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STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameSTOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Stock bonus
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

STOCK YARDS BANK & TRUST COMPANY has sponsored the creation of one or more 401k plans.

Company Name:STOCK YARDS BANK & TRUST COMPANY
Employer identification number (EIN):610354170
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01BETSY VANNATTA
0022016-01-01BETSY VANNATTA
0022016-01-01
0022015-01-01BETSY VANNATTA
0022015-01-01BETSY VANNATA
0022014-01-01AMANDA ZORIO AMANDA ZORIO2015-06-26
0022013-01-01AMANDA ZORIO AMANDA ZORIO2014-11-12
0022012-01-01AMANDA ZORIO AMANDA ZORIO2013-07-26
0022011-01-01AMANDA ZORIO AMANDA ZORIO2012-09-27
0022009-01-01LINDSAY GABBARD LISA MORLEY2010-09-20

Plan Statistics for STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01927
Total number of active participants reported on line 7a of the Form 55002022-01-011,080
Number of retired or separated participants receiving benefits2022-01-0110
Number of other retired or separated participants entitled to future benefits2022-01-01301
Total of all active and inactive participants2022-01-011,391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-014
Total participants2022-01-011,395
Number of participants with account balances2022-01-011,179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0165
2021: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01884
Total number of active participants reported on line 7a of the Form 55002021-01-01682
Number of retired or separated participants receiving benefits2021-01-017
Number of other retired or separated participants entitled to future benefits2021-01-01235
Total of all active and inactive participants2021-01-01924
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01927
Number of participants with account balances2021-01-01820
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0141
2020: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01816
Total number of active participants reported on line 7a of the Form 55002020-01-01647
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01236
Total of all active and inactive participants2020-01-01883
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01884
Number of participants with account balances2020-01-01799
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0129
2019: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01792
Total number of active participants reported on line 7a of the Form 55002019-01-01610
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01206
Total of all active and inactive participants2019-01-01816
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01816
Number of participants with account balances2019-01-01737
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0130
2018: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01785
Total number of active participants reported on line 7a of the Form 55002018-01-01608
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01184
Total of all active and inactive participants2018-01-01792
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01792
Number of participants with account balances2018-01-01713
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0127
2017: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01733
Total number of active participants reported on line 7a of the Form 55002017-01-01627
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01158
Total of all active and inactive participants2017-01-01785
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01785
Number of participants with account balances2017-01-01672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0129
2016: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01664
Total number of active participants reported on line 7a of the Form 55002016-01-01625
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01107
Total of all active and inactive participants2016-01-01732
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01733
Number of participants with account balances2016-01-01603
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0134
2015: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01632
Total number of active participants reported on line 7a of the Form 55002015-01-01587
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0177
Total of all active and inactive participants2015-01-01664
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01664
Number of participants with account balances2015-01-01554
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-019
2014: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01625
Total number of active participants reported on line 7a of the Form 55002014-01-01568
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0164
Total of all active and inactive participants2014-01-01632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01632
Number of participants with account balances2014-01-01533
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0121
2013: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01610
Total number of active participants reported on line 7a of the Form 55002013-01-01551
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0151
Total of all active and inactive participants2013-01-01602
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01602
Number of participants with account balances2013-01-01492
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0193
2012: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01564
Total number of active participants reported on line 7a of the Form 55002012-01-01536
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0137
Total of all active and inactive participants2012-01-01573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01573
Number of participants with account balances2012-01-01443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0134
2011: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01568
Total number of active participants reported on line 7a of the Form 55002011-01-01501
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0144
Total of all active and inactive participants2011-01-01545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01545
Number of participants with account balances2011-01-01435
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0143
2009: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01583
Total number of active participants reported on line 7a of the Form 55002009-01-01562
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01100
Total of all active and inactive participants2009-01-01662
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01662
Number of participants with account balances2009-01-01490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0155

Financial Data on STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$640,111
Total unrealized appreciation/depreciation of assets2022-12-31$640,111
Total transfer of assets to this plan2022-12-31$28,186,661
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-9,485,797
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$17,169,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$17,029,376
Expenses. Certain deemed distributions of participant loans2022-12-31$253
Value of total corrective distributions2022-12-31$3,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,195,941
Value of total assets at end of year2022-12-31$139,669,690
Value of total assets at beginning of year2022-12-31$138,137,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$136,502
Total interest from all sources2022-12-31$72,061
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$437,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$15,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$5,473,126
Participant contributions at end of year2022-12-31$281,027
Participant contributions at beginning of year2022-12-31$217,757
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$705,614
Other income not declared elsewhere2022-12-31$-6,822
Administrative expenses (other) incurred2022-12-31$136,502
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-26,654,941
Value of net assets at end of year (total assets less liabilities)2022-12-31$139,669,690
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$138,137,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$103,070,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$105,101,516
Interest on participant loans2022-12-31$10,497
Interest earned on other investments2022-12-31$61,564
Value of interest in common/collective trusts at beginning of year2022-12-31$847,080
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$8,828,465
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$3,450,148
Net investment gain/loss from pooled separate accounts2022-12-31$-19,824,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$27,489,215
Assets. Invements in employer securities at beginning of year2022-12-31$28,521,469
Contributions received in cash from employer2022-12-31$3,017,201
Income. Dividends from common stock2022-12-31$437,007
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$17,029,376
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31VONLEHMAN & COMPANY, INC.
Accountancy firm EIN2022-12-31310905417
2021 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$10,567,721
Total unrealized appreciation/depreciation of assets2021-12-31$10,567,721
Total transfer of assets to this plan2021-12-31$22,239,537
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$30,673,590
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$11,259,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$11,144,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$7,196,270
Value of total assets at end of year2021-12-31$138,137,970
Value of total assets at beginning of year2021-12-31$96,484,448
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$114,996
Total interest from all sources2021-12-31$37,326
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$487,398
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$15,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,687,797
Participant contributions at end of year2021-12-31$217,757
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$663,954
Other income not declared elsewhere2021-12-31$5,412
Administrative expenses (other) incurred2021-12-31$114,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$19,413,985
Value of net assets at end of year (total assets less liabilities)2021-12-31$138,137,970
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$96,484,448
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$105,101,516
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$72,463,704
Interest on participant loans2021-12-31$549
Interest earned on other investments2021-12-31$36,777
Value of interest in common/collective trusts at end of year2021-12-31$847,080
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$3,450,148
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,069,229
Net investment gain/loss from pooled separate accounts2021-12-31$12,378,928
Net investment gain or loss from common/collective trusts2021-12-31$535
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$28,521,469
Assets. Invements in employer securities at beginning of year2021-12-31$19,951,515
Contributions received in cash from employer2021-12-31$2,844,519
Income. Dividends from common stock2021-12-31$487,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$11,144,609
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DEAN DORTON ALLEN FORD PLLC
Accountancy firm EIN2021-12-31273858252
2020 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$16,370,084
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,384,485
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,297,928
Expenses. Certain deemed distributions of participant loans2020-12-31$1,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,099,311
Value of total assets at end of year2020-12-31$96,484,448
Value of total assets at beginning of year2020-12-31$87,498,849
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$84,715
Total interest from all sources2020-12-31$40,050
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$504,167
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$504,167
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$15,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,301,137
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$1,979
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$203,199
Other income not declared elsewhere2020-12-31$58
Administrative expenses (other) incurred2020-12-31$84,715
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$8,985,599
Value of net assets at end of year (total assets less liabilities)2020-12-31$96,484,448
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$87,498,849
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$72,463,704
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$63,658,796
Interest on participant loans2020-12-31$6
Interest earned on other investments2020-12-31$40,044
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,069,229
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$2,987,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,726,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$19,951,515
Assets. Invements in employer securities at beginning of year2020-12-31$20,850,704
Contributions received in cash from employer2020-12-31$2,594,975
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,297,928
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DEAN DORTON ALLEN FORD PLLC
Accountancy firm EIN2020-12-31273858252
2019 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$4,270,430
Total unrealized appreciation/depreciation of assets2019-12-31$4,270,430
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$22,165,787
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,931,266
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,821,768
Value of total corrective distributions2019-12-31$16,777
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,419,350
Value of total assets at end of year2019-12-31$87,498,849
Value of total assets at beginning of year2019-12-31$71,264,328
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$92,721
Total interest from all sources2019-12-31$32,533
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$524,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$15,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,032,170
Participant contributions at end of year2019-12-31$1,979
Participant contributions at beginning of year2019-12-31$5,468
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$160,109
Other income not declared elsewhere2019-12-31$-5,159
Administrative expenses (other) incurred2019-12-31$92,721
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$16,234,521
Value of net assets at end of year (total assets less liabilities)2019-12-31$87,498,849
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$71,264,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$63,658,796
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$47,883,205
Interest on participant loans2019-12-31$184
Interest earned on other investments2019-12-31$32,349
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$878,760
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,987,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,845,429
Net investment gain/loss from pooled separate accounts2019-12-31$11,738,865
Net investment gain or loss from common/collective trusts2019-12-31$184,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$20,850,704
Assets. Invements in employer securities at beginning of year2019-12-31$18,651,466
Contributions received in cash from employer2019-12-31$2,227,071
Income. Dividends from common stock2019-12-31$524,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,821,768
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DEAN DORTON ALLEN FORD PLLC
Accountancy firm EIN2019-12-31273858252
2018 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$405,756
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,363,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,292,935
Value of total corrective distributions2018-12-31$2,722
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,643,725
Value of total assets at end of year2018-12-31$71,264,328
Value of total assets at beginning of year2018-12-31$76,221,973
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$67,744
Total interest from all sources2018-12-31$44,641
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$508,987
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$508,987
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$15,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,754,636
Participant contributions at end of year2018-12-31$5,468
Participant contributions at beginning of year2018-12-31$13,786
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$875,238
Other income not declared elsewhere2018-12-31$248,575
Administrative expenses (other) incurred2018-12-31$67,744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,957,645
Value of net assets at end of year (total assets less liabilities)2018-12-31$71,264,328
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$76,221,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$47,883,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$49,115,943
Interest on participant loans2018-12-31$501
Interest earned on other investments2018-12-31$44,140
Value of interest in common/collective trusts at end of year2018-12-31$878,760
Value of interest in common/collective trusts at beginning of year2018-12-31$1,014,607
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,845,429
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,555,017
Net investment gain/loss from pooled separate accounts2018-12-31$-5,875,344
Net investment gain or loss from common/collective trusts2018-12-31$-164,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$18,651,466
Assets. Invements in employer securities at beginning of year2018-12-31$21,522,620
Contributions received in cash from employer2018-12-31$2,013,851
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,292,935
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DEAN DORTON ALLEN FORD PLLC
Accountancy firm EIN2018-12-31273858252
2017 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-5,182,294
Total unrealized appreciation/depreciation of assets2017-12-31$-5,182,294
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,475,965
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,020,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,943,404
Value of total corrective distributions2017-12-31$20,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,450,693
Value of total assets at end of year2017-12-31$76,221,973
Value of total assets at beginning of year2017-12-31$72,766,707
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$57,017
Total interest from all sources2017-12-31$47,235
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$436,330
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$15,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,463,353
Participant contributions at end of year2017-12-31$13,786
Participant contributions at beginning of year2017-12-31$27,174
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$103,902
Other income not declared elsewhere2017-12-31$8
Administrative expenses (other) incurred2017-12-31$57,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,455,266
Value of net assets at end of year (total assets less liabilities)2017-12-31$76,221,973
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$72,766,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$49,115,943
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$66,872,375
Interest on participant loans2017-12-31$1,137
Interest earned on other investments2017-12-31$46,098
Value of interest in common/collective trusts at end of year2017-12-31$1,014,607
Value of interest in common/collective trusts at beginning of year2017-12-31$901,334
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,555,017
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,965,824
Net investment gain/loss from pooled separate accounts2017-12-31$7,553,863
Net investment gain or loss from common/collective trusts2017-12-31$170,130
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$21,522,620
Assets. Invements in employer securities at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$1,883,438
Income. Dividends from common stock2017-12-31$436,330
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,943,404
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BEUTOW, LEMASTUS & DICK PLLC
Accountancy firm EIN2017-12-31611315679
2016 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$22,241,462
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$5,710,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,685,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,763,407
Value of total assets at end of year2016-12-31$72,766,707
Value of total assets at beginning of year2016-12-31$56,236,030
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$25,294
Total interest from all sources2016-12-31$44,280
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$13,540,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$15,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,321,869
Participant contributions at end of year2016-12-31$27,174
Participant contributions at beginning of year2016-12-31$41,436
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$671,136
Other income not declared elsewhere2016-12-31$703
Administrative expenses (other) incurred2016-12-31$25,294
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$16,530,677
Value of net assets at end of year (total assets less liabilities)2016-12-31$72,766,707
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$56,236,030
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$66,872,375
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$35,579,440
Interest on participant loans2016-12-31$1,796
Interest earned on other investments2016-12-31$42,484
Value of interest in common/collective trusts at end of year2016-12-31$901,334
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,965,824
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,486,154
Net investment gain/loss from pooled separate accounts2016-12-31$3,892,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at beginning of year2016-12-31$17,129,000
Contributions received in cash from employer2016-12-31$1,770,402
Income. Dividends from common stock2016-12-31$13,540,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,685,491
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BEUTOW, LEMASTUS & DICK PLLC
Accountancy firm EIN2016-12-31611315679
2015 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$2,208,170
Total unrealized appreciation/depreciation of assets2015-12-31$2,208,170
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,970,940
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$5,708,505
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,702,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,751,506
Value of total assets at end of year2015-12-31$56,236,030
Value of total assets at beginning of year2015-12-31$56,973,595
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,306
Total interest from all sources2015-12-31$8,973
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$349,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,259,237
Participant contributions at end of year2015-12-31$41,436
Participant contributions at beginning of year2015-12-31$37,770
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$492,269
Other income not declared elsewhere2015-12-31$-56,294
Administrative expenses (other) incurred2015-12-31$750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-737,565
Value of net assets at end of year (total assets less liabilities)2015-12-31$56,236,030
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$56,973,595
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$35,579,440
Value of interest in pooled separate accounts at beginning of year2015-12-31$34,716,452
Interest on participant loans2015-12-31$1,718
Interest earned on other investments2015-12-31$7,255
Value of interest in common/collective trusts at beginning of year2015-12-31$4,134,006
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,486,154
Net investment gain/loss from pooled separate accounts2015-12-31$-320,778
Net investment gain or loss from common/collective trusts2015-12-31$30,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$17,129,000
Assets. Invements in employer securities at beginning of year2015-12-31$16,303,446
Employer contributions (assets) at beginning of year2015-12-31$1,781,921
Income. Dividends from common stock2015-12-31$349,116
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,702,199
Contract administrator fees2015-12-31$5,556
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BEUTOW, LEMASTUS & DICK PLLC
Accountancy firm EIN2015-12-31611315679
2014 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$725,513
Total unrealized appreciation/depreciation of assets2014-12-31$725,513
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,343,262
Total loss/gain on sale of assets2014-12-31$-129,371
Total of all expenses incurred2014-12-31$2,744,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,727,083
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$11,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,029,109
Value of total assets at end of year2014-12-31$56,973,595
Value of total assets at beginning of year2014-12-31$52,374,345
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,876
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$2,736
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$445,884
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$2,211,137
Participant contributions at end of year2014-12-31$37,770
Participant contributions at beginning of year2014-12-31$56,520
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$67,536
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$29,410
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$4,755
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,599,250
Value of net assets at end of year (total assets less liabilities)2014-12-31$56,973,595
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$52,374,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in pooled separate accounts at end of year2014-12-31$34,716,452
Value of interest in pooled separate accounts at beginning of year2014-12-31$30,117,617
Interest on participant loans2014-12-31$2,736
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$4,134,006
Value of interest in common/collective trusts at beginning of year2014-12-31$4,553,973
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$2,216,466
Net investment gain or loss from common/collective trusts2014-12-31$48,170
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$16,303,446
Assets. Invements in employer securities at beginning of year2014-12-31$15,894,818
Contributions received in cash from employer2014-12-31$1,788,562
Employer contributions (assets) at end of year2014-12-31$1,781,921
Employer contributions (assets) at beginning of year2014-12-31$1,683,881
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$445,884
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,727,083
Contract administrator fees2014-12-31$5,876
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$2,937,006
Aggregate carrying amount (costs) on sale of assets2014-12-31$3,066,377
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BEUTOW, LEMASTUS & DICK PLLC
Accountancy firm EIN2014-12-31611315679
2013 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$4,554,249
Total unrealized appreciation/depreciation of assets2013-12-31$4,554,249
Total transfer of assets to this plan2013-12-31$2,586,960
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$14,828,320
Total loss/gain on sale of assets2013-12-31$420,824
Total of all expenses incurred2013-12-31$5,966,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,961,206
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$16
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,942,469
Value of total assets at end of year2013-12-31$52,374,345
Value of total assets at beginning of year2013-12-31$40,925,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,202
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$2,178
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$412,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$2,029,920
Participant contributions at end of year2013-12-31$56,520
Participant contributions at beginning of year2013-12-31$38,490
Participant contributions at end of year2013-12-31$67,536
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$228,668
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$9,851
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,861,896
Value of net assets at end of year (total assets less liabilities)2013-12-31$52,374,345
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$40,925,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$30,117,617
Value of interest in pooled separate accounts at beginning of year2013-12-31$23,829,497
Interest on participant loans2013-12-31$2,178
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$4,553,973
Value of interest in common/collective trusts at beginning of year2013-12-31$4,694,185
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$0
Net investment gain/loss from pooled separate accounts2013-12-31$5,538,855
Net investment gain or loss from common/collective trusts2013-12-31$-42,628
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$15,894,818
Assets. Invements in employer securities at beginning of year2013-12-31$10,852,954
Contributions received in cash from employer2013-12-31$1,683,881
Employer contributions (assets) at end of year2013-12-31$1,683,881
Employer contributions (assets) at beginning of year2013-12-31$1,510,363
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$412,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,951,355
Contract administrator fees2013-12-31$5,202
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$3,161,436
Aggregate carrying amount (costs) on sale of assets2013-12-31$2,740,612
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BUETOW, LEMASTUS & DICK PLLC
Accountancy firm EIN2013-12-31611315679
2012 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$712,047
Total unrealized appreciation/depreciation of assets2012-12-31$712,047
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,686,153
Total loss/gain on sale of assets2012-12-31$217,022
Total of all expenses incurred2012-12-31$2,541,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,518,697
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$20,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,176,620
Value of total assets at end of year2012-12-31$40,925,489
Value of total assets at beginning of year2012-12-31$34,780,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,753
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$2,037
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$372,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$1,894,721
Participant contributions at end of year2012-12-31$38,490
Participant contributions at beginning of year2012-12-31$37,197
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$770,009
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$92,326
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,145,000
Value of net assets at end of year (total assets less liabilities)2012-12-31$40,925,489
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$34,780,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in pooled separate accounts at end of year2012-12-31$23,829,497
Value of interest in pooled separate accounts at beginning of year2012-12-31$20,450,124
Interest on participant loans2012-12-31$2,037
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$4,694,185
Value of interest in common/collective trusts at beginning of year2012-12-31$3,416,093
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$3,036,753
Net investment gain or loss from common/collective trusts2012-12-31$76,928
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$10,852,954
Assets. Invements in employer securities at beginning of year2012-12-31$9,415,053
Contributions received in cash from employer2012-12-31$1,511,890
Employer contributions (assets) at end of year2012-12-31$1,510,363
Employer contributions (assets) at beginning of year2012-12-31$1,462,022
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$372,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,518,697
Contract administrator fees2012-12-31$1,753
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$1,892,814
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,675,792
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BUETOW, LEMASTUS & DICK PLLC
Accountancy firm EIN2012-12-31611315679
2011 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-1,827,027
Total unrealized appreciation/depreciation of assets2011-12-31$-1,827,027
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,008,642
Total loss/gain on sale of assets2011-12-31$-202,752
Total of all expenses incurred2011-12-31$3,486,707
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,474,917
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$9,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$4,046,473
Value of total assets at end of year2011-12-31$34,780,489
Value of total assets at beginning of year2011-12-31$36,258,554
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,962
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$1,442
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$347,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$1,812,309
Participant contributions at end of year2011-12-31$37,197
Participant contributions at beginning of year2011-12-31$31,432
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$834,902
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,478,065
Value of net assets at end of year (total assets less liabilities)2011-12-31$34,780,489
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$36,258,554
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in pooled separate accounts at end of year2011-12-31$20,450,124
Value of interest in pooled separate accounts at beginning of year2011-12-31$20,832,638
Interest on participant loans2011-12-31$1,442
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$3,416,093
Value of interest in common/collective trusts at beginning of year2011-12-31$2,875,038
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-434,919
Net investment gain or loss from common/collective trusts2011-12-31$77,904
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$9,415,053
Assets. Invements in employer securities at beginning of year2011-12-31$11,069,173
Contributions received in cash from employer2011-12-31$1,399,262
Employer contributions (assets) at end of year2011-12-31$1,462,022
Employer contributions (assets) at beginning of year2011-12-31$1,450,273
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$347,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,474,917
Contract administrator fees2011-12-31$1,962
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$1,802,773
Aggregate carrying amount (costs) on sale of assets2011-12-31$2,005,525
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BEUTOW, LEMASTUS & DICK
Accountancy firm EIN2011-12-31611315679
2010 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,305,416
Total unrealized appreciation/depreciation of assets2010-12-31$1,305,416
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$8,160,385
Total loss/gain on sale of assets2010-12-31$102,235
Total of all expenses incurred2010-12-31$2,560,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,559,042
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,225,740
Value of total assets at end of year2010-12-31$36,258,554
Value of total assets at beginning of year2010-12-31$30,658,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,728
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$2,516
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$297,008
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$6,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$1,704,052
Participant contributions at end of year2010-12-31$31,432
Participant contributions at beginning of year2010-12-31$55,132
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$53,625
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$103,962
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$57
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$7,487
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,599,615
Value of net assets at end of year (total assets less liabilities)2010-12-31$36,258,554
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$30,658,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$20,832,638
Value of interest in pooled separate accounts at beginning of year2010-12-31$18,000,390
Interest on participant loans2010-12-31$2,516
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$2,875,038
Value of interest in common/collective trusts at beginning of year2010-12-31$2,400,809
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$3,124,323
Net investment gain or loss from common/collective trusts2010-12-31$95,660
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$11,069,173
Assets. Invements in employer securities at beginning of year2010-12-31$8,770,610
Contributions received in cash from employer2010-12-31$1,417,726
Employer contributions (assets) at end of year2010-12-31$1,450,273
Employer contributions (assets) at beginning of year2010-12-31$1,378,373
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$297,008
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,558,985
Contract administrator fees2010-12-31$1,728
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,145,270
Aggregate carrying amount (costs) on sale of assets2010-12-31$1,043,035
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BUETOW, LEMASTUS, AND DICK
Accountancy firm EIN2010-12-31611315679
2009 : STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

2022: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: STOCK YARDS BANK & TRUST COMPANY 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9903
Policy instance 1
Insurance contract or identification numberZH9903
Number of Individuals Covered1395
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9903
Policy instance 1
Insurance contract or identification numberZH9903
Number of Individuals Covered927
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9903
Policy instance 1
Insurance contract or identification numberZH9903
Number of Individuals Covered884
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9903
Policy instance 1
Insurance contract or identification numberZH9903
Number of Individuals Covered816
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9903
Policy instance 1
Insurance contract or identification numberZH9903
Number of Individuals Covered785
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610708
Policy instance 1
Insurance contract or identification number610708
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-10-15
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberZH9903
Policy instance 2
Insurance contract or identification numberZH9903
Number of Individuals Covered664
Insurance policy start date2015-10-16
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610708
Policy instance 1
Insurance contract or identification number610708
Number of Individuals Covered632
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610708
Policy instance 1
Insurance contract or identification number610708
Number of Individuals Covered602
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610708
Policy instance 1
Insurance contract or identification number610708
Number of Individuals Covered573
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,379
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2379
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameSTOCK YARDS BANK & TRUST COMPANY
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610708
Policy instance 1
Insurance contract or identification number610708
Number of Individuals Covered545
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,730
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number610708
Policy instance 1
Insurance contract or identification number610708
Number of Individuals Covered564
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,039
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2039
Additional information about fees paid to insurance brokerPRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?3
Insurance broker nameSTOCK YARDS BANK & TRUST COMPANY

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