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SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameSPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 001

SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SPALDING UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:SPALDING UNIVERSITY
Employer identification number (EIN):610444780
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01EZRA KRUMHANSL2023-10-04
0012021-01-01EZRA KRUMHANSL2022-10-11
0012020-01-01JENNIFER BROCKHOFF2021-10-14
0012019-01-01JENNIFER BROCKHOFF2020-10-12
0012018-01-01JENNIFER BROCKHOFF2019-09-30
0012017-01-01
0012016-01-01
0012015-01-01JENNIFER BROCKHOFF
0012014-01-01JENNIFER BROCKHOFF
0012013-01-01JENNIFER BROCKHOFF
0012012-01-01JENNIFER BROCKHOFF
0012011-01-01MELISSA LOWE
0012010-01-01MELISSA LOWE
0012009-01-01MELISSA LOWE
0012009-01-01MELISSA LOWE

Plan Statistics for SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01747
Total number of active participants reported on line 7a of the Form 55002022-01-01436
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01138
Total of all active and inactive participants2022-01-01576
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01577
Number of participants with account balances2022-01-01392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01800
Total number of active participants reported on line 7a of the Form 55002021-01-01604
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-01139
Total of all active and inactive participants2021-01-01746
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01746
Number of participants with account balances2021-01-01372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01715
Total number of active participants reported on line 7a of the Form 55002020-01-01681
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-01116
Total of all active and inactive participants2020-01-01800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01800
Number of participants with account balances2020-01-01361
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01917
Total number of active participants reported on line 7a of the Form 55002019-01-01606
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01107
Total of all active and inactive participants2019-01-01715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01715
Number of participants with account balances2019-01-01354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01807
Total number of active participants reported on line 7a of the Form 55002018-01-01801
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01115
Total of all active and inactive participants2018-01-01917
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01917
Number of participants with account balances2018-01-01383
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01846
Total number of active participants reported on line 7a of the Form 55002017-01-01727
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0178
Total of all active and inactive participants2017-01-01806
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01806
Number of participants with account balances2017-01-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01711
Total number of active participants reported on line 7a of the Form 55002016-01-01773
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0172
Total of all active and inactive participants2016-01-01846
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01846
Number of participants with account balances2016-01-01324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01436
Total number of active participants reported on line 7a of the Form 55002015-01-01613
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0197
Total of all active and inactive participants2015-01-01710
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01711
Number of participants with account balances2015-01-01405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01522
Total number of active participants reported on line 7a of the Form 55002014-01-01333
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01101
Total of all active and inactive participants2014-01-01434
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01436
Number of participants with account balances2014-01-01421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01716
Total number of active participants reported on line 7a of the Form 55002013-01-01416
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01105
Total of all active and inactive participants2013-01-01521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01522
Number of participants with account balances2013-01-01441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01416
Total number of active participants reported on line 7a of the Form 55002012-01-01355
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01360
Total of all active and inactive participants2012-01-01715
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01716
Number of participants with account balances2012-01-01575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01632
Total number of active participants reported on line 7a of the Form 55002011-01-01312
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01103
Total of all active and inactive participants2011-01-01415
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01415
Number of participants with account balances2011-01-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01619
Total number of active participants reported on line 7a of the Form 55002010-01-01536
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0196
Total of all active and inactive participants2010-01-01632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01632
Number of participants with account balances2010-01-01567
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01593
Total number of active participants reported on line 7a of the Form 55002009-01-01539
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0180
Total of all active and inactive participants2009-01-01619
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01619
Number of participants with account balances2009-01-01544
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,984,647
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,051,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,960,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,923,201
Value of total assets at end of year2022-12-31$41,685,243
Value of total assets at beginning of year2022-12-31$51,720,991
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$90,787
Total interest from all sources2022-12-31$84,042
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$928,134
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$928,134
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$2,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,194,489
Participant contributions at end of year2022-12-31$2,779
Participant contributions at beginning of year2022-12-31$25,598
Participant contributions at end of year2022-12-31$44,664
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$88,642
Total non interest bearing cash at end of year2022-12-31$8
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-10,035,748
Value of net assets at end of year (total assets less liabilities)2022-12-31$41,685,243
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$51,720,991
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$33,069,076
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$42,993,404
Value of interest in pooled separate accounts at end of year2022-12-31$222,309
Value of interest in pooled separate accounts at beginning of year2022-12-31$219,140
Interest on participant loans2022-12-31$390
Interest earned on other investments2022-12-31$83,652
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$8,321,175
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$8,482,849
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,972,731
Net investment gain/loss from pooled separate accounts2022-12-31$52,707
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$640,070
Employer contributions (assets) at end of year2022-12-31$25,232
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,960,314
Contract administrator fees2022-12-31$90,787
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31HARDING, SHYMANSKI & COMPANY
Accountancy firm EIN2022-12-31351346211
2021 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$7,811,486
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,129,130
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,039,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,832,979
Value of total assets at end of year2021-12-31$51,720,991
Value of total assets at beginning of year2021-12-31$46,038,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$89,446
Total interest from all sources2021-12-31$195,259
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,676,807
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,676,807
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,173,225
Participant contributions at end of year2021-12-31$25,598
Participant contributions at beginning of year2021-12-31$59,454
Participant contributions at beginning of year2021-12-31$43,052
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$332,699
Total non interest bearing cash at beginning of year2021-12-31$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$5,682,356
Value of net assets at end of year (total assets less liabilities)2021-12-31$51,720,991
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$46,038,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$42,993,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$36,955,162
Value of interest in pooled separate accounts at end of year2021-12-31$219,140
Value of interest in pooled separate accounts at beginning of year2021-12-31$185,160
Interest on participant loans2021-12-31$2,696
Interest earned on other investments2021-12-31$192,563
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$3,971,192
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$8,482,849
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,824,609
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,073,127
Net investment gain/loss from pooled separate accounts2021-12-31$33,314
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$327,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,039,684
Contract administrator fees2021-12-31$89,446
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31HARDING SYMANSKI & COMPANY
Accountancy firm EIN2021-12-31351346211
2020 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$7,886,061
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,846,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,767,123
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,793,986
Value of total assets at end of year2020-12-31$46,038,635
Value of total assets at beginning of year2020-12-31$40,999,254
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$79,557
Total interest from all sources2020-12-31$250,098
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,109,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,109,119
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,157,334
Participant contributions at end of year2020-12-31$59,454
Participant contributions at beginning of year2020-12-31$100,128
Participant contributions at end of year2020-12-31$43,052
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$33,150
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$6
Total non interest bearing cash at beginning of year2020-12-31$2,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,039,381
Value of net assets at end of year (total assets less liabilities)2020-12-31$46,038,635
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$40,999,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$36,955,162
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$32,175,944
Value of interest in pooled separate accounts at end of year2020-12-31$185,160
Value of interest in pooled separate accounts at beginning of year2020-12-31$382,970
Interest on participant loans2020-12-31$4,700
Interest earned on other investments2020-12-31$201,346
Value of interest in common/collective trusts at end of year2020-12-31$3,971,192
Value of interest in common/collective trusts at beginning of year2020-12-31$3,094,836
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$44,052
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,824,609
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$5,243,149
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,735,914
Net investment gain/loss from pooled separate accounts2020-12-31$-3,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$603,502
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,767,123
Contract administrator fees2020-12-31$79,557
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HARDING SYMANSKI & COMPANY
Accountancy firm EIN2020-12-31351346211
2019 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,898,924
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,912,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,837,281
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,256,869
Value of total assets at end of year2019-12-31$40,999,254
Value of total assets at beginning of year2019-12-31$35,012,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$75,192
Total interest from all sources2019-12-31$223,107
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$918,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$918,069
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,239,352
Participant contributions at end of year2019-12-31$100,128
Participant contributions at beginning of year2019-12-31$180,045
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$11,294
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$25,398
Total non interest bearing cash at end of year2019-12-31$2,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,986,451
Value of net assets at end of year (total assets less liabilities)2019-12-31$40,999,254
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$35,012,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$32,175,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$26,599,283
Value of interest in pooled separate accounts at end of year2019-12-31$382,970
Value of interest in pooled separate accounts at beginning of year2019-12-31$363,675
Interest on participant loans2019-12-31$8,862
Interest earned on other investments2019-12-31$214,245
Value of interest in common/collective trusts at end of year2019-12-31$3,094,836
Value of interest in common/collective trusts at beginning of year2019-12-31$2,461,193
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$5,243,149
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,383,209
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,424,209
Net investment gain/loss from pooled separate accounts2019-12-31$20,416
Net investment gain or loss from common/collective trusts2019-12-31$56,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,006,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,837,281
Contract administrator fees2019-12-31$75,192
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HARDING SHYMANSKI & COMPANY
Accountancy firm EIN2019-12-31351346211
2018 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$961,354
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,356,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,295,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,215,421
Value of total assets at end of year2018-12-31$35,012,803
Value of total assets at beginning of year2018-12-31$36,407,658
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$60,493
Total interest from all sources2018-12-31$239,818
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,055,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,055,971
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,180,771
Participant contributions at end of year2018-12-31$180,045
Participant contributions at beginning of year2018-12-31$152,956
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$57,688
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$25,398
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$38,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,394,855
Value of net assets at end of year (total assets less liabilities)2018-12-31$35,012,803
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$36,407,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$26,599,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$28,386,858
Value of interest in pooled separate accounts at end of year2018-12-31$363,675
Value of interest in pooled separate accounts at beginning of year2018-12-31$355,224
Interest on participant loans2018-12-31$8,497
Interest earned on other investments2018-12-31$231,321
Value of interest in common/collective trusts at end of year2018-12-31$2,461,193
Value of interest in common/collective trusts at beginning of year2018-12-31$1,966,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$5,383,209
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$5,508,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,609,022
Net investment gain/loss from pooled separate accounts2018-12-31$16,871
Net investment gain or loss from common/collective trusts2018-12-31$42,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$976,962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,295,716
Contract administrator fees2018-12-31$60,493
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HARDING SHYMANSKI & COMPANY
Accountancy firm EIN2018-12-31351346211
2017 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,623,181
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,515,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,460,740
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,002,466
Value of total assets at end of year2017-12-31$36,407,658
Value of total assets at beginning of year2017-12-31$31,299,612
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$54,395
Total interest from all sources2017-12-31$264,705
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$984,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$984,436
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,059,977
Participant contributions at end of year2017-12-31$152,956
Participant contributions at beginning of year2017-12-31$135,305
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$17,900
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$38,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,108,046
Value of net assets at end of year (total assets less liabilities)2017-12-31$36,407,658
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$31,299,612
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$28,386,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$23,737,526
Value of interest in pooled separate accounts at end of year2017-12-31$355,224
Value of interest in pooled separate accounts at beginning of year2017-12-31$380,516
Interest on participant loans2017-12-31$6,199
Interest earned on other investments2017-12-31$258,506
Value of interest in common/collective trusts at end of year2017-12-31$1,966,420
Value of interest in common/collective trusts at beginning of year2017-12-31$1,374,520
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$5,508,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$5,671,745
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,355,035
Net investment gain/loss from pooled separate accounts2017-12-31$16,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$924,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,460,740
Contract administrator fees2017-12-31$54,395
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HARDING SHYMANSKI & COMPANY
Accountancy firm EIN2017-12-31351346211
2016 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,850,099
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,305,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,249,542
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,884,377
Value of total assets at end of year2016-12-31$31,299,612
Value of total assets at beginning of year2016-12-31$29,755,130
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$56,075
Total interest from all sources2016-12-31$263,433
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$508,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$508,728
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,012,836
Participant contributions at end of year2016-12-31$135,305
Participant contributions at beginning of year2016-12-31$109,193
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,544,482
Value of net assets at end of year (total assets less liabilities)2016-12-31$31,299,612
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$29,755,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$23,737,526
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$22,228,727
Value of interest in pooled separate accounts at end of year2016-12-31$380,516
Value of interest in pooled separate accounts at beginning of year2016-12-31$372,339
Interest on participant loans2016-12-31$5,184
Interest earned on other investments2016-12-31$258,249
Value of interest in common/collective trusts at end of year2016-12-31$1,374,520
Value of interest in common/collective trusts at beginning of year2016-12-31$1,163,354
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$5,671,745
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$5,881,517
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,153,246
Net investment gain/loss from pooled separate accounts2016-12-31$18,919
Net investment gain or loss from common/collective trusts2016-12-31$21,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$867,616
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,249,542
Contract administrator fees2016-12-31$56,075
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HARDING SHYMANSKI & COMPANY
Accountancy firm EIN2016-12-31351346211
2015 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,212,411
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,688,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,632,644
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,854,430
Value of total assets at end of year2015-12-31$29,755,130
Value of total assets at beginning of year2015-12-31$29,231,111
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$55,748
Total interest from all sources2015-12-31$256,385
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$567,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$567,793
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$975,691
Participant contributions at end of year2015-12-31$109,193
Participant contributions at beginning of year2015-12-31$114,833
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$24,196
Total non interest bearing cash at beginning of year2015-12-31$258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$524,019
Value of net assets at end of year (total assets less liabilities)2015-12-31$29,755,130
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$29,231,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$22,228,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$21,830,811
Value of interest in pooled separate accounts at end of year2015-12-31$372,339
Value of interest in pooled separate accounts at beginning of year2015-12-31$296,344
Interest on participant loans2015-12-31$5,245
Interest earned on other investments2015-12-31$251,140
Value of interest in common/collective trusts at end of year2015-12-31$1,163,354
Value of interest in common/collective trusts at beginning of year2015-12-31$970,349
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$5,881,517
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$6,018,516
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-513,066
Net investment gain/loss from pooled separate accounts2015-12-31$26,855
Net investment gain or loss from common/collective trusts2015-12-31$20,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$854,543
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,632,644
Contract administrator fees2015-12-31$55,748
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HARDING SHYMANSKI & COMPANY
Accountancy firm EIN2015-12-31351346211
2014 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,224
Total income from all sources (including contributions)2014-12-31$3,633,437
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,639,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,588,257
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,939,572
Value of total assets at end of year2014-12-31$29,231,111
Value of total assets at beginning of year2014-12-31$27,238,759
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$51,604
Total interest from all sources2014-12-31$271,376
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$980,140
Participant contributions at end of year2014-12-31$114,833
Participant contributions at beginning of year2014-12-31$123,145
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$140,193
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$1,224
Total non interest bearing cash at end of year2014-12-31$258
Total non interest bearing cash at beginning of year2014-12-31$3,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,993,576
Value of net assets at end of year (total assets less liabilities)2014-12-31$29,231,111
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$27,237,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$21,830,811
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$19,641,677
Value of interest in pooled separate accounts at end of year2014-12-31$296,344
Value of interest in pooled separate accounts at beginning of year2014-12-31$287,175
Interest on participant loans2014-12-31$4,672
Interest earned on other investments2014-12-31$266,704
Value of interest in common/collective trusts at end of year2014-12-31$970,349
Value of interest in common/collective trusts at beginning of year2014-12-31$843,681
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$6,018,516
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$6,339,312
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$106,784
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,370,664
Net investment gain/loss from pooled separate accounts2014-12-31$34,031
Net investment gain or loss from common/collective trusts2014-12-31$17,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$819,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,481,473
Contract administrator fees2014-12-31$51,604
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HARDING SCHMANSKI
Accountancy firm EIN2014-12-31351346211
2013 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,224
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$118,953
Total income from all sources (including contributions)2013-12-31$5,551,898
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,292,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,236,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,842,385
Value of total assets at end of year2013-12-31$27,238,759
Value of total assets at beginning of year2013-12-31$23,097,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$55,784
Total interest from all sources2013-12-31$271,079
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$917,446
Participant contributions at end of year2013-12-31$123,145
Participant contributions at beginning of year2013-12-31$92,080
Participant contributions at beginning of year2013-12-31$5,500
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$137,834
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$1,224
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$118,953
Total non interest bearing cash at end of year2013-12-31$3,769
Total non interest bearing cash at beginning of year2013-12-31$281,477
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,259,133
Value of net assets at end of year (total assets less liabilities)2013-12-31$27,237,535
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$22,978,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$19,641,677
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$15,328,942
Value of interest in pooled separate accounts at end of year2013-12-31$287,175
Value of interest in pooled separate accounts at beginning of year2013-12-31$278,864
Interest on participant loans2013-12-31$4,562
Interest earned on other investments2013-12-31$266,517
Value of interest in common/collective trusts at end of year2013-12-31$843,681
Value of interest in common/collective trusts at beginning of year2013-12-31$638,031
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$6,339,312
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$6,471,935
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$161,072
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,396,216
Net investment gain/loss from pooled separate accounts2013-12-31$26,193
Net investment gain or loss from common/collective trusts2013-12-31$16,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$787,105
Employer contributions (assets) at beginning of year2013-12-31$526
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,075,909
Contract administrator fees2013-12-31$55,784
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HARDING, SCHYMANSKI & COMPANY, PSC
Accountancy firm EIN2013-12-31351346211
2012 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$118,953
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,730,231
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,063,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$968,678
Expenses. Certain deemed distributions of participant loans2012-12-31$37,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,506,159
Value of total assets at end of year2012-12-31$23,097,355
Value of total assets at beginning of year2012-12-31$20,311,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$57,147
Total interest from all sources2012-12-31$3,028
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$302,294
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$302,294
Administrative expenses professional fees incurred2012-12-31$56,892
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$763,736
Participant contributions at end of year2012-12-31$92,080
Participant contributions at beginning of year2012-12-31$105,761
Participant contributions at end of year2012-12-31$5,500
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$9,669
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$118,953
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$291,130
Administrative expenses (other) incurred2012-12-31$255
Total non interest bearing cash at end of year2012-12-31$281,477
Total non interest bearing cash at beginning of year2012-12-31$105,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,667,191
Value of net assets at end of year (total assets less liabilities)2012-12-31$22,978,402
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$20,311,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$15,328,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,830,726
Value of interest in pooled separate accounts at end of year2012-12-31$278,864
Value of interest in pooled separate accounts at beginning of year2012-12-31$275,331
Income. Interest from loans (other than to participants)2012-12-31$3,028
Value of interest in common/collective trusts at end of year2012-12-31$638,031
Value of interest in common/collective trusts at beginning of year2012-12-31$465,798
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$6,471,935
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$6,528,395
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$24,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,587,607
Net investment gain/loss from pooled separate accounts2012-12-31$24,958
Net investment gain or loss from common/collective trusts2012-12-31$15,055
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$732,754
Employer contributions (assets) at end of year2012-12-31$526
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$943,813
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HARDING, SCHYMANSKI & COMPANY, PSC
Accountancy firm EIN2012-12-31351346211
2011 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,564,470
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$961,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$912,293
Expenses. Certain deemed distributions of participant loans2011-12-31$1,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,441,522
Value of total assets at end of year2011-12-31$20,311,211
Value of total assets at beginning of year2011-12-31$19,707,769
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$47,732
Total interest from all sources2011-12-31$2,632
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$176,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$176,938
Administrative expenses professional fees incurred2011-12-31$45,998
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$716,756
Participant contributions at end of year2011-12-31$105,761
Participant contributions at beginning of year2011-12-31$65,292
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$9,680
Administrative expenses (other) incurred2011-12-31$1,734
Total non interest bearing cash at end of year2011-12-31$105,200
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$603,442
Value of net assets at end of year (total assets less liabilities)2011-12-31$20,311,211
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,707,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,830,726
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,496,029
Value of interest in pooled separate accounts at end of year2011-12-31$275,331
Value of interest in pooled separate accounts at beginning of year2011-12-31$255,726
Interest on participant loans2011-12-31$2,632
Value of interest in common/collective trusts at end of year2011-12-31$465,798
Value of interest in common/collective trusts at beginning of year2011-12-31$325,996
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$6,528,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$6,564,726
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-68,682
Net investment gain or loss from common/collective trusts2011-12-31$12,060
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$715,086
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$912,293
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HARDING, SCHYMANSKI & COMPANY, PSC
Accountancy firm EIN2011-12-31351346211
2010 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,220
Total income from all sources (including contributions)2010-12-31$3,031,215
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,108,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,073,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,357,525
Value of total assets at end of year2010-12-31$19,707,769
Value of total assets at beginning of year2010-12-31$17,787,309
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$35,191
Total interest from all sources2010-12-31$1,099
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$157,072
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$157,072
Administrative expenses professional fees incurred2010-12-31$33,953
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$665,319
Participant contributions at end of year2010-12-31$65,292
Participant contributions at beginning of year2010-12-31$0
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$51,027
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$13,483
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$2,220
Administrative expenses (other) incurred2010-12-31$1,238
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$2,802
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,922,680
Value of net assets at end of year (total assets less liabilities)2010-12-31$19,707,769
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$17,785,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,496,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,166,291
Value of interest in pooled separate accounts at end of year2010-12-31$255,726
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$1,085
Value of interest in common/collective trusts at end of year2010-12-31$325,996
Value of interest in common/collective trusts at beginning of year2010-12-31$14,328,102
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$186,196
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$186,196
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$14
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$6,564,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,507,906
Net investment gain or loss from common/collective trusts2010-12-31$7,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$678,723
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$52,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,073,344
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HARDING, SCHYMANSKI & COMPANY, PSC
Accountancy firm EIN2010-12-31351346211
2009 : SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN

2022: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SPALDING UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807441
Policy instance 2
Insurance contract or identification number807441
Number of Individuals Covered577
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365143
Policy instance 1
Insurance contract or identification number365143
Number of Individuals Covered272
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807441
Policy instance 2
Insurance contract or identification number807441
Number of Individuals Covered746
Insurance policy start date2021-09-20
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365143
Policy instance 1
Insurance contract or identification number365143
Number of Individuals Covered286
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365143
Policy instance 1
Insurance contract or identification number365143
Number of Individuals Covered800
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365143
Policy instance 1
Insurance contract or identification number365143
Number of Individuals Covered364
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365143
Policy instance 1
Insurance contract or identification number365143
Number of Individuals Covered338
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365143
Policy instance 1
Insurance contract or identification number365143
Number of Individuals Covered806
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365143
Policy instance 1
Insurance contract or identification number365143
Number of Individuals Covered406
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365143
Policy instance 1
Insurance contract or identification number365143
Number of Individuals Covered423
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365143
Policy instance 1
Insurance contract or identification number365143
Number of Individuals Covered442
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365143
Policy instance 1
Insurance contract or identification number365143
Number of Individuals Covered455
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365143
Policy instance 1
Insurance contract or identification number365143
Number of Individuals Covered475
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number365143
Policy instance 1
Insurance contract or identification number365143
Number of Individuals Covered486
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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