?>
Logo

KEENELAND ASSOCIATION, INC. 401(K) PLAN 401k Plan overview

Plan NameKEENELAND ASSOCIATION, INC. 401(K) PLAN
Plan identification number 002

KEENELAND ASSOCIATION, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Life insurance

401k Sponsoring company profile

KEENELAND ASSOCIATION, INC. has sponsored the creation of one or more 401k plans.

Company Name:KEENELAND ASSOCIATION, INC.
Employer identification number (EIN):610597425
NAIC Classification:115210
NAIC Description:Support Activities for Animal Production

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KEENELAND ASSOCIATION, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01BILL THOMASON
0022016-01-01BILL THOMASON
0022015-01-01BILL THOMASON
0022014-01-01CONNIE HALE
0022013-01-01CONNIE VAN ONSELDER
0022012-01-01CONNIE VAN ONSELDER
0022011-01-01CONNIE VAN ONSELDER
0022010-01-01WILLIAM W. THOMASON, JR. WILLIAM W. THOMASON, JR.2011-10-12
0022009-01-01 HARVIE B. WILKINSON2010-10-14
0022009-01-01HARVIE B. WILKINSON HARVIE B. WILKINSON2010-10-14

Plan Statistics for KEENELAND ASSOCIATION, INC. 401(K) PLAN

401k plan membership statisitcs for KEENELAND ASSOCIATION, INC. 401(K) PLAN

Measure Date Value
2022: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01405
Total number of active participants reported on line 7a of the Form 55002022-01-01361
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0148
Total of all active and inactive participants2022-01-01409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01409
Number of participants with account balances2022-01-01352
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01406
Total number of active participants reported on line 7a of the Form 55002021-01-01326
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0160
Total of all active and inactive participants2021-01-01386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01386
Number of participants with account balances2021-01-01353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01412
Total number of active participants reported on line 7a of the Form 55002020-01-01342
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0146
Total of all active and inactive participants2020-01-01388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01389
Number of participants with account balances2020-01-01349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,159
Total number of active participants reported on line 7a of the Form 55002019-01-01291
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0191
Total of all active and inactive participants2019-01-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01383
Number of participants with account balances2019-01-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01420
Total number of active participants reported on line 7a of the Form 55002018-01-011,088
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-0157
Total of all active and inactive participants2018-01-011,149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-011,153
Number of participants with account balances2018-01-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01386
Total number of active participants reported on line 7a of the Form 55002017-01-01313
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-0149
Total of all active and inactive participants2017-01-01367
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01370
Number of participants with account balances2017-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01304
Total number of active participants reported on line 7a of the Form 55002016-01-01291
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0144
Total of all active and inactive participants2016-01-01339
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01340
Number of participants with account balances2016-01-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01274
Total number of active participants reported on line 7a of the Form 55002015-01-01231
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0139
Total of all active and inactive participants2015-01-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01273
Number of participants with account balances2015-01-01260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01264
Total number of active participants reported on line 7a of the Form 55002014-01-01215
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-0134
Total of all active and inactive participants2014-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-013
Total participants2014-01-01254
Number of participants with account balances2014-01-01242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01246
Total number of active participants reported on line 7a of the Form 55002013-01-01210
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0139
Total of all active and inactive participants2013-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01249
Number of participants with account balances2013-01-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01259
Total number of active participants reported on line 7a of the Form 55002012-01-01208
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0133
Total of all active and inactive participants2012-01-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01241
Number of participants with account balances2012-01-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01392
Total number of active participants reported on line 7a of the Form 55002011-01-01224
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0125
Total of all active and inactive participants2011-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01250
Number of participants with account balances2011-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01382
Total number of active participants reported on line 7a of the Form 55002010-01-01353
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0127
Total of all active and inactive participants2010-01-01380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01380
Number of participants with account balances2010-01-01251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01392
Total number of active participants reported on line 7a of the Form 55002009-01-01366
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0116
Total of all active and inactive participants2009-01-01382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01382
Number of participants with account balances2009-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on KEENELAND ASSOCIATION, INC. 401(K) PLAN

Measure Date Value
2022 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,465,850
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,225,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,201,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,439,028
Value of total assets at end of year2022-12-31$14,430,788
Value of total assets at beginning of year2022-12-31$17,121,841
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$23,903
Total interest from all sources2022-12-31$19,335
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$111,280
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$111,280
Administrative expenses professional fees incurred2022-12-31$23,903
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,160,457
Participant contributions at end of year2022-12-31$374,337
Participant contributions at beginning of year2022-12-31$381,002
Participant contributions at end of year2022-12-31$7,116
Participant contributions at beginning of year2022-12-31$5,283
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,794
Other income not declared elsewhere2022-12-31$-35,379
Total non interest bearing cash at end of year2022-12-31$8,255
Total non interest bearing cash at beginning of year2022-12-31$1,289
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,691,053
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,430,788
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$17,121,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,945,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,887,486
Interest on participant loans2022-12-31$19,335
Value of interest in common/collective trusts at end of year2022-12-31$11,012,104
Value of interest in common/collective trusts at beginning of year2022-12-31$12,733,268
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$4,214
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$3,312
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$3,312
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,000,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$275,777
Employer contributions (assets) at end of year2022-12-31$11,856
Employer contributions (assets) at beginning of year2022-12-31$6,421
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,201,300
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$67,499
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$103,780
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DEAN DORTON
Accountancy firm EIN2022-12-31273858252
2021 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,841,591
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,919,532
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,896,784
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,400,907
Value of total assets at end of year2021-12-31$17,121,841
Value of total assets at beginning of year2021-12-31$16,199,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$22,748
Total interest from all sources2021-12-31$21,255
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$319,161
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$319,161
Administrative expenses professional fees incurred2021-12-31$22,748
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,065,103
Participant contributions at end of year2021-12-31$381,002
Participant contributions at beginning of year2021-12-31$422,440
Participant contributions at end of year2021-12-31$5,283
Participant contributions at beginning of year2021-12-31$8,092
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$80,409
Other income not declared elsewhere2021-12-31$18,894
Total non interest bearing cash at end of year2021-12-31$1,289
Total non interest bearing cash at beginning of year2021-12-31$840
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$922,059
Value of net assets at end of year (total assets less liabilities)2021-12-31$17,121,841
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,199,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,887,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$12,550,603
Interest on participant loans2021-12-31$21,255
Value of interest in common/collective trusts at end of year2021-12-31$12,733,268
Value of interest in common/collective trusts at beginning of year2021-12-31$3,127,938
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$3,312
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,500
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,081,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$255,395
Employer contributions (assets) at end of year2021-12-31$6,421
Employer contributions (assets) at beginning of year2021-12-31$1,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,896,784
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$103,780
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$85,697
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2021-12-31273858252
2020 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,675,863
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,650,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,628,946
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,415,279
Value of total assets at end of year2020-12-31$16,199,782
Value of total assets at beginning of year2020-12-31$14,174,637
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$21,772
Total interest from all sources2020-12-31$24,919
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$596,661
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$596,661
Administrative expenses professional fees incurred2020-12-31$21,772
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,021,698
Participant contributions at end of year2020-12-31$422,440
Participant contributions at beginning of year2020-12-31$456,635
Participant contributions at end of year2020-12-31$8,092
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$377
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$154,254
Other income not declared elsewhere2020-12-31$5,798
Total non interest bearing cash at end of year2020-12-31$840
Total non interest bearing cash at beginning of year2020-12-31$26,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,025,145
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,199,782
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$14,174,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$12,550,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,402,402
Interest on participant loans2020-12-31$24,919
Value of interest in common/collective trusts at end of year2020-12-31$3,127,938
Value of interest in common/collective trusts at beginning of year2020-12-31$2,288,509
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,633,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$239,327
Employer contributions (assets) at end of year2020-12-31$1,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,628,946
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$85,697
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2020-12-31273858252
2019 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,908,545
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,079,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,063,503
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,207,052
Value of total assets at end of year2019-12-31$14,174,637
Value of total assets at beginning of year2019-12-31$11,345,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$15,817
Total interest from all sources2019-12-31$22,091
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$856,434
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$856,434
Administrative expenses professional fees incurred2019-12-31$15,817
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$958,441
Participant contributions at end of year2019-12-31$456,635
Participant contributions at beginning of year2019-12-31$391,283
Participant contributions at beginning of year2019-12-31$3,578
Assets. Other investments not covered elsewhere at end of year2019-12-31$377
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$6,980
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,758
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$501
Other income not declared elsewhere2019-12-31$464
Total non interest bearing cash at end of year2019-12-31$26,714
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,829,225
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,174,637
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,345,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,402,402
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,108,830
Interest on participant loans2019-12-31$22,091
Value of interest in common/collective trusts at end of year2019-12-31$2,288,509
Value of interest in common/collective trusts at beginning of year2019-12-31$439,607
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,453
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$391,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,822,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$244,853
Employer contributions (assets) at beginning of year2019-12-31$351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,063,503
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2019-12-31273858252
2018 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$323,007
Total of all expenses incurred2018-12-31$1,584,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,546,613
Value of total corrective distributions2018-12-31$16,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,083,162
Value of total assets at end of year2018-12-31$11,345,412
Value of total assets at beginning of year2018-12-31$12,606,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$21,264
Total interest from all sources2018-12-31$22,088
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$207,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$207,160
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$863,507
Participant contributions at end of year2018-12-31$391,283
Participant contributions at beginning of year2018-12-31$400,982
Participant contributions at end of year2018-12-31$3,578
Assets. Other investments not covered elsewhere at end of year2018-12-31$6,980
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$24,272
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$501
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$137
Other income not declared elsewhere2018-12-31$-21,635
Administrative expenses (other) incurred2018-12-31$21,264
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,261,265
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,345,412
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,606,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,108,830
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,436,016
Interest on participant loans2018-12-31$19,657
Interest earned on other investments2018-12-31$2,428
Value of interest in common/collective trusts at end of year2018-12-31$439,607
Value of interest in common/collective trusts at beginning of year2018-12-31$744,041
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$2,453
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,167
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,167
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$391,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-981,381
Net investment gain or loss from common/collective trusts2018-12-31$13,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$219,655
Employer contributions (assets) at end of year2018-12-31$351
Employer contributions (assets) at beginning of year2018-12-31$62
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,546,613
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2018-12-31273858252
2017 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$3,071,770
Total of all expenses incurred2017-12-31$2,106,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,085,001
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,196,626
Value of total assets at end of year2017-12-31$12,606,677
Value of total assets at beginning of year2017-12-31$11,641,234
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$21,326
Total interest from all sources2017-12-31$17,031
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$212,918
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$212,918
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$790,979
Participant contributions at end of year2017-12-31$400,982
Participant contributions at beginning of year2017-12-31$409,846
Assets. Other investments not covered elsewhere at end of year2017-12-31$24,272
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$19,143
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$171,759
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$137
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$456
Other income not declared elsewhere2017-12-31$1,393
Administrative expenses (other) incurred2017-12-31$21,326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$965,443
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,606,677
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,641,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,436,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,459,010
Interest on participant loans2017-12-31$17,030
Value of interest in common/collective trusts at end of year2017-12-31$744,041
Value of interest in common/collective trusts at beginning of year2017-12-31$751,613
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,167
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,166
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,166
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,632,138
Net investment gain or loss from common/collective trusts2017-12-31$11,664
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$233,888
Employer contributions (assets) at end of year2017-12-31$62
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,085,001
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2017-12-31273858252
2016 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,830,117
Total of all expenses incurred2016-12-31$691,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$673,207
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,047,253
Value of total assets at end of year2016-12-31$11,641,234
Value of total assets at beginning of year2016-12-31$10,502,973
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18,649
Total interest from all sources2016-12-31$16,899
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$188,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$188,285
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$737,932
Participant contributions at end of year2016-12-31$409,846
Participant contributions at beginning of year2016-12-31$362,685
Assets. Other investments not covered elsewhere at end of year2016-12-31$19,143
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$18,074
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$84,573
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$456
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$50
Other income not declared elsewhere2016-12-31$1,069
Administrative expenses (other) incurred2016-12-31$18,649
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,138,261
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,641,234
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,502,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,459,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,108,203
Interest on participant loans2016-12-31$16,899
Value of interest in common/collective trusts at end of year2016-12-31$751,613
Value of interest in common/collective trusts at beginning of year2016-12-31$1,012,858
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,166
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,103
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$563,261
Net investment gain or loss from common/collective trusts2016-12-31$13,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$224,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$673,207
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2016-12-31273858252
2015 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$923,366
Total of all expenses incurred2015-12-31$626,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$622,591
Expenses. Certain deemed distributions of participant loans2015-12-31$154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$917,833
Value of total assets at end of year2015-12-31$10,502,973
Value of total assets at beginning of year2015-12-31$10,205,987
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,635
Total interest from all sources2015-12-31$16,379
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$174,647
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$174,647
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$720,896
Participant contributions at end of year2015-12-31$362,685
Participant contributions at beginning of year2015-12-31$409,963
Assets. Other investments not covered elsewhere at end of year2015-12-31$18,074
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$16,868
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$50
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$392
Other income not declared elsewhere2015-12-31$1,206
Administrative expenses (other) incurred2015-12-31$3,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$296,986
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,502,973
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,205,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,108,203
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,834,836
Interest on participant loans2015-12-31$16,379
Value of interest in common/collective trusts at end of year2015-12-31$1,012,858
Value of interest in common/collective trusts at beginning of year2015-12-31$942,735
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,103
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-200,466
Net investment gain or loss from common/collective trusts2015-12-31$13,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$196,937
Employer contributions (assets) at beginning of year2015-12-31$28
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$622,591
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DEAN DORTON ALLEN FORD, PLLC
Accountancy firm EIN2015-12-31273858252
2014 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,504,662
Total of all expenses incurred2014-12-31$849,215
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$835,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$856,216
Value of total assets at end of year2014-12-31$10,205,987
Value of total assets at beginning of year2014-12-31$9,550,540
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,281
Total interest from all sources2014-12-31$15,806
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$201,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$201,388
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$666,319
Participant contributions at end of year2014-12-31$409,963
Participant contributions at beginning of year2014-12-31$359,219
Assets. Other investments not covered elsewhere at end of year2014-12-31$16,868
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$16,061
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$392
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$147
Other income not declared elsewhere2014-12-31$807
Administrative expenses (other) incurred2014-12-31$13,281
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$655,447
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,205,987
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,550,540
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,834,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,059,434
Interest on participant loans2014-12-31$15,806
Value of interest in common/collective trusts at end of year2014-12-31$942,735
Value of interest in common/collective trusts at beginning of year2014-12-31$1,114,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,165
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$418,099
Net investment gain or loss from common/collective trusts2014-12-31$12,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$189,897
Employer contributions (assets) at end of year2014-12-31$28
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$835,934
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH LLP
Accountancy firm EIN2014-12-31350921680
2013 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$2,141,129
Total of all expenses incurred2013-12-31$837,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$813,760
Expenses. Certain deemed distributions of participant loans2013-12-31$14,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$814,016
Value of total assets at end of year2013-12-31$9,550,540
Value of total assets at beginning of year2013-12-31$8,247,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,934
Total interest from all sources2013-12-31$14,182
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$132,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$132,221
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$601,585
Participant contributions at end of year2013-12-31$359,219
Participant contributions at beginning of year2013-12-31$326,954
Assets. Other investments not covered elsewhere at end of year2013-12-31$16,061
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$21,736
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$22,481
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$147
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$229
Other income not declared elsewhere2013-12-31$850
Administrative expenses (other) incurred2013-12-31$8,934
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,303,437
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,550,540
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,247,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,059,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,804,115
Interest on participant loans2013-12-31$14,182
Value of interest in common/collective trusts at end of year2013-12-31$1,114,514
Value of interest in common/collective trusts at beginning of year2013-12-31$1,092,910
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,165
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,159
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,159
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,163,006
Net investment gain or loss from common/collective trusts2013-12-31$16,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$189,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$813,760
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH LLP
Accountancy firm EIN2013-12-31350921680
2012 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,725,989
Total of all expenses incurred2012-12-31$1,720,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,713,225
Expenses. Certain deemed distributions of participant loans2012-12-31$4,720
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$775,068
Value of total assets at end of year2012-12-31$8,247,103
Value of total assets at beginning of year2012-12-31$8,241,885
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,826
Total interest from all sources2012-12-31$13,519
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$186,265
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$186,265
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$587,351
Participant contributions at end of year2012-12-31$326,954
Participant contributions at beginning of year2012-12-31$291,348
Assets. Other investments not covered elsewhere at end of year2012-12-31$21,736
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$126,402
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,224
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$229
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$89
Other income not declared elsewhere2012-12-31$4,143
Administrative expenses (other) incurred2012-12-31$2,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,218
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,247,103
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,241,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,804,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,719,742
Interest on participant loans2012-12-31$13,519
Value of interest in common/collective trusts at end of year2012-12-31$1,092,910
Value of interest in common/collective trusts at beginning of year2012-12-31$1,103,171
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,159
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,133
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,133
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$727,693
Net investment gain or loss from common/collective trusts2012-12-31$19,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$183,493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,713,225
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH LLP
Accountancy firm EIN2012-12-31350921680
2011 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$12,689
Total income from all sources (including contributions)2011-12-31$775,926
Total of all expenses incurred2011-12-31$3,106,615
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,080,133
Value of total corrective distributions2011-12-31$13,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$671,053
Value of total assets at end of year2011-12-31$8,241,885
Value of total assets at beginning of year2011-12-31$10,585,263
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$13,131
Total interest from all sources2011-12-31$3,523
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$177,223
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$177,223
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$507,056
Participant contributions at end of year2011-12-31$291,348
Participant contributions at beginning of year2011-12-31$312,717
Assets. Other investments not covered elsewhere at end of year2011-12-31$126,402
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$146,035
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$89
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$12,690
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$12,689
Other income not declared elsewhere2011-12-31$2,864
Administrative expenses (other) incurred2011-12-31$13,131
Total non interest bearing cash at beginning of year2011-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,330,689
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,241,885
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,572,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,719,742
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,239,129
Interest on participant loans2011-12-31$3,520
Value of interest in common/collective trusts at end of year2011-12-31$1,103,171
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,133
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,068
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,068
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,761,639
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$2,693
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-84,190
Net investment gain or loss from common/collective trusts2011-12-31$5,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$163,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,077,440
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$109,982
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CROWE HORWATH LLP
Accountancy firm EIN2011-12-31350921680
2010 : KEENELAND ASSOCIATION, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$12,689
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$26,640
Total income from all sources (including contributions)2010-12-31$1,741,638
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$649,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$645,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$764,160
Value of total assets at end of year2010-12-31$10,585,263
Value of total assets at beginning of year2010-12-31$9,507,360
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$4,556
Total interest from all sources2010-12-31$69,855
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$275,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$275,519
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$549,326
Participant contributions at end of year2010-12-31$312,717
Participant contributions at beginning of year2010-12-31$346,209
Assets. Other investments not covered elsewhere at end of year2010-12-31$146,035
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$137,889
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$32,873
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$12,690
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$13,046
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$12,689
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$26,640
Other income not declared elsewhere2010-12-31$8,157
Administrative expenses (other) incurred2010-12-31$306
Total non interest bearing cash at end of year2010-12-31$3
Total non interest bearing cash at beginning of year2010-12-31$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,091,854
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,572,574
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,480,720
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,239,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,982,471
Interest on participant loans2010-12-31$18,803
Interest earned on other investments2010-12-31$51,050
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,068
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$31,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$31,498
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,761,639
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,886,176
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$900
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$623,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$181,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$644,328
Contract administrator fees2010-12-31$4,250
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$109,982
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$110,068
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CROWE HORWATH LLP
Accountancy firm EIN2010-12-31350921680

Form 5500 Responses for KEENELAND ASSOCIATION, INC. 401(K) PLAN

2022: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: KEENELAND ASSOCIATION, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK62624
Policy instance 1
Insurance contract or identification numberQK62624
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-02
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK62624
Policy instance 2
Insurance contract or identification numberQK62624
Number of Individuals Covered329
Insurance policy start date2018-08-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number041343000
Policy instance 1
Insurance contract or identification number041343000
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number041343000
Policy instance 1
Insurance contract or identification number041343000
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number041343000
Policy instance 1
Insurance contract or identification number041343000
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number041343000
Policy instance 1
Insurance contract or identification number041343000
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number041343000
Policy instance 1
Insurance contract or identification number041343000
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number041343000
Policy instance 1
Insurance contract or identification number041343000
Number of Individuals Covered2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number041343000
Policy instance 2
Insurance contract or identification number041343000
Number of Individuals Covered2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893068087
Policy instance 1
Insurance contract or identification number893068087
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-09-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number041343000
Policy instance 2
Insurance contract or identification number041343000
Number of Individuals Covered3
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893068087
Policy instance 1
Insurance contract or identification number893068087
Number of Individuals Covered197
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3