end of year (total assets less liabilities)2014-12-31$253,342
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$247,685
Total contributions received or receivable from employer(s)2014-12-31$7,000
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$21,139
Expenses. Total of all expenses incurred2013-12-31$0
Benefits paid (including direct rollovers)2013-12-31$0
Total plan assets at end of year2013-12-31$247,685
Total plan assets at beginning of year2013-12-31$226,546
Value of fidelity bond covering the plan2013-12-31$20,000
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$13,446
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$21,139
Net plan assets at end of year (total assets less liabilities)2013-12-31$247,685
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$226,546
Total contributions received or receivable from employer(s)2013-12-31$7,693
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$18,750
Expenses. Total of all expenses incurred2012-12-31$0
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$226,546
Total plan assets at beginning of year2012-12-31$207,796
Total contributions received or receivable from participants2012-12-31$0
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$11,541
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$18,750
Net plan assets at end of year (total assets less liabilities)2012-12-31$226,546
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$207,796
Total contributions received or receivable from employer(s)2012-12-31$7,209
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$67,397
Expenses. Total of all expenses incurred2011-12-31$0
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$207,796
Total plan assets at beginning of year2011-12-31$140,399
Total contributions received or receivable from participants2011-12-31$0
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-413
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$67,397
Net plan assets at end of year (total assets less liabilities)2011-12-31$207,796
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$140,399
Total contributions received or receivable from employer(s)2011-12-31$67,810
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0

Form 5500 Responses for NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN

2015: NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHWEST VALLEY ORAL AND FACIAL SURGERY DEFINED BENEFIT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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